Free Trial

First Trust Small Cap Growth AlphaDEX Fund (FYC) Institutional Ownership

→ Must-See: Elon’s New Invention is Absolutely Insane (From InvestorPlace) (Ad)
Free FYC Stock Alerts
$66.53
-0.14 (-0.21%)
(As of 05/28/2024 ET)
Compare
Stock AnalysisChartDividendHeadlinesHoldingsOptions ChainOwnershipRatingsShort InterestTrends

Institutional Ownership Changes (13F Filings) for First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)

Number of
Institutional Buyers
(last 12 months)
33
Total
Institutional Inflows
(last 12 months)
$54.75M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$21.15M
Get FYC Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Small Cap Growth AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

FYC Institutional Buying and Selling by Quarter

First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/24/2024 Cetera Advisors LLC4,542$298K0.0%+32.7%0.111%
5/24/2024 Cetera Investment Advisers36,744$2.41M0.0%N/A0.896%
5/17/2024 Comerica Bank924$61K0.0%+28.7%0.023%
5/9/2024 Kingsview Wealth Management LLC62,071$4.08M0.1%+9.5%1.514%
5/8/2024 US Bancorp DE21,428$1.41M0.0%+8.3%0.523%
5/7/2024 Bedel Financial Consulting Inc.46,698$3.07M0.5%+3.6%1.139%
5/7/2024 Concurrent Investment Advisors LLC78,765$5.17M0.2%-4.9%1.921%
5/7/2024 49 Wealth Management LLC4,104$268K0.1%N/A0.100%
5/4/2024 Geneos Wealth Management Inc.8,128$534K0.0%-1.9%0.198%
4/30/2024 Private Advisor Group LLC8,410$553K0.0%N/A0.205%
4/29/2024 Benjamin F. Edwards & Company Inc.52,451$3.45M0.1%-1.1%1.279%
4/26/2024 MONECO Advisors LLC26,472$1.74M0.3%-27.8%0.646%
4/25/2024 MTM Investment Management LLC17,667$1.16M0.5%-4.2%0.431%
4/25/2024 Cambridge Investment Research Advisors Inc.85,555$5.62M0.0%+392.1%2.087%
4/24/2024 Strid Group LLC4,410$290K0.1%-18.0%0.108%
4/23/2024 Raymond James Financial Services Advisors Inc.60,414$3.97M0.0%-59.2%1.474%
4/18/2024 HFG Advisors Inc.19,755$1.30M1.2%+8.1%0.482%
3/13/2024 MONECO Advisors LLC36,666$2.31M0.4%-17.0%0.905%
3/6/2024Willner & Heller LLC8,749$551K0.6%N/A0.216%
2/12/2024 Steward Partners Investment Advisory LLC18,319$1.15M0.0%-2.6%0.452%
2/9/2024 US Bancorp DE19,780$1.25M0.0%+6.2%0.488%
2/9/2024 Tidemark LLC3,731$235K0.1%N/A0.092%
2/8/2024 Kingsview Wealth Management LLC56,682$3.57M0.1%+38.4%1.400%
2/8/2024 Bedel Financial Consulting Inc.45,086$2.84M0.5%-0.5%1.113%
2/6/2024 Benjamin F. Edwards & Company Inc.53,047$3.34M0.1%+41.8%1.310%
2/5/2024 MONECO Advisors LLC36,666$2.31M0.4%-17.0%0.905%
2/2/2024 IAG Wealth Partners LLC1,059$67K0.0%-97.4%0.026%
2/1/2024 CWM LLC1,168$74K0.0%+22.7%0.029%
1/31/2024 Strid Group LLC5,377$338K0.1%-14.7%0.133%
1/29/2024 Moneywise Inc.50,958$3.21M1.8%-8.7%1.258%
1/29/2024 Wealth Effects LLC3,302$208K0.1%N/A0.082%
1/26/2024 Geneos Wealth Management Inc.8,287$521K0.0%+24.4%0.205%
1/25/2024 International Assets Investment Management LLC166,360$10.47M0.0%N/A4.108%
1/24/2024 Arkadios Wealth Advisors4,022$253K0.0%N/A0.099%
1/24/2024 International Assets Investment Management LLC166,360$10.47M0.0%N/A4.108%
1/19/2024 Wagner Wealth Management LLC2,922$184K0.1%-11.7%0.074%
1/17/2024J Arnold Wealth Management Co208,878$13.14M4.5%+5.4%5.645%
1/16/2024 Raymond James Financial Services Advisors Inc.147,898$9.31M0.0%+1.9%3.997%
1/16/2024 Raymond James & Associates53,083$3.34M0.0%-3.2%1.435%
1/16/2024 MTM Investment Management LLC18,442$1.16M0.5%-4.0%0.498%
The #1 Crypto for AI (Ad)

We’ve issued an urgent landmark trade alert for a new crypto wonder. So, I decided to give you this heads-up before it’s too late. It’s urgent because it’s what we consider “The #1 Crypto for the AI World.”

