First Trust Senior Floating Rate Income Fund II (FCT) Institutional Ownership

$10.42
+0.09 (+0.87%)
(As of 05/7/2024 ET)

Institutional Ownership Changes (13F Filings) for First Trust Senior Floating Rate Income Fund II (NYSE:FCT)

Number of
Institutional Buyers
(last 12 months)
36
Total
Institutional Inflows
(last 12 months)
$21.83M
Number of
Institutional Sellers
(last 12 months)
16
Total
Institutional Outflows
(last 12 months)
$7.74M
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FCT Institutional Buying and Selling by Quarter

First Trust Senior Floating Rate Income Fund II Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/7/2024Oppenheimer & Co. Inc.17,600$182K0.0%+11.0%0.000%
5/6/2024 TFG Advisers LLC195,031$2.02M0.8%+3.2%0.000%
4/29/2024Commonwealth Equity Services LLC260,297$2.69M0.0%+43.4%0.000%
4/22/2024 Strategic Financial Concepts LLC22,200$230K0.1%N/A0.000%
4/22/2024 GraniteShares Advisors LLC171,140$1.77M0.9%+14.6%0.000%
4/18/2024 SeaCrest Wealth Management LLC13,805$143K0.0%+29.3%0.000%
4/15/2024 Kingswood Wealth Advisors LLC15,778$163K0.0%-26.9%0.000%
4/11/2024 RFG Advisory LLC12,576$130K0.0%N/A0.000%
4/5/2024 CWM LLC21,210$220K0.0%+15.0%0.000%
3/27/2024Nomura Holdings Inc.16,645$168K0.0%N/A0.000%
3/15/2024B. Riley Wealth Advisors Inc.27,955$282K0.0%-28.6%0.000%
2/14/2024Jones Road Capital Management L.P.370,054$3.73M1.0%+57.5%0.000%
2/13/2024Jones Financial Companies Lllp2,700$27K0.0%N/A0.000%
2/13/20241607 Capital Partners LLC677,415$6.84M0.5%+7.3%0.000%
2/12/2024Relative Value Partners Group LLC560,545$5.66M0.3%+33.5%0.000%
2/9/2024City of London Investment Management Co. Ltd.370,522$3.74M0.3%-10.9%0.000%
2/9/2024D.A. Davidson & CO.220,839$2.23M0.0%-6.3%0.000%
2/8/2024 Matisse Capital35,989$363K0.2%-48.4%0.000%
2/7/2024Edgemoor Investment Advisors Inc.746,834$7.54M0.8%-4.1%0.000%
2/7/2024Shaker Financial Services LLC26,675$269K0.1%+8.1%0.000%
2/1/2024 CWM LLC18,439$186K0.0%N/A0.000%
1/30/2024 GraniteShares Advisors LLC149,356$1.51M1.4%N/A0.000%
1/25/2024 International Assets Investment Management LLC94,231$9.34M0.0%N/A0.000%
1/24/2024 International Assets Investment Management LLC94,231$9.34M0.0%N/A0.000%
1/19/2024 Realta Investment Advisors14,414$145K0.0%+21.2%0.000%
1/19/2024 Wagner Wealth Management LLC292,322$2.95M1.0%-4.8%0.000%
1/18/2024 SeaCrest Wealth Management LLC10,675$104K0.0%N/A0.000%
1/16/2024 Kingswood Wealth Advisors LLC21,591$218K0.0%N/A0.000%
1/16/2024 Raymond James & Associates12,401$125K0.0%+21.3%0.000%
12/1/2023B. Riley Wealth Advisors Inc.39,157$392K0.0%+12.0%0.000%
11/15/2023Stonebridge Capital Advisors LLC3,180$32K0.0%N/A0.000%
11/15/2023Advisors Asset Management Inc.303,075$3.03M0.1%+8.5%0.000%
11/14/2023AQR Arbitrage LLC126,563$1.27M0.1%-13.9%0.000%
11/14/2023Clough Capital Partners L P16,586$166K0.0%-74.9%0.000%
11/13/2023LPL Financial LLC1,371,779$13.72M0.0%+12.0%0.000%
11/9/2023City of London Investment Management Co. Ltd.415,950$4.16M0.4%-16.3%0.000%
11/9/2023UBS Group AG220,635$2.21M0.0%+2.0%0.000%
11/8/2023Westchester Capital Management LLC43,269$433K0.0%+83.4%0.000%
11/8/2023D.A. Davidson & CO.235,759$2.36M0.0%-13.5%0.000%
11/7/2023Virtus ETF Advisers LLC68,101$681K0.4%+84.4%0.000%
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11/4/2023 NBC Securities Inc.2,842$28K0.0%N/A0.000%
11/2/2023Cullen Frost Bankers Inc.10,000$100K0.0%+42.9%0.000%
11/2/2023Shaker Financial Services LLC24,676$247K0.1%-76.9%0.000%
10/24/2023 Raymond James & Associates10,226$102K0.0%-14.7%0.000%
10/23/2023Commonwealth Equity Services LLC167,800$1.68M0.0%+112.9%0.000%
