Applied Optoelectronics (AAOI) Institutional Ownership

$10.85
+0.19 (+1.78%)
(As of 04/26/2024 ET)

Institutional Ownership Changes (13F Filings) for Applied Optoelectronics (NASDAQ:AAOI)

Current
Institutional Ownership
Percentage
61.72%
Number of
Institutional Buyers
(last 12 months)
27
Total
Institutional Inflows
(last 12 months)
$78.57M
Number of
Institutional Sellers
(last 12 months)
6
Total
Institutional Outflows
(last 12 months)
$12.50M
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AAOI Institutional Buying and Selling by Quarter

Applied Optoelectronics Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/26/2024 CloudAlpha Capital Management Limited Hong Kong831,200$11.52M1.4%+30.4%2.165%
4/24/2024 Assenagon Asset Management S.A.631,799$8.76M0.0%+875.9%1.645%
4/23/2024 Rice Hall James & Associates LLC140,688$1.95M0.1%N/A0.366%
3/27/2024Nomura Holdings Inc.77,689$1.50M0.0%N/A0.202%
3/1/2024Goldman Sachs Group Inc.853,948$16.50M0.0%+9,687.4%2.224%
2/14/2024CenterBook Partners LP119,614$2.31M0.3%N/A0.337%
2/13/2024Gabelli Funds LLC41,000$792K0.0%-44.2%0.115%
2/12/2024Alpha DNA Investment Management LLC21,188$409K0.2%N/A0.060%
2/9/2024Trexquant Investment LP165,070$3.19M0.1%+16.2%0.464%
2/7/2024Jump Financial LLC10,500$203K0.0%-64.0%0.030%
2/5/2024Mach 1 Financial Group LLC18,981$367K0.1%N/A0.053%
2/5/2024White Pine Capital LLC35,643$689K0.3%N/A0.100%
2/2/2024Headlands Technologies LLC9,899$191K0.1%N/A0.028%
2/2/2024 Kovack Advisors Inc.74,651$1.44M0.2%-48.9%0.210%
2/2/2024Acuitas Investments LLC155,781$3.01M1.5%N/A0.438%
2/2/2024Bailard Inc.15,800$305K0.0%N/A0.044%
1/31/2024 CloudAlpha Capital Management Limited Hong Kong637,200$12.31M1.1%+380.6%1.793%
1/17/2024 Assenagon Asset Management S.A.64,743$1.25M0.0%N/A0.182%
1/12/2024SG Americas Securities LLC502,879$9.72M0.1%N/A1.415%
12/6/2023Citigroup Inc.318,270$3.49M0.0%+0.6%0.896%
11/15/2023Kennedy Capital Management LLC145,000$1.59M0.0%-72.4%0.436%
11/14/2023Quadrature Capital Ltd130,795$1.44M0.0%N/A0.393%
11/14/2023B. Riley Asset Management LLC99,300$1.09M0.4%N/A0.298%
11/14/2023Trexquant Investment LP142,093$1.56M0.0%N/A0.427%
11/13/2023Connor Clark & Lunn Investment Management Ltd.127,692$1.40M0.0%N/A0.384%
11/13/2023EAM Investors LLC405,239$4.45M0.9%-46.5%1.218%
11/9/2023Citigroup Inc.318,270$3.49M0.0%+0.6%0.956%
11/8/2023Gabelli Funds LLC73,500$806K0.0%-33.5%0.221%
11/8/2023Gamco Investors INC. ET AL142,500$1.56M0.0%-22.1%0.428%
11/7/2023Jump Financial LLC29,200$320K0.0%N/A0.088%
11/2/2023 CloudAlpha Capital Management Limited Hong Kong132,590$1.46M0.1%+117.4%0.398%
10/24/2023 Bank of New York Mellon Corp48,617$533K0.0%+360.8%0.146%
10/24/2023 Raymond James Financial Services Advisors Inc.15,183$167K0.0%N/A0.046%
8/23/2023Wolverine Trading LLC28,456$155K0.0%N/A0.086%
8/14/2023Portolan Capital Management LLC1,214,989$7.24M0.6%N/A3.651%
8/10/2023Gamco Investors INC. ET AL183,000$1.09M0.0%+438.2%0.570%
8/10/2023Gabelli Funds LLC110,500$659K0.0%-7.9%0.344%
8/10/2023GABELLI & Co INVESTMENT ADVISERS INC.36,500$218K0.0%+135.5%0.114%
8/7/2023Royce & Associates LP1,002,188$5.97M0.1%+43.7%3.154%
7/27/2023Virtu Financial LLC12,955$77K0.0%+25.7%0.041%
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7/25/2023 Assenagon Asset Management S.A.171,971$1.03M0.0%N/A0.541%
7/21/2023 Kovack Advisors Inc.678,551$4.04M0.5%-22.7%2.324%
5/23/2023Royce & Associates LP697,210$1.54M0.0%+73.5%2.388%
5/4/2023Royce & Associates LP697,210$1.54M0.0%+73.5%2.398%
