| 2/17/2021 | Cetera Investment Advisers | 37,776 | $0.53M | 0.0% | -7.3% | 0.100% | |
| 2/16/2021 | Morgan Stanley | 1,807,685 | $25.45M | 0.0% | +1.8% | 4.770% | |
| 2/16/2021 | Guggenheim Capital LLC | 392,317 | $5.52M | 0.0% | +2.0% | 1.035% | |
| 2/16/2021 | First Foundation Advisors | 14,228 | $0.20M | 0.0% | -55.1% | 0.038% | |
| 2/12/2021 | Raymond James Financial Services Advisors Inc. | 31,942 | $0.45M | 0.0% | +6.3% | 0.084% | |
| 2/10/2021 | HighTower Advisors LLC | 108,966 | $1.53M | 0.0% | +1.6% | 0.288% | |
| 2/9/2021 | Wells Fargo & Company MN | 200,433 | $2.82M | 0.0% | -15.5% | 0.529% | |
| 2/9/2021 | Van ECK Associates Corp | 171,582 | $2.42M | 0.0% | -4.8% | 0.453% | |
| 2/9/2021 | Vectors Research Management LLC | 2,866 | $40K | 0.0% | N/A | 0.008% | |
| 2/3/2021 | Syverson Strege & Co | 4,006 | $56K | 0.1% | N/A | 0.011% | |
|
| 2/2/2021 | First Trust Advisors LP | 54,444 | $0.77M | 0.0% | +6.9% | 0.144% | |
| 2/1/2021 | Ackerman Capital Advisors LLC | 12,880 | $0.18M | 0.0% | N/A | 0.034% | |
| 1/29/2021 | Asset Management Corp IL ADV | 26,559 | $0.38M | 0.2% | -7.0% | 0.070% | |
| 1/28/2021 | Robinson Capital Management LLC | 422,055 | $5.97M | 3.3% | -28.7% | 1.114% | |
| 1/20/2021 | Kestra Advisory Services LLC | 139,109 | $1.94M | 0.0% | +124.2% | 0.367% | |
| 1/19/2021 | FNY Investment Advisers LLC | 3,050 | $42K | 0.0% | N/A | 0.008% | |
| 1/14/2021 | 6 Meridian | 39,134 | $0.55M | 0.1% | N/A | 0.103% | |
| 12/4/2020 | Van ECK Associates Corp | 180,307 | $2.42M | 0.0% | +6.6% | 0.476% | |
| 11/19/2020 | Chiron Capital Management LLC | 3,306 | $44K | 0.0% | N/A | 0.009% | |
| 11/16/2020 | Advisors Asset Management Inc. | 115,159 | $1.54M | 0.0% | +15.9% | 0.304% | |
| 11/13/2020 | Morgan Stanley | 1,776,550 | $23.82M | 0.0% | +2.1% | 4.687% | |
| 11/13/2020 | Cetera Investment Advisers | 40,760 | $0.55M | 0.0% | +57.4% | 0.108% | |
| 11/13/2020 | Guggenheim Capital LLC | 384,578 | $5.16M | 0.0% | +10.2% | 1.015% | |
| 11/12/2020 | Clearstead Advisors LLC | 2,074 | $28K | 0.0% | N/A | 0.005% | |
| 11/12/2020 | Kestra Advisory Services LLC | 62,057 | $0.83M | 0.0% | N/A | 0.164% | |
| 11/12/2020 | Relative Value Partners Group LLC | 193,518 | $2.60M | 0.3% | -4.4% | 0.511% | |
| 11/12/2020 | Karpus Management Inc. | 246,715 | $3.31M | 0.1% | -65.9% | 0.651% | |
| 11/5/2020 | Noesis Capital Mangement Corp | 27,200 | $0.37M | 0.1% | +10.1% | 0.072% | |
| 11/5/2020 | First Trust Advisors LP | 50,944 | $0.68M | 0.0% | +6.6% | 0.134% | |
| 11/5/2020 | Wells Fargo & Company MN | 237,248 | $3.18M | 0.0% | -21.5% | 0.626% | |
| 11/4/2020 | Dakota Wealth Management | 24,100 | $0.32M | 0.1% | -22.4% | 0.064% | |
| 11/4/2020 | Raymond James Financial Services Advisors Inc. | 30,045 | $0.40M | 0.0% | +3.5% | 0.079% | |
| 11/4/2020 | Raymond James & Associates | 42,900 | $0.58M | 0.0% | -3.8% | 0.113% | |