10/19/2023 TFG Advisers LLC188,548$1.89M0.9%+0.9%0.000%
10/18/2023 Wagner Wealth Management LLC306,961$3.07M1.1%+66.8%0.000%
10/13/2023 Matisse Capital69,740$697K0.5%-49.1%0.000%
8/18/2023SFI Advisors LLC12,633$125K0.1%+9.5%0.000%
8/15/2023Prevail Innovative Wealth Advisors LLC28,630$283K0.2%N/A0.000%
8/11/2023Landscape Capital Management L.L.C.13,355$132K0.0%-80.3%0.000%
8/11/2023Guggenheim Capital LLC467,270$4.63M0.0%-9.0%0.000%
8/11/2023D.A. Davidson & CO.272,709$2.70M0.0%-0.5%0.000%
8/10/2023Cetera Investment Advisers33,736$334K0.0%+34.8%0.000%
8/9/2023Edgemoor Investment Advisors Inc.792,435$7.85M0.9%-1.6%0.000%
8/9/2023 Coastal Investment Advisors Inc.11,895$118K0.0%-8.6%0.000%
8/7/2023Shaker Financial Services LLC106,695$1.06M0.5%-24.6%0.000%
8/4/2023Cullen Frost Bankers Inc.7,000$69K0.0%N/A0.000%
8/3/2023Shufro Rose & Co. LLC51,600$511K0.0%-2.8%0.000%
8/3/2023Oppenheimer & Co. Inc.15,854$157K0.0%N/A0.000%
7/31/2023LPL Financial LLC1,224,814$12.13M0.0%+17.9%0.000%
7/28/2023 Wagner Wealth Management LLC183,992$1.82M0.7%-4.9%0.000%
7/27/2023B. Riley Wealth Advisors Inc.34,961$346K0.0%+10.5%0.000%
7/25/2023 Raymond James & Associates11,991$119K0.0%-15.6%0.000%
7/6/2023 Glassy Mountain Advisors Inc.16,312$161K0.1%N/A0.000%
6/28/2023Relative Value Partners Group LLC340,985$3.39M0.2%+21.3%0.000%
5/25/2023 AEGON USA Investment Management LLC30,017$299K0.1%+11.1%0.000%
5/17/2023 Wagner Wealth Management LLC193,376$1.92M0.9%+56.8%0.000%
5/15/2023Relative Value Partners Group LLC340,985$3.39M0.2%+21.3%0.000%
5/12/2023Jones Road Capital Management L.P.165,000$1.64M1.2%N/A0.000%
5/11/2023Elequin Securities LLC13,351$133K0.1%-65.5%0.000%
5/11/2023Guggenheim Capital LLC513,543$5.11M0.0%-14.0%0.000%
5/10/2023Landscape Capital Management L.L.C.67,864$675K0.1%+79.6%0.000%
5/10/2023LPL Financial LLC1,038,834$10.34M0.0%+6.2%0.000%
5/9/2023Edgemoor Investment Advisors Inc.805,165$8.01M1.0%-0.6%0.000%
5/8/2023Shaker Financial Services LLC141,517$1.41M0.6%+285.9%0.000%
5/8/2023Wolverine Asset Management LLC141,581$1.41M0.0%+5.2%0.000%
5/8/2023 Pekin Hardy Strauss Inc.11,753$117K0.0%N/A0.000%
5/4/2023OTA Financial Group L.P.20,208$201K0.2%N/A0.000%
5/2/2023 TFG Advisers LLC187,723$1.87M0.9%-1.4%0.000%
4/27/2023 Matisse Capital136,900$1.36M0.9%+84.3%0.000%
4/25/2023 AEGON USA Investment Management LLC30,017$299K0.2%+11.1%0.000%
4/25/2023 Geneos Wealth Management Inc.8,429$84K0.0%-32.7%0.000%
4/19/2023 International Assets Investment Management LLC10,613$106K0.0%-46.8%0.000%
4/18/2023IFP Advisors Inc7,516$108K0.0%-42.0%0.000%
4/17/2023 Gradient Investments LLC3,918$39K0.0%-99.1%0.000%
4/14/2023 Raymond James Financial Services Advisors Inc.10,929$109K0.0%-24.4%0.000%
4/14/2023 Raymond James & Associates14,214$141K0.0%-76.5%0.000%
4/13/2023 Financial Management Professionals Inc.2,500$25K0.0%N/A0.000%
4/12/2023 Whitener Capital Management Inc.15,200$151K0.1%+14.0%0.000%
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3/15/2023B. Riley Wealth Advisors Inc.32,153$306K0.0%-29.6%0.000%
3/1/2023 Whitener Capital Management Inc.13,330$127K0.1%N/A0.000%
2/13/2023Apriem Advisors26,500$253K0.0%+8.2%0.000%
2/10/2023 StoneX Group Inc.60,962$581K0.4%N/A0.000%
2/10/2023Sit Investment Associates Inc.63,287$603K0.0%N/A0.000%
2/9/2023Landscape Capital Management L.L.C.37,787$360K0.1%-17.8%0.000%
2/9/2023Elequin Securities LLC38,674$369K0.1%N/A0.000%
2/8/2023UBS Group AG241,618$2.30M0.0%-11.6%0.000%
2/7/2023Edgemoor Investment Advisors Inc.809,899$7.72M1.0%-4.6%0.000%
2/7/2023Commonwealth Equity Services LLC15,721$149K0.0%-50.9%0.000%
(Data available from 1/1/2016 forward)

