| 7/23/2019 | Robinson Capital Management LLC | 578,658 | $7.69M | 2.5% | +32.3% | 1.527% |  |
| 7/23/2019 | Ackerman Capital Advisors LLC | 75,247 | $1M | 0.0% | +15.2% | 0.199% | |
| 8/3/2019 | 6 Meridian | 35,560 | $0.47M | 0.0% | N/A | 0.094% | |
| 6/19/2019 | First Trust Advisors LP | 52,737 | $0.68M | 0.0% | +8.1% | 0.139% | |
| 5/14/2019 | Greytown Advisors Inc. | 25,910 | $0.34M | 0.2% | -8.8% | 0.068% | |
| 5/14/2019 | Relative Value Partners Group LLC | 156,701 | $2.03M | 0.2% | -1.3% | 0.414% | |
| 5/14/2019 | Sit Investment Associates Inc. | 298,193 | $3.85M | 0.1% | -14.6% | 0.787% | |
| 5/10/2019 | Mariner Investment Group LLC | 94,146 | $1.22M | 1.6% | +293.8% | 0.248% | |
| 5/10/2019 | City of London Investment Management Co. Ltd. | 100,511 | $1.30M | 0.1% | N/A | 0.265% | |
| 5/10/2019 | Fiera Capital Corp | 537,005 | $6.93M | 0.0% | -26.8% | 1.417% | |
| 5/9/2019 | Bremer Bank National Association | 11,647 | $0.15M | 0.0% | N/A | 0.031% | |
| 5/9/2019 | Wetherby Asset Management Inc. | 11,780 | $0.15M | 0.0% | -39.4% | 0.031% | |
| 5/8/2019 | Delphi Financial Group Inc. | 67,637 | $0.87M | 0.3% | -37.4% | 0.178% | |
| 5/6/2019 | Raymond James Financial Services Advisors Inc. | 43,014 | $0.56M | 0.0% | +3.0% | 0.114% | |
| 4/26/2019 | Ackerman Capital Advisors LLC | 65,332 | $0.84M | 0.0% | N/A | 0.172% | |
| 4/17/2019 | Nwam LLC | 10,644 | $0.14M | 0.0% | N/A | 0.028% | |
| 4/11/2019 | Capital Investment Advisors LLC | 199,645 | $2.58M | 0.2% | -2.5% | 0.527% | |
| 4/2/2019 | Robinson Capital Management LLC | 437,303 | $5.65M | 1.8% | N/A | 1.154% | |
| 2/15/2019 | Karpus Management Inc. | 308,466 | $3.93M | 0.2% | +24.2% | 0.814% | |
| 2/14/2019 | Green Square Capital LLC | 23,015 | $0.29M | 0.0% | N/A | 0.061% | |
| 2/14/2019 | Bank of America Corp DE | 939,328 | $11.97M | 0.0% | +60.1% | 2.479% | |
| 2/14/2019 | Mackay Shields LLC | 123,310 | $1.57M | 0.0% | N/A | 0.325% | |
| 2/14/2019 | Delphi Financial Group Inc. | 107,998 | $1.38M | 0.7% | N/A | 0.285% | |
| 2/14/2019 | 1607 Capital Partners LLC | 104,000 | $1.33M | 0.1% | N/A | 0.274% | |
| 2/14/2019 | Cohen & Steers Inc. | 196,129 | $2.50M | 0.0% | +60.7% | 0.518% | |
| 2/13/2019 | Stifel Financial Corp | 76,658 | $0.97M | 0.0% | -20.5% | 0.202% | |
| 2/12/2019 | Fiera Capital Corp | 733,562 | $9.35M | 0.0% | N/A | 1.936% | |
| 2/12/2019 | Van ECK Associates Corp | 133,077 | $1.70M | 0.0% | +0.8% | 0.351% | |
| 2/12/2019 | Usca Ria LLC | 32,555 | $0.42M | 0.1% | +28.4% | 0.086% | |
| 2/11/2019 | Raymond James Financial Services Advisors Inc. | 41,767 | $0.53M | 0.0% | +11.6% | 0.110% | |
| 2/11/2019 | Raymond James & Associates | 52,930 | $0.67M | 0.0% | -16.6% | 0.140% | |
| 2/11/2019 | Relative Value Partners Group LLC | 158,714 | $2.02M | 0.2% | N/A | 0.419% | |
| 2/8/2019 | Noesis Capital Mangement Corp | 29,950 | $0.38M | 0.2% | -14.3% | 0.079% | |
