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First Trust TCW Unconstrained Plus Bond ETF (UCON) Institutional Ownership

$24.36
+0.06 (+0.25%)
(As of 05/31/2024 ET)

Institutional Ownership Changes (13F Filings) for First Trust TCW Unconstrained Plus Bond ETF (NYSEARCA:UCON)

Number of
Institutional Buyers
(last 12 months)
166
Total
Institutional Inflows
(last 12 months)
$564.72M
Number of
Institutional Sellers
(last 12 months)
89
Total
Institutional Outflows
(last 12 months)
$137.22M
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UCON Institutional Buying and Selling by Quarter

First Trust TCW Unconstrained Plus Bond ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/24/2024 Cetera Advisors LLC149,504$3.68M0.0%+31.7%0.160%
5/24/2024 Cetera Investment Advisers750,004$18.45M0.0%+143.6%0.803%
5/17/2024 National Wealth Management Group LLC14,244$350K0.3%+34.9%0.015%
5/17/2024 XML Financial LLC298,244$7.34M0.8%+2.2%0.319%
5/17/2024 Comerica Bank66,204$1.63M0.0%+49.6%0.071%
5/17/2024 Creekmur Asset Management LLC8,846$218K0.1%-14.6%0.009%
5/16/2024 B. Riley Wealth Advisors Inc.13,679$327K0.0%-41.9%0.015%
5/16/2024 Econ Financial Services Corp124,423$3.06M1.9%+273.4%0.133%
5/14/2024 CreativeOne Wealth LLC14,191$349K0.0%N/A0.015%
5/14/2024 Commonwealth Financial Services LLC638,618$15.80M4.2%-0.3%0.684%
5/11/2024 Trustmark National Bank Trust Department10,484$258K0.0%N/A0.011%
5/11/2024 Beaumont Financial Advisors LLC258,156$6.35M0.5%-1.6%0.277%
5/10/2024 Osaic Holdings Inc.1,475,875$36.31M0.1%+59.1%1.581%
5/10/2024 Wintrust Investments LLC494,019$12.15M1.1%+23.2%0.529%
5/9/2024 Private Portfolio Partners LLC46,868$1.15M0.2%+7.8%0.050%
5/9/2024 Kingsview Wealth Management LLC60,166$1.48M0.0%+8.5%0.064%
5/8/2024 Bleakley Financial Group LLC274,644$6.76M0.2%+4.9%0.294%
5/8/2024 Avantax Advisory Services Inc.123,334$3.03M0.0%-0.4%0.132%
5/8/2024 US Bancorp DE162,569$4.00M0.0%+13.6%0.174%
5/7/2024 Oppenheimer & Co. Inc.169,704$4.18M0.1%+3.5%0.182%
5/7/2024 PFG Advisors125,273$3.08M0.2%+14.6%0.134%
5/6/2024 Envestnet Portfolio Solutions Inc.112,295$2.76M0.0%+41.6%0.120%
5/6/2024 CFO4Life Group LLC34,082$838K0.2%-62.7%0.037%
5/4/2024 Geneos Wealth Management Inc.185,960$4.58M0.2%-19.2%0.199%
5/4/2024 Csenge Advisory Group1,131,011$27.82M1.6%+4.9%1.212%
5/3/2024 TFB Advisors LLC16,630$403K0.1%N/A0.018%
5/3/2024 Larson Financial Group LLC1,031,132$25.37M2.0%-5.0%1.105%
5/3/2024 Rehmann Capital Advisory Group563,944$13.87M1.0%+9.9%0.604%
5/2/2024 Mutual Advisors LLC385,732$9.49M0.3%+58.0%0.413%
5/2/2024 Horan Securities Inc.13,096$322K0.2%N/A0.014%
5/1/2024 StoneX Group Inc.114,110$2.81M0.3%+2.5%0.122%
5/1/2024 Blackhawk Capital Partners LLC.29,148$717K0.4%+2.2%0.031%
5/1/2024 Janney Montgomery Scott LLC360,999$8.88M0.0%+3.8%0.387%
5/1/2024 Flynn Zito Capital Management LLC11,643$286K0.1%+23.9%0.012%
4/30/2024 Private Advisor Group LLC407,229$10.02M0.1%+24.8%0.436%
4/30/2024 J.W. Cole Advisors Inc.18,300$450K0.0%+73.0%0.020%
4/30/2024 Arkadios Wealth Advisors433,202$10.66M0.8%-1.1%0.464%
4/29/2024Commonwealth Equity Services LLC1,187,238$29.21M0.0%+68.4%1.272%
4/29/2024 Benjamin Edwards Inc.3,208$79K0.0%N/A0.003%
4/29/2024 Onyx Bridge Wealth Group LLC81,364$1.97M0.4%N/A0.087%
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4/29/2024 Financial Futures Ltd Liability Co.377,660$9.29M6.2%+12.2%0.405%
4/26/2024 SlateStone Wealth LLC505,933$12.45M1.2%-0.2%0.551%
4/26/2024 Clear Creek Financial Management LLC51,913$1.28M0.2%+9.8%0.057%
4/26/2024 Chicago Partners Investment Group LLC340,160$8.24M0.3%+4.3%0.370%
4/25/2024 Q3 Asset Management30,506$750K0.2%+2.9%0.033%
