| MeiraGTx (MGTX) | $10.95 | 12/5/2018 | 5,000,000 | $15.00 | $75,000,000 | 6/8/2018 |
| Charah Solutions (CHRA) | $6.29 | 12/11/2018 | 7,352,941 | $12.00 | $88,235,292 | 6/14/2018 |
| US Xpress Enterprises (USX) | $5.14 | 12/11/2018 | 18,056,000 | $16.00 | $288,896,000 | 6/14/2018 |
| Avalara (AVLR) | $30.70 | 12/12/2018 | 7,500,000 | $24.00 | $180,000,000 | 6/15/2018 |
| Puxin (NEW) | $6.35 | 12/12/2018 | 7,200,000 | $17.00 | $122,400,000 | 6/15/2018 |
| Verrica Pharmaceuticals (VRCA) | $9.60 | 12/12/2018 | 5,000,000 | $15.00 | $75,000,000 | 6/15/2018 |
| Eidos Therapeutics (EIDX) | $15.89 | 12/17/2018 | 6,250,000 | $17.00 | $106,250,000 | 6/20/2018 |
| LF Capital Acquisition Corp. Units (LFACU) | $10.10 | 12/17/2018 | 13,500,000 | $10.00 | $135,000,000 | 6/20/2018 |
| Thunder Bridge Acquisition (TBRGU) | $10.17 | 12/17/2018 | 22,500,000 | $10.00 | $225,000,000 | 6/19/2018 |
| Twelve Seas Investment (TWLVU) | $10.25 | 12/17/2018 | 18,000,000 | $10.00 | $180,000,000 | 6/20/2018 |
| Aptinyx (APTX) | $21.19 | 12/18/2018 | 6,399,999 | $16.00 | $102,399,984 | 6/21/2018 |
| Avrobio (AVRO) | $21.76 | 12/18/2018 | 5,247,958 | $19.00 | $99,711,202 | 6/21/2018 |
| Essential Properties Realty Trust (EPRT) | $13.39 | 12/18/2018 | 32,500,000 | $14.00 | $455,000,000 | 6/21/2018 |
| i3 Verticals (IIIV) | $20.96 | 12/18/2018 | 6,650,000 | $13.00 | $86,450,000 | 6/21/2018 |
| Kezar Life Sciences (KZR) | $22.69 | 12/18/2018 | 5,000,000 | $15.00 | $75,000,000 | 6/21/2018 |
| Magenta Therapeutics (MGTA) | $6.73 | 12/18/2018 | 6,666,667 | $15.00 | $100,000,005 | 6/21/2018 |
| Xeris Pharmaceuticals (XERS) | $20.00 | 12/18/2018 | 5,700,000 | $15.00 | $85,500,000 | 6/21/2018 |
| Autolus Therapeutics (AUTL) | $31.34 | 12/19/2018 | 8,823,530 | $17.00 | $150,000,010 | 6/22/2018 |
| Electrocore (ECOR) | $4.96 | 12/19/2018 | 5,200,000 | $15.00 | $78,000,000 | 6/22/2018 |
| HyreCar (HYRE) | $2.34 | 12/24/2018 | 2,520,000 | $5.00 | $12,600,000 | 6/27/2018 |
| Lovesac (LOVE) | $21.91 | 12/24/2018 | 3,500,000 | $16.00 | $56,000,000 | 6/27/2018 |
| Neon Therapeutics (NTGN) | $5.36 | 12/24/2018 | 6,250,000 | $16.00 | $100,000,000 | 6/27/2018 |
| Uxin (UXIN) | $8.40 | 12/24/2018 | 25,000,000 | $9.00 | $225,000,000 | 6/27/2018 |
| SPDR Gold MiniShares Trust (GLDM) | $12.46 | 12/24/2018 | 80,000,000 | $13.00 | $1,038,400,000 | 6/26/2018 |
| BJs Wholesale Club (BJ) | $22.25 | 12/25/2018 | 37,500,000 | $17.00 | $637,500,000 | 6/28/2018 |
| Bazaarvoice (BV) | $10.39 | 12/25/2018 | 21,300,000 | $22.00 | $468,600,000 | 6/28/2018 |
| Entera Bio (ENTX) | $3.89 | 12/25/2018 | 1,400,000 | $8.00 | $11,200,000 | 6/28/2018 |
| EverBank Financial (EVER) | $4.58 | 12/25/2018 | 4,687,500 | $18.00 | $84,375,000 | 6/28/2018 |
| Forty Seven (FTSV) | $21.11 | 12/25/2018 | 7,035,000 | $16.00 | $112,560,000 | 6/28/2018 |
| HL Acquisition Corp. Units (HCCHU) | $10.41 | 12/25/2018 | 5,000,000 | $10.00 | $50,000,000 | 6/28/2018 |
