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First Trust Mid Cap Growth AlphaDEX Fund (FNY) Institutional Ownership

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$74.36
+0.62 (+0.84%)
(As of 05/14/2024 ET)
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Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Growth AlphaDEX Fund (NASDAQ:FNY)

Number of
Institutional Buyers
(last 12 months)
31
Total
Institutional Inflows
(last 12 months)
$45.36M
Number of
Institutional Sellers
(last 12 months)
34
Total
Institutional Outflows
(last 12 months)
$22.18M
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FNY Institutional Buying and Selling by Quarter

First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/9/2024 Kingsview Wealth Management LLC43,931$3.32M0.1%+6.2%0.966%
5/9/2024 Koshinski Asset Management Inc.3,400$257K0.0%-50.7%0.075%
5/8/2024 Avantax Advisory Services Inc.3,122$236K0.0%-7.7%0.069%
5/7/2024 KCM Investment Advisors LLC38,618$2.92M0.1%-2.5%0.849%
5/1/2024 Janney Montgomery Scott LLC10,811$817K0.0%+1.4%0.238%
4/29/2024Commonwealth Equity Services LLC39,825$3.01M0.0%-6.3%0.875%
4/29/2024 Benjamin F. Edwards & Company Inc.66,878$5.06M0.1%-11.1%1.470%
4/25/2024 MTM Investment Management LLC18,130$1.37M0.6%-2.4%0.403%
4/23/2024 Raymond James Financial Services Advisors Inc.79,343$6.00M0.0%-6.1%1.763%
4/19/2024 PCG Wealth Advisors LLC27,699$2.09M1.0%N/A0.616%
4/16/2024 Wealth Enhancement Advisory Services LLC23,278$1.76M0.0%+16.8%0.517%
4/12/2024 Wealth Management Partners LLC35,857$2.71M1.4%-3.1%0.797%
4/12/2024 Purus Wealth Management LLC9,739$736K0.4%-2.4%0.216%
4/11/2024 Clarus Wealth Advisors9,002$658K0.4%-13.5%0.200%
4/9/2024 Monterey Private Wealth Inc.2,903$219K0.1%N/A0.067%
2/12/2024 Pine Valley Investments Ltd Liability Co3,839$262K0.0%+9.3%0.086%
2/9/2024 Cambridge Investment Research Advisors Inc.87,153$5.94M0.0%+153.7%1.958%
2/9/2024 Wells Fargo & Company MN589,895$40.18M0.0%+116.7%13.256%
2/9/2024 UBS Group AG315,443$21.49M0.0%+3.0%7.089%
2/8/2024 Financial Advocates Investment Management3,314$226K0.0%-4.9%0.074%
2/8/2024 Kingsview Wealth Management LLC41,364$2.82M0.1%+34.4%0.930%
2/8/2024 Janney Montgomery Scott LLC10,661$726K0.0%+14.7%0.240%
2/7/2024 Avantax Advisory Services Inc.3,382$230K0.0%N/A0.076%
2/6/2024 Private Advisor Group LLC45,629$3.11M0.0%+0.8%1.025%
2/6/2024 ARS Wealth Advisors Group LLC9,409$641K0.1%-9.7%0.211%
2/6/2024 Benjamin F. Edwards & Company Inc.75,269$5.13M0.1%-8.5%1.691%
2/2/2024 Atria Wealth Solutions Inc.25,704$1.75M0.0%+3.3%0.578%
2/1/2024 Element Wealth LLC6,212$423K0.3%-4.7%0.140%
2/1/2024 Sigma Planning Corp3,537$241K0.0%-45.1%0.079%
1/29/2024 Koshinski Asset Management Inc.6,890$469K0.1%N/A0.155%
1/29/2024 Braun Bostich & Associates Inc.14,934$1.02M0.9%N/A0.336%
1/25/2024 International Assets Investment Management LLC13,624$928K0.0%-11.8%0.306%
1/25/2024 RiverTree Advisors LLC15,631$1.07M0.7%N/A0.351%
1/24/2024 Venture Visionary Partners LLC3,000$204K0.0%N/A0.067%
1/24/2024 International Assets Investment Management LLC13,624$928K0.0%-11.8%0.306%
1/22/2024 Clarus Wealth Advisors10,410$690K0.4%N/A0.231%
1/18/2024 Global Retirement Partners LLC8,298$548K0.0%+687.3%0.184%
1/17/2024 Keystone Wealth Services LLC4,198$286K0.1%-4.5%0.093%
1/16/2024 Raymond James Financial Services Advisors Inc.84,504$5.76M0.0%+18.5%1.878%
1/16/2024 Raymond James & Associates12,415$846K0.0%-73.3%0.276%
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1/12/2024 Mutual Advisors LLC3,997$272K0.0%-19.3%0.090%
1/10/2024 Wealth Management Partners LLC36,986$2.52M1.4%-1.8%0.831%
1/9/2024 Purus Wealth Management LLC9,977$680K0.4%-2.3%0.224%
11/13/2023Stifel Financial Corp31,427$1.91M0.0%-7.6%0.676%