Learn more about it by watching THIS NOW.
1/12/2024 HFG Advisors Inc.18,267$1.15M1.1%+1.7%0.494%
1/12/2024 Independent Wealth Network Inc.5,474$344K0.2%-20.4%0.148%
1/9/2024IFP Advisors Inc119,687$7.53M0.4%+9.6%3.235%
11/14/2023 Tower Research Capital LLC TRC 13,644$769K0.0%+8.3%0.345%
11/13/2023 LPL Financial LLC386,991$21.81M0.0%-12.4%9.797%
11/13/2023 Kestra Advisory Services LLC18,666$1.05M0.0%+5.7%0.473%
11/9/2023 UBS Group AG36,472$2.06M0.0%+44.1%0.923%
11/8/2023J Arnold Wealth Management Co198,184$11.17M4.5%N/A5.017%
11/8/2023 Janney Montgomery Scott LLC6,415$362K0.0%-3.0%0.162%
11/8/2023 Atria Wealth Solutions Inc.4,632$261K0.0%-76.1%0.117%
11/8/2023 Avantax Advisory Services Inc.8,148$459K0.0%+12.5%0.206%
11/7/2023 Kingsview Wealth Management LLC40,964$2.31M0.1%+5.3%1.037%
11/6/2023 MONECO Advisors LLC44,157$2.49M0.7%-6.3%1.118%
10/27/2023 Financial Advocates Investment Management4,005$226K0.0%-7.0%0.097%
10/27/2023 Dunhill Financial LLC27,062$1.52M1.0%+5.0%0.652%
10/24/2023 IAG Wealth Partners LLC40,437$2.28M0.6%-2.8%0.974%
10/24/2023 Clearwater Capital Advisors LLC8,097$456K0.1%-11.8%0.195%
10/24/2023 Raymond James Financial Services Advisors Inc.145,149$8.18M0.0%-7.0%3.498%
10/24/2023 Raymond James & Associates54,821$3.09M0.0%-2.0%1.321%
10/24/2023 Cambridge Investment Research Advisors Inc.15,098$851K0.0%-7.1%0.364%
10/23/2023 Moneywise Inc.55,790$3.14M2.0%-1.8%1.344%
10/23/2023Commonwealth Equity Services LLC7,238$408K0.0%-35.1%0.174%
10/18/2023 Pinnacle Bancorp Inc.4,439$246K0.1%N/A0.107%
10/12/2023IFP Advisors Inc109,156$6.15M0.3%+6.4%2.630%
10/11/2023 Independent Wealth Network Inc.6,877$388K0.2%+2.8%0.166%
10/11/2023 Geneos Wealth Management Inc.6,664$376K0.0%+7.3%0.161%
8/23/2023 Dunhill Financial LLC25,785$1.52M1.0%N/A0.716%
8/14/2023IFP Advisors Inc102,581$6.18M0.3%+5.6%2.849%
8/11/2023 Kestra Advisory Services LLC17,661$1.06M0.0%-6.2%0.491%
8/10/2023 IAG Wealth Partners LLC41,598$2.50M0.7%+30.5%1.156%
8/9/2023 Flow Traders U.S. LLC9,648$581K0.0%-31.1%0.268%
8/8/2023 Geneos Wealth Management Inc.6,211$374K0.0%+17.4%0.173%
8/4/2023 Envestnet Asset Management Inc.57,950$3.49M0.0%-6.7%1.610%
8/4/2023IFP Advisors Inc102,581$4.92M0.2%+5.6%2.849%
8/3/2023 Atria Wealth Solutions Inc.19,380$1.17M0.0%+278.4%0.538%
8/3/2023 MONECO Advisors LLC47,141$2.84M0.8%-2.7%1.309%
7/31/2023 LPL Financial LLC441,628$26.59M0.0%+12.1%12.267%
7/26/2023 Janney Montgomery Scott LLC6,615$398K0.0%-24.1%0.184%
7/25/2023 Raymond James Financial Services Advisors Inc.156,150$9.40M0.0%-27.0%4.338%
7/25/2023 Raymond James & Associates55,918$3.37M0.0%-10.6%1.553%
7/25/2023 Strid Group LLC6,305$380K0.1%+8.1%0.175%
7/24/2023 Moneywise Inc.56,789$3.42M2.1%-3.4%1.577%
7/20/2023 International Assets Investment Management LLC16,166$715K0.1%N/A0.449%
7/18/2023 Stratos Wealth Partners LTD.8,828$532K0.0%+4.0%0.245%
7/13/2023 Cambridge Investment Research Advisors Inc.16,248$978K0.0%-14.4%0.451%
5/12/2023 MONECO Advisors LLC48,454$2.80M0.8%-1.0%1.328%
5/11/2023 Financial Advocates Investment Management4,405$255K0.0%-14.9%0.121%
5/10/2023 Clearwater Capital Advisors LLC9,178$531K0.1%-13.3%0.251%
5/10/2023 LPL Financial LLC393,908$22.79M0.0%+3.3%10.792%
5/9/2023 Tower Research Capital LLC TRC 18,040$1.04M0.0%+89.3%0.494%
WARNING about the death of the U.S. dollar… (Ad)

