IPO Lockup Expirations

A lock-up on an IPO prevents major shareholders and company insiders from selling shares in the company for a specified number of days following an IPO to prevent the market from being flooded with too much supply of a company's stock. Following the expiration of the lock-up period, restrictions preventing a company's employees and other major shareholders from selling their stock are lifted. Lock-up expirations often coincide with a 1-3% drop in the company's stock because of the increased number of available shares in the company.

Company
Name
Expiration
Date
Number
of Shares
Initial
Share Price
Offer
Size
Date
Priced
BioXcel Therapeutics (BTAI)9/4/20185,454,545$11.00$59,999,9953/8/2018
Bridgewater Bancshares (BWB)9/10/20186,700,000$12.00$78,725,0003/14/2018
Opes Acquisition Corp. Units (OPESU)9/10/201810,000,000$10.00$100,000,0003/14/2018
Arcus Biosciences (RCUS)9/11/20188,000,000$15.00$120,000,0003/15/2018
Senmiao Technology (AIHS)9/12/20183,000,000$4.00$12,000,0003/16/2018
Tiberius Acquisition (TIBRU)9/12/201815,000,000$10.00$150,000,0003/16/2018
Zscaler (ZS)9/12/201812,000,000$16.00$192,000,0003/16/2018
Golden Bull (DNJR)9/17/20181,550,000$4.00$6,200,0003/20/2018
Breakwave Dry Bulk Shipping ETF (BDRY)9/18/201810,000,000$25.00$250,000,0003/22/2018
Dropbox (DBX)9/19/201836,000,000$21.00$756,000,0003/23/2018
Sunlands Online Education Group (STG)9/19/201813,000,000$12.00$149,500,0003/23/2018
Bilibili (BILI)9/24/201842,000,000$12.00$483,000,0003/28/2018
GreenTree Hospitality Group (GHG)9/24/201810,200,000$14.00$142,800,0003/27/2018
Homology Medicines (FIXX)9/24/20189,000,000$16.00$144,000,0003/28/2018
OneSmart International Edun Gr (ONE)9/24/201816,300,000$11.00$179,300,0003/28/2018
Op Bancorp (OPBK)9/24/20182,000,000$11.00$22,000,0003/28/2018
Genprex (GNPX)9/25/20181,280,000$5.00$6,400,0003/29/2018
IQIYI (IQ)9/25/2018125,000,000$18.00$2,250,000,0003/29/2018
Unum Therapeutics (UMRX)9/25/20185,770,000$12.00$69,240,0003/29/2018
Spotify (SPOT)10/1/201855,731,480$166.00$9,245,852,5324/3/2018
Zuora (ZUO)10/9/201811,000,000$14.00$154,000,0004/12/2018
Pure Acquisition (PACQU)10/10/201836,000,000$10.00$360,000,0004/13/2018
AGM Group (AGMH)10/15/20181,306,055$5.00$6,530,2754/18/2018
GrafTech International (EAF)10/16/201835,000,000$15.00$525,000,0004/19/2018
MORGAN STANLEY Morgan Stanley Capital Protected Notes Based on S&P 500 (MOR)10/16/20188,300,000$25.00$207,832,0004/19/2018
Surface Oncology (SURF)10/16/20187,200,000$15.00$108,000,0004/19/2018
Level One Bancorp (LEVL)10/17/20181,200,000$28.00$33,600,0004/20/2018
Pivotal Software (PVTL)10/17/201837,000,000$15.00$555,000,0004/20/2018
Ceridian HCM (CDAY)10/23/201821,000,000$22.00$462,000,0004/26/2018
Nlight (LASR)10/23/20186,000,000$16.00$96,000,0004/26/2018
Docusign (DOCU)10/24/201821,700,000$29.00$629,300,0004/27/2018
Goosehead Insurance (GSHD)10/24/20188,530,000$10.00$85,300,0004/27/2018
Smartsheet (SMAR)10/24/201811,633,920$15.00$174,508,8004/27/2018
PermRock Royalty Trust (PRT)10/29/20186,250,000$17.00$106,250,0005/2/2018
Inspire Medical Systems (INSP)10/30/20186,750,000$16.00$108,000,0005/3/2018
