IPO Lockup Expirations

A lock-up on an IPO prevents major shareholders and company insiders from selling shares in the company for a specified number of days following an IPO to prevent the market from being flooded with too much supply of a company's stock. Following the expiration of the lock-up period, restrictions preventing a company's employees and other major shareholders from selling their stock are lifted. Lock-up expirations often coincide with a 1-3% drop in the company's stock because of the increased number of available shares in the company.

Company
Name
Expiration
Date
Number
of Shares
Initial
Share Price
Offer
Size
Date
Priced
Allena Pharmaceuticals (ALNA)5/1/20185,333,333$14.00$74,666,66211/2/2017
Evoqua Water Technologies (AQUA)5/1/201827,777,777$18.00$499,999,98611/2/2017
Funko (FNKO)5/1/201810,416,666$12.00$124,999,99211/2/2017
Spero Therapeutics (SPRO)5/1/20185,500,000$14.00$77,000,00011/2/2017
ACM Research (ACMR)5/2/20182,000,000$6.00$11,200,00011/3/2017
Acquity Group (AQ)5/2/20186,818,000$9.00$61,362,00011/3/2017
Hexindai (HX)5/2/20185,000,000$10.00$50,000,00011/3/2017
Sentinel Energy Services (STNLU)5/2/201830,000,000$10.00$300,000,00011/3/2017
CBTX (CBTX)5/7/20182,400,000$26.00$62,400,00011/8/2017
Four Seasons Edu (Cayman) (FEDU)5/7/201810,100,000$10.00$101,000,00011/8/2017
InflaRx (IFRX)5/7/20186,667,000$15.00$100,005,00011/8/2017
Metropolitan Bank (MCB)5/7/20183,100,000$35.00$108,500,00011/8/2017
Apellis Pharmaceuticals (APLS)5/8/201810,714,000$14.00$149,996,00011/9/2017
Sogou (SOGO)5/8/201845,000,000$13.00$585,000,00011/9/2017
Bandwidth (BAND)5/9/20184,000,000$20.00$80,000,00011/10/2017
PPDAI Group (PPDF)5/9/201817,000,000$13.00$221,000,00011/10/2017
SendGrid (SEND)5/14/20188,200,000$16.00$131,200,00011/15/2017
Arsanis (ASNS)5/15/20184,000,000$10.00$40,000,00011/16/2017
Jianpu Technology (JT)5/15/201822,500,000$8.00$180,000,00011/16/2017
AMERI (AMRH)5/16/20181,475,000$4.00$6,077,00011/17/2017
Bluegreen Vacations Unlimited (BXG)5/16/20186,498,648$14.00$90,981,07211/17/2017
SailPoint Technologies (SAIL)5/16/201820,000,000$12.00$240,000,00011/17/2017
Scpharmaceuticals (SCPH)5/16/20186,400,000$14.00$89,600,00011/17/2017
Sterling Bancorp (SBT)5/16/201815,000,000$12.00$180,000,00011/17/2017
Stitch Fix (SFIX)5/16/20188,000,000$15.00$120,000,00011/17/2017
Level Brands (LEVB)5/16/20182,000,000$6.00$12,000,00011/17/2017
Big Rock Partners Acquisition (BRPAU)5/21/20186,000,000$10.00$60,000,00011/20/2017
CURO Group (CURO)6/5/20186,666,667$14.00$93,333,33812/7/2017
Odonate Therapeutics (ODT)6/5/20186,250,000$24.00$150,000,00012/7/2017
Quanterix (QTRX)6/5/20184,275,200$15.00$64,128,00012/7/2017
Denali Therapeutics (DNLI)6/6/201813,888,888$18.00$249,999,98412/8/2017
Luther Burbank (LBC)6/6/201812,150,000$11.00$130,612,50012/8/2017
Casa Systems (CASA)6/13/20186,000,000$13.00$78,000,00012/15/2017
Newmark Group (NMRK)6/13/201820,000,000$14.00$280,000,00012/15/2017
Dogness (International) (DOGZ)6/18/201811,000,000$5.00$55,000,00012/20/2017
LexinFintech (LX)6/19/201812,000,000$9.00$108,000,00012/21/2017
Iclick Interactive Asia Group (ICLK)6/20/20183,750,000$8.00$30,000,00012/22/2017

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