| 11/4/2020 | Mackay Shields LLC | 150,467 | $2.02M | 0.0% | -11.4% | 0.397% | |
| 10/30/2020 | Steward Partners Investment Advisory LLC | 34,563 | $0.46M | 0.0% | +4.2% | 0.091% | |
| 10/27/2020 | Usca Ria LLC | 27,355 | $0.37M | 0.0% | -12.8% | 0.072% | |
| 10/23/2020 | Wakefield Asset Management LLLP | 63,704 | $0.85M | 0.4% | -3.0% | 0.168% | |
| 10/20/2020 | Robinson Capital Management LLC | 591,727 | $7.94M | 4.5% | +1.8% | 1.561% | |
| 8/17/2020 | CNH Partners LLC | 17,735 | $0.23M | 0.0% | -18.5% | 0.047% | |
| 8/17/2020 | Karpus Management Inc. | 723,251 | $9.35M | 0.4% | -33.2% | 1.908% | |
| 8/14/2020 | Bank of America Corp DE | 1,254,412 | $16.22M | 0.0% | +64.3% | 3.310% | |
| 8/14/2020 | Stifel Financial Corp | 80,574 | $1.04M | 0.0% | -1.6% | 0.213% | |
| 8/14/2020 | Advisor Group Holdings Inc. | 17,886 | $0.23M | 0.0% | -23.1% | 0.047% | |
| 8/13/2020 | Sit Investment Associates Inc. | 456,688 | $5.91M | 0.2% | -19.8% | 1.205% | |
| 8/12/2020 | Rock Point Advisors LLC | 36,120 | $0.47M | 0.2% | +2.8% | 0.095% | |
| 8/12/2020 | Advisors Asset Management Inc. | 99,369 | $1.29M | 0.0% | +3.2% | 0.262% | |
| 8/12/2020 | Rockefeller Capital Management L.P. | 142,422 | $1.84M | 0.0% | +1.7% | 0.376% | |
| 8/10/2020 | HighTower Advisors LLC | 108,320 | $1.40M | 0.0% | -1.8% | 0.286% | |
| 8/7/2020 | Dakota Wealth Management | 31,056 | $0.40M | 0.1% | -51.0% | 0.082% | |
| 8/6/2020 | Steward Partners Investment Advisory LLC | 33,163 | $0.43M | 0.0% | +15.5% | 0.088% | |
| 7/31/2020 | UBS Group AG | 241,490 | $3.12M | 0.0% | -0.4% | 0.637% | |
| 7/28/2020 | Wakefield Asset Management LLLP | 65,687 | $0.85M | 0.4% | -53.1% | 0.173% | |
| 7/22/2020 | First Trust Advisors LP | 47,794 | $0.62M | 0.0% | +2.2% | 0.126% | |
| 7/22/2020 | Robinson Capital Management LLC | 581,532 | $7.54M | 2.7% | -10.9% | 1.534% | |
| 7/20/2020 | Capital Investment Advisors LLC | 180,146 | $2.33M | 0.1% | -0.8% | 0.475% | |
| 6/16/2020 | Royal Bank of Canada | 57,634 | $0.75M | 0.0% | +2.1% | 0.152% | |
| 6/2/2020 | Guggenheim Capital LLC | 256,503 | $3.36M | 0.0% | +3.3% | 0.677% | |
| 5/26/2020 | Morgan Stanley | 1,806,116 | $23.62M | 0.0% | +0.9% | 4.766% | |
| 5/21/2020 | HighTower Advisors LLC | 110,270 | $1.44M | 0.0% | -6.9% | 0.291% | |
| 5/18/2020 | Karpus Management Inc. | 1,082,134 | $14.15M | 0.5% | +146.5% | 2.855% | |
| 5/18/2020 | RiverNorth Capital Management LLC | 60,721 | $0.79M | 0.1% | -68.3% | 0.160% | |
| 5/18/2020 | Advisor Group Holdings Inc. | 23,255 | $0.30M | 0.0% | N/A | 0.061% | |
| 5/15/2020 | CNH Partners LLC | 21,749 | $0.28M | 0.0% | N/A | 0.057% | |
| 5/15/2020 | Morgan Stanley | 1,806,116 | $23.62M | 0.0% | +0.9% | 4.766% | |
| 5/15/2020 | Cohen & Steers Inc. | 71,725 | $0.94M | 0.0% | N/A | 0.189% | |
| 5/14/2020 | Wells Fargo & Company MN | 301,765 | $3.95M | 0.0% | +24.1% | 0.796% | |
