CASI Pharmaceuticals (CASI) Institutional Ownership

$2.34
-0.08 (-3.31%)
(As of 03:20 PM ET)

Institutional Ownership Changes (13F Filings) for CASI Pharmaceuticals (NASDAQ:CASI)

Current
Institutional Ownership
Percentage
22.23%
Number of
Institutional Buyers
(last 12 months)
2
Total
Institutional Inflows
(last 12 months)
$741.14K
Number of
Institutional Sellers
(last 12 months)
0
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CASI Institutional Buying and Selling by Quarter

CASI Pharmaceuticals Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/11/2023Wellington Shields Capital Management LLC180,143$418K0.1%N/A1.352%
5/11/2023Wellington Shields & Co. LLC139,315$323K0.1%N/A1.046%
11/4/2022Prudential Financial Inc.11,000$29K0.0%N/A0.081%
9/16/2022Federated Hermes Inc.1,015,000$2.90M0.0%-90.0%7.460%
8/15/2022Wellington Shields Capital Management LLC213,250$610K0.1%-90.0%1.567%
8/12/2022Ikarian Capital LLC132,014$378K0.1%-90.0%0.970%
8/12/2022Wellington Shields & Co. LLC145,317$416K0.1%-90.0%1.068%
7/27/2022Bailard Inc.31,530$90K0.0%+25.6%0.232%
5/12/2022Wellington Shields Capital Management LLC2,132,547$1.73M0.2%-2.6%1.561%
5/9/2022Wellington Shields & Co. LLC1,453,190$1.18M0.4%+27.3%1.064%
2/16/2022Wellington Shields & Co. LLC1,141,190$913K0.2%-37.7%0.816%
2/15/2022Wellington Shields Capital Management LLC2,188,547$1.75M0.2%-3.1%1.566%
11/15/2021Marshall Wace LLP952,037$1.13M0.0%+325.6%0.681%
11/12/2021Renaissance Technologies LLC1,618,155$1.93M0.0%+4.6%1.158%
11/12/2021Geode Capital Management LLC944,729$1.12M0.0%+34.2%0.676%
11/12/2021Connor Clark & Lunn Investment Management Ltd.60,904$72K0.0%N/A0.044%
11/10/2021Goldman Sachs Group Inc.199,986$238K0.0%+32.3%0.143%
11/9/2021BlackRock Inc.1,165,942$1.39M0.0%-1.3%0.834%
8/26/2021Y Intercept Hong Kong Ltd16,246$25K0.0%N/A0.012%
8/25/2021Marshall Wace LLP223,709$347K0.0%N/A0.160%
8/17/2021Millennium Management LLC1,112,208$1.72M0.0%+1,211.7%0.796%
8/17/2021Price T Rowe Associates Inc. MD105,200$163K0.0%-32.3%0.075%
8/17/2021Prudential Financial Inc.16,600$26K0.0%N/A0.012%
8/17/2021Boothbay Fund Management LLC185,988$288K0.0%+14.8%0.133%
8/16/2021Squarepoint Ops LLC22,698$35K0.0%+107.4%0.016%
8/16/2021LMR Partners LLP30,360$47K0.0%N/A0.022%
8/16/2021Schonfeld Strategic Advisors LLC20,600$32K0.0%N/A0.015%
8/16/2021Charles Schwab Investment Management Inc.405,290$629K0.0%-20.0%0.290%
8/16/2021State Street Corp194,842$302K0.0%-81.3%0.139%
8/16/2021Tibra Equities Europe Ltd216,300$335K0.1%N/A0.155%
8/16/2021Goldman Sachs Group Inc.151,183$234K0.0%+143.6%0.108%
8/16/2021Marshall Wace LLP223,709$347K0.0%N/A0.160%
8/16/2021Wellington Shields Capital Management LLC2,258,264$3.50M0.4%+1.2%1.615%
8/13/2021Renaissance Technologies LLC1,546,306$2.40M0.0%+504.7%1.106%
8/13/2021Northern Trust Corp243,200$377K0.0%-70.4%0.174%
8/13/2021Geode Capital Management LLC703,888$1.09M0.0%-35.6%0.504%
8/13/2021Vanguard Group Inc.3,904,627$6.05M0.0%-7.6%2.793%
8/13/2021Bailard Inc.40,400$63K0.0%N/A0.029%
8/12/2021Dimensional Fund Advisors LP274,344$425K0.0%+4.6%0.196%
8/12/2021JPMorgan Chase & Co.191,523$296K0.0%+8.7%0.137%
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8/12/2021Ergoteles LLC300,400$466K0.0%N/A0.215%
8/11/2021 Bank of New York Mellon Corp36,436$56K0.0%-80.6%0.026%
8/11/2021BlackRock Inc.1,181,599$1.83M0.0%-70.5%0.845%
8/5/2021GSA Capital Partners LLP78,572$122K0.0%+377.9%0.056%
8/1/2021 Sterneck Capital Management LLC40,000$47K0.0%N/A0.029%
