Simplify Asset Management Inc. Top Holdings and 13F Report (2021)

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About Simplify Asset Management Inc.

Investment Activity

Simplify Asset Management Inc. has $1.68 billion in total holdings as of September 30, 2021.
Simplify Asset Management Inc. owns shares of 101 different stocks, but just 8 companies or ETFs make up 80% of its holdings.
Approximately 56.46% of the portfolio was purchased this quarter.
About 25.08% of the portfolio was sold this quarter.
This quarter, Simplify Asset Management Inc. has purchased 110 new stocks and bought additional shares in 32 stocks.
Simplify Asset Management Inc. sold shares of 18 stocks and completely divested from 38 stocks this quarter.

Largest Holdings

iShares Core S&P 500 ETF: $520,199,320
iShares Russell 2000 ETF: $275,114,460
SPDR S&P Biotech ETF: $146,766,363
Simplify Aggregate Bond PLUS Credit Hedge ETF: $104,937,160
SPDR S&P Oil & Gas Exploration & Production ETF: $93,531,241

Largest New Holdings this Quarter

SPDR S&P Biotech ETF: $146,766,363 Holding
SPDR S&P Oil & Gas Exploration & Production ETF: $93,531,241 Holding
SPDR Gold Shares: $47,788,756 Holding
Simplify Market Neutral Equity Long/Short ETF: $6,701,450 Holding
COOPER COS INC: $6,330,901 Holding

Largest Purchases this Quarter

iShares Russell 2000 ETF: 1,118,200 shares (about $235.16M)
iShares Core S&P 500 ETF: 384,653 shares (about $202.22M)
SPDR S&P Biotech ETF: 1,546,700 shares (about $146.77M)
SPDR S&P Oil & Gas Exploration & Production ETF: 603,700 shares (about $93.53M)
Simplify Stable Income ETF: 2,110,309 shares (about $52.91M)

