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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

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(As of 05/10/2024 ET)
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
67
Total
Institutional Inflows
(last 12 months)
$69.81M
Number of
Institutional Sellers
(last 12 months)
58
Total
Institutional Outflows
(last 12 months)
$46.28M
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FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/8/2024 US Bancorp DE4,388$409K0.0%-10.7%0.046%
5/7/2024 Oppenheimer & Co. Inc.3,768$351K0.0%-16.9%0.039%
5/6/2024 Envestnet Portfolio Solutions Inc.4,207$392K0.0%+11.6%0.044%
5/1/2024 Janney Montgomery Scott LLC288,217$26.87M0.1%+28.7%3.018%
4/30/2024 Private Advisor Group LLC8,309$775K0.0%+10.3%0.087%
4/30/2024 Arkadios Wealth Advisors5,162$481K0.0%-27.0%0.054%
4/30/2024 Lakeridge Wealth Management LLC10,311$961K0.6%-2.0%0.108%
4/29/2024Commonwealth Equity Services LLC59,581$5.56M0.0%+25.3%0.624%
4/29/2024 Benjamin F. Edwards & Company Inc.10,612$989K0.0%-5.1%0.111%
4/26/2024 Chicago Partners Investment Group LLC66,212$5.93M0.3%+2.4%0.693%
4/26/2024 MONECO Advisors LLC7,153$667K0.1%-59.5%0.075%
4/25/2024 MTM Investment Management LLC36,029$3.36M1.4%-5.1%0.377%
4/23/2024 Global Retirement Partners LLC584$54K0.0%+26.7%0.006%
4/23/2024 Sweet Financial Partners LLC39,050$3.64M0.8%+15.4%0.409%
4/23/2024 Nations Financial Group Inc. IA ADV6,802$634K0.1%-35.6%0.071%
4/23/2024 Raymond James Financial Services Advisors Inc.189,060$17.63M0.0%+4.5%1.980%
4/22/2024 Raymond James & Associates206,529$19.26M0.0%-21.3%2.163%
4/22/2024 American Institute for Advanced Investment Management LLP4,215$393K0.3%+9.2%0.044%
4/19/2024 Retirement Guys Formula LLC22,687$2.12M1.0%-10.7%0.238%
4/19/2024 Mainsail Financial Group LLC32,428$3.02M2.1%+0.9%0.340%
4/18/2024 Iams Wealth Management LLC3,464$312K0.2%N/A0.036%
4/18/2024 Main Line Retirement Advisors LLC107,087$9.98M7.8%+6.0%1.121%
4/16/2024 Wealth Enhancement Advisory Services LLC16,741$1.56M0.0%+16.1%0.175%
4/12/2024 Keystone Wealth Services LLC6,435$600K0.2%-2.3%0.067%
4/11/2024 City Holding Co.8,005$746K0.1%+50.2%0.084%
4/11/2024 DHJJ Financial Advisors Ltd.5,354$499K0.2%-4.9%0.056%
4/1/2024 Park National Corp OH86,065$8.03M0.3%-2.1%0.887%
2/23/2024 TKG Advisors LLC2,929$268K0.2%N/A0.030%
2/23/2024 Chicago Partners Investment Group LLC64,629$5.69M0.3%+3.9%0.666%
2/16/2024 PCA Investment Advisory Services Inc.8,764$802K0.5%-23.6%0.090%
2/15/2024Comerica Bank22,058$2.02M0.0%-0.6%0.227%
2/14/2024Regal Investment Advisors LLC81,176$7.43M0.6%-1.4%0.837%
2/14/2024Personal CFO Solutions LLC2,972$272K0.0%-11.8%0.031%
2/13/2024Cetera Advisor Networks LLC69,978$6.41M0.0%+32.2%0.721%
2/13/2024Per Stirling Capital Management LLC.32,155$2.94M0.5%-7.0%0.331%
2/13/2024 Belpointe Asset Management LLC19,644$1.80M0.2%-6.4%0.203%
2/13/2024 TFG Advisers LLC4,083$374K0.2%-15.4%0.042%
2/12/2024Stifel Financial Corp51,745$4.74M0.0%-2.7%0.533%
2/12/2024Steward Partners Investment Advisory LLC5,124$469K0.0%+10.8%0.053%
2/9/2024 Nations Financial Group Inc. IA ADV10,555$966K0.1%-2.8%0.109%
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2/9/2024 Advisory Services Network LLC2,323$213K0.0%N/A0.024%
2/9/2024Tidemark LLC4,977$456K0.3%N/A0.051%
2/9/2024 Keystone Financial Group3,325$304K0.1%+28.9%0.034%
2/9/2024D.A. Davidson & CO.47,332$4.33M0.0%-5.0%0.488%
2/9/2024Wells Fargo & Company MN521,499$47.75M0.0%-13.0%5.376%
2/9/2024Gladstone Institutional Advisory LLC2,540$233K0.0%-15.4%0.026%