| Neuronetics (STIM) | $19.16 | 12/25/2018 | 5,500,000 | $17.00 | $93,500,000 | 6/28/2018 |
| Translate Bio (TBIO) | $8.35 | 12/25/2018 | 9,350,000 | $13.00 | $121,550,000 | 6/28/2018 |
| Tricida (TCDA) | $30.78 | 12/25/2018 | 11,700,000 | $19.00 | $222,300,000 | 6/28/2018 |
| Domo (DOMO) | $20.02 | 12/26/2018 | 9,200,000 | $21.00 | $193,200,000 | 6/29/2018 |
| Allegro Merger Corp. Units (ALGRU) | $10.28 | 12/31/2018 | 13,000,000 | $10.00 | $130,000,000 | 7/3/2018 |
| Coastal Financial (CCB) | $12.50 | 1/14/2019 | 2,850,000 | $14.00 | $41,325,000 | 7/18/2018 |
| Crinetics Pharmaceuticals (CRNX) | $32.84 | 1/14/2019 | 6,000,000 | $17.00 | $102,000,000 | 7/18/2018 |
| Rubius Therapeutics (RUBY) | $17.63 | 1/14/2019 | 10,483,000 | $23.00 | $241,109,000 | 7/18/2018 |
| Allakos (ALLK) | $56.66 | 1/15/2019 | 7,133,333 | $18.00 | $128,399,994 | 7/19/2018 |
| Constellation Pharmaceuticals (CNST) | $5.90 | 1/15/2019 | 4,000,000 | $15.00 | $60,000,000 | 7/19/2018 |
| Establishment Labs (ESTA) | $22.72 | 1/15/2019 | 3,715,277 | $18.00 | $66,874,986 | 7/19/2018 |
| First Western Financial (MYFW) | $12.15 | 1/15/2019 | 1,975,000 | $19.00 | $37,525,000 | 7/19/2018 |
| Tilray (TLRY) | $65.89 | 1/15/2019 | 9,000,000 | $17.00 | $153,000,000 | 7/19/2018 |
| Replimune Group (REPL) | $14.98 | 1/16/2019 | 6,700,000 | $15.00 | $100,500,000 | 7/20/2018 |
| Aquestive Therapeutics (AQST) | $7.30 | 1/21/2019 | 4,500,000 | $15.00 | $67,500,000 | 7/25/2018 |
| Bloom Energy (BE) | $12.75 | 1/21/2019 | 18,000,000 | $15.00 | $270,000,000 | 7/25/2018 |
| Greenland Acquisition Corporation Units (GLACU) | $10.24 | 1/21/2019 | 4,000,000 | $10.00 | $40,000,000 | 7/25/2018 |
| Provention Bio (PRVB) | $2.44 | 1/21/2019 | 16,375,000 | $4.00 | $65,500,000 | 7/24/2018 |
| Aurora Mobile (JG) | $6.90 | 1/22/2019 | 9,060,000 | $8.00 | $77,010,000 | 7/26/2018 |
| Berry Petroleum (BRY) | $9.51 | 1/22/2019 | 13,043,479 | $14.00 | $182,608,706 | 7/26/2018 |
| Cango (CANG) | $8.20 | 1/22/2019 | 4,000,000 | $11.00 | $44,000,000 | 7/26/2018 |
| Focus Financial Partners (FOCS) | $27.86 | 1/22/2019 | 16,216,217 | $33.00 | $535,135,161 | 7/26/2018 |
| Liquidia Technologies (LQDA) | $20.51 | 1/22/2019 | 4,545,455 | $11.00 | $50,000,005 | 7/26/2018 |
| Pinduoduo (PDD) | $22.18 | 1/22/2019 | 85,600,000 | $19.00 | $1,626,400,000 | 7/26/2018 |
| Tenable (TENB) | $23.30 | 1/22/2019 | 10,900,000 | $23.00 | $250,700,000 | 7/26/2018 |
| Adial Pharmaceuticals (ADIL) | $2.80 | 1/23/2019 | 1,464,000 | $5.00 | $7,320,000 | 7/27/2018 |
| Endava (DAVA) | $24.78 | 1/23/2019 | 6,340,000 | $20.00 | $126,800,000 | 7/27/2018 |
| Opera (OPRA) | $5.72 | 1/23/2019 | 9,600,000 | $12.00 | $115,200,000 | 7/27/2018 |
| Summit Wireless Technologies (WISA) | $3.90 | 1/23/2019 | 2,400,000 | $5.00 | $12,000,000 | 7/27/2018 |
| Cushman & Wakefield (CWK) | $16.09 | 1/29/2019 | 45,000,000 | $17.00 | $765,000,000 | 8/2/2018 |
| Sonos (SONO) | $10.74 | 1/29/2019 | 13,888,888 | $15.00 | $208,333,320 | 8/2/2018 |