4/21/2023 Kovack Advisors Inc.877,251$1.94M0.3%-5.9%3.020%
2/22/2023 Kovack Advisors Inc.932,151$1.76M0.3%-2.0%3.257%
2/10/2023Connor Clark & Lunn Investment Management Ltd.40,961$77K0.0%-26.7%0.143%
2/3/2023Monaco Asset Management SAM523,867$990K0.3%+41.6%1.830%
1/31/2023Monaco Asset Management SAM523,867$990K0.3%+41.6%1.830%
11/14/2022Gamco Investors INC. ET AL55,035$150K0.0%N/A0.197%
11/14/2022Gabelli Funds LLC115,000$313K0.0%N/A0.412%
11/14/2022Worth Venture Partners LLC20,000$54K0.0%N/A0.072%
11/14/2022 Kovack Advisors Inc.950,901$2.59M0.4%-13.8%3.410%
11/10/2022Gabelli Funds LLC115,000$313K0.0%N/A0.412%
11/10/2022Gamco Investors INC. ET AL55,035$150K0.0%N/A0.197%
11/10/2022Connor Clark & Lunn Investment Management Ltd.55,918$152K0.0%N/A0.201%
11/3/2022Royce & Associates LP71,852$195K0.0%N/A0.258%
10/31/2022Monaco Asset Management SAM370,000$1.01M0.4%N/A1.327%
5/11/2022GSA Capital Partners LLP35,200$128K0.0%-39.9%0.128%
5/6/2022KBC Group NV60,696$222K0.0%-8.3%0.220%
2/14/2022PDT Partners LLC72,735$374K0.0%-12.5%0.266%
2/14/2022GSA Capital Partners LLP58,531$301K0.0%N/A0.214%
2/11/2022GABELLI & Co INVESTMENT ADVISERS INC.26,500$136K0.0%+112.0%0.097%
2/10/2022 Confluence Wealth Services Inc.7,945$40K0.0%N/A0.029%
2/10/2022Citigroup Inc.316,416$1.63M0.0%+3,056.6%1.159%
2/10/2022WINTON GROUP Ltd10,390$53K0.0%N/A0.038%
2/10/2022Connor Clark & Lunn Investment Management Ltd.10,416$54K0.0%N/A0.038%
2/7/2022Royce & Associates LP1,208,325$6.21M0.0%+21.8%4.426%
2/3/2022Advisor Group Holdings Inc.31,010$159K0.0%+19.2%0.114%
2/3/2022KBC Group NV66,164$340K0.0%N/A0.242%
1/28/2022 Counterpoint Mutual Funds LLC4,771$25K0.0%N/A0.017%
1/18/2022 Kovack Advisors Inc.825,201$4.24M0.4%+28.3%3.023%
11/16/2021Schonfeld Strategic Advisors LLC36,000$258K0.0%+101.1%0.132%
11/16/2021Cetera Advisor Networks LLC37,229$267K0.0%+15.3%0.136%
11/16/2021Squarepoint Ops LLC15,090$108K0.0%-76.8%0.055%
11/16/2021Two Sigma Advisers LP373,900$2.69M0.0%+405.3%1.370%
11/16/2021Two Sigma Investments LP353,532$2.54M0.0%+50.2%1.295%
11/15/2021Tudor Investment Corp Et Al67,979$488K0.0%+63.2%0.249%
11/15/2021Marshall Wace LLP74,276$533K0.0%N/A0.272%
11/15/2021Dimensional Fund Advisors LP212,841$1.53M0.0%-30.2%0.780%
11/15/2021Franklin Resources Inc.52,800$379K0.0%N/A0.193%
11/12/2021PEAK6 Investments LLC20,733$149K0.0%N/A0.076%
11/12/2021GABELLI & Co INVESTMENT ADVISERS INC.12,500$90K0.0%N/A0.046%
11/12/2021Hsbc Holdings PLC24,335$175K0.0%+27.1%0.089%
11/12/2021Vident Investment Advisory LLC12,930$93K0.0%-14.7%0.047%
11/10/2021Goldman Sachs Group Inc.143,670$1.03M0.0%+7.6%0.529%
11/10/2021Citigroup Inc.10,024$72K0.0%-19.2%0.037%
11/9/2021Keebeck Alpha LP10,358$74K0.0%N/A0.038%
11/9/2021Barclays PLC73,213$525K0.0%+81.2%0.268%
11/9/2021BlackRock Inc.3,090,324$22.19M0.0%+3.2%11.320%
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11/8/2021Russell Investments Group Ltd.7,881$56K0.0%-93.7%0.029%
11/5/2021Advisor Group Holdings Inc.26,010$187K0.0%+13.0%0.096%
11/4/2021Deutsche Bank AG33,596$241K0.0%+199.8%0.124%
11/3/2021 US Asset Management LLC3,596$26K0.0%N/A0.013%
11/3/2021 Kovack Advisors Inc.643,306$4.62M0.5%+9.7%2.370%
11/2/2021 Cambridge Investment Research Advisors Inc.11,380$82K0.0%-13.8%0.042%
10/19/2021 Assenagon Asset Management S.A.253,933$1.82M0.0%+9.9%0.936%
9/17/2021Virtu Financial LLC21,113$179K0.0%N/A0.078%
9/3/2021Parametric Portfolio Associates LLC62,083$526K0.0%+16.1%0.229%
8/26/2021Comerica Bank22,579$147K0.0%-8.5%0.083%
(Data available from 1/1/2016 forward)