2/9/2024UBS Group AG216,920$19.86M0.0%-1.2%2.236%
2/8/2024 Financial Advocates Investment Management11,184$1.02M0.1%-9.4%0.115%
2/8/2024 Janney Montgomery Scott LLC223,891$20.50M0.1%+11.5%2.308%
2/7/2024 Private Portfolio Partners LLC2,237$205K0.0%N/A0.023%
2/7/2024 Envestnet Portfolio Solutions Inc.3,769$345K0.0%+7.5%0.039%
2/7/2024Principal Securities Inc.2,601$238K0.0%N/A0.027%
2/6/2024Vestmark Advisory Solutions Inc.56,620$5.18M0.3%-0.2%0.584%
2/6/2024ARS Wealth Advisors Group LLC14,027$1.28M0.2%-6.8%0.145%
2/6/2024Solano Wealth Management Inc.4,620$423K0.3%-9.8%0.048%
2/6/2024 Benjamin F. Edwards & Company Inc.11,183$1.02M0.0%+6.1%0.115%
2/5/2024 Kestra Private Wealth Services LLC3,197$293K0.0%-13.6%0.033%
2/5/2024Silver Oak Securities Incorporated28,658$2.62M0.4%+5.2%0.295%
2/2/2024Truist Financial Corp15,530$1.42M0.0%+2.2%0.160%
2/2/2024Atria Wealth Solutions Inc.2,921$267K0.0%-85.0%0.030%
2/1/2024 GAMMA Investing LLC387$34K0.0%N/A0.004%
2/1/2024 Element Wealth LLC4,136$379K0.2%-5.2%0.043%
1/31/2024 Hapanowicz & Associates Financial Services Inc232,564$21.29M13.1%+4.8%2.398%
1/31/2024 Western Wealth Management LLC63,965$5.86M0.4%-1.7%0.659%
1/30/2024Bison Wealth LLC8,433$772K0.1%-2.0%0.087%
1/30/2024 Root Financial Partners LLC9,874$904K0.3%-4.8%0.102%
1/29/2024 G&S Capital LLC12,219$1.12M0.5%N/A0.126%
1/25/2024 HBK Sorce Advisory LLC2,654$243K0.0%-8.2%0.027%
1/25/2024 International Assets Investment Management LLC4,395$402K0.0%N/A0.045%
1/24/2024Venture Visionary Partners LLC2,339$214K0.0%N/A0.024%
1/24/2024 Arkadios Wealth Advisors7,069$647K0.1%-41.0%0.073%
1/24/2024 International Assets Investment Management LLC4,395$402K0.0%N/A0.045%
1/24/2024 Tsfg LLC665$61K0.0%N/A0.007%
1/23/2024 LVZ Inc.22,660$2.08M0.3%-9.4%0.234%
1/23/2024 American Institute for Advanced Investment Management LLP3,860$353K0.3%-53.0%0.040%
1/22/2024 Retirement Guys Formula LLC25,406$2.33M1.2%-3.3%0.263%
1/19/2024 Mainsail Financial Group LLC32,142$2.77M2.1%+8.0%0.333%
1/18/2024 Global Retirement Partners LLC461$40K0.0%+106.7%0.005%
1/18/2024 Trueblood Wealth Management LLC3,256$298K0.2%N/A0.034%
1/18/2024 Well Done LLC2,191$201K0.0%N/A0.023%
1/17/2024 IFG Advisory LLC58,004$5.31M0.4%-2.7%0.601%
1/17/2024 Keystone Wealth Services LLC6,586$603K0.2%-10.9%0.068%
1/16/2024 Raymond James Financial Services Advisors Inc.180,960$16.57M0.0%+9.6%1.875%
1/16/2024 Raymond James & Associates262,455$24.03M0.0%+19.1%2.720%
1/16/2024 MTM Investment Management LLC37,956$3.48M1.6%-1.3%0.393%
1/16/2024Wealthsource Partners LLC85,228$7.80M0.5%-0.9%0.883%
1/12/2024 Sweet Financial Partners LLC33,835$3.10M0.7%+42.0%0.352%
1/12/2024 Cyndeo Wealth Partners LLC8,712$798K0.1%+8.1%0.091%
1/11/2024 Raymond James Trust N.A.2,362$216K0.0%N/A0.025%
1/11/2024 City Holding Co.5,331$488K0.1%+365.6%0.056%
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1/11/2024 Wealth Alliance Advisory Group LLC114,582$10.49M2.7%+3.7%1.194%
1/9/2024 Daymark Wealth Partners LLC9,192$842K0.0%-7.8%0.096%
1/2/2024 Park National Corp OH87,889$8.05M0.3%+11.5%0.916%
11/20/2023Silver Oak Securities Incorporated27,241$2.20M0.4%+14.1%0.284%
11/16/2023 Belpointe Asset Management LLC20,984$1.69M0.2%-2.4%0.219%
11/15/2023KPP Advisory Services LLC5,777$466K0.2%N/A0.060%
11/14/2023Per Stirling Capital Management LLC.34,582$2.79M0.6%+6.3%0.360%
11/13/2023Personal CFO Solutions LLC3,371$272K0.1%N/A0.035%
11/13/2023Stifel Financial Corp53,170$4.29M0.0%-2.2%0.554%
11/13/2023LPL Financial LLC623,585$50.30M0.0%-5.4%6.496%
(Data available from 1/1/2016 forward)

FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 137 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($50.30M), Wells Fargo & Company MN ($47.75M), Bank of America Corp DE ($46.65M), Royal Bank of Canada ($32.15M), Janney Montgomery Scott LLC ($26.87M), Hapanowicz & Associates Financial Services Inc ($21.29M), and UBS Group AG ($19.86M).Learn more on FYX's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund stock?

Of the 110 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank of America Corp DE ($156.18K), LPL Financial LLC ($153.34K), Janney Montgomery Scott LLC ($143.43K), Wealth Alliance Advisory Group LLC ($115.18K), Main Line Retirement Advisors LLC ($98.23K), Raymond James & Associates ($94.71K), and Raymond James Financial Services Advisors Inc. ($57.98K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 1,775,842 shares in the last 24 months. This purchase volume represents approximately $226.19M in transactions.

Which First Trust Small Cap Core AlphaDEX Fund major shareholders have been selling company stock?

Of the 82 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Wells Fargo & Company MN ($179.94K), Bank of America Corp DE ($157.51K), LPL Financial LLC ($152.87K), Raymond James & Associates ($72.30K), Commonwealth Equity Services LLC ($36.78K), Stratos Wealth Partners LTD. ($35.08K), and Atria Wealth Solutions Inc. ($34.93K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 1,113,222 shares in the last 24 months. This volume of shares sold represents approximately $135.45M in transactions.


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This page (NASDAQ:FYX) was last updated on 5/12/2024 by MarketBeat.com Staff

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