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First Trust Small Cap Growth AlphaDEX Fund (FYC) Institutional Ownership

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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)

Number of
Institutional Buyers
(last 12 months)
30
Total
Institutional Inflows
(last 12 months)
$52.25M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$21.15M
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FYC Institutional Buying and Selling by Quarter

First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/9/2024 Kingsview Wealth Management LLC62,071$4.08M0.1%+9.5%1.514%
5/8/2024 US Bancorp DE21,428$1.41M0.0%+8.3%0.523%
5/7/2024 Bedel Financial Consulting Inc.46,698$3.07M0.5%+3.6%1.139%
5/7/2024 Concurrent Investment Advisors LLC78,765$5.17M0.2%-4.9%1.921%
5/7/2024 49 Wealth Management LLC4,104$268K0.1%N/A0.100%
5/4/2024 Geneos Wealth Management Inc.8,128$534K0.0%-1.9%0.198%
4/30/2024 Private Advisor Group LLC8,410$553K0.0%N/A0.205%
4/29/2024 Benjamin F. Edwards & Company Inc.52,451$3.45M0.1%-1.1%1.279%
4/26/2024 MONECO Advisors LLC26,472$1.74M0.3%-27.8%0.646%
4/25/2024 MTM Investment Management LLC17,667$1.16M0.5%-4.2%0.431%
4/25/2024 Cambridge Investment Research Advisors Inc.85,555$5.62M0.0%+392.1%2.087%
4/24/2024 Strid Group LLC4,410$290K0.1%-18.0%0.108%
4/23/2024 Raymond James Financial Services Advisors Inc.60,414$3.97M0.0%-59.2%1.474%
4/18/2024 HFG Advisors Inc.19,755$1.30M1.2%+8.1%0.482%
3/13/2024 MONECO Advisors LLC36,666$2.31M0.4%-17.0%0.905%
3/6/2024Willner & Heller LLC8,749$551K0.6%N/A0.216%
2/12/2024Steward Partners Investment Advisory LLC18,319$1.15M0.0%-2.6%0.452%
2/9/2024 US Bancorp DE19,780$1.25M0.0%+6.2%0.488%
2/9/2024 Tidemark LLC3,731$235K0.1%N/A0.092%
2/8/2024 Kingsview Wealth Management LLC56,682$3.57M0.1%+38.4%1.400%
2/8/2024 Bedel Financial Consulting Inc.45,086$2.84M0.5%-0.5%1.113%
2/6/2024 Benjamin F. Edwards & Company Inc.53,047$3.34M0.1%+41.8%1.310%
2/5/2024 MONECO Advisors LLC36,666$2.31M0.4%-17.0%0.905%
2/2/2024 IAG Wealth Partners LLC1,059$67K0.0%-97.4%0.026%
2/1/2024 CWM LLC1,168$74K0.0%+22.7%0.029%
1/31/2024 Strid Group LLC5,377$338K0.1%-14.7%0.133%
1/29/2024 Moneywise Inc.50,958$3.21M1.8%-8.7%1.258%
1/29/2024 Wealth Effects LLC3,302$208K0.1%N/A0.082%
1/26/2024 Geneos Wealth Management Inc.8,287$521K0.0%+24.4%0.205%
1/25/2024 International Assets Investment Management LLC166,360$10.47M0.0%N/A4.108%
1/24/2024 Arkadios Wealth Advisors4,022$253K0.0%N/A0.099%
1/24/2024 International Assets Investment Management LLC166,360$10.47M0.0%N/A4.108%
1/19/2024 Wagner Wealth Management LLC2,922$184K0.1%-11.7%0.074%
1/17/2024J Arnold Wealth Management Co208,878$13.14M4.5%+5.4%5.645%
1/16/2024 Raymond James Financial Services Advisors Inc.147,898$9.31M0.0%+1.9%3.997%
1/16/2024 Raymond James & Associates53,083$3.34M0.0%-3.2%1.435%
1/16/2024 MTM Investment Management LLC18,442$1.16M0.5%-4.0%0.498%
1/12/2024 HFG Advisors Inc.18,267$1.15M1.1%+1.7%0.494%
1/12/2024 Independent Wealth Network Inc.5,474$344K0.2%-20.4%0.148%
1/9/2024IFP Advisors Inc119,687$7.53M0.4%+9.6%3.235%
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11/14/2023Tower Research Capital LLC TRC 13,644$769K0.0%+8.3%0.345%
11/13/2023 LPL Financial LLC386,991$21.81M0.0%-12.4%9.797%
11/13/2023Kestra Advisory Services LLC18,666$1.05M0.0%+5.7%0.473%
11/9/2023 UBS Group AG36,472$2.06M0.0%+44.1%0.923%
11/8/2023J Arnold Wealth Management Co198,184$11.17M4.5%N/A5.017%
11/8/2023 Janney Montgomery Scott LLC6,415$362K0.0%-3.0%0.162%