AAOI Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of AAOI shares?

During the previous two years, 35 institutional investors and hedge funds held shares of Applied Optoelectronics. The most heavily invested institutionals were Goldman Sachs Group Inc. ($16.50M), CloudAlpha Capital Management Limited Hong Kong ($11.52M), SG Americas Securities LLC ($9.72M), Assenagon Asset Management S.A. ($8.76M), Portolan Capital Management LLC ($7.24M), Royce & Associates LP ($5.97M), and EAM Investors LLC ($4.45M).Learn more on AAOI's institutional investors.

What percentage of Applied Optoelectronics stock is owned by institutional investors?

61.72% of Applied Optoelectronics stock is owned by institutional investors. Learn more on AAOI's institutional investor holdings.

Which institutional investors have been buying Applied Optoelectronics stock?

Of the 30 institutional investors that purchased Applied Optoelectronics stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Portolan Capital Management LLC ($1.21M), Royce & Associates LP ($967.55K), Goldman Sachs Group Inc. ($845.22K), Assenagon Asset Management S.A. ($803.77K), CloudAlpha Capital Management Limited Hong Kong ($770.20K), Monaco Asset Management SAM ($677.73K), and SG Americas Securities LLC ($502.88K).

How much institutional buying is happening at Applied Optoelectronics?

Institutional investors have bought a total of 7,603,770 shares in the last 24 months. This purchase volume represents approximately $81.49M in transactions.

Which Applied Optoelectronics major shareholders have been selling company stock?

Of the 9 institutional investors that sold Applied Optoelectronics stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Kovack Advisors Inc. ($495.93K), Kennedy Capital Management LLC ($380.91K), EAM Investors LLC ($352.07K), Gabelli Funds LLC ($79K), Gamco Investors INC. ET AL ($40.50K), GSA Capital Partners LLP ($23.33K), and Jump Financial LLC ($18.70K).

How much institutional selling is happening at Applied Optoelectronics?

Institutional investors have sold a total of 1,410,852 shares in the last 24 months. This volume of shares sold represents approximately $13.20M in transactions.


This page (NASDAQ:AAOI) was last updated on 4/28/2024 by MarketBeat.com Staff

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