B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

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About B. Riley Wealth Advisors, Inc.

Investment Activity

B. Riley Wealth Advisors, Inc. has $3.70 billion in total holdings as of September 30, 2021.
B. Riley Wealth Advisors, Inc. owns shares of 1,445 different stocks, but just 292 companies or ETFs make up 80% of its holdings.
Approximately 13.77% of the portfolio was purchased this quarter.
About 5.41% of the portfolio was sold this quarter.
This quarter, B. Riley Wealth Advisors, Inc. has purchased 1,386 new stocks and bought additional shares in 873 stocks.
B. Riley Wealth Advisors, Inc. sold shares of 375 stocks and completely divested from 93 stocks this quarter.

Largest Holdings

Apple: $133,196,692
iShares Core S&P 500 ETF: $114,178,460
Vanguard Growth ETF: $94,947,478
Microsoft: $92,024,392
Vanguard Value ETF: $75,086,975

Largest New Holdings this Quarter

Invesco BuyBack Achievers ETF: $6,471,171 Holding
AGF U.S. Market Neutral Anti-Beta Fund: $2,915,349 Holding
Activision Blizzard: $2,813,451 Holding
Bunge Global: $2,797,242 Holding
Nutrien: $2,520,084 Holding

Largest Purchases this Quarter

Vanguard Growth ETF: 77,820 shares (about $21.19M)
Vanguard Value ETF: 125,235 shares (about $17.27M)
iShares MSCI EAFE Growth ETF: 117,533 shares (about $10.14M)
WisdomTree Interest Rate Hedged High Yield Bond Fund: 448,492 shares (about $9.47M)
Vanguard Short-Term Corporate Bond ETF: 124,858 shares (about $9.38M)