Largest Sales this Quarter

iShares 20+ Year Treasury Bond ETF: 2,848,600 shares (about $269.53M)
iShares iBoxx $ Investment Grade Corporate Bond ETF: 640,000 shares (about $69.71M)
PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund: 202,142 shares (about $11.23M)
iShares MBS ETF: 58,200 shares (about $5.38M)
Masimo: 27,084 shares (about $3.98M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
IVV iShares Core S&P 500 ETF	$520,199,320	$202,223,622 ▲	63.6%	989,480	31.0%	ETF
IWM iShares Russell 2000 ETF	$275,114,460	$235,157,460 ▲	588.5%	1,308,200	16.4%	Finance
XBI SPDR S&P Biotech ETF	$146,766,363	$146,766,363 ▲	New Holding	1,546,700	8.7%	ETF
AGGH Simplify Aggregate Bond PLUS Credit Hedge ETF	$104,937,160	$1,357,033 ▼	-1.3%	4,896,741	6.2%	ETF
XOP SPDR S&P Oil & Gas Exploration & Production ETF	$93,531,241	$93,531,241 ▲	New Holding	603,700	5.6%	ETF
BUCK Simplify Stable Income ETF	$79,714,553	$52,905,447 ▲	197.3%	3,179,679	4.7%	ETF
TLT iShares 20+ Year Treasury Bond ETF	$67,861,464	$269,534,532 ▼	-79.9%	717,200	4.0%	ETF
AGG iShares Core U.S. Aggregate Bond ETF	$57,884,303	$50,009,927 ▲	635.1%	591,018	3.4%	Finance
GLD SPDR Gold Shares	$47,788,756	$47,788,756 ▲	New Holding	232,300	2.8%	Finance
PAGP Plains GP	$25,045,570		0.0%	1,372,360	1.5%	Oils/Energy
APLT Applied Therapeutics	$19,159,034	$2,720,000 ▲	16.5%	2,817,505	1.1%	Medical
ISRG Intuitive Surgical	$12,909,763	$10,727,938 ▲	491.7%	32,348	0.8%	Medical
SRPT Sarepta Therapeutics	$11,719,108	$8,648,964 ▲	281.7%	90,523	0.7%	Medical
CI The Cigna Group	$8,820,796	$4,577,284 ▲	107.9%	24,287	0.5%	Medical
TCRX TScan Therapeutics	$8,312,513		0.0%	1,046,916	0.5%	Medical
EQLS Simplify Market Neutral Equity Long/Short ETF	$6,701,450	$6,701,450 ▲	New Holding	287,000	0.4%	ETF
PCT PureCycle Technologies	$6,620,817	$4,561,008 ▲	221.4%	1,064,440	0.4%	Business Services
FULC Fulcrum Therapeutics	$6,381,733	$1,063,945 ▲	20.0%	676,031	0.4%	Medical
COOPER COS INC	$6,330,901	$6,330,901 ▲	New Holding	62,398	0.4%	COM
ALGN Align Technology	$6,312,788	$4,995,205 ▲	379.1%	19,251	0.4%	Medical
MRK Merck & Co., Inc.	$6,289,133	$3,361,294 ▲	114.8%	47,663	0.4%	Medical
LLY Eli Lilly and Company	$6,255,576	$3,027,820 ▲	93.8%	8,041	0.4%	Medical
MDGL Madrigal Pharmaceuticals	$6,220,430	$2,403,360 ▲	63.0%	23,294	0.4%	Medical
AKRO Akero Therapeutics	$6,205,776	$4,695,809 ▲	311.0%	245,676	0.4%	Medical
TSLA Tesla	$5,910,060	$3,779,485 ▼	-39.0%	33,620	0.4%	Auto/Tires/Trucks
PHAT Phathom Pharmaceuticals	$5,542,950	$3,016,080 ▲	119.4%	521,935	0.3%	Medical
SWAV Shockwave Medical	$4,866,540	$3,483,915 ▲	252.0%	14,945	0.3%	Medical
TMO Thermo Fisher Scientific	$4,807,188	$1,961,003 ▲	68.9%	8,271	0.3%	Medical
RPRX Royalty Pharma	$4,508,578	$4,508,578 ▲	New Holding	148,455	0.3%	Finance
EXAS Exact Sciences	$4,421,705	$3,801,477 ▲	612.9%	64,027	0.3%	Medical
BSX Boston Scientific	$4,277,748	$2,285,511 ▲	114.7%	62,458	0.3%	Medical
ATHA Athira Pharma	$4,090,250		0.0%	1,492,792	0.2%	Medical
TUA Simplify Short Term Treasury Futures Strategy ETF	$4,074,709	$3,455,657 ▼	-45.9%	186,315	0.2%	ETF
LTPZ PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund	$4,008,154	$11,231,010 ▼	-73.7%	72,141	0.2%	ETF
JNJ Johnson & Johnson	$3,843,226	$1,469,111 ▲	61.9%	24,295	0.2%	Medical
ABBV AbbVie	$3,468,094	$1,848,679 ▲	114.2%	19,045	0.2%	Medical
CDX Simplify High Yield PLUS Credit Hedge ETF	$3,435,253	$2,299,277 ▼	-40.1%	149,854	0.2%	ETF
ZBH Zimmer Biomet	$3,404,556	$3,404,556 ▲	New Holding	25,796	0.2%	Medical
CTA Simplify Managed Futures Strategy ETF	$3,219,598	$598,551 ▼	-15.7%	129,042	0.2%	ETF
RNA Avidity Biosciences	$3,190,000		0.0%	125,000	0.2%	Medical
REGN Regeneron Pharmaceuticals	$2,935,594	$922,065 ▼	-23.9%	3,050	0.2%	Medical
HIGH Simplify Enhanced Income ETF	$2,933,392	$3,489 ▼	-0.1%	120,221	0.2%	ETF
DAWN Day One Biopharmaceuticals	$2,891,297		0.0%	175,018	0.2%	Medical
AVTR Avantor	$2,807,100	$2,807,100 ▲	New Holding	109,781	0.2%	Medical
RVTY Revvity	$2,721,495	$2,721,495 ▲	New Holding	25,919	0.2%	Medical
ELV Elevance Health	$2,716,631	$2,716,631 ▲	New Holding	5,239	0.2%	Medical
PODD Insulet	$2,567,401	$1,853,863 ▲	259.8%	14,979	0.2%	Medical
ARDX Ardelyx	$2,555,000		0.0%	350,000	0.2%	Medical
SIMPLIFY EXCHANGE TRADED FUN	$2,537,783	$264,295 ▼	-9.4%	86,947	0.2%	US EQUITY PLUS