| 2/8/2019 | PNC Financial Services Group Inc. | 70,486 | $0.90M | 0.0% | -2.6% | 0.186% | |
| 2/7/2019 | First Trust Advisors LP | 48,807 | $0.62M | 0.0% | -7.3% | 0.129% | |
| 2/5/2019 | Cambridge Investment Research Advisors Inc. | 10,718 | $0.14M | 0.0% | -8.4% | 0.028% | |
| 1/31/2019 | Benjamin F. Edwards & Company Inc. | 14,215 | $0.18M | 0.0% | -40.5% | 0.038% | |
| 1/31/2019 | Rock Point Advisors LLC | 39,520 | $0.50M | 0.3% | N/A | 0.104% | |
| 1/30/2019 | Wetherby Asset Management Inc. | 19,436 | $0.25M | 0.0% | N/A | 0.051% | |
| 1/23/2019 | Summit Securities Group LLC | 10,000 | $0.13M | 0.0% | N/A | 0.026% | |
| 1/23/2019 | IFP Advisors Inc | 2,019 | $25K | 0.0% | -41.4% | 0.005% | |
| 1/17/2019 | Capital Investment Advisors LLC | 204,791 | $2.61M | 0.2% | +6.9% | 0.540% | |
| 1/14/2019 | Sit Investment Associates Inc. | 349,270 | $4.45M | 0.1% | +47.5% | 0.922% | |
| 1/1/2019 | Cohen & Steers Inc. | 122,038 | $1.53M | 0.0% | +2.6% | 0.322% | |
| 12/6/2018 | NINE MASTS CAPITAL Ltd | 43,800 | $0.55M | 0.1% | N/A | 0.116% | |
| 11/20/2018 | Morgan Stanley | 1,917,358 | $24.01M | 0.0% | +0.7% | 5.059% | |
| 11/16/2018 | NINE MASTS CAPITAL Ltd | 43,800 | $0.55M | 0.1% | N/A | 0.116% | |
| 11/15/2018 | Advisors Asset Management Inc. | 127,658 | $1.60M | 0.0% | +39.5% | 0.337% | |
| 11/14/2018 | LPL Financial LLC | 10,061 | $0.13M | 0.0% | N/A | 0.027% | |
| 11/13/2018 | Clearstead Advisors LLC | 28,237 | $0.35M | 0.0% | N/A | 0.075% | |
| 11/9/2018 | PNC Financial Services Group Inc. | 72,376 | $0.91M | 0.0% | +2,263.7% | 0.191% | |
| 11/8/2018 | Doyle Wealth Management | 13,588 | $0.17M | 0.0% | N/A | 0.036% | |
| 10/15/2018 | Capital Investment Advisors LLC | 191,615 | $2.40M | 0.1% | +145.1% | 0.506% | |
| 10/9/2018 | We Are One Seven LLC | 21,366 | $0.27M | 0.1% | N/A | 0.056% | |
| 8/22/2018 | Advisors Asset Management Inc. | 91,541 | $1.18M | 0.0% | +10.3% | 0.242% | |
| 8/15/2018 | Advisors Asset Management Inc. | 163,755 | $1.18M | 0.0% | +97.3% | 0.432% | |
| 8/14/2018 | Bank of America Corp DE | 577,900 | $7.47M | 0.0% | +6.7% | 1.525% | |
| 8/14/2018 | Wolverine Asset Management LLC | 171,570 | $2.22M | 0.0% | +98.5% | 0.453% | |
| 8/14/2018 | Raymond James & Associates | 72,335 | $0.94M | 0.0% | +19.5% | 0.191% | |
| 8/13/2018 | Laurion Capital Management LP | 102,996 | $1.33M | 0.0% | N/A | 0.272% | |
| 8/13/2018 | Van ECK Associates Corp | 117,886 | $1.52M | 0.0% | +61.2% | 0.311% | |
| 8/10/2018 | Oppenheimer & Co. Inc. | 15,500 | $0.20M | 0.0% | N/A | 0.041% | |
| 8/8/2018 | Usca Ria LLC | 25,355 | $0.33M | 0.0% | N/A | 0.067% | |
| 8/7/2018 | Mariner Investment Group LLC | 20,909 | $0.27M | 0.6% | N/A | 0.055% | |
| 8/2/2018 | First Trust Advisors LP | 50,198 | $0.65M | 0.0% | N/A | 0.132% | |
| 8/2/2018 | Robinson Capital Management LLC | 734,377 | $9.50M | 2.8% | +452.8% | 1.938% | |
| 7/30/2018 | Raymond James Financial Services Advisors Inc. | 41,915 | $0.54M | 0.0% | +41.9% | 0.111% | |
