| Evelo Biosciences (EVLO) | $8.29 | 11/5/2018 | 5,312,500 | $16.00 | $85,000,000 | 5/9/2018 |
| Origin Bancorp (OBNK) | $37.50 | 11/5/2018 | 3,636,176 | $34.00 | $123,629,984 | 5/9/2018 |
| AXA Equitable (EQH) | $20.25 | 11/6/2018 | 137,250,000 | $20.00 | $2,745,000,000 | 5/10/2018 |
| HUYA (HUYA) | $17.69 | 11/7/2018 | 15,000,000 | $12.00 | $180,000,000 | 5/11/2018 |
| Trinity Merger Corp. Units (TMCXU) | $10.24 | 11/12/2018 | 30,000,000 | $10.00 | $300,000,000 | 5/15/2018 |
| Pluralsight (PS) | $22.07 | 11/13/2018 | 20,700,000 | $15.00 | $310,500,000 | 5/17/2018 |
| EVO Payments (EVOP) | $26.75 | 11/19/2018 | 14,000,000 | $16.00 | $224,000,000 | 5/23/2018 |
| CLPS (CLPS) | $5.69 | 11/20/2018 | 2,000,000 | $5.00 | $10,500,000 | 5/24/2018 |
| GreenSky (GSKY) | $9.49 | 11/20/2018 | 38,000,000 | $23.00 | $874,000,000 | 5/24/2018 |
| Kiniksa Pharmaceuticals (KNSA) | $17.47 | 11/20/2018 | 8,477,777 | $18.00 | $152,599,986 | 5/24/2018 |
| Scholar Rock (SRRK) | $20.06 | 11/20/2018 | 5,360,000 | $14.00 | $75,040,000 | 5/24/2018 |
| Iterum Therapeutics (ITRM) | $5.95 | 11/21/2018 | 6,150,000 | $13.00 | $79,950,000 | 5/25/2018 |
| Trident Acquisitions Corp. Units (TDACU) | $10.20 | 11/26/2018 | 17,500,000 | $10.00 | $175,000,000 | 5/30/2018 |
| Hancock Jaffe Laboratories (HJLI) | $1.95 | 11/27/2018 | 1,500,000 | $5.00 | $7,500,000 | 5/31/2018 |
| Ambow Education (AMBO) | $5.20 | 11/28/2018 | 1,800,000 | $4.00 | $7,650,000 | 6/1/2018 |
| MeiraGTx (MGTX) | $12.82 | 12/5/2018 | 5,000,000 | $15.00 | $75,000,000 | 6/8/2018 |
| Charah Solutions (CHRA) | $6.98 | 12/11/2018 | 7,352,941 | $12.00 | $88,235,292 | 6/14/2018 |
| US Xpress Enterprises (USX) | $7.79 | 12/11/2018 | 18,056,000 | $16.00 | $288,896,000 | 6/14/2018 |
| Avalara (AVLR) | $32.01 | 12/12/2018 | 7,500,000 | $24.00 | $180,000,000 | 6/15/2018 |
| Puxin (NEW) | $5.99 | 12/12/2018 | 7,200,000 | $17.00 | $122,400,000 | 6/15/2018 |
| Verrica Pharmaceuticals (VRCA) | $13.45 | 12/12/2018 | 5,000,000 | $15.00 | $75,000,000 | 6/15/2018 |
| Eidos Therapeutics (EIDX) | $14.13 | 12/17/2018 | 6,250,000 | $17.00 | $106,250,000 | 6/20/2018 |
| LF Capital Acquisition Corp. Units (LFACU) | $10.05 | 12/17/2018 | 13,500,000 | $10.00 | $135,000,000 | 6/20/2018 |
| Thunder Bridge Acquisition (TBRGU) | $10.17 | 12/17/2018 | 22,500,000 | $10.00 | $225,000,000 | 6/19/2018 |
| Twelve Seas Investment (TWLVU) | $10.30 | 12/17/2018 | 18,000,000 | $10.00 | $180,000,000 | 6/20/2018 |
| Aptinyx (APTX) | $23.39 | 12/18/2018 | 6,399,999 | $16.00 | $102,399,984 | 6/21/2018 |
| Avrobio (AVRO) | $26.87 | 12/18/2018 | 5,247,958 | $19.00 | $99,711,202 | 6/21/2018 |
| Essential Properties Realty Trust (EPRT) | $13.95 | 12/18/2018 | 32,500,000 | $14.00 | $455,000,000 | 6/21/2018 |
| i3 Verticals (IIIV) | $19.00 | 12/18/2018 | 6,650,000 | $13.00 | $86,450,000 | 6/21/2018 |
| Kezar Life Sciences (KZR) | $25.90 | 12/18/2018 | 5,000,000 | $15.00 | $75,000,000 | 6/21/2018 |
