Japan Smaller Capitalization Fund (JOF) Institutional Ownership

$7.75
-0.07 (-0.90%)
(As of 05/16/2024 ET)

Institutional Ownership Changes (13F Filings) for Japan Smaller Capitalization Fund (NYSE:JOF)

Number of
Institutional Buyers
(last 12 months)
21
Total
Institutional Inflows
(last 12 months)
$7.99M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$15.28M
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JOF Institutional Buying and Selling by Quarter

Japan Smaller Capitalization Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/15/2024 Lazard Asset Management LLC3,022,450$24.12M0.0%-10.5%0.000%
5/14/2024 Karpus Management Inc.1,068,314$8.53M0.2%+0.3%0.000%
5/10/2024 City of London Investment Management Co. Ltd.4,507,877$35.97M3.0%+0.2%0.000%
4/30/2024 Allspring Global Investments Holdings LLC5,737,819$45.79M0.1%-7.5%0.000%
4/26/2024 Triasima Portfolio Management inc.24,600$196K0.0%+93.7%0.000%
4/18/2024 SeaCrest Wealth Management LLC77,543$619K0.1%N/A0.000%
4/18/2024 Allspring Global Investments Holdings LLC5,737,819$45.79M0.1%-7.5%0.000%
4/18/2024 Barry Investment Advisors LLC205,857$1.64M0.5%-2.9%0.000%
3/5/2024 Twin Focus Capital Partners LLC11,000$83K0.0%N/A0.000%
2/13/2024 Karpus Management Inc.1,065,494$8.09M0.2%+3.5%0.000%
2/13/2024 Bard Associates Inc.68,588$521K0.2%-5.5%0.000%
2/13/2024 1607 Capital Partners LLC5,053,077$38.35M2.7%+3.8%0.000%
2/12/2024 Relative Value Partners Group LLC186,196$1.41M0.1%-0.7%0.000%
2/12/2024 Weiss Asset Management LP10,642$81K0.0%N/A0.000%
2/9/2024 Nomura Asset Management Co. Ltd.56,006$425K0.0%+3.4%0.000%
2/9/2024 Barry Investment Advisors LLC211,939$1.61M0.5%-13.3%0.000%
2/9/2024 City of London Investment Management Co. Ltd.4,500,984$34.16M2.8%+1.2%0.000%
2/8/2024 Matisse Capital83,137$631K0.3%N/A0.000%
2/1/2024 Wolverine Asset Management LLC54,375$413K0.0%+154.4%0.000%
1/29/2024 Triasima Portfolio Management inc.12,700$96K0.0%-46.4%0.000%
1/29/2024 Ingalls & Snyder LLC20,000$152K0.0%+100.0%0.000%
1/25/2024 Allspring Global Investments Holdings LLC6,202,586$47.08M0.1%-2.3%0.000%
1/24/2024 International Assets Investment Management LLC36,432$277K0.0%N/A0.000%
1/18/2024 Successful Portfolios LLC15,000$114K0.1%N/A0.000%
11/21/2023 Almitas Capital LLC92,088$655K0.3%+16.4%0.000%
11/15/2023 1607 Capital Partners LLC4,866,818$34.60M2.6%-0.3%0.000%
11/14/2023 Lazard Asset Management LLC3,690,817$26.24M0.0%0.0%0.000%
11/13/2023 Wolverine Asset Management LLC21,376$152K0.0%N/A0.000%
11/13/2023 PNC Financial Services Group Inc.16,145$115K0.0%+19.2%0.000%
11/9/2023 City of London Investment Management Co. Ltd.4,447,382$31.62M2.8%-1.2%0.000%
11/9/2023 Karpus Management Inc.1,029,482$7.32M0.2%+16.6%0.000%
11/9/2023 Cornerstone Advisors LLC50,452$359K0.0%-60.4%0.000%
11/8/2023 Landscape Capital Management L.L.C.11,190$80K0.0%N/A0.000%
11/6/2023 Guild Investment Management Inc.86,863$618K1.0%-3.3%0.000%
11/2/2023 Benedetti & Gucer Inc.45,300$322K0.2%-4.2%0.000%
11/2/2023 Ingalls & Snyder LLC10,000$71K0.0%N/A0.000%
10/27/2023 Allspring Global Investments Holdings LLC6,347,354$45.13M0.1%-0.3%0.000%
10/24/2023 Raymond James & Associates96,199$684K0.0%-26.7%0.000%
10/11/2023 Dynamic Advisor Solutions LLC75,185$535K0.0%+6.0%0.000%
8/14/2023 CSS LLC IL19,240$139K0.0%-13.9%0.000%
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8/11/2023 Cornerstone Advisors LLC127,295$917K0.0%-52.0%0.000%
8/11/2023 Karpus Management Inc.882,560$6.35M0.2%+15.5%0.000%
8/11/2023 City of London Investment Management Co. Ltd.4,499,713$32.40M2.6%-1.9%0.000%
8/11/2023 Almitas Capital LLC79,124$589K0.3%-21.3%0.000%
8/8/2023Prospera Financial Services Inc81,727$588K0.0%N/A0.000%
8/8/2023 Triasima Portfolio Management inc.23,700$225.93M0.0%N/A0.000%