4/25/2024 Capital Investment Advisory Services LLC47,393$1.17M0.1%-2.1%0.052%
4/25/2024 Cambridge Investment Research Advisors Inc.619,255$15.23M0.1%+33.5%0.674%
4/24/2024 Lee Financial Group Hawaii Inc.237,029$5.83M4.6%+0.9%0.258%
4/24/2024 Simplicity Wealth LLC297,895$7.33M0.2%N/A0.324%
4/24/2024 Childress Capital Advisors LLC71,000$1.75M0.5%-12.5%0.077%
4/24/2024 First Pacific Financial345,580$8.50M2.4%-0.8%0.376%
4/23/2024 Lunt Capital Management Inc.114,420$2.82M1.4%+17.2%0.125%
4/23/2024 Twin Peaks Wealth Advisors LLC217,374$5.35M3.0%+2.9%0.237%
4/23/2024 McAdam LLC11,412$281K0.0%-7.7%0.012%
4/23/2024 Strategic Blueprint LLC19,585$482K0.0%-20.9%0.021%
4/23/2024 Raymond James Financial Services Advisors Inc.204,198$5.02M0.0%+158.4%0.222%
4/22/2024 Raymond James & Associates455,215$11.20M0.0%+35.1%0.496%
4/22/2024 Edge Financial Advisors LLC23,449$577K0.5%N/A0.026%
4/22/2024Ashton Thomas Private Wealth LLC125,461$3.09M0.2%+160.4%0.137%
4/19/2024 Advisor Resource Council45,771$1.13M0.5%-65.3%0.050%
4/18/2024 tru Independence LLC58,059$1.43M0.4%-31.3%0.063%
4/18/2024 SteelPeak Wealth LLC13,247$326K0.0%-25.5%0.014%
4/17/2024 Vicus Capital296,675$7.30M0.7%+5.9%0.323%
4/15/2024 Janiczek Wealth Management LLC563,795$13.87M3.0%+1.4%0.614%
4/15/2024 Elevated Capital Advisors LLC212,451$5.23M1.5%+7.1%0.231%
4/15/2024 CIC Wealth LLC14,271$351K0.1%-11.5%0.016%
4/15/2024 Flagstar Advisors Inc.16,644$409K0.1%-27.6%0.018%
4/15/2024 Etesian Wealth Advisors Inc.259,739$6.39M3.7%+8.3%0.283%
4/15/2024 Columbia Advisory Partners LLC28,048$690K0.7%+133.1%0.031%
4/13/2024 Inspirion Wealth Advisors LLC22,048$542K0.1%-29.0%0.037%
4/12/2024 Dynamic Advisor Solutions LLC644,443$15.85M0.5%+7.1%1.071%
4/12/2024 Fermata Advisors LLC208,773$5.14M1.2%N/A0.347%
4/12/2024 Navalign LLC473,251$11.64M3.9%+141.0%0.787%
4/11/2024 GSG Advisors LLC230,961$5.67M2.1%+11.2%0.384%
4/11/2024 O Connor Financial Group LLC186,396$4.59M2.7%+8.6%0.310%
4/11/2024 Capital CS Group LLC74,746$1.84M1.7%+30.2%0.124%
4/10/2024 BKA Wealth Consulting Inc.212,716$5.23M6.8%+42.3%0.354%
4/9/2024 Ellenbecker Investment Group167,281$4.12M0.9%+13.9%0.278%
4/5/2024 NBC Securities Inc.39,014$959K0.1%+2.7%0.065%
4/1/2024 Park National Corp OH598,259$14.72M0.6%+21.0%0.995%
3/15/2024 B. Riley Wealth Advisors Inc.23,558$583K0.0%+72.2%0.039%
3/1/2024 Creekmur Asset Management LLC10,360$256K0.1%N/A0.017%
2/23/2024 Chicago Partners Investment Group LLC326,162$8.00M0.4%+19.0%0.542%
2/23/2024 Beacon Financial Group268,578$6.65M0.8%+102.1%0.447%
2/16/2024 Childress Capital Advisors LLC81,116$2.01M0.6%-13.1%0.135%
2/16/2024Harbour Investments Inc.2,394,458$59.24M2.5%+14.9%3.981%
2/16/2024 United Advisor Group LLC23,458$584K0.7%N/A0.039%
2/15/2024 Comerica Bank44,253$1.10M0.0%+8.9%0.074%
2/14/2024 Visionary Wealth Advisors846,312$20.94M1.5%-21.4%1.407%
2/14/2024 Regal Investment Advisors LLC361,766$8.95M0.7%-1.4%0.601%
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2/14/2024 XML Financial LLC291,693$7.22M0.8%+4.6%0.485%
2/14/2024 Asset Allocation Strategies LLC50,843$1.26M0.5%N/A0.085%
2/13/2024 Cetera Advisor Networks LLC455,106$11.26M0.1%-2.9%0.757%
2/13/2024 Oppenheimer & Co. Inc.163,967$4.06M0.1%+8.7%0.273%
2/12/2024 Madison Asset Management LLC206,829$5.12M0.1%-4.7%0.344%
2/12/2024 StoneX Group Inc.111,288$2.75M0.3%+7.0%0.185%
2/12/2024 Stifel Financial Corp368,552$9.12M0.0%+81.0%0.613%
2/12/2024 Steward Partners Investment Advisory LLC300,256$7.43M0.1%-3.5%0.499%
2/12/2024 Pine Valley Investments Ltd Liability Co92,108$2.28M0.2%+12.8%0.153%
2/9/2024 HCR Wealth Advisors19,616$485K0.1%N/A0.033%
(Data available from 1/1/2016 forward)