Unity Biotechnology (UBX)10/30/20185,000,000$17.00$85,000,0005/3/2018
Xspand Products Lab (XSPL)10/30/20181,307,120$5.00$6,535,6005/3/2018
ASLAN PHARMACEUTICALS ADR REP 5 (ASLN)10/31/20186,000,000$7.00$42,180,0005/4/2018
BayCom (BCML)10/31/20182,851,218$22.00$62,726,7965/4/2018
Carbon Black (CBLK)10/31/20188,000,000$19.00$152,000,0005/4/2018
Construction Partners (ROAD)10/31/201811,250,000$12.00$135,000,0005/4/2018
Spirit of Texas Bancshares (STXB)10/31/20182,000,000$21.00$42,000,0005/4/2018
Evelo Biosciences (EVLO)11/5/20185,312,500$16.00$85,000,0005/9/2018
Origin Bancorp (OBNK)11/5/20183,636,176$34.00$123,629,9845/9/2018
AXA Equitable (EQH)11/6/2018137,250,000$20.00$2,745,000,0005/10/2018
HUYA (HUYA)11/7/201815,000,000$12.00$180,000,0005/11/2018
Trinity Merger Corp. Units (TMCXU)11/12/201830,000,000$10.00$300,000,0005/15/2018
Pluralsight (PS)11/13/201820,700,000$15.00$310,500,0005/17/2018
EVO Payments (EVOP)11/19/201814,000,000$16.00$224,000,0005/23/2018
CLPS (CLPS)11/20/20182,000,000$5.00$10,500,0005/24/2018
GreenSky (GSKY)11/20/201838,000,000$23.00$874,000,0005/24/2018
Kiniksa Pharmaceuticals (KNSA)11/20/20188,477,777$18.00$152,599,9865/24/2018
Scholar Rock (SRRK)11/20/20185,360,000$14.00$75,040,0005/24/2018
Iterum Therapeutics (ITRM)11/21/20186,150,000$13.00$79,950,0005/25/2018
Trident Acquisitions Corp. Units (TDACU)11/26/201817,500,000$10.00$175,000,0005/30/2018
Hancock Jaffe Laboratories (HJLI)11/27/20181,500,000$5.00$7,500,0005/31/2018
Ambow Education (AMBO)11/28/20181,800,000$4.00$7,650,0006/1/2018
MeiraGTx (MGTX)12/5/20185,000,000$15.00$75,000,0006/8/2018
Charah Solutions (CHRA)12/11/20187,352,941$12.00$88,235,2926/14/2018
US Xpress Enterprises (USX)12/11/201818,056,000$16.00$288,896,0006/14/2018
Avalara (AVLR)12/12/20187,500,000$24.00$180,000,0006/15/2018
Puxin (NEW)12/12/20187,200,000$17.00$122,400,0006/15/2018
Verrica Pharmaceuticals (VRCA)12/12/20185,000,000$15.00$75,000,0006/15/2018
Eidos Therapeutics (EIDX)12/17/20186,250,000$17.00$106,250,0006/20/2018
LF Capital Acquisition Corp. Units (LFACU)12/17/201813,500,000$10.00$135,000,0006/20/2018
Thunder Bridge Acquisition (TBRGU)12/17/201822,500,000$10.00$225,000,0006/19/2018
Twelve Seas Investment (TWLVU)12/17/201818,000,000$10.00$180,000,0006/20/2018
Aptinyx (APTX)12/18/20186,399,999$16.00$102,399,9846/21/2018
Avrobio (AVRO)12/18/20185,247,958$19.00$99,711,2026/21/2018
Essential Properties Realty Trust (EPRT)12/18/201832,500,000$14.00$455,000,0006/21/2018
i3 Verticals (IIIV)12/18/20186,650,000$13.00$86,450,0006/21/2018
Kezar Life Sciences (KZR)12/18/20185,000,000$15.00$75,000,0006/21/2018
Magenta Therapeutics (MGTA)12/18/20186,666,667$15.00$100,000,0056/21/2018
Xeris Pharmaceuticals (XERS)12/18/20185,700,000$15.00$85,500,0006/21/2018
Autolus Therapeutics (AUTL)12/19/20188,823,530$17.00$150,000,0106/22/2018
Electrocore (ECOR)12/19/20185,200,000$15.00$78,000,0006/22/2018
HyreCar (HYRE)12/24/20182,520,000$5.00$12,600,0006/27/2018
Lovesac (LOVE)12/24/20183,500,000$16.00$56,000,0006/27/2018
Neon Therapeutics (NTGN)12/24/20186,250,000$16.00$100,000,0006/27/2018
Uxin (UXIN)12/24/201825,000,000$9.00$225,000,0006/27/2018

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