Regal Investment Advisors LLC Top Holdings and 13F Report (2024)

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About Regal Investment Advisors LLC

Investment Activity

Regal Investment Advisors LLC has $1.46 billion in total holdings as of March 31, 2024.
Regal Investment Advisors LLC owns shares of 582 different stocks, but just 153 companies or ETFs make up 80% of its holdings.
Approximately 11.37% of the portfolio was purchased this quarter.
About 7.45% of the portfolio was sold this quarter.
This quarter, Regal Investment Advisors LLC has purchased 544 new stocks and bought additional shares in 277 stocks.
Regal Investment Advisors LLC sold shares of 204 stocks and completely divested from 31 stocks this quarter.

Largest Holdings

iShares Core S&P 500 ETF: $75,199,752
Microsoft: $28,740,884
Invesco QQQ: $27,690,659
Apple: $24,115,687
iShares Core S&P Total U.S. Stock Market ETF: $23,401,784

Largest New Holdings this Quarter

First Trust Small Cap Value AlphaDEX Fund: $6,933,754 Holding
BlackRock U.S. Equity Factor Rotation ETF: $6,581,878 Holding
Invesco Large Cap Growth ETF: $6,297,223 Holding
First Trust India NIFTY 50 Equal Weight ETF: $6,253,754 Holding
Invesco Total Return Bond ETF: $5,739,693 Holding

Largest Purchases this Quarter

First Trust Small Cap Value AlphaDEX Fund: 127,623 shares (about $6.93M)
BlackRock U.S. Equity Factor Rotation ETF: 148,241 shares (about $6.58M)
Invesco Large Cap Growth ETF: 70,526 shares (about $6.30M)
First Trust India NIFTY 50 Equal Weight ETF: 109,792 shares (about $6.25M)
Invesco Total Return Bond ETF: 122,617 shares (about $5.74M)