UCON Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of UCON shares?

During the previous two years, 249 institutional investors and hedge funds held shares of First Trust TCW Unconstrained Plus Bond ETF. The most heavily invested institutionals were LPL Financial LLC ($135.52M), UBS Group AG ($109.66M), Harbour Investments Inc. ($59.24M), Royal Bank of Canada ($44.83M), Bank of America Corp DE ($41.24M), Osaic Holdings Inc. ($36.31M), and Envestnet Asset Management Inc. ($30.37M).Learn more on UCON's institutional investors.

Which institutional investors have been buying First Trust TCW Unconstrained Plus Bond ETF stock?

Of the 218 institutional investors that purchased First Trust TCW Unconstrained Plus Bond ETF stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: UBS Group AG ($3.46M), LPL Financial LLC ($1.86M), EdgeRock Capital LLC ($1.43M), Connectus Wealth LLC ($1.37M), Harbour Investments Inc. ($1.20M), Truist Financial Corp ($1.12M), and Larson Financial Group LLC ($1.12M).

How much institutional buying is happening at First Trust TCW Unconstrained Plus Bond ETF?

Institutional investors have bought a total of 47,646,145 shares in the last 24 months. This purchase volume represents approximately $1.16B in transactions.

Which First Trust TCW Unconstrained Plus Bond ETF major shareholders have been selling company stock?

Of the 145 institutional investors that sold First Trust TCW Unconstrained Plus Bond ETF stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: CFO4Life Group LLC ($1.11M), Connectus Wealth LLC ($1.11M), HBK Sorce Advisory LLC ($821.24K), Envestnet Asset Management Inc. ($763.70K), AE Wealth Management LLC ($680.82K), First Trust Advisors LP ($539.78K), and Creative Financial Designs Inc. ADV ($454.24K).

How much institutional selling is happening at First Trust TCW Unconstrained Plus Bond ETF?

Institutional investors have sold a total of 13,921,667 shares in the last 24 months. This volume of shares sold represents approximately $337.37M in transactions.


This page (NYSEARCA:UCON) was last updated on 6/1/2024 by MarketBeat.com Staff

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