TSAT Telesat	$2,500,717		0.0%	290,781	0.1%	Computer and Technology
MMM 3M	$2,175,382	$2,175,382 ▲	New Holding	24,530	0.1%	Multi-Sector Conglomerates
MBB iShares MBS ETF	$2,070,208	$5,378,844 ▼	-72.2%	22,400	0.1%	ETF
GRAYSCALE BITCOIN TR BTC	$2,039,696	$2,039,696 ▲	New Holding	32,289	0.1%	SHS REP COM UT
NLY Annaly Capital Management	$1,835,108		0.0%	93,200	0.1%	Finance
SYK Stryker	$1,821,200	$975,553 ▲	115.4%	5,089	0.1%	Medical
SIMPLIFY EXCHANGE TRADED FUN	$1,817,208	$243,648 ▲	15.5%	71,600	0.1%	MULTI QIS ALTERN
IAU iShares Gold Trust	$1,814,832	$231,643 ▼	-11.3%	43,200	0.1%	Finance
SNDX Syndax Pharmaceuticals	$1,793,021	$1,512,157 ▲	538.4%	75,337	0.1%	Medical
AGNC AGNC Investment	$1,782,000		0.0%	180,000	0.1%	Finance
MIRM Mirum Pharmaceuticals	$1,758,400		0.0%	70,000	0.1%	Medical
KURA Kura Oncology	$1,706,400		0.0%	80,000	0.1%	Medical
IDXX IDEXX Laboratories	$1,522,063	$812,055 ▲	114.4%	2,819	0.1%	Medical
KYN Kayne Anderson Energy Infrastructure Fund	$1,471,800		0.0%	147,033	0.1%	Financial Services
MASI Masimo	$1,443,829	$3,977,285 ▼	-73.4%	9,832	0.1%	Medical
RARE Ultragenyx Pharmaceutical	$1,435,858	$1,435,858 ▲	New Holding	30,753	0.1%	Medical
MRNS Marinus Pharmaceuticals	$1,356,000		0.0%	150,000	0.1%	Medical
ESTA Establishment Labs	$1,297,594	$693,767 ▲	114.9%	25,493	0.1%	Medical
KYMR Kymera Therapeutics	$1,226,703		0.0%	30,515	0.1%	Medical
NTRA Natera	$1,158,707	$1,158,707 ▲	New Holding	12,669	0.1%	Medical
LPTX Leap Therapeutics	$1,000,096	$1,000,096 ▲	New Holding	375,976	0.1%	Medical
ACHV Achieve Life Sciences	$990,106	$990,106 ▲	New Holding	217,845	0.1%	Medical
ABT Abbott Laboratories	$962,359	$512,834 ▲	114.1%	8,467	0.1%	Medical
UNH UnitedHealth Group	$939,930	$796,962 ▼	-45.9%	1,900	0.1%	Medical
NVDA NVIDIA	$932,474		0.0%	1,032	0.1%	Computer and Technology
AMD Advanced Micro Devices	$791,088		0.0%	4,383	0.0%	Computer and Technology
LUMN Lumen Technologies	$780,000	$780,000 ▲	New Holding	500,000	0.0%	Business Services
EMD Western Asset Emerging Markets Debt Fund	$768,800	$768,800 ▲	New Holding	80,000	0.0%	Financial Services
TRVI Trevi Therapeutics	$690,000	$690,000 ▲	New Holding	200,000	0.0%	Medical
STRO Sutro Biopharma	$678,000		0.0%	120,000	0.0%	Medical
OXLC Oxford Lane Capital	$645,505	$645,505 ▲	New Holding	127,068	0.0%	Financial Services
TECH Bio-Techne	$644,209	$344,066 ▲	114.6%	9,152	0.0%	Medical
XFOR X4 Pharmaceuticals	$556,000		0.0%	400,000	0.0%	Medical
TYA Simplify Intermediate Term Treasury Futures Strategy ETF	$497,261	$92,395 ▼	-15.7%	37,248	0.0%	ETF
THC Tenet Healthcare	$495,383	$495,383 ▲	New Holding	4,713	0.0%	Medical
LQD iShares iBoxx $ Investment Grade Corporate Bond ETF	$485,348	$69,708,869 ▼	-99.3%	4,456	0.0%	Finance
LIVN LivaNova	$481,811	$257,660 ▲	114.9%	8,613	0.0%	Medical
HCA HCA Healthcare	$471,945	$471,945 ▲	New Holding	1,415	0.0%	Medical
EIGER BIOPHARMACEUTICALS INC	$450,000	$450,000 ▲	New Holding	90,000	0.0%	COM NEW
VEEV Veeva Systems	$448,552	$448,552 ▲	New Holding	1,936	0.0%	Computer and Technology
SOLVENTUM CORP	$426,515	$426,515 ▲	New Holding	6,133	0.0%	COM SHS
RITM Rithm Capital	$399,528	$399,528 ▲	New Holding	35,800	0.0%	Finance
MSFT Microsoft	$395,898	$47,121 ▼	-10.6%	941	0.0%	Computer and Technology
CEE The Central and Eastern Europe Fund	$384,827	$13,956 ▲	3.8%	40,423	0.0%	Finance
DHR Danaher	$312,899	$312,899 ▲	New Holding	1,253	0.0%	Multi-Sector Conglomerates
ARMOUR RESIDENTIAL REIT INC	$296,550		0.0%	15,000	0.0%	COM SHS
HSIC Henry Schein	$265,830	$265,830 ▲	New Holding	3,520	0.0%	Medical
SQ Block	$249,257		0.0%	2,947	0.0%	Business Services
ASML ASML	$242,618	$63,081 ▼	-20.6%	250	0.0%	Computer and Technology
LMND Lemonade	$222,027		0.0%	13,530	0.0%	Finance
AMZN Amazon.com	$213,750	$213,750 ▲	New Holding	1,185	0.0%	Retail/Wholesale

Showing largest 100 holdings. View all holdings.

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Simplify Asset Management Inc. Top Holdings and 13F Report (2021)

About Simplify Asset Management Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Simplify Asset Management Inc. Top Holdings and 13F Report (2021)

About Simplify Asset Management Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofSimplify Asset Management Inc.

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information