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The Swiss Helvetia Fund (SWZ) Institutional Ownership

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(As of 05/28/2024 ET)
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Institutional Ownership Changes (13F Filings) for The Swiss Helvetia Fund (NYSE:SWZ)

Current
Institutional Ownership
Percentage
41.12%
Number of
Institutional Buyers
(last 12 months)
8
Total
Institutional Inflows
(last 12 months)
$9.42M
Number of
Institutional Sellers
(last 12 months)
8
Total
Institutional Outflows
(last 12 months)
$4.45M
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SWZ Institutional Buying and Selling by Quarter

The Swiss Helvetia Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/15/2024 Lazard Asset Management LLC770,537$6.11M0.0%-2.4%5.931%
5/14/2024 Karpus Management Inc.223,655$1.77M0.1%+22.3%1.722%
4/30/2024 Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.595%
4/18/2024 Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.596%
2/13/2024 Karpus Management Inc.182,830$1.50M0.0%+554.8%1.407%
2/13/2024 1607 Capital Partners LLC349,903$2.87M0.2%+4.0%2.694%
2/9/2024 City of London Investment Management Co. Ltd.75,051$615K0.1%-14.0%0.578%
2/7/2024 Shaker Financial Services LLC288,658$2.37M1.0%+1.4%2.222%
2/1/2024 Wolverine Asset Management LLC29,892$245K0.0%N/A0.230%
1/25/2024 Allspring Global Investments Holdings LLC2,090,825$17.15M0.0%-0.5%16.096%
1/11/2024 Dynamic Advisor Solutions LLC22,774$186K0.0%-17.6%0.175%
11/14/2023 Lazard Asset Management LLC802,425$6.13M0.0%-0.2%6.177%
11/14/2023 AQR Arbitrage LLC28,529$218K0.0%+63.9%0.220%
11/9/2023 Karpus Management Inc.27,920$213K0.0%+21.9%0.215%
11/2/2023 Shaker Financial Services LLC284,676$2.18M1.0%-1.5%2.191%
10/27/2023 Allspring Global Investments Holdings LLC2,102,344$16.06M0.0%+17.1%16.184%
10/24/2023 Cambridge Investment Research Advisors Inc.11,097$85K0.0%-14.2%0.085%
8/14/2023 CSS LLC IL297,160$2.44M0.2%+3.3%2.288%
8/11/2023 SageView Advisory Group LLC31,900$262K0.0%N/A0.246%
8/11/2023 Karpus Management Inc.22,910$188K0.0%N/A0.176%
8/11/2023 City of London Investment Management Co. Ltd.87,318$719K0.1%-80.4%0.672%
8/8/2023 Blue Bell Private Wealth Management LLC93,436$768K0.2%-2.3%0.719%
8/7/2023 Shaker Financial Services LLC289,157$2.38M1.0%+1.4%2.226%
7/25/2023 Raymond James Financial Services Advisors Inc.20,175$166K0.0%-9.0%0.153%
7/24/2023 Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.593%
7/18/2023 Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.591%
5/11/2023 Gardner Russo & Quinn LLC258,159$2.05M0.0%+1.6%1.954%
5/9/2023 Atlas Wealth LLC62,392$495K0.1%-5.4%0.472%
5/8/2023 Shaker Financial Services LLC285,163$2.26M1.0%+24.3%2.159%
5/8/2023 Wolverine Asset Management LLC26,126$207K0.0%+128.4%0.198%
5/8/2023 Blue Bell Private Wealth Management LLC95,683$759K0.2%-1.3%0.724%
4/13/2023 Allspring Global Investments Holdings LLC1,527,643$12.11M0.0%+10.9%11.564%
2/14/2023 Atlas Wealth LLC65,933$498K0.1%N/A0.499%
2/13/2023 Gardner Russo & Quinn LLC254,146$1.92M0.0%+1.6%1.924%
2/10/2023 City of London Investment Management Co. Ltd.566,411$4.28M0.3%-2.7%4.288%
2/8/2023 Cambridge Investment Research Advisors Inc.12,618$95K0.0%N/A0.096%
2/7/2023Commonwealth Equity Services LLC130,786$988K0.0%-9.7%0.990%
2/3/2023 Shaker Financial Services LLC229,494$1.74M0.8%-4.6%1.737%
2/1/2023 Wolverine Asset Management LLC11,438$86K0.0%-43.4%0.087%
1/23/2023 Allspring Global Investments Holdings LLC1,377,942$10.42M0.0%+15.4%10.429%
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1/13/2023 Dynamic Advisor Solutions LLC24,965$189K0.0%+62.1%0.189%
11/15/2022 1607 Capital Partners LLC322,145$2.19M0.2%-2.4%2.439%
11/10/2022 City of London Investment Management Co. Ltd.582,352$3.94M0.3%-18.2%4.408%