Largest Sales this Quarter

iShares S&P Small-Cap 600 Value ETF: 65,721 shares (about $5.90M)
iShares 20+ Year Treasury Bond ETF: 64,182 shares (about $5.69M)
Tesla: 18,739 shares (about $4.69M)
SPDR Portfolio S&P 500 Value ETF: 105,561 shares (about $4.36M)
ActivePassive U.S. Equity ETF: 142,288 shares (about $3.71M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
AAPL Apple	$133,196,692	$4,038,328 ▲	3.1%	777,973	3.6%	Computer and Technology
IVV iShares Core S&P 500 ETF	$114,178,460	$8,324,070 ▲	7.9%	264,663	3.1%	ETF
VUG Vanguard Growth ETF	$94,947,478	$21,191,178 ▲	28.7%	348,674	2.6%	ETF
MSFT Microsoft	$92,024,392	$6,194,699 ▲	7.2%	291,447	2.5%	Computer and Technology
VTV Vanguard Value ETF	$75,086,975	$17,273,652 ▲	29.9%	544,385	2.0%	ETF
AMZN Amazon.com	$65,915,463	$2,819,397 ▲	4.5%	518,529	1.8%	Retail/Wholesale
NVDA NVIDIA	$62,819,977	$913,479 ▲	1.5%	144,417	1.7%	Computer and Technology
QQQ Invesco QQQ	$43,347,118	$1,564,001 ▲	3.7%	120,812	1.2%	Finance
SPY SPDR S&P 500 ETF Trust	$35,466,683	$1,408,045 ▲	4.1%	82,669	1.0%	Finance
XOM Exxon Mobil	$31,124,819	$946,871 ▲	3.1%	264,712	0.8%	Oils/Energy
HD Home Depot	$29,654,318	$1,629,249 ▲	5.8%	98,141	0.8%	Retail/Wholesale
VOO Vanguard S&P 500 ETF	$29,613,646	$1,320,901 ▲	4.7%	75,127	0.8%	ETF
META Meta Platforms	$28,784,808	$1,891,328 ▲	7.0%	95,882	0.8%	Computer and Technology
UNH UnitedHealth Group	$28,080,945	$3,629,170 ▲	14.8%	55,695	0.8%	Medical
GOOGL Alphabet	$27,708,674	$1,948,766 ▲	7.6%	211,743	0.7%	Computer and Technology
IUSB iShares Core Total USD Bond Market ETF	$27,674,233	$7,139,494 ▲	34.8%	633,060	0.7%	Manufacturing
BRK.B Berkshire Hathaway	$27,291,574	$1,811,405 ▲	7.1%	77,909	0.7%	Finance
GOOG Alphabet	$26,987,862	$548,628 ▲	2.1%	204,686	0.7%	Computer and Technology
VCSH Vanguard Short-Term Corporate Bond ETF	$26,633,756	$9,383,077 ▲	54.4%	354,408	0.7%	ETF
VEA Vanguard FTSE Developed Markets ETF	$26,334,532	$8,112,030 ▲	44.5%	602,345	0.7%	ETF
EFG iShares MSCI EAFE Growth ETF	$25,549,191	$10,143,094 ▲	65.8%	296,051	0.7%	ETF
HYZD WisdomTree Interest Rate Hedged High Yield Bond Fund	$24,722,102	$9,472,152 ▲	62.1%	1,170,554	0.7%	Finance
JEPI JPMorgan Equity Premium Income ETF	$24,349,924	$2,523,425 ▲	11.6%	454,629	0.7%	ETF
TSLA Tesla	$23,846,597	$4,688,849 ▼	-16.4%	95,303	0.6%	Auto/Tires/Trucks
PG Procter & Gamble	$23,831,970	$2,992,908 ▼	-11.2%	163,389	0.6%	Consumer Staples
JPM JPMorgan Chase & Co.	$23,633,494	$2,106,127 ▲	9.8%	162,967	0.6%	Finance
EPD Enterprise Products Partners	$23,222,052	$581,640 ▲	2.6%	848,449	0.6%	Oils/Energy
LLY Eli Lilly and Company	$23,138,398	$1,596,881 ▲	7.4%	43,078	0.6%	Medical
JNJ Johnson & Johnson	$23,126,714	$1,059,412 ▲	4.8%	148,486	0.6%	Medical
V Visa	$22,654,158	$1,692,415 ▲	8.1%	98,492	0.6%	Business Services
AVGO Broadcom	$22,547,523	$14,950 ▼	-0.1%	27,147	0.6%	Computer and Technology
ABBV AbbVie	$21,675,125	$2,264,670 ▲	11.7%	145,412	0.6%	Medical