Where do you turn during times of economic uncertainty? Many elites trust storing their wealth in gold (which has historically boomed when the dollar’s value has plummeted!)

Get Colonial Metals' new Precious Metals Investment Guide.
5/9/2023 RFG Advisory LLC8,349$483K0.0%-31.7%0.229%
5/9/2023 US Bancorp DE18,630$1.08M0.0%+3.8%0.510%
5/2/2023 Bedel Financial Consulting Inc.43,376$2.51M0.6%+10.3%1.188%
5/2/2023 Arkadios Wealth Advisors3,504$203K0.0%-33.9%0.096%
5/1/2023 Csenge Advisory Group9,774$565K0.0%-87.4%0.268%
4/28/2023 Avantax Advisory Services Inc.9,604$556K0.0%+16.9%0.263%
4/28/2023 Ameritas Advisory Services LLC2,145$124K0.0%-45.1%0.059%
4/28/2023 Janney Montgomery Scott LLC8,717$504K0.0%+37.4%0.239%
4/27/2023 Stratos Wealth Partners LTD.8,490$491K0.0%N/A0.233%
4/27/2023 Benjamin F. Edwards & Company Inc.57,903$3.35M0.1%+28.7%1.586%
(Data available from 1/1/2016 forward)

FYC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYC shares?

During the previous two years, 67 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($21.81M), J Arnold Wealth Management Co ($13.14M), International Assets Investment Management LLC ($10.47M), IFP Advisors Inc ($7.53M), Cambridge Investment Research Advisors Inc. ($5.62M), Concurrent Investment Advisors LLC ($5.17M), and Kingsview Wealth Management LLC ($4.08M).Learn more on FYC's institutional investors.

Which institutional investors have been buying First Trust Small Cap Growth AlphaDEX Fund stock?

Of the 54 institutional investors that purchased First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: J Arnold Wealth Management Co ($369.99K), International Assets Investment Management LLC ($348.89K), LPL Financial LLC ($113.26K), Raymond James Financial Services Advisors Inc. ($104.00K), IFP Advisors Inc ($78.54K), Cambridge Investment Research Advisors Inc. ($73.02K), and Kingsview Wealth Management LLC ($60.59K).

How much institutional buying is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,580,379 shares in the last 24 months. This purchase volume represents approximately $130.62M in transactions.

Which First Trust Small Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 36 institutional investors that sold First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: J Arnold Wealth Management Co ($158.50K), Raymond James Financial Services Advisors Inc. ($156.09K), Csenge Advisory Group ($68.74K), LPL Financial LLC ($60.18K), IAG Wealth Partners LLC ($40.54K), MONECO Advisors LLC ($30.21K), and Raymond James & Associates ($23.10K).

How much institutional selling is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 670,283 shares in the last 24 months. This volume of shares sold represents approximately $57.42M in transactions.


Related Companies:
This page (NASDAQ:FYC) was last updated on 5/28/2024 by MarketBeat.com Staff

From Our Partners
WARNING about the death of the U.S. dollar…
Colonial Metals
Digitizing the $11T commodities sector with one tiny stock
Resource Stock Digest
Nvidia is Pivoting to Solve Big Tech’s $1 Trillion Problem
Weiss Ratings
He Is Giving Away Bitcoin
Crypto Swap Profits
Exposed: 10 CENT Crypto to Explode May 20th?
True Market Insiders
Missed NVDA? Buy this AI stock NOW
Chaikin Analytics
The #1 Crypto That You Don’t Own… Yet
Crypto 101 Media
Tim Sykes’ Urgent Trade Alert: “Make this move now”
Timothy Sykes