Largest Sales this Quarter

iShares Core S&P 500 ETF: 27,039 shares (about $14.22M)
iShares S&P Small-Cap 600 Value ETF: 63,287 shares (about $6.50M)
SPDR Portfolio Emerging Markets ETF: 176,587 shares (about $6.39M)
First Trust Large Cap Value AlphaDEX Fund: 73,599 shares (about $5.62M)
First Trust Small Cap Core AlphaDEX Fund: 50,922 shares (about $4.75M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
IVV iShares Core S&P 500 ETF	$75,199,752	$14,215,286 ▼	-15.9%	143,038	5.1%	ETF
MSFT Microsoft	$28,740,884	$567,556 ▲	2.0%	68,313	2.0%	Computer and Technology
QQQ Invesco QQQ	$27,690,659	$927,980 ▼	-3.2%	62,365	1.9%	Finance
AAPL Apple	$24,115,687	$739,420 ▼	-3.0%	140,633	1.6%	Computer and Technology
ITOT iShares Core S&P Total U.S. Stock Market ETF	$23,401,784	$655,366 ▲	2.9%	202,964	1.6%	ETF
ONEQ Fidelity NASDAQ Composite Index ETF	$22,898,452	$332,304 ▲	1.5%	355,566	1.6%	ETF
SPY SPDR S&P 500 ETF Trust	$22,393,411	$399,630 ▲	1.8%	42,811	1.5%	Finance
LQD iShares iBoxx $ Investment Grade Corporate Bond ETF	$20,765,541	$348,000 ▲	1.7%	190,649	1.4%	Finance
ABBV AbbVie	$19,306,865	$1,038,156 ▼	-5.1%	106,023	1.3%	Medical
FTCS First Trust Capital Strength ETF	$18,953,141	$204,190 ▲	1.1%	221,286	1.3%	ETF
SCHD Schwab US Dividend Equity ETF	$18,628,757	$9,434 ▼	-0.1%	231,040	1.3%	ETF
VUG Vanguard Growth ETF	$17,088,228	$391,701 ▼	-2.2%	49,646	1.2%	ETF
NVDA NVIDIA	$16,646,614	$1,353,560 ▼	-7.5%	18,423	1.1%	Computer and Technology
HEFA iShares Currency Hedged MSCI EAFE ETF	$15,687,839	$3,820,128 ▲	32.2%	449,766	1.1%	ETF
GSLC Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF	$14,791,830	$1,343,353 ▲	10.0%	142,517	1.0%	ETF
PG Procter & Gamble	$14,575,779	$1,041,486 ▼	-6.7%	89,835	1.0%	Consumer Staples
SPGP Invesco S&P 500 GARP ETF	$14,054,897	$2,181,452 ▲	18.4%	131,983	1.0%	ETF
JNJ Johnson & Johnson	$13,461,964	$60,429 ▼	-0.4%	85,100	0.9%	Medical
VEA Vanguard FTSE Developed Markets ETF	$13,331,922	$65,020 ▼	-0.5%	265,735	0.9%	ETF
IUSB iShares Core Total USD Bond Market ETF	$13,247,455	$1,211,555 ▲	10.1%	290,578	0.9%	Manufacturing
VOO Vanguard S&P 500 ETF	$13,204,387	$370,140 ▲	2.9%	27,469	0.9%	ETF
BUFF Innovator Laddered Fund of U.S. Equity Power Buffer ETFs	$13,119,258	$1,885,271 ▲	16.8%	314,309	0.9%	ETF
IJR iShares Core S&P Small-Cap ETF	$12,981,801	$981,861 ▲	8.2%	117,461	0.9%	ETF
AMZN Amazon.com	$12,974,643	$126,086 ▲	1.0%	71,929	0.9%	Retail/Wholesale
VIG Vanguard Dividend Appreciation ETF	$12,573,467	$886,392 ▼	-6.6%	68,854	0.9%	ETF
QUAL iShares MSCI USA Quality Factor ETF	$12,153,390	$1,766,744 ▲	17.0%	73,949	0.8%	ETF
GOVT iShares U.S. Treasury Bond ETF	$11,223,910	$77,714 ▲	0.7%	492,925	0.8%	ETF
EMR Emerson Electric	$10,916,202	$408,311 ▼	-3.6%	96,246	0.7%	Industrial Products
MO Altria Group	$10,549,683	$179,278 ▲	1.7%	241,854	0.7%	Consumer Staples
PFF iShares Preferred and Income Securities ETF	$10,263,417	$287,105 ▼	-2.7%	318,443	0.7%	ETF