CVX Chevron	$20,542,116	$818,312 ▼	-3.8%	121,825	0.6%	Oils/Energy
CSM ProShares Large Cap Core Plus	$19,467,436	$6,126,731 ▲	45.9%	398,841	0.5%	ETF
GLD SPDR Gold Shares	$18,722,994	$2,779,886 ▲	17.4%	109,204	0.5%	Finance
BIL SPDR Bloomberg Barclays 1-3 Month T-Bill ETF	$18,293,090	$8,207,044 ▲	81.4%	199,228	0.5%	ETF
EFV iShares MSCI EAFE Value ETF	$18,111,082	$5,623,863 ▲	45.0%	370,143	0.5%	ETF
CWB SPDR Bloomberg Convertible Securities ETF	$17,990,844	$5,759,400 ▲	47.1%	265,352	0.5%	ETF
QUAL iShares MSCI USA Quality Factor ETF	$17,691,064	$4,205,625 ▲	31.2%	133,717	0.5%	ETF
MRK Merck & Co., Inc.	$16,855,033	$1,653,208 ▲	10.9%	162,575	0.5%	Medical
WMT Walmart	$16,569,853	$523,450 ▲	3.3%	103,607	0.4%	Retail/Wholesale
COST Costco Wholesale	$16,301,660	$1,473,957 ▲	9.9%	28,855	0.4%	Retail/Wholesale
TBIL US Treasury 3 Month Bill ETF	$16,136,360	$7,220,545 ▲	81.0%	322,276	0.4%	ETF
SH ProShares Short S&P500	$15,888,197	$4,912,534 ▲	44.8%	1,098,010	0.4%	ETF
TMO Thermo Fisher Scientific	$15,173,425	$1,309,870 ▲	9.4%	29,956	0.4%	Medical
MNA IQ Merger Arbitrage ETF	$14,972,839	$6,140,275 ▲	69.5%	473,974	0.4%	ETF
IWP iShares Russell Mid-Cap Growth ETF	$14,575,941	$4,592,783 ▲	46.0%	159,248	0.4%	ETF
MA Mastercard	$14,516,339	$642,162 ▲	4.6%	36,666	0.4%	Business Services
VB Vanguard Small-Cap ETF	$14,491,813	$3,680,620 ▲	34.0%	76,648	0.4%	ETF
IEMG iShares Core MSCI Emerging Markets ETF	$14,470,917	$3,308,977 ▲	29.6%	304,075	0.4%	ETF
MCD McDonald's	$14,278,166	$219,709 ▲	1.6%	54,199	0.4%	Retail/Wholesale
LRCX Lam Research	$14,265,607	$928,780 ▼	-6.1%	22,686	0.4%	Computer and Technology
VBK Vanguard Small-Cap Growth ETF	$14,177,840	$3,570,376 ▲	33.7%	66,196	0.4%	ETF
PIMCO ETF TR	$13,773,621	$4,945,445 ▲	56.0%	156,696	0.4%	ACTIVE BD ETF
BNDX Vanguard Total International Bond ETF	$13,761,598	$3,470,114 ▲	33.7%	287,719	0.4%	ETF
IBM International Business Machines	$13,312,676	$1,613,033 ▲	13.8%	94,887	0.4%	Computer and Technology
XLE Energy Select Sector SPDR Fund	$13,267,087	$105,666 ▲	0.8%	146,776	0.4%	ETF
PANW Palo Alto Networks	$13,097,928	$103,388 ▼	-0.8%	55,869	0.4%	Computer and Technology
PDBC Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	$13,096,891	$3,327,975 ▲	34.1%	876,046	0.4%	Manufacturing
HON Honeywell International	$12,851,499	$1,110,108 ▲	9.5%	69,565	0.3%	Multi-Sector Conglomerates
VIG Vanguard Dividend Appreciation ETF	$12,071,396	$1,609,134 ▼	-11.8%	77,306	0.3%	ETF
BSV Vanguard Short-Term Bond ETF	$11,953,716	$2,856,242 ▲	31.4%	159,022	0.3%	ETF
ET Energy Transfer	$11,910,576	$663,956 ▲	5.9%	848,936	0.3%	Oils/Energy
NEE NextEra Energy	$11,802,252	$1,214,261 ▲	11.5%	206,009	0.3%	Utilities
VWO Vanguard FTSE Emerging Markets ETF	$11,694,486	$4,704,763 ▲	67.3%	298,253	0.3%	ETF
OIH VanEck Oil Services ETF	$11,689,449	$272,578 ▼	-2.3%	33,879	0.3%	ETF
AMGN Amgen	$11,612,260	$813,802 ▲	7.5%	43,207	0.3%	Medical