11/10/2022 Gardner Russo & Quinn LLC250,137$1.70M0.0%+2.5%1.894%
11/10/2022 Wolverine Asset Management LLC20,204$137K0.0%N/A0.153%
11/9/2022 Shaker Financial Services LLC240,499$1.63M0.8%+81.4%1.821%
11/9/2022 Blue Bell Private Wealth Management LLC97,562$662K0.2%-5.0%0.739%
10/26/2022 Allspring Global Investments Holdings LLC1,193,811$8.11M0.0%+1.7%9.036%
10/25/2022 Raymond James & Associates13,050$89K0.0%N/A0.099%
8/16/2022 CSS LLC IL304,358$2.39M0.1%-11.5%2.304%
8/4/2022 Gardner Russo & Quinn LLC244,154$1.92M0.0%+2.1%1.848%
8/2/2022 Blue Bell Private Wealth Management LLC102,705$807K0.3%-8.1%0.777%
8/1/2022 Shaker Financial Services LLC132,548$1.04M0.5%-17.7%1.000%
7/25/2022 Allspring Global Investments Holdings LLC1,173,455$9.22M0.0%-0.6%8.850%
5/12/2022 Gardner Russo & Quinn LLC239,081$2.20M0.0%+1.8%1.803%
5/12/2022 Cornerstone Advisors LLC38,322$353K0.0%-60.1%0.289%
5/6/2022 Shaker Financial Services LLC161,009$1.49M0.6%-6.6%1.214%
4/21/2022 Blue Bell Private Wealth Management LLC111,742$1.03M0.3%+1.4%0.843%
4/11/2022 Dynamic Advisor Solutions LLC14,257$131K0.0%+12.2%0.108%
2/10/2022 Gardner Russo & Quinn LLC234,799$2.33M0.0%+1.7%1.770%
2/9/2022 Wolverine Asset Management LLC97,133$965K0.0%+12.5%0.732%
2/7/2022 Shaker Financial Services LLC172,410$1.71M0.6%+20.1%1.300%
1/28/2022 Allspring Global Investments Holdings LLC1,167,304$11.60M0.0%N/A8.802%
1/26/2022 Blue Bell Private Wealth Management LLC110,154$1.10M0.3%+3.2%0.831%
1/26/2022 Dynamic Advisor Solutions LLC12,708$126K0.0%+11.6%0.096%
11/16/2021 Cetera Investment Advisers48,300$443K0.0%+77.6%0.364%
11/15/2021 CSS LLC IL353,152$3.24M0.1%-22.5%2.663%
11/12/2021 Wolverine Asset Management LLC86,352$792K0.0%+8.2%0.651%
11/12/2021 Bulldog Investors LLP126,277$1.16M0.3%+103.8%0.952%
11/10/2021 Blue Bell Private Wealth Management LLC106,724$979K0.3%-3.0%0.805%
11/8/2021 Matisse Capital292,100$2.68M1.0%-6.3%2.203%
11/5/2021 Advisor Group Holdings Inc.4,631$43K0.0%+183.9%0.035%
11/2/2021 Shaker Financial Services LLC143,605$1.32M0.5%+13.1%1.083%
8/17/2021 Wells Fargo & Company MN1,235,927$12.03M0.0%+0.9%9.319%
8/16/2021 1607 Capital Partners LLC353,517$3.44M0.2%-3.7%2.666%
8/13/2021 LPL Financial LLC16,350$159K0.0%N/A0.123%
8/13/2021 Winmill & CO. Inc.3,270$32K0.0%+717.5%0.025%
8/12/2021 Lazard Asset Management LLC805,299$7.84M0.0%-2.7%6.072%
8/12/2021 Gardner Russo & Quinn LLC227,492$2.21M0.0%+1.4%1.715%
8/11/2021Commonwealth Equity Services LLC154,981$1.51M0.0%-4.4%1.169%
8/11/2021 Matisse Capital311,903$3.04M1.0%-0.7%2.352%
8/10/2021 Dynamic Advisor Solutions LLC10,722$104K0.0%N/A0.081%
8/5/2021 Blue Bell Private Wealth Management LLC110,048$1.07M0.3%-5.1%0.830%
8/4/2021 Shaker Financial Services LLC126,990$1.24M0.5%+30.4%0.958%
5/21/2021 Citadel Advisors LLC10,016$88K0.0%N/A0.076%
5/18/2021 1607 Capital Partners LLC366,934$3.23M0.2%-5.5%2.767%
5/18/2021 Citadel Advisors LLC10,016$88K0.0%N/A0.076%
5/17/2021 CSS LLC IL461,919$4.06M0.2%-5.3%3.483%
5/14/2021 Lazard Asset Management LLC827,943$7.28M0.0%-1.6%6.243%
5/13/2021 Wolverine Asset Management LLC45,753$402K0.0%N/A0.345%
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5/13/2021 Cornerstone Advisors LLC75,889$667K0.1%-2.2%0.572%
5/12/2021 Gardner Russo & Quinn LLC224,346$1.97M0.0%+1.5%1.692%
5/10/2021 Kestra Advisory Services LLC12,876$113K0.0%-15.6%0.097%
5/4/2021Commonwealth Equity Services LLC162,117$1.43M0.0%-6.5%1.222%
4/23/2021 Blue Bell Private Wealth Management LLC115,922$1.02M0.3%-4.2%0.874%
2/16/2021 Walleye Trading LLC10,973$98K0.0%-21.5%0.083%
2/11/2021 Lazard Asset Management LLC841,183$7.52M0.0%+1.2%6.343%
2/11/2021 Gardner Russo & Gardner LLC220,928$1.98M0.0%+1.5%1.666%
2/9/2021 Wells Fargo & Company MN1,174,322$10.50M0.0%+5.8%8.855%
2/3/2021 Shaker Financial Services LLC55,537$497K0.2%+35.5%0.419%
(Data available from 1/1/2016 forward)