11/13/2023 LPL Financial LLC537,997$32.66M0.0%+5.5%11.570%
11/13/2023Kestra Advisory Services LLC27,306$1.66M0.0%+4.1%0.587%
11/13/2023 PNC Financial Services Group Inc.482$29K0.0%-42.9%0.010%
11/9/2023 UBS Group AG306,126$18.58M0.0%-0.4%6.583%
11/8/2023 Element Wealth LLC6,519$396K0.3%-2.6%0.140%
11/8/2023 Atria Wealth Solutions Inc.24,893$1.51M0.0%+4.1%0.535%
11/8/2023 Stonebridge Financial Planning Group LLC7,450$452K0.3%-3.9%0.160%
11/7/2023 Kingsview Wealth Management LLC30,775$1.87M0.1%-54.1%0.662%
11/7/2023 Alpha Omega Group Inc.3,354$204K0.4%-15.2%0.072%
11/7/2023 Cornerstone Wealth Management LLC5,933$360K0.0%-22.8%0.128%
11/4/2023 NBC Securities Inc.608$36K0.0%N/A0.013%
11/3/2023 Private Advisor Group LLC45,278$2.75M0.0%+4.8%0.984%
10/27/2023 Assetmark Inc.11,194$679K0.0%N/A0.246%
10/27/2023 First Horizon Advisors Inc.546$33K0.0%N/A0.012%
10/25/2023 Wealth Management Partners LLC37,645$2.29M1.4%N/A0.827%
10/24/2023 Raymond James Financial Services Advisors Inc.71,339$4.33M0.0%-0.3%1.568%
10/24/2023 Raymond James & Associates46,572$2.83M0.0%+8.5%1.024%
10/24/2023 Cambridge Investment Research Advisors Inc.34,350$2.09M0.0%-24.0%0.755%
10/23/2023Commonwealth Equity Services LLC41,072$2.49M0.0%-0.8%0.913%
10/11/2023 Ignite Planners LLC4,348$257K0.1%-15.2%0.100%
10/10/2023 International Assets Investment Management LLC15,446$938K0.1%N/A0.355%
10/10/2023Savior LLC1,828$111K0.8%-85.2%0.042%
10/4/2023 International Assets Investment Management LLC15,446$938K0.1%N/A0.372%
8/11/2023Kestra Advisory Services LLC26,237$1.70M0.0%-6.3%0.632%
8/11/2023 D.A. Davidson & CO.8,642$560K0.0%-3.5%0.208%
8/10/2023 Osaic Holdings Inc.65,511$4.25M0.0%+23.2%1.579%
8/10/2023Commonwealth Equity Services LLC41,383$2.68M0.0%-2.6%0.997%
8/10/2023 Private Advisor Group LLC43,198$2.80M0.0%-13.6%1.041%
8/4/2023 Envestnet Asset Management Inc.22,084$1.43M0.0%+1.0%0.532%
8/3/2023 Atria Wealth Solutions Inc.23,902$1.55M0.0%+23.9%0.576%
8/2/2023 Sigma Planning Corp6,396$414K0.0%-9.5%0.154%
7/31/2023 LPL Financial LLC509,770$33.02M0.0%-1.3%12.284%
7/31/2023 Mutual Advisors LLC4,946$320K0.0%-42.8%0.119%
7/26/2023 Janney Montgomery Scott LLC9,416$610K0.0%-3.1%0.230%
7/26/2023 Braun Bostich & Associates Inc.13,312$862K1.8%+2.1%0.325%
7/25/2023 Raymond James Financial Services Advisors Inc.71,566$4.64M0.0%+1.0%1.746%
7/25/2023 Raymond James & Associates42,922$2.78M0.0%-7.6%1.047%
7/21/2023 Purus Wealth Management LLC10,211$661K0.4%-58.1%0.249%
7/18/2023 ARS Wealth Advisors Group LLC10,543$683K0.1%-24.8%0.257%
7/18/2023 Stratos Wealth Partners LTD.6,965$451K0.0%+3.9%0.170%
7/13/2023 Dominguez Wealth Management Solutions Inc.8,278$536K0.5%+3.7%0.204%
7/13/2023 Cambridge Investment Research Advisors Inc.45,192$2.93M0.0%+460.8%1.116%
7/11/2023 Worth Asset Management LLC1,590$103K0.1%-27.8%0.039%
7/7/2023Savior LLC12,380$802K3.2%-92.6%0.306%
5/11/2023 Financial Advocates Investment Management3,818$227K0.0%-7.4%0.091%
5/11/2023Commonwealth Equity Services LLC42,497$2.53M0.0%-3.9%1.012%
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5/10/2023 Private Advisor Group LLC50,024$2.98M0.0%N/A1.191%
5/10/2023 LPL Financial LLC516,619$30.73M0.0%-1.7%12.300%
5/9/2023Tower Research Capital LLC TRC 6,800$405K0.0%-15.4%0.162%
5/4/2023 Stonebridge Financial Planning Group LLC8,000$476K0.3%-6.4%0.190%
5/2/2023 Braun Bostich & Associates Inc.13,034$775K1.8%+6.9%0.310%
4/28/2023 Janney Montgomery Scott LLC9,719$578K0.0%+6.6%0.231%
4/27/2023 Stratos Wealth Partners LTD.6,703$399K0.0%-7.1%0.160%
4/27/2023 Benjamin F. Edwards & Company Inc.65,523$3.90M0.2%+6.5%1.560%
4/25/2023 Geneos Wealth Management Inc.1,901$113K0.0%-36.6%0.045%
4/21/2023 Kowal Investment Group LLC3,558$212K0.1%N/A0.086%
(Data available from 1/1/2016 forward)