| Magenta Therapeutics (MGTA) | $7.77 | 12/18/2018 | 6,666,667 | $15.00 | $100,000,005 | 6/21/2018 |
| Xeris Pharmaceuticals (XERS) | $21.03 | 12/18/2018 | 5,700,000 | $15.00 | $85,500,000 | 6/21/2018 |
| Autolus Therapeutics (AUTL) | $34.99 | 12/19/2018 | 8,823,530 | $17.00 | $150,000,010 | 6/22/2018 |
| Electrocore (ECOR) | $6.77 | 12/19/2018 | 5,200,000 | $15.00 | $78,000,000 | 6/22/2018 |
| HyreCar (HYRE) | $2.01 | 12/24/2018 | 2,520,000 | $5.00 | $12,600,000 | 6/27/2018 |
| Lovesac (LOVE) | $20.19 | 12/24/2018 | 3,500,000 | $16.00 | $56,000,000 | 6/27/2018 |
| Neon Therapeutics (NTGN) | $6.95 | 12/24/2018 | 6,250,000 | $16.00 | $100,000,000 | 6/27/2018 |
| Uxin (UXIN) | $5.29 | 12/24/2018 | 25,000,000 | $9.00 | $225,000,000 | 6/27/2018 |
| SPDR Gold MiniShares Trust (GLDM) | $12.21 | 12/24/2018 | 80,000,000 | $13.00 | $1,038,400,000 | 6/26/2018 |
| BJs Wholesale Club (BJ) | $21.04 | 12/25/2018 | 37,500,000 | $17.00 | $637,500,000 | 6/28/2018 |
| Bazaarvoice (BV) | $13.17 | 12/25/2018 | 21,300,000 | $22.00 | $468,600,000 | 6/28/2018 |
| Entera Bio (ENTX) | $5.30 | 12/25/2018 | 1,400,000 | $8.00 | $11,200,000 | 6/28/2018 |
| EverBank Financial (EVER) | $5.51 | 12/25/2018 | 4,687,500 | $18.00 | $84,375,000 | 6/28/2018 |
| Forty Seven (FTSV) | $13.00 | 12/25/2018 | 7,035,000 | $16.00 | $112,560,000 | 6/28/2018 |
| HL Acquisition Corp. Units (HCCHU) | $10.29 | 12/25/2018 | 5,000,000 | $10.00 | $50,000,000 | 6/28/2018 |
| Neuronetics (STIM) | $18.10 | 12/25/2018 | 5,500,000 | $17.00 | $93,500,000 | 6/28/2018 |
| Translate Bio (TBIO) | $6.80 | 12/25/2018 | 9,350,000 | $13.00 | $121,550,000 | 6/28/2018 |
| Tricida (TCDA) | $31.30 | 12/25/2018 | 11,700,000 | $19.00 | $222,300,000 | 6/28/2018 |
| Domo (DOMO) | $16.37 | 12/26/2018 | 9,200,000 | $21.00 | $193,200,000 | 6/29/2018 |
| Allegro Merger Corp. Units (ALGRU) | $10.30 | 12/31/2018 | 13,000,000 | $10.00 | $130,000,000 | 7/3/2018 |
| Coastal Financial (CCB) | $15.36 | 1/14/2019 | 2,850,000 | $14.00 | $41,325,000 | 7/18/2018 |
| Crinetics Pharmaceuticals (CRNX) | $28.70 | 1/14/2019 | 6,000,000 | $17.00 | $102,000,000 | 7/18/2018 |
| Rubius Therapeutics (RUBY) | $20.23 | 1/14/2019 | 10,483,000 | $23.00 | $241,109,000 | 7/18/2018 |
| Allakos (ALLK) | $58.99 | 1/15/2019 | 7,133,333 | $18.00 | $128,399,994 | 7/19/2018 |
| Constellation Pharmaceuticals (CNST) | $5.73 | 1/15/2019 | 4,000,000 | $15.00 | $60,000,000 | 7/19/2018 |
| Establishment Labs (ESTA) | $26.12 | 1/15/2019 | 3,715,277 | $18.00 | $66,874,986 | 7/19/2018 |
| First Western Financial (MYFW) | $12.22 | 1/15/2019 | 1,975,000 | $19.00 | $37,525,000 | 7/19/2018 |
| Tilray (TLRY) | $110.48 | 1/15/2019 | 9,000,000 | $17.00 | $153,000,000 | 7/19/2018 |
| Replimune Group (REPL) | $14.05 | 1/16/2019 | 6,700,000 | $15.00 | $100,500,000 | 7/20/2018 |
| Aquestive Therapeutics (AQST) | $16.86 | 1/21/2019 | 4,500,000 | $15.00 | $67,500,000 | 7/25/2018 |