PEP PepsiCo	$11,540,221	$912,604 ▼	-7.3%	68,108	0.3%	Consumer Staples
XLV Health Care Select Sector SPDR Fund	$11,057,660	$1,239,643 ▼	-10.1%	85,891	0.3%	ETF
CSCO Cisco Systems	$11,051,227	$1,345,398 ▲	13.9%	205,566	0.3%	Computer and Technology
PFE Pfizer	$10,869,671	$1,629,608 ▲	17.6%	327,696	0.3%	Medical
CAT Caterpillar	$10,796,681	$237,512 ▲	2.2%	39,548	0.3%	Industrial Products
VTI Vanguard Total Stock Market ETF	$10,796,486	$1,726,665 ▲	19.0%	50,829	0.3%	ETF
BMY Bristol-Myers Squibb	$10,787,471	$1,303,692 ▲	13.7%	185,863	0.3%	Medical
USMV iShares MSCI USA Min Vol Factor ETF	$10,166,759	$6,099,590 ▲	150.0%	139,929	0.3%	ETF
VZ Verizon Communications	$10,072,232	$368,081 ▲	3.8%	310,775	0.3%	Computer and Technology
COWZ Pacer US Cash Cows 100 ETF	$9,901,104	$1,074,161 ▼	-9.8%	200,306	0.3%	ETF
VGT Vanguard Information Technology ETF	$9,818,103	$1,411,971 ▼	-12.6%	23,614	0.3%	ETF
IVW iShares S&P 500 Growth ETF	$9,538,855	$1,326,235 ▲	16.1%	138,965	0.3%	ETF
UBER Uber Technologies	$8,968,326	$1,107,347 ▼	-11.0%	195,006	0.2%	Computer and Technology
VNQ Vanguard Real Estate ETF	$8,855,956	$3,792,365 ▲	74.9%	115,943	0.2%	ETF
XLK Technology Select Sector SPDR Fund	$8,843,725	$1,571,602 ▼	-15.1%	53,948	0.2%	ETF
UNP Union Pacific	$8,783,561	$1,784,202 ▲	25.5%	43,135	0.2%	Transportation
KO Coca-Cola	$8,720,109	$676,676 ▲	8.4%	154,537	0.2%	Consumer Staples
DE Deere & Company	$8,668,708	$576,374 ▲	7.1%	22,891	0.2%	Industrial Products
ADBE Adobe	$8,649,571	$464,016 ▲	5.7%	16,963	0.2%	Computer and Technology
RTX RTX	$8,500,377	$3,347,325 ▲	65.0%	118,110	0.2%	Aerospace
FTSM First Trust Enhanced Short Maturity ETF	$8,457,397	$1,179,790 ▲	16.2%	141,787	0.2%	Manufacturing
SCHB Schwab US Broad Market ETF	$8,383,033	$155,432 ▼	-1.8%	168,165	0.2%	ETF
JPST JPMorgan Ultra-Short Income ETF	$8,314,208	$567,083 ▲	7.3%	165,688	0.2%	ETF
AEM Agnico Eagle Mines	$8,313,965	$60,357 ▼	-0.7%	182,926	0.2%	Basic Materials
MBB iShares MBS ETF	$8,261,345	$2,092,398 ▲	33.9%	93,033	0.2%	ETF
ESGU iShares ESG Aware MSCI USA ETF	$8,258,966	$1,780,920 ▲	27.5%	87,574	0.2%	Manufacturing
EFA iShares MSCI EAFE ETF	$8,256,264	$2,749,699 ▲	49.9%	119,795	0.2%	Finance
VO Vanguard Mid-Cap ETF	$8,234,583	$216,776 ▲	2.7%	39,544	0.2%	ETF
BX Blackstone	$8,222,357	$59,891 ▼	-0.7%	76,744	0.2%	Finance
IWR iShares Russell Mid-Cap ETF	$8,210,524	$2,645,257 ▲	47.5%	118,009	0.2%	ETF
IJH iShares Core S&P Mid-Cap ETF	$8,072,475	$2,957,762 ▲	57.8%	32,227	0.2%	ETF
SPYG SPDR Portfolio S&P 500 Growth ETF	$7,982,551	$4,630,434 ▲	138.1%	134,658	0.2%	ETF
AGG iShares Core U.S. Aggregate Bond ETF	$7,899,481	$197,673 ▼	-2.4%	84,001	0.2%	Finance

Showing largest 100 holdings. View all holdings.

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B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofB. Riley Wealth Advisors, Inc.

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information