FNY Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FNY shares?

During the previous two years, 82 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($40.18M), LPL Financial LLC ($32.66M), UBS Group AG ($21.49M), Raymond James Financial Services Advisors Inc. ($6.00M), Cambridge Investment Research Advisors Inc. ($5.94M), Benjamin F. Edwards & Company Inc. ($5.06M), and Osaic Holdings Inc. ($4.25M).Learn more on FNY's institutional investors.

Which institutional investors have been buying First Trust Mid Cap Growth AlphaDEX Fund stock?

Of the 55 institutional investors that purchased First Trust Mid Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Wells Fargo & Company MN ($317.71K), J Arnold Wealth Management Co ($163.73K), LPL Financial LLC ($97.96K), Cambridge Investment Research Advisors Inc. ($89.94K), Kingsview Wealth Management LLC ($77.67K), International Assets Investment Management LLC ($57.94K), and Private Advisor Group LLC ($56.54K).

How much institutional buying is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,271,560 shares in the last 24 months. This purchase volume represents approximately $111.68M in transactions.

Which First Trust Mid Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 56 institutional investors that sold First Trust Mid Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Savior LLC ($166.06K), J Arnold Wealth Management Co ($162.52K), Alpha Omega Group Inc. ($93.94K), LPL Financial LLC ($63.16K), UBS Group AG ($46.32K), Raymond James & Associates ($39.26K), and Kingsview Wealth Management LLC ($36.21K).

How much institutional selling is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 862,942 shares in the last 24 months. This volume of shares sold represents approximately $80.50M in transactions.


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This page (NASDAQ:FNY) was last updated on 5/15/2024 by MarketBeat.com Staff

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