11/8/2023 Atria Wealth Solutions Inc.4,632$261K0.0%-76.1%0.117%
11/8/2023 Avantax Advisory Services Inc.8,148$459K0.0%+12.5%0.206%
11/7/2023 Kingsview Wealth Management LLC40,964$2.31M0.1%+5.3%1.037%
11/6/2023 MONECO Advisors LLC44,157$2.49M0.7%-6.3%1.118%
10/27/2023 Financial Advocates Investment Management4,005$226K0.0%-7.0%0.097%
10/27/2023 Dunhill Financial LLC27,062$1.52M1.0%+5.0%0.652%
10/24/2023 IAG Wealth Partners LLC40,437$2.28M0.6%-2.8%0.974%
10/24/2023 Clearwater Capital Advisors LLC8,097$456K0.1%-11.8%0.195%
10/24/2023 Raymond James Financial Services Advisors Inc.145,149$8.18M0.0%-7.0%3.498%
10/24/2023 Raymond James & Associates54,821$3.09M0.0%-2.0%1.321%
10/24/2023 Cambridge Investment Research Advisors Inc.15,098$851K0.0%-7.1%0.364%
10/23/2023 Moneywise Inc.55,790$3.14M2.0%-1.8%1.344%
10/23/2023Commonwealth Equity Services LLC7,238$408K0.0%-35.1%0.174%
10/18/2023 Pinnacle Bancorp Inc.4,439$246K0.1%N/A0.107%
10/12/2023IFP Advisors Inc109,156$6.15M0.3%+6.4%2.630%
10/11/2023 Independent Wealth Network Inc.6,877$388K0.2%+2.8%0.166%
10/11/2023 Geneos Wealth Management Inc.6,664$376K0.0%+7.3%0.161%
8/23/2023 Dunhill Financial LLC25,785$1.52M1.0%N/A0.716%
8/14/2023IFP Advisors Inc102,581$6.18M0.3%+5.6%2.849%
8/11/2023Kestra Advisory Services LLC17,661$1.06M0.0%-6.2%0.491%
8/10/2023 IAG Wealth Partners LLC41,598$2.50M0.7%+30.5%1.156%
8/9/2023Flow Traders U.S. LLC9,648$581K0.0%-31.1%0.268%
8/8/2023 Geneos Wealth Management Inc.6,211$374K0.0%+17.4%0.173%
8/4/2023 Envestnet Asset Management Inc.57,950$3.49M0.0%-6.7%1.610%
8/4/2023IFP Advisors Inc102,581$4.92M0.2%+5.6%2.849%
8/3/2023 Atria Wealth Solutions Inc.19,380$1.17M0.0%+278.4%0.538%
8/3/2023 MONECO Advisors LLC47,141$2.84M0.8%-2.7%1.309%
7/31/2023 LPL Financial LLC441,628$26.59M0.0%+12.1%12.267%
7/26/2023 Janney Montgomery Scott LLC6,615$398K0.0%-24.1%0.184%
7/25/2023 Raymond James Financial Services Advisors Inc.156,150$9.40M0.0%-27.0%4.338%
7/25/2023 Raymond James & Associates55,918$3.37M0.0%-10.6%1.553%
7/25/2023 Strid Group LLC6,305$380K0.1%+8.1%0.175%
7/24/2023 Moneywise Inc.56,789$3.42M2.1%-3.4%1.577%
7/20/2023 International Assets Investment Management LLC16,166$715K0.1%N/A0.449%
7/18/2023 Stratos Wealth Partners LTD.8,828$532K0.0%+4.0%0.245%
7/13/2023 Cambridge Investment Research Advisors Inc.16,248$978K0.0%-14.4%0.451%
5/12/2023 MONECO Advisors LLC48,454$2.80M0.8%-1.0%1.328%
5/11/2023 Financial Advocates Investment Management4,405$255K0.0%-14.9%0.121%
5/10/2023 Clearwater Capital Advisors LLC9,178$531K0.1%-13.3%0.251%
5/10/2023 LPL Financial LLC393,908$22.79M0.0%+3.3%10.792%
5/9/2023Tower Research Capital LLC TRC 18,040$1.04M0.0%+89.3%0.494%
5/9/2023 RFG Advisory LLC8,349$483K0.0%-31.7%0.229%
5/9/2023 US Bancorp DE18,630$1.08M0.0%+3.8%0.510%
5/2/2023 Bedel Financial Consulting Inc.43,376$2.51M0.6%+10.3%1.188%
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5/2/2023 Arkadios Wealth Advisors3,504$203K0.0%-33.9%0.096%
5/1/2023 Csenge Advisory Group9,774$565K0.0%-87.4%0.268%
4/28/2023 Avantax Advisory Services Inc.9,604$556K0.0%+16.9%0.263%
4/28/2023Ameritas Advisory Services LLC2,145$124K0.0%-45.1%0.059%
4/28/2023 Janney Montgomery Scott LLC8,717$504K0.0%+37.4%0.239%
4/27/2023 Stratos Wealth Partners LTD.8,490$491K0.0%N/A0.233%
4/27/2023 Benjamin F. Edwards & Company Inc.57,903$3.35M0.1%+28.7%1.586%
4/25/2023 IAG Wealth Partners LLC31,865$1.84M0.5%+63.6%0.873%
4/25/2023 Geneos Wealth Management Inc.5,289$306K0.0%-22.9%0.145%
4/24/2023 Strid Group LLC5,832$337K0.1%-35.6%0.162%
(Data available from 1/1/2016 forward)