8/3/2023 Dynamic Advisor Solutions LLC70,914$511K0.0%+3.6%0.000%
8/3/2023 Barry Investment Advisors LLC263,453$1.90M0.6%-6.5%0.000%
7/25/2023 Raymond James & Associates131,303$945K0.0%+31.8%0.000%
7/20/2023 Benedetti & Gucer Inc.47,300$341K0.2%+14.5%0.000%
7/20/2023 Guild Investment Management Inc.89,863$647K0.9%+41.2%0.000%
7/18/2023 Allspring Global Investments Holdings LLC6,365,689$45.83M0.1%-0.1%0.000%
6/28/2023 Relative Value Partners Group LLC213,445$1.48M0.1%-5.7%0.000%
5/15/2023Hudson Portfolio Management LLC57,831$400K0.4%-5.0%0.204%
5/15/2023 Relative Value Partners Group LLC213,445$1.48M0.1%-5.7%0.753%
5/11/2023 Karpus Management Inc.763,823$5.28M0.2%+10.3%2.696%
5/10/2023 Register Financial Advisors LLC3,604$25K0.0%+71.3%0.000%
5/10/2023 Landscape Capital Management L.L.C.10,239$71K0.0%-15.6%0.000%
5/8/2023 Wolverine Asset Management LLC148,187$1.02M0.0%+12.9%0.000%
4/28/2023 Barry Investment Advisors LLC281,698$1.95M0.6%-17.9%0.000%
4/27/2023 Benedetti & Gucer Inc.41,300$285K0.2%N/A0.000%
4/26/2023 Integrated Capital Management Inc.52,359$193K0.2%+151.3%0.000%
4/18/2023 Park Avenue Securities LLC121,357$839K0.0%-9.5%0.000%
4/18/2023 Guild Investment Management Inc.63,629$440K0.7%-9.0%0.000%
4/13/2023 Allspring Global Investments Holdings LLC6,369,189$44.01M0.1%-0.1%0.000%
2/15/2023 Almitas Capital LLC81,958$531K0.2%+16,974.6%0.000%
2/14/2023 Atlas Wealth LLC22,199$144K0.0%N/A0.000%
2/10/2023 City of London Investment Management Co. Ltd.4,547,676$29.54M2.4%-1.4%0.000%
2/9/2023 Landscape Capital Management L.L.C.12,130$79K0.0%N/A0.000%
2/8/2023 Dakota Wealth Management19,432$126K0.0%-22.2%0.000%
2/7/2023Hudson Portfolio Management LLC60,897$395K0.4%-26.5%0.000%
2/3/2023 Shaker Financial Services LLC75,633$490K0.2%-5.5%0.000%
2/3/2023 Guild Investment Management Inc.69,929$453K0.8%+12.7%0.000%
2/1/2023 Wolverine Asset Management LLC131,271$851K0.0%+42.4%0.463%
1/31/2023 Waterfront Wealth Inc.15,000$103K0.0%+21.0%0.000%
1/31/2023 Seed Wealth Management Inc.12,400$80K0.1%N/A0.000%
1/26/2023 Barry Investment Advisors LLC342,929$2.22M0.7%-29.3%0.000%
1/24/2023 National Bank of Canada FI5,000$32K0.0%N/A0.018%
1/24/2023 Park Avenue Securities LLC134,036$869K0.0%-1.4%0.473%
1/23/2023 Allspring Global Investments Holdings LLC6,372,534$41.29M0.1%+6.6%22.494%
1/17/2023 Integrated Capital Management Inc.20,835$135K0.1%-8.0%0.000%
11/15/2022 Karpus Management Inc.666,334$3.91M0.1%-1.8%2.352%
11/15/2022 1607 Capital Partners LLC4,669,524$27.36M2.1%-0.7%16.483%
11/10/2022 City of London Investment Management Co. Ltd.4,612,581$26.94M2.3%+2.5%16.279%
11/10/2022 Cornerstone Advisors LLC345,990$2.03M0.1%+14.4%1.221%
11/10/2022 Relative Value Partners Group LLC233,875$1.37M0.1%-0.8%0.826%
11/10/2022 Wolverine Asset Management LLC92,206$540K0.0%+1,153.0%0.325%
11/9/2022 Shaker Financial Services LLC80,043$469K0.2%+41.6%0.282%
11/1/2022 Park Avenue Securities LLC136,000$797K0.0%-2.0%0.480%
10/26/2022 Allspring Global Investments Holdings LLC5,979,262$35.04M0.1%+2.7%21.103%
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10/25/2022 Raymond James & Associates98,746$579K0.0%-2.5%0.349%
10/24/2022 Barry Investment Advisors LLC485,222$2.84M1.0%-17.8%1.713%
10/12/2022 Guild Investment Management Inc.62,060$364K0.6%-19.9%0.219%
8/15/2022 Karpus Management Inc.678,864$4.29M0.1%-4.1%2.396%
8/9/2022 SeaCrest Wealth Management LLC4,000$25K0.0%N/A0.014%
8/9/2022 Lazard Asset Management LLC3,505,260$22.15M0.0%+0.7%12.373%
8/8/2022 Baird Financial Group Inc.83,123$525K0.0%+19.2%0.293%
8/5/2022 Pekin Hardy Strauss Inc.17,095$108K0.0%-87.0%0.060%
8/5/2022 Dakota Wealth Management24,992$158K0.0%-8.8%0.088%
8/3/2022 Envestnet Asset Management Inc.142,695$902K0.0%+6.9%0.504%
(Data available from 1/1/2016 forward)

