03/28/2024
3:40 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/28/2024
3:45 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/28/2024
3:29 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/28/2024
3:35 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/28/2024
3:11 PM | BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/29/2024
3:45 PM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
02/27/2024
6:57 PM | Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
|
02/27/2024
7:04 PM | LPL Financial (Issuer)
Sethi Kabir (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/27/2024
7:13 PM | LPL Financial (Issuer)
Steinmeier Richard (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/27/2024
6:51 PM | Gates Greg (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/27/2024
6:42 PM | Enyedi Matthew (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/27/2024
6:25 PM | Audette Matthew J (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/27/2024
6:33 PM | Brown Althea (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/27/2024
6:16 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/26/2024
4:25 PM | Gates Greg (Reporting)
LPL Financial (Subject)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
02/26/2024
3:48 PM | Larsen Sallie R. (Reporting)
LPL Financial (Subject)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
02/26/2024
3:36 PM | LPL Financial (Subject)
Sethi Kabir (Reporting)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
02/26/2024
11:17 AM | Enyedi Matthew (Reporting)
LPL Financial (Subject)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
02/22/2024
4:17 PM | Enyedi Matthew (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
02/21/2024
3:38 PM | Larsen Sallie R. (Reporting)
LPL Financial (Subject)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
02/20/2024
10:28 AM | Enyedi Matthew (Reporting)
LPL Financial (Subject)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
02/13/2024
7:39 AM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
02/05/2024
3:41 PM | Audette Matthew J (Reporting)
LPL Financial (Subject)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
01/08/2024
4:24 PM | Dadyar Sara (Reporting)
LPL Financial (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
12/26/2023
3:15 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
12/14/2023
3:39 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/29/2023
4:25 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/29/2023
4:31 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/29/2023
4:14 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/29/2023
4:20 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/29/2023
3:57 PM | BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/29/2023
4:04 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/29/2023
4:09 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/13/2023
8:05 AM | Larsen Sallie R. (Reporting)
LPL Financial (Subject)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
11/13/2023
6:01 AM | LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
| Form 424B5 | |
11/09/2023
6:00 AM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
11/08/2023
4:08 PM | Enyedi Matthew (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/08/2023
4:15 PM | LPL Financial (Subject)
| Form FWP | |
11/08/2023
7:34 AM | LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
| Form 424B5 | |
11/06/2023
3:47 PM | Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/02/2023
3:15 PM | LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
| Form 305B2 | |
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11/02/2023
1:11 PM | Jambusaria Aneri (Reporting)
LPL Financial (Subject)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
11/01/2023
11:15 PM | LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
| Form EFFECT | |
10/27/2023
7:01 AM | LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
| Form S-3/A | |
10/17/2023
3:50 PM | LPL Financial (Filer)
LPL HOLDINGS, INC. (Filer)
| Form S-3/A | |
09/22/2023
6:36 AM | LPL Capital Partners, Inc. (Filer)
LPL Financial (Filer)
LPL HOLDINGS INC (Filer)
LPL Insurance Associates, Inc. (Filer)
| Form S-3
Registration statement under Securities Act of 1933 | |
09/21/2023
3:18 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/20/2023
3:20 PM | Arnold Dan H. (Reporting)
LPL Financial (Subject)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
09/19/2023
3:15 PM | Arnold Dan H. (Reporting)
LPL Financial (Subject)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
09/14/2023
3:12 PM | Brown Althea (Reporting)
LPL Financial (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
09/14/2023
3:19 PM | Brown Althea (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
09/13/2023
9:16 AM | LPL Financial (Subject)
Steinmeier Richard (Reporting)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
09/05/2023
3:33 PM | Enyedi Matthew (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/29/2023
5:17 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/29/2023
5:20 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/29/2023
4:58 PM | EBERHART PAULETT (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/29/2023
5:04 PM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/29/2023
5:08 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/29/2023
5:13 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/29/2023
4:52 PM | BERNARD EDWARD C (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
08/24/2023
7:51 AM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
08/22/2023
10:07 AM | Enyedi Matthew (Reporting)
LPL Financial (Subject)
| Form 144
Notice of proposed sale of securities pursuant to Rule 144 | |
08/01/2023
3:49 PM | LPL Financial (Filer)
| Form 10-Q
General form for quarterly reports under Section 13 or 15(d) | |
07/12/2023
3:21 PM | Arnold Dan H. (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/13/2023
4:13 PM | Gates Greg (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/07/2023
3:24 PM | Gates Greg (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/07/2023
3:29 PM | Jambusaria Aneri (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/05/2023
4:01 PM | LPL Financial (Issuer)
Thomas Corey E. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/05/2023
3:56 PM | LPL Financial (Issuer)
SCHIFTER RICHARD P (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/05/2023
3:45 PM | LPL Financial (Issuer)
Mnookin Allison (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
06/05/2023
3:50 PM | LPL Financial (Issuer)
Putnam James S (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
05/12/2023
8:02 AM | LPL Financial (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
05/05/2023
7:24 AM | Glavin William Francis Jr (Reporting)
LPL Financial (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