FYC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYC shares?

During the previous two years, 64 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($21.81M), J Arnold Wealth Management Co ($13.14M), International Assets Investment Management LLC ($10.47M), IFP Advisors Inc ($7.53M), Cambridge Investment Research Advisors Inc. ($5.62M), Concurrent Investment Advisors LLC ($5.17M), and Kingsview Wealth Management LLC ($4.08M).Learn more on FYC's institutional investors.

Which institutional investors have been buying First Trust Small Cap Growth AlphaDEX Fund stock?

Of the 51 institutional investors that purchased First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: J Arnold Wealth Management Co ($369.99K), International Assets Investment Management LLC ($348.89K), LPL Financial LLC ($113.26K), Raymond James Financial Services Advisors Inc. ($104.00K), IFP Advisors Inc ($78.54K), Cambridge Investment Research Advisors Inc. ($73.02K), and Kingsview Wealth Management LLC ($60.59K).

How much institutional buying is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,542,311 shares in the last 24 months. This purchase volume represents approximately $128.12M in transactions.

Which First Trust Small Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 36 institutional investors that sold First Trust Small Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: J Arnold Wealth Management Co ($158.50K), Raymond James Financial Services Advisors Inc. ($156.09K), Csenge Advisory Group ($68.74K), LPL Financial LLC ($60.18K), IAG Wealth Partners LLC ($40.54K), MONECO Advisors LLC ($30.21K), and Raymond James & Associates ($23.10K).

How much institutional selling is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 670,283 shares in the last 24 months. This volume of shares sold represents approximately $57.42M in transactions.


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This page (NASDAQ:FYC) was last updated on 5/14/2024 by MarketBeat.com Staff

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