| Tottenham Acquisition I Limited Units (TOTAU) | $10.03 | 1/29/2019 | 4,000,000 | $10.00 | $40,000,000 | 8/2/2018 |
| Arlo Technologies (ARLO) | $9.72 | 1/30/2019 | 10,215,000 | $16.00 | $163,440,000 | 8/3/2018 |
| Forum Merger (FMCIU) | $10.12 | 1/30/2019 | 20,000,000 | $10.00 | $200,000,000 | 8/3/2018 |
| Pacific City Financial (PCB) | $14.29 | 2/5/2019 | 2,385,000 | $20.00 | $47,700,000 | 8/9/2018 |
| Vaccinex (VCNX) | $4.60 | 2/5/2019 | 3,333,334 | $12.00 | $40,000,008 | 8/9/2018 |
| Mesa Air Group (MESA) | $9.95 | 2/6/2019 | 9,630,000 | $12.00 | $115,560,000 | 8/10/2018 |
| Aridis Pharmaceuticals (ARDS) | $9.31 | 2/11/2019 | 2,000,000 | $13.00 | $26,000,000 | 8/14/2018 |
| Perth Mint Physical Gold ETF (AAAU) | $12.46 | 2/11/2019 | 16,286,645 | $12.00 | $191,205,212 | 8/15/2018 |
| TKK Symphony Acquisition Corporation Units (TKKSU) | $10.12 | 2/12/2019 | 22,000,000 | $10.00 | $220,000,000 | 8/16/2018 |
| SAFE T GRP LTD/S (SFET) | $4.31 | 2/13/2019 | 510,438 | $14.00 | $7,324,785 | 8/17/2018 |
| BioNano Genomics (BNGOU) | $0.00 | 2/18/2019 | 3,360,000 | $6.00 | $20,596,800 | 8/21/2018 |
| Tenzing Acquisition Corp. Units (TZACU) | $10.07 | 2/18/2019 | 5,500,000 | $10.00 | $55,000,000 | 8/21/2018 |
| Longevity Acquisition Corporation Units (LOACU) | $10.14 | 2/25/2019 | 4,000,000 | $10.00 | $40,000,000 | 8/29/2018 |
| Hostess Brands (GRSHU) | $10.01 | 3/6/2019 | 37,500,000 | $10.00 | $375,000,000 | 9/7/2018 |
| 111 (YI) | $6.68 | 3/11/2019 | 7,175,000 | $14.00 | $100,450,000 | 9/12/2018 |
| NIO (NIO) | $7.03 | 3/11/2019 | 160,000,000 | $6.00 | $1,001,600,000 | 9/12/2018 |
| FVCBANKCORP Inc/SH (FVCB) | $18.92 | 3/13/2019 | 1,750,000 | $20.00 | $35,000,000 | 9/14/2018 |
| Principia Biopharma (PRNB) | $29.00 | 3/13/2019 | 6,250,000 | $17.00 | $106,250,000 | 9/14/2018 |
| Qutoutiao (QTT) | $5.10 | 3/13/2019 | 12,000,000 | $7.00 | $84,000,000 | 9/14/2018 |
| X Financial (XYF) | $6.58 | 3/18/2019 | 11,000,000 | $10.00 | $104,500,000 | 9/19/2018 |
| Bank7 (BSVN) | $17.01 | 3/19/2019 | 3,400,000 | $19.00 | $64,600,000 | 9/20/2018 |
| Elanco Animal Health (ELAN) | $31.76 | 3/19/2019 | 62,900,000 | $24.00 | $1,509,600,000 | 9/20/2018 |
| Eventbrite (EB) | $30.92 | 3/19/2019 | 10,000,000 | $23.00 | $230,000,000 | 9/20/2018 |
| Farfetch (FTCH) | $21.01 | 3/20/2019 | 44,243,749 | $20.00 | $884,874,980 | 9/21/2018 |
| Y-mAbs Therapeutics (YMAB) | $20.47 | 3/20/2019 | 6,000,000 | $16.00 | $96,000,000 | 9/21/2018 |
| Arco Platform (ARCE) | $20.93 | 3/25/2019 | 11,111,111 | $18.00 | $194,444,443 | 9/26/2018 |
| Capital Bancorp (CBNK) | $12.57 | 3/25/2019 | 2,228,736 | $12.00 | $27,859,200 | 9/26/2018 |
| Entasis Therapeutics (ETTX) | $6.05 | 3/25/2019 | 5,000,000 | $15.00 | $75,000,000 | 9/26/2018 |
| SVMK (SVMK) | $10.97 | 3/25/2019 | 15,000,000 | $12.00 | $180,000,000 | 9/26/2018 |
| Viomi Technology (VIOT) | $7.78 | 3/25/2019 | 11,400,000 | $9.00 | $102,600,000 | 9/25/2018 |