| Bloom Energy (BE) | $16.04 | 1/21/2019 | 18,000,000 | $15.00 | $270,000,000 | 7/25/2018 |
| Greenland Acquisition Corporation Units (GLACU) | $10.23 | 1/21/2019 | 4,000,000 | $10.00 | $40,000,000 | 7/25/2018 |
| Provention Bio (PRVB) | $2.76 | 1/21/2019 | 16,375,000 | $4.00 | $65,500,000 | 7/24/2018 |
| Aurora Mobile (JG) | $6.35 | 1/22/2019 | 9,060,000 | $8.00 | $77,010,000 | 7/26/2018 |
| Berry Petroleum (BRY) | $13.26 | 1/22/2019 | 13,043,479 | $14.00 | $182,608,706 | 7/26/2018 |
| Cango (CANG) | $8.84 | 1/22/2019 | 4,000,000 | $11.00 | $44,000,000 | 7/26/2018 |
| Focus Financial Partners (FOCS) | $31.22 | 1/22/2019 | 16,216,217 | $33.00 | $535,135,161 | 7/26/2018 |
| Liquidia Technologies (LQDA) | $22.28 | 1/22/2019 | 4,545,455 | $11.00 | $50,000,005 | 7/26/2018 |
| Pinduoduo (PDD) | $20.83 | 1/22/2019 | 85,600,000 | $19.00 | $1,626,400,000 | 7/26/2018 |
| Tenable (TENB) | $30.55 | 1/22/2019 | 10,900,000 | $23.00 | $250,700,000 | 7/26/2018 |
| Adial Pharmaceuticals (ADIL) | $1.44 | 1/23/2019 | 1,464,000 | $5.00 | $7,320,000 | 7/27/2018 |
| Endava (DAVA) | $25.00 | 1/23/2019 | 6,340,000 | $20.00 | $126,800,000 | 7/27/2018 |
| Opera (OPRA) | $6.74 | 1/23/2019 | 9,600,000 | $12.00 | $115,200,000 | 7/27/2018 |
| Summit Wireless Technologies (WISA) | $4.60 | 1/23/2019 | 2,400,000 | $5.00 | $12,000,000 | 7/27/2018 |
| Cushman & Wakefield (CWK) | $18.30 | 1/29/2019 | 45,000,000 | $17.00 | $765,000,000 | 8/2/2018 |
| Sonos (SONO) | $15.44 | 1/29/2019 | 13,888,888 | $15.00 | $208,333,320 | 8/2/2018 |
| Tottenham Acquisition I Limited Units (TOTAU) | $10.20 | 1/29/2019 | 4,000,000 | $10.00 | $40,000,000 | 8/2/2018 |
| Arlo Technologies (ARLO) | $13.28 | 1/30/2019 | 10,215,000 | $16.00 | $163,440,000 | 8/3/2018 |
| Forum Merger (FMCIU) | $10.15 | 1/30/2019 | 20,000,000 | $10.00 | $200,000,000 | 8/3/2018 |
| Pacific City Financial (PCB) | $16.40 | 2/5/2019 | 2,385,000 | $20.00 | $47,700,000 | 8/9/2018 |
| Vaccinex (VCNX) | $6.35 | 2/5/2019 | 3,333,334 | $12.00 | $40,000,008 | 8/9/2018 |
| Mesa Air Group (MESA) | $14.56 | 2/6/2019 | 9,630,000 | $12.00 | $115,560,000 | 8/10/2018 |
| Aridis Pharmaceuticals (ARDS) | $12.62 | 2/11/2019 | 2,000,000 | $13.00 | $26,000,000 | 8/14/2018 |
| Perth Mint Physical Gold ETF (AAAU) | $12.21 | 2/11/2019 | 16,286,645 | $12.00 | $191,205,212 | 8/15/2018 |
| TKK Symphony Acquisition Corporation Units (TKKSU) | $10.07 | 2/12/2019 | 22,000,000 | $10.00 | $220,000,000 | 8/16/2018 |
| SAFE T GRP LTD/S (SFET) | $6.11 | 2/13/2019 | 510,438 | $14.00 | $7,324,785 | 8/17/2018 |
| BioNano Genomics (BNGOU) | $7.55 | 2/18/2019 | 3,360,000 | $6.00 | $20,596,800 | 8/21/2018 |
| Tenzing Acquisition Corp. Units (TZACU) | $10.12 | 2/18/2019 | 5,500,000 | $10.00 | $55,000,000 | 8/21/2018 |
| Longevity Acquisition Corporation Units (LOACU) | $10.16 | 2/25/2019 | 4,000,000 | $10.00 | $40,000,000 | 8/29/2018 |