FCT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FCT shares?

During the previous two years, 66 institutional investors and hedge funds held shares of First Trust Senior Floating Rate Income Fund II. The most heavily invested institutionals were LPL Financial LLC ($13.72M), International Assets Investment Management LLC ($9.34M), Edgemoor Investment Advisors Inc. ($7.54M), 1607 Capital Partners LLC ($6.84M), Relative Value Partners Group LLC ($5.66M), Guggenheim Capital LLC ($4.63M), and City of London Investment Management Co. Ltd. ($3.74M).Learn more on FCT's institutional investors.

Which institutional investors have been buying First Trust Senior Floating Rate Income Fund II stock?

Of the 57 institutional investors that purchased First Trust Senior Floating Rate Income Fund II stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: LPL Financial LLC ($491.31K), Jones Road Capital Management L.P. ($300.05K), Relative Value Partners Group LLC ($288.66K), International Assets Investment Management LLC ($208.40K), Wagner Wealth Management LLC ($193.05K), GraniteShares Advisors LLC ($178.21K), and Commonwealth Equity Services LLC ($167.80K).

How much institutional buying is happening at First Trust Senior Floating Rate Income Fund II?

Institutional investors have bought a total of 3,478,189 shares in the last 24 months. This purchase volume represents approximately $34.92M in transactions.

Which First Trust Senior Floating Rate Income Fund II major shareholders have been selling company stock?

Of the 33 institutional investors that sold First Trust Senior Floating Rate Income Fund II stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Gradient Investments LLC ($970.21K), Guggenheim Capital LLC ($130.14K), City of London Investment Management Co. Ltd. ($126.42K), Shaker Financial Services LLC ($116.84K), Matisse Capital ($100.91K), Edgemoor Investment Advisors Inc. ($97.03K), and Raymond James & Associates ($69.64K).

How much institutional selling is happening at First Trust Senior Floating Rate Income Fund II?

Institutional investors have sold a total of 2,075,006 shares in the last 24 months. This volume of shares sold represents approximately $21.24M in transactions.


This page (NYSE:FCT) was last updated on 5/8/2024 by MarketBeat.com Staff

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