| 5/13/2020 | City of London Investment Management Co. Ltd. | 170,089 | $2.23M | 0.2% | +69.2% | 0.449% | |
| 5/13/2020 | Parametric Portfolio Associates LLC | 378,732 | $4.95M | 0.0% | +59.2% | 0.999% | |
| 5/12/2020 | Private Advisor Group LLC | 11,413 | $0.15M | 0.0% | N/A | 0.030% | |
| 5/12/2020 | Moors & Cabot Inc. | 19,000 | $0.25M | 0.0% | N/A | 0.050% | |
| 5/12/2020 | Van ECK Associates Corp | 170,650 | $2.23M | 0.0% | -15.4% | 0.450% | |
| 5/12/2020 | Rockefeller Capital Management L.P. | 140,038 | $1.83M | 0.0% | N/A | 0.369% | |
| 5/11/2020 | First Foundation Advisors | 71,343 | $0.93M | 0.1% | +70.2% | 0.188% | |
| 5/8/2020 | Fiera Capital Corp | 236,687 | $3.10M | 0.0% | -31.3% | 0.625% | |
| 5/8/2020 | Cetera Investment Advisers | 25,890 | $0.34M | 0.0% | -3.4% | 0.068% | |
| 5/7/2020 | Rock Point Advisors LLC | 35,120 | $0.46M | 0.3% | -8.1% | 0.093% | |
| 5/6/2020 | First Trust Advisors LP | 46,787 | $0.61M | 0.0% | -2.6% | 0.123% | |
| 5/6/2020 | Noesis Capital Mangement Corp | 24,700 | $0.32M | 0.1% | -10.8% | 0.065% | |
| 5/5/2020 | Creative Planning | 13,310 | $0.17M | 0.0% | N/A | 0.035% | |
| 5/1/2020 | UBS Group AG | 242,410 | $3.17M | 0.0% | +32.6% | 0.640% | |
| 4/29/2020 | Dakota Wealth Management | 63,356 | $0.83M | 0.2% | +94.9% | 0.167% | |
| 4/29/2020 | Steward Partners Investment Advisory LLC | 28,713 | $0.38M | 0.0% | +13.0% | 0.076% | |
| 4/21/2020 | Raymond James & Associates | 57,709 | $0.76M | 0.0% | +8.8% | 0.152% | |
| 4/14/2020 | Robinson Capital Management LLC | 652,723 | $8.54M | 4.2% | -1.8% | 1.722% | |
| 4/14/2020 | Asset Management Corp IL ADV | 28,559 | $0.37M | 0.3% | -20.5% | 0.075% | |
| 4/14/2020 | 6 Meridian | 23,683 | $0.31M | 0.0% | -37.5% | 0.062% | |
| 4/13/2020 | Capital Investment Advisors LLC | 181,624 | $2.38M | 0.2% | -6.6% | 0.479% | |
| 4/10/2020 | Sanders Morris Harris LLC | 10,000 | $0.12M | 0.1% | N/A | 0.026% | |
| 4/9/2020 | FNY Investment Advisers LLC | 2,500 | $32K | 0.0% | -77.1% | 0.007% | |
| 4/9/2020 | Sanders Morris Harris LLC | 10,000 | $0.12M | 0.1% | N/A | 0.026% | |
| 2/28/2020 | Ackerman Capital Advisors LLC | 181,558 | $2.41M | 0.7% | +133.2% | 0.479% | |
| 2/18/2020 | Capital Bank & Trust Co | 4,148 | $55K | 0.0% | +41.2% | 0.011% | |
| 2/14/2020 | Advisors Asset Management Inc. | 82,077 | $1.09M | 0.0% | -2.1% | 0.217% | |
| 2/14/2020 | Bank of America Corp DE | 778,452 | $10.35M | 0.0% | -0.6% | 2.054% | |
| 2/14/2020 | Rivernorth Capital Management LLC | 191,394 | $2.54M | 0.2% | +19.6% | 0.505% | |
| 2/14/2020 | Guggenheim Capital LLC | 248,246 | $3.30M | 0.0% | +6.0% | 0.655% | |
| 2/14/2020 | UBS Group AG | 182,796 | $2.43M | 0.0% | -4.7% | 0.482% | |
| 2/13/2020 | Van ECK Associates Corp | 201,804 | $2.68M | 0.0% | +8.2% | 0.533% | |
| 2/13/2020 | Pacitti Group Inc. | 43,903 | $0.58M | 0.5% | +5.6% | 0.116% | |
| 2/13/2020 | Stifel Financial Corp | 78,600 | $1.04M | 0.0% | -11.1% | 0.207% | |