| 7/19/2018 | Sit Investment Associates Inc. | 206,828 | $2.67M | 0.1% | +32.0% | 0.546% | |
| 7/14/2018 | Financial & Investment Management Group Ltd. | 16,000 | $0.21M | 0.1% | N/A | 0.042% | |
| 5/18/2018 | Royal Bank of Canada | 67,784 | $0.89M | 0.0% | -82.0% | 0.179% | |
| 5/15/2018 | Guggenheim Capital LLC | 179,099 | $2.34M | 0.0% | -5.4% | 0.473% | |
| 5/15/2018 | UBS Group AG | 202,103 | $2.64M | 0.0% | -2.2% | 0.534% | |
| 5/14/2018 | RMB Capital Management LLC | 101,353 | $1.33M | 0.0% | N/A | 0.268% | |
| 5/11/2018 | Landscape Capital Management L.L.C. | 24,936 | $0.33M | 0.0% | N/A | 0.066% | |
| 5/7/2018 | Noesis Capital Mangement Corp | 41,700 | $0.55M | 0.2% | -11.7% | 0.110% | |
| 5/3/2018 | SG Americas Securities LLC | 74,218 | $0.97M | 0.0% | +742.5% | 0.196% | |
| 5/2/2018 | Wells Fargo & Company MN | 189,827 | $2.48M | 0.0% | -18.0% | 0.501% | |
| 2/22/2018 | Cambridge Investment Research Advisors Inc. | 11,112 | $0.16M | 0.0% | -46.7% | 0.029% | |
| 2/16/2018 | We Are One Seven LLC | 22,838 | $0.33M | 0.2% | N/A | 0.060% | |
| 2/14/2018 | Guggenheim Capital LLC | 189,368 | $2.77M | 0.0% | +19.9% | 0.500% | |
| 2/12/2018 | Doliver Capital Advisors LP | 13,711 | $0.20M | 0.1% | N/A | 0.036% | |
| 2/9/2018 | Virtu Financial LLC | 10,064 | $0.15M | 0.0% | -28.9% | 0.027% | |
| 2/8/2018 | Wells Fargo & Company MN | 231,369 | $3.38M | 0.0% | +3.8% | 0.611% | |
| 2/8/2018 | First Trust Advisors LP | 53,656 | $0.78M | 0.0% | -29.9% | 0.142% | |
| 2/8/2018 | Cetera Investment Advisers | 11,505 | $0.17M | 0.0% | -49.5% | 0.030% | |
| 2/5/2018 | Claraphi Advisory Network LLC | 15,000 | $0.22M | 0.2% | N/A | 0.040% | |
| 1/24/2018 | SG Americas Securities LLC | 8,809 | $0.13M | 0.0% | N/A | 0.023% | |
| 1/17/2018 | Benjamin F. Edwards & Company Inc. | 14,193 | $0.21M | 0.0% | N/A | 0.037% | |
| 1/10/2018 | Sit Investment Associates Inc. | 166,949 | $2.44M | 0.1% | -38.2% | 0.441% | |
| 11/14/2017 | Greytown Advisors Inc. | 43,070 | $0.64M | 0.4% | -13.6% | 0.114% | |
| 11/7/2017 | Ameriprise Financial Inc. | 75,821 | $1.12M | 0.0% | +9.3% | 0.201% | |
| 11/7/2017 | Advisors Asset Management Inc. | 91,471 | $1.36M | 0.0% | +20.2% | 0.242% | |
| 10/31/2017 | Csenge Advisory Group | 15,767 | $0.23M | 0.1% | N/A | 0.000% | |
| 10/26/2017 | Raymond James Financial Services Advisors Inc. | 27,605 | $0.41M | 0.0% | +70.9% | 0.000% | |
| 10/24/2017 | First Trust Advisors LP | 76,569 | $1.13M | 0.0% | +5.1% | 0.000% | |
| 10/20/2017 | Sit Investment Associates Inc. | 270,022 | $4M | 0.1% | -4.7% | 0.000% | |
| 8/17/2017 | Cetera Investment Advisers | 24,995 | $0.37M | 0.0% | +82.1% | 0.000% | |
| 8/15/2017 | Raymond James Financial Services Advisors Inc. | 16,149 | $0.24M | 0.0% | +29.5% | 0.000% | |
| 8/14/2017 | Royal Bank of Canada | 66,423 | $0.98M | 0.0% | +9.0% | 0.000% | |
| 8/14/2017 | Robinson Capital Management LLC | 200,884 | $2.96M | 1.3% | N/A | 0.000% | |