JAAA Janus Henderson AAA CLO ETF	$10,107,549	$997,395 ▲	10.9%	199,203	0.7%	ETF
VZ Verizon Communications	$9,242,327	$398,369 ▲	4.5%	220,265	0.6%	Computer and Technology
UCON First Trust TCW Unconstrained Plus Bond ETF	$9,170,986	$271,535 ▲	3.1%	372,804	0.6%	ETF
FAUG FT Vest U.S. Equity Buffer ETF - August	$9,105,676	$1,942,888 ▼	-17.6%	212,353	0.6%	ETF
IEFA iShares Core MSCI EAFE ETF	$8,840,715	$2,964,347 ▲	50.4%	119,115	0.6%	ETF
MDT Medtronic	$8,832,319	$120,964 ▼	-1.4%	101,346	0.6%	Medical
CVX Chevron	$8,512,061	$66,566 ▼	-0.8%	53,963	0.6%	Oils/Energy
FV First Trust Dorsey Wright Focus 5 ETF	$8,490,670	$35,826 ▼	-0.4%	148,360	0.6%	Manufacturing
AFL Aflac	$8,452,701	$265,223 ▼	-3.0%	98,447	0.6%	Finance
DGRW WisdomTree U.S. Quality Dividend Growth Fund	$8,384,455	$226,284 ▲	2.8%	110,047	0.6%	Manufacturing
MCD McDonald's	$8,257,633	$398,108 ▼	-4.6%	29,288	0.6%	Retail/Wholesale
BRK.B Berkshire Hathaway	$8,056,386	$65,181 ▲	0.8%	19,158	0.6%	Finance
EDOW First Trust Dow 30 Equal Weight ETF	$8,028,060	$586,836 ▲	7.9%	233,125	0.5%	ETF
TGT Target	$7,822,977	$28,531 ▲	0.4%	44,145	0.5%	Retail/Wholesale
MUB iShares National Muni Bond ETF	$7,687,657	$117,821 ▲	1.6%	71,447	0.5%	ETF
VWO Vanguard FTSE Emerging Markets ETF	$7,670,099	$104,133 ▼	-1.3%	183,627	0.5%	ETF
VTI Vanguard Total Stock Market ETF	$7,598,022	$246,908 ▲	3.4%	29,234	0.5%	ETF
PFE Pfizer	$7,306,765	$1,613,440 ▲	28.3%	263,307	0.5%	Medical
RSPT Invesco S&P 500 Equal Weight Technology ETF	$7,188,457	$146,355 ▲	2.1%	204,276	0.5%	ETF
GOOGL Alphabet	$7,174,547	$372,492 ▲	5.5%	47,536	0.5%	Computer and Technology
EEM iShares MSCI Emerging Markets ETF	$6,994,211	$21,321 ▲	0.3%	170,258	0.5%	Finance
GOOG Alphabet	$6,983,773	$100,797 ▲	1.5%	45,867	0.5%	Computer and Technology
FYT First Trust Small Cap Value AlphaDEX Fund	$6,933,754	$6,933,754 ▲	New Holding	127,623	0.5%	ETF
BLDR Builders FirstSource	$6,925,348	$134,515 ▲	2.0%	33,207	0.5%	Retail/Wholesale
FPE First Trust Preferred Securities and Income ETF	$6,839,890	$5,941 ▲	0.1%	394,913	0.5%	ETF
SRLN SPDR Blackstone Senior Loan ETF	$6,814,347	$126,751 ▼	-1.8%	161,823	0.5%	ETF
IJH iShares Core S&P Mid-Cap ETF	$6,734,204	$5,401,807 ▲	405.4%	110,869	0.5%	ETF
IVW iShares S&P 500 Growth ETF	$6,644,124	$2,613,521 ▲	64.8%	78,684	0.5%	ETF
T AT&T	$6,597,996	$51,075 ▼	-0.8%	374,886	0.5%	Computer and Technology
DYNF BlackRock U.S. Equity Factor Rotation ETF	$6,581,878	$6,581,878 ▲	New Holding	148,241	0.5%	ETF
VNQ Vanguard Real Estate ETF	$6,403,982	$1,074,177 ▲	20.2%	74,051	0.4%	ETF
PWB Invesco Large Cap Growth ETF	$6,297,223	$6,297,223 ▲	New Holding	70,526	0.4%	ETF
NFTY First Trust India NIFTY 50 Equal Weight ETF	$6,253,754	$6,253,754 ▲	New Holding	109,792	0.4%	Manufacturing
BSV Vanguard Short-Term Bond ETF	$6,190,264	$388,717 ▼	-5.9%	80,739	0.4%	ETF