7/31/2021Mosaic Family Wealth LLC17,500$27K0.0%N/A0.013%
5/19/2021Virtu Financial LLC66,106$159K0.0%+431.0%0.047%
5/19/2021Squarepoint Ops LLC10,943$26K0.0%N/A0.008%
5/18/2021Millennium Management LLC84,791$203K0.0%-34.3%0.061%
5/18/2021D. E. Shaw & Co. Inc.22,596$54K0.0%N/A0.016%
5/18/2021Cubist Systematic Strategies LLC21,100$51K0.0%+51.5%0.015%
5/17/2021Aristides Capital LLC63,250$152K0.1%N/A0.045%
5/17/2021Price T Rowe Associates Inc. MD155,288$373K0.0%+37.5%0.111%
5/17/2021Nuveen Asset Management LLC283,079$679K0.0%+20.4%0.202%
5/17/2021Goldman Sachs Group Inc.62,052$149K0.0%+109.8%0.044%
5/14/2021Ghost Tree Capital LLC650,000$1.56M0.4%N/A0.465%
5/14/2021Dimensional Fund Advisors LP262,374$630K0.0%+766.2%0.188%
5/14/2021Vident Investment Advisory LLC54,829$132K0.0%-39.3%0.039%
5/14/2021XTX Topco Ltd14,215$34K0.0%N/A0.010%
5/13/2021Barclays PLC55,269$133K0.0%+159.0%0.040%
5/13/2021Renaissance Technologies LLC255,700$614K0.0%+261.1%0.183%
5/13/2021Federated Hermes Inc.10,150,000$24.36M0.0%+45.0%7.261%
5/12/2021Northern Trust Corp820,622$1.97M0.0%-12.7%0.587%
5/12/2021Geode Capital Management LLC1,092,677$2.62M0.0%+14.1%0.782%
5/12/2021Wellington Shields & Co. LLC1,832,769$4.40M1.6%+1.1%1.311%
5/12/2021Wellington Shields Capital Management LLC2,231,765$5.36M0.5%+7.7%1.596%
5/12/20211492 Capital Management LLC79,743$191K0.1%N/A0.057%
5/12/2021JPMorgan Chase & Co.176,221$423K0.0%-4.2%0.126%
5/12/2021Panagora Asset Management Inc.125,747$302K0.0%N/A0.090%
5/10/2021GSA Capital Partners LLP16,442$39K0.0%-68.5%0.012%
5/7/2021BlackRock Inc.4,006,960$9.62M0.0%+4.6%2.866%
5/6/2021Quantitative Systematic Strategies LLC21,561$52K0.0%N/A0.015%
4/30/2021Creative Planning40,009$96K0.0%N/A0.029%
4/12/2021FNY Investment Advisers LLC49,400$118K0.0%N/A0.035%
3/26/2021Susquehanna International Group LLP13,290$39K0.0%-50.2%0.011%
3/8/2021Dimensional Fund Advisors LP30,290$89K0.0%N/A0.024%
2/25/2021Dimensional Fund Advisors LP30,290$89K0.0%N/A0.024%
2/24/2021Virtu Financial LLC12,450$37K0.0%-67.7%0.010%
2/23/2021Principal Financial Group Inc.14,414$43K0.0%N/A0.012%
2/19/2021JPMorgan Chase & Co.183,922$542K0.0%+281.1%0.148%
2/16/2021Price T Rowe Associates Inc. MD112,917$333K0.0%+53.7%0.091%
2/16/2021Charles Schwab Investment Management Inc.480,106$1.42M0.0%+1.7%0.387%
2/12/2021Federated Hermes Inc.7,000,000$20.65M0.0%+1.4%5.648%
2/12/2021The Manufacturers Life Insurance Company45,064$133K0.0%+121.5%0.036%
2/12/2021Ikarian Capital LLC1,268,154$3.74M0.2%-17.6%1.023%
2/12/2021Credit Suisse AG19,406$57K0.0%N/A0.016%
2/11/2021Northern Trust Corp940,103$2.77M0.0%+3.8%0.758%
2/11/2021Barclays PLC21,341$63K0.0%-28.3%0.017%
2/11/2021Citigroup Inc.11,781$35K0.0%+271.1%0.010%
2/10/2021Rhumbline Advisers73,286$216K0.0%+11.5%0.059%
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2/10/2021Renaissance Technologies LLC70,813$209K0.0%-88.2%0.057%
2/9/2021Wells Fargo & Company MN169,768$501K0.0%+4.2%0.137%
2/9/2021 Bank of New York Mellon Corp187,679$554K0.0%+6.8%0.151%
2/9/2021Wellington Shields Capital Management LLC2,071,765$6.11M0.8%+45.4%1.672%
2/9/2021Wellington Shields & Co. LLC1,812,769$5.35M1.9%+22.5%1.463%
2/9/2021ProShare Advisors LLC14,651$43K0.0%N/A0.012%
2/5/2021BlackRock Inc.3,830,466$11.30M0.0%+9.1%3.090%
2/4/2021GSA Capital Partners LLP52,146$154K0.0%+157.4%0.042%
2/4/2021State of Wisconsin Investment Board91,900$271K0.0%N/A0.074%
12/11/2020Virtu Financial LLC38,496$59K0.0%N/A0.031%
(Data available from 1/1/2016 forward)