JOF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of JOF shares?

During the previous two years, 41 institutional investors and hedge funds held shares of Japan Smaller Capitalization Fund. The most heavily invested institutionals were Allspring Global Investments Holdings LLC ($45.79M), 1607 Capital Partners LLC ($38.35M), City of London Investment Management Co. Ltd. ($35.97M), Lazard Asset Management LLC ($24.12M), Karpus Management Inc. ($8.53M), Barry Investment Advisors LLC ($1.64M), and Relative Value Partners Group LLC ($1.41M).Learn more on JOF's institutional investors.

Which institutional investors have been buying Japan Smaller Capitalization Fund stock?

Of the 34 institutional investors that purchased Japan Smaller Capitalization Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Allspring Global Investments Holdings LLC ($613.05K), Karpus Management Inc. ($375.66K), 1607 Capital Partners LLC ($209.66K), Wolverine Asset Management LLC ($195.20K), City of London Investment Management Co. Ltd. ($172.18K), Almitas Capital LLC ($94.44K), and Matisse Capital ($83.14K).

How much institutional buying is happening at Japan Smaller Capitalization Fund?

Institutional investors have bought a total of 2,414,179 shares in the last 24 months. This purchase volume represents approximately $16.46M in transactions.

Which Japan Smaller Capitalization Fund major shareholders have been selling company stock?

Of the 23 institutional investors that sold Japan Smaller Capitalization Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Allspring Global Investments Holdings LLC ($1.10M), Barry Investment Advisors LLC ($422.25K), Lazard Asset Management LLC ($356.16K), Cornerstone Advisors LLC ($214.97K), City of London Investment Management Co. Ltd. ($205.74K), Wolverine Asset Management LLC ($114.80K), and Pekin Hardy Strauss Inc. ($114.03K).

How much institutional selling is happening at Japan Smaller Capitalization Fund?

Institutional investors have sold a total of 2,813,398 shares in the last 24 months. This volume of shares sold represents approximately $20.60M in transactions.


This page (NYSE:JOF) was last updated on 5/17/2024 by MarketBeat.com Staff

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