VOE Vanguard Mid-Cap Value ETF	$6,140,383	$20,112 ▲	0.3%	39,384	0.4%	ETF
JPM JPMorgan Chase & Co.	$6,137,519	$348,318 ▼	-5.4%	30,642	0.4%	Finance
FANG Diamondback Energy	$5,994,291	$75,900 ▲	1.3%	30,248	0.4%	Oils/Energy
VOT Vanguard Mid-Cap Growth ETF	$5,976,241	$71,915 ▼	-1.2%	25,346	0.4%	ETF
JEPI JPMorgan Equity Premium Income ETF	$5,824,389	$1,317,639 ▲	29.2%	100,664	0.4%	ETF
GTO Invesco Total Return Bond ETF	$5,739,693	$5,739,693 ▲	New Holding	122,617	0.4%	ETF
TOL Toll Brothers	$5,689,644	$134,026 ▲	2.4%	43,980	0.4%	Construction
CVS CVS Health	$5,641,639	$90,128 ▲	1.6%	70,733	0.4%	Retail/Wholesale
AGG iShares Core U.S. Aggregate Bond ETF	$5,486,699	$508,015 ▼	-8.5%	56,021	0.4%	Finance
PWV Invesco Large Cap Value ETF	$5,452,593	$5,452,593 ▲	New Holding	96,200	0.4%	ETF
GIGB Goldman Sachs Access Investment Grade Corporate Bond ETF	$5,359,794	$4,084,983 ▲	320.4%	117,050	0.4%	ETF
FIS Fidelity National Information Services	$5,320,551	$544,777 ▲	11.4%	71,725	0.4%	Business Services
PPA Invesco Aerospace & Defense ETF	$5,308,281	$469,154 ▲	9.7%	52,262	0.4%	ETF
ED Consolidated Edison	$5,294,757	$145,023 ▼	-2.7%	58,306	0.4%	Utilities
WM Waste Management	$5,246,732	$150,698 ▼	-2.8%	24,615	0.4%	Business Services
KO Coca-Cola	$5,128,754	$50,596 ▲	1.0%	83,831	0.4%	Consumer Staples
EOG EOG Resources	$5,082,294	$473,137 ▲	10.3%	39,755	0.3%	Oils/Energy
CORPAY INC	$5,081,038	$5,081,038 ▲	New Holding	16,468	0.3%	COM SHS
IVE iShares S&P 500 Value ETF	$5,042,743	$3,922,403 ▲	350.1%	26,993	0.3%	ETF
COST Costco Wholesale	$5,027,188	$60,807 ▲	1.2%	6,862	0.3%	Retail/Wholesale
EFG iShares MSCI EAFE Growth ETF	$5,027,098	$331,812 ▼	-6.2%	48,436	0.3%	ETF
VO Vanguard Mid-Cap ETF	$4,978,610	$1,225,350 ▲	32.6%	19,925	0.3%	ETF
PRFZ Invesco FTSE RAFI US 1500 Small-Mid ETF	$4,940,825	$4,940,825 ▲	New Holding	125,785	0.3%	Manufacturing
SCHG Schwab U.S. Large-Cap Growth ETF	$4,930,243	$3,938,872 ▲	397.3%	53,173	0.3%	ETF
WMT Walmart	$4,790,372	$3,252,367 ▲	211.5%	79,614	0.3%	Retail/Wholesale
SHY iShares 1-3 Year Treasury Bond ETF	$4,747,554	$366,379 ▼	-7.2%	58,052	0.3%	Manufacturing
PEP PepsiCo	$4,718,900	$66,853 ▲	1.4%	26,964	0.3%	Consumer Staples
GSIE Goldman Sachs ActiveBeta International Equity ETF	$4,615,276	$676,818 ▲	17.2%	134,595	0.3%	ETF
FDN First Trust Dow Jones Internet Index Fund	$4,589,505	$82,241 ▲	1.8%	22,378	0.3%	ETF
IYW iShares U.S. Technology ETF	$4,494,369	$396,534 ▼	-8.1%	33,277	0.3%	Manufacturing
EFV iShares MSCI EAFE Value ETF	$4,453,179	$3,153,238 ▼	-41.5%	81,860	0.3%	ETF
CSCO Cisco Systems	$4,441,427	$252,394 ▼	-5.4%	88,989	0.3%	Computer and Technology
GNRC Generac	$4,439,373	$114,787 ▲	2.7%	35,194	0.3%	Computer and Technology
META Meta Platforms	$4,377,823	$232,098 ▲	5.6%	9,016	0.3%	Computer and Technology
MBB iShares MBS ETF	$4,327,152	$159,608 ▲	3.8%	46,821	0.3%	ETF
CPRI Capri	$4,254,531	$88,652 ▲	2.1%	93,919	0.3%	Retail/Wholesale