CASI Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CASI shares?

During the previous two years, the following institutional investors and hedge funds held shares of CASI Pharmaceuticals shares: Federated Hermes Inc. ($2.90M), Wellington Shields Capital Management LLC ($418K), Ikarian Capital LLC ($378K), Wellington Shields & Co. LLC ($323K), and Bailard Inc. ($90K), Prudential Financial Inc. ($29K).Learn more on CASI's institutional investors.

What percentage of CASI Pharmaceuticals stock is owned by institutional investors?

22.23% of CASI Pharmaceuticals stock is owned by institutional investors. Learn more on CASI's institutional investor holdings.

Which institutional investors have been buying CASI Pharmaceuticals stock?

The following institutional investors have purchased CASI Pharmaceuticals stock in the last 24 months: Wellington Shields & Co. LLC ($451.32K), Wellington Shields Capital Management LLC ($180.14K), Prudential Financial Inc. ($11K), and Bailard Inc. ($6.43K).

How much institutional buying is happening at CASI Pharmaceuticals?

Institutional investors have bought a total of 648,888 shares in the last 24 months. This purchase volume represents approximately $3.31M in transactions.

Which CASI Pharmaceuticals major shareholders have been selling company stock?

The following institutional investors have sold CASI Pharmaceuticals stock in the last 24 months: Federated Hermes Inc. ($9.14M), Wellington Shields Capital Management LLC ($1.98M), Wellington Shields & Co. LLC ($1.31M), and Ikarian Capital LLC ($1.19M).

How much institutional selling is happening at CASI Pharmaceuticals?

Institutional investors have sold a total of 13,606,311 shares in the last 24 months. This volume of shares sold represents approximately $39.21M in transactions.


This page (NASDAQ:CASI) was last updated on 4/29/2024 by MarketBeat.com Staff

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