SWZ Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SWZ shares?

During the previous two years, 18 institutional investors and hedge funds held shares of The Swiss Helvetia Fund. The most heavily invested institutionals were Allspring Global Investments Holdings LLC ($16.07M), Lazard Asset Management LLC ($6.11M), 1607 Capital Partners LLC ($2.87M), CSS LLC IL ($2.44M), Shaker Financial Services LLC ($2.37M), Gardner Russo & Quinn LLC ($2.05M), and Karpus Management Inc. ($1.77M).Learn more on SWZ's institutional investors.

What percentage of The Swiss Helvetia Fund stock is owned by institutional investors?

41.12% of The Swiss Helvetia Fund stock is owned by institutional investors. Learn more on SWZ's institutional investor holdings.

Which institutional investors have been buying The Swiss Helvetia Fund stock?

Of the 13 institutional investors that purchased The Swiss Helvetia Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Allspring Global Investments Holdings LLC ($1.20M), Karpus Management Inc. ($223.66K), Shaker Financial Services LLC ($171.60K), Atlas Wealth LLC ($65.93K), Wolverine Asset Management LLC ($64.78K), SageView Advisory Group LLC ($31.90K), and Gardner Russo & Quinn LLC ($19.08K).

How much institutional buying is happening at The Swiss Helvetia Fund?

Institutional investors have bought a total of 1,843,112 shares in the last 24 months. This purchase volume represents approximately $14.46M in transactions.

Which The Swiss Helvetia Fund major shareholders have been selling company stock?

Of the 13 institutional investors that sold The Swiss Helvetia Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: City of London Investment Management Co. Ltd. ($515.76K), Allspring Global Investments Holdings LLC ($148.87K), Shaker Financial Services LLC ($43.95K), CSS LLC IL ($39.47K), Lazard Asset Management LLC ($20.49K), Blue Bell Private Wealth Management LLC ($17.69K), and Commonwealth Equity Services LLC ($14.02K).

How much institutional selling is happening at The Swiss Helvetia Fund?

Institutional investors have sold a total of 829,042 shares in the last 24 months. This volume of shares sold represents approximately $6.50M in transactions.


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This page (NYSE:SWZ) was last updated on 5/28/2024 by MarketBeat.com Staff

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