| Arvinas (ARVN) | $15.38 | 3/26/2019 | 7,500,000 | $16.00 | $120,000,000 | 9/27/2018 |
| LAIX (LAIX) | $8.75 | 3/26/2019 | 5,750,000 | $12.00 | $71,875,000 | 9/27/2018 |
| RA Medical Systems (RMED) | $7.70 | 3/26/2019 | 3,900,000 | $17.00 | $66,300,000 | 9/27/2018 |
| Sutro Biopharma (STRO) | $10.10 | 3/26/2019 | 5,667,000 | $15.00 | $85,005,000 | 9/27/2018 |
| Urovant Sciences (UROV) | $5.51 | 3/26/2019 | 10,000,000 | $14.00 | $140,000,000 | 9/27/2018 |
| CooTek (Cayman) (CTK) | $8.05 | 3/27/2019 | 4,350,000 | $12.00 | $52,200,000 | 9/28/2018 |
| Gritstone Oncology (GRTS) | $20.61 | 3/27/2019 | 6,666,667 | $15.00 | $100,000,005 | 9/28/2018 |
| Upwork (UPWK) | $18.44 | 4/1/2019 | 12,476,693 | $15.00 | $187,150,395 | 10/3/2018 |
| Guardant Health (GH) | $36.24 | 4/2/2019 | 12,500,000 | $19.00 | $237,500,000 | 10/4/2018 |
| Kodiak Sciences (KOD) | $6.66 | 4/2/2019 | 9,000,000 | $10.00 | $90,000,000 | 10/4/2018 |
| ARYA Sciences Acquisition Corp. Units (ARYAU) | $10.33 | 4/3/2019 | 12,500,000 | $10.00 | $125,000,000 | 10/5/2018 |
| ChaSerg Technology Acquisition Corp. UNIT EX 093023 (CTACU) | $9.99 | 4/3/2019 | 20,000,000 | $10.00 | $200,000,000 | 10/5/2018 |
| EdtechX Holdings Acquisition Corp. Units (EDTXU) | $9.98 | 4/3/2019 | 5,500,000 | $10.00 | $55,000,000 | 10/5/2018 |
| Elastic (ESTC) | $67.30 | 4/3/2019 | 7,000,000 | $36.00 | $252,000,000 | 10/5/2018 |
| Allogene Therapeutics (ALLO) | $25.42 | 4/9/2019 | 18,000,000 | $18.00 | $324,000,000 | 10/11/2018 |
| Livent (LTHM) | $14.59 | 4/9/2019 | 20,000,000 | $17.00 | $340,000,000 | 10/11/2018 |
| Anaplan (PLAN) | $25.14 | 4/10/2019 | 15,500,000 | $17.00 | $263,500,000 | 10/12/2018 |
| DD3 Acquisition Corp. Units (DDMXU) | $9.99 | 4/10/2019 | 5,000,000 | $10.00 | $50,000,000 | 10/12/2018 |
| Equillium (EQ) | $10.75 | 4/10/2019 | 4,670,000 | $14.00 | $65,380,000 | 10/12/2018 |
| SI-Bone (SIBN) | $20.00 | 4/15/2019 | 7,200,000 | $15.00 | $108,000,000 | 10/17/2018 |
| Osmotica Pharmaceuticals (OSMT) | $7.97 | 4/16/2019 | 6,650,000 | $7.00 | $46,550,000 | 10/18/2018 |
| PhaseBio Pharmaceuticals (PHAS) | $3.75 | 4/16/2019 | 9,200,000 | $5.00 | $46,000,000 | 10/18/2018 |
| Studio City International (MSC) | $18.60 | 4/16/2019 | 28,750,000 | $12.00 | $359,375,000 | 10/18/2018 |
| LogicBio Therapeutics (LOGC) | $8.75 | 4/17/2019 | 7,000,000 | $10.00 | $70,000,000 | 10/19/2018 |
| Niu Technologies (NIU) | $7.02 | 4/17/2019 | 7,000,000 | $9.00 | $63,000,000 | 10/19/2018 |
| SolarWinds (SWI) | $14.33 | 4/17/2019 | 25,000,000 | $15.00 | $375,000,000 | 10/19/2018 |
| Alberton Acquisition Corporation Units (ALACU) | $10.03 | 4/22/2019 | 10,000,000 | $10.00 | $100,000,000 | 10/24/2018 |
| Pintec Technology (PT) | $11.10 | 4/23/2019 | 3,725,000 | $12.00 | $44,253,000 | 10/25/2018 |
| StoneCo (STNE) | $17.63 | 4/23/2019 | 50,724,638 | $24.00 | $1,217,391,312 | 10/25/2018 |
| Yeti (YETI) | $13.25 | 4/23/2019 | 16,000,000 | $18.00 | $288,000,000 | 10/25/2018 |
