IPO Lockup Expirations

A lock-up on an IPO prevents major shareholders and company insiders from selling shares in the company for a specified number of days following an IPO to prevent the market from being flooded with too much supply of a company's stock. Following the expiration of the lock-up period, restrictions preventing a company's employees and other major shareholders from selling their stock are lifted. Lock-up expirations often coincide with a 1-3% drop in the company's stock because of the increased number of available shares in the company.

Company
Name
Current
Price
Expiration
Date
Number
of Shares
Initial
Share Price
Offer
Size
Date
Priced
Pacific City Financial (PCB)$16.732/5/20192,385,000$20.00$47,700,0008/9/2018
Vaccinex (VCNX)$4.902/5/20193,333,334$12.00$40,000,0088/9/2018
Mesa Air Group (MESA)$9.392/6/20199,630,000$12.00$115,560,0008/10/2018
Aridis Pharmaceuticals (ARDS)$8.462/11/20192,000,000$13.00$26,000,0008/14/2018
Perth Mint Physical Gold ETF (AAAU)$13.202/11/201916,286,645$12.00$191,205,2128/15/2018
TKK Symphony Acquisition Corporation Units (TKKSU)$10.202/12/201922,000,000$10.00$220,000,0008/16/2018
SAFE T GRP LTD/S (SFET)$2.392/13/2019510,438$14.00$7,324,7858/17/2018
BioNano Genomics (BNGOU)$0.002/18/20193,360,000$6.00$20,596,8008/21/2018
Tenzing Acquisition Corp. Units (TZACU)$10.182/18/20195,500,000$10.00$55,000,0008/21/2018
Longevity Acquisition Corporation Units (LOACU)$10.252/25/20194,000,000$10.00$40,000,0008/29/2018
Hostess Brands (GRSHU)$10.453/6/201937,500,000$10.00$375,000,0009/7/2018
111 (YI)$8.363/11/20197,175,000$14.00$100,450,0009/12/2018
NIO (NIO)$7.413/11/2019160,000,000$6.00$1,001,600,0009/12/2018
FVCBANKCORP Inc/SH (FVCB)$17.463/13/20191,750,000$20.00$35,000,0009/14/2018
Principia Biopharma (PRNB)$30.303/13/20196,250,000$17.00$106,250,0009/14/2018
Qutoutiao (QTT)$12.873/13/201912,000,000$7.00$84,000,0009/14/2018
X Financial (XYF)$5.423/18/201911,000,000$10.00$104,500,0009/19/2018
Bank7 (BSVN)$16.443/19/20193,400,000$19.00$64,600,0009/20/2018
Elanco Animal Health (ELAN)$29.603/19/201962,900,000$24.00$1,509,600,0009/20/2018
Eventbrite (EB)$30.883/19/201910,000,000$23.00$230,000,0009/20/2018
Farfetch (FTCH)$19.603/20/201944,243,749$20.00$884,874,9809/21/2018
Y-mAbs Therapeutics (YMAB)$22.263/20/20196,000,000$16.00$96,000,0009/21/2018
Arco Platform (ARCE)$26.753/25/201911,111,111$18.00$194,444,4439/26/2018
Capital Bancorp (CBNK)$11.853/25/20192,228,736$12.00$27,859,2009/26/2018
Entasis Therapeutics (ETTX)$6.503/25/20195,000,000$15.00$75,000,0009/26/2018
SVMK (SVMK)$12.353/25/201915,000,000$12.00$180,000,0009/26/2018
Viomi Technology (VIOT)$8.473/25/201911,400,000$9.00$102,600,0009/25/2018
Arvinas (ARVN)$23.793/26/20197,500,000$16.00$120,000,0009/27/2018
LAIX (LAIX)$11.473/26/20195,750,000$12.00$71,875,0009/27/2018
RA Medical Systems (RMED)$7.363/26/20193,900,000$17.00$66,300,0009/27/2018
Sutro Biopharma (STRO)$9.863/26/20195,667,000$15.00$85,005,0009/27/2018
Urovant Sciences (UROV)$10.353/26/201910,000,000$14.00$140,000,0009/27/2018
CooTek (Cayman) (CTK)$11.503/27/20194,350,000$12.00$52,200,0009/28/2018
Gritstone Oncology (GRTS)$11.623/27/20196,666,667$15.00$100,000,0059/28/2018
Upwork (UPWK)$22.064/1/201912,476,693$15.00$187,150,39510/3/2018
Guardant Health (GH)$51.074/2/201912,500,000$19.00$237,500,00010/4/2018
Kodiak Sciences (KOD)$6.854/2/20199,000,000$10.00$90,000,00010/4/2018
ARYA Sciences Acquisition Corp. Units (ARYAU)$10.364/3/201912,500,000$10.00$125,000,00010/5/2018
ChaSerg Technology Acquisition Corp. UNIT EX 093023 (CTACU)$10.094/3/201920,000,000$10.00$200,000,00010/5/2018
EdtechX Holdings Acquisition Corp. Units (EDTXU)$10.104/3/20195,500,000$10.00$55,000,00010/5/2018
Elastic (ESTC)$90.804/3/20197,000,000$36.00$252,000,00010/5/2018
Allogene Therapeutics (ALLO)$31.244/9/201918,000,000$18.00$324,000,00010/11/2018
Livent (LTHM)$12.854/9/201920,000,000$17.00$340,000,00010/11/2018
Anaplan (PLAN)$33.954/10/201915,500,000$17.00$263,500,00010/12/2018
DD3 Acquisition Corp. Units (DDMXU)$10.004/10/20195,000,000$10.00$50,000,00010/12/2018
Equillium (EQ)$6.514/10/20194,670,000$14.00$65,380,00010/12/2018
SI-Bone (SIBN)$18.004/15/20197,200,000$15.00$108,000,00010/17/2018
Osmotica Pharmaceuticals (OSMT)$7.884/16/20196,650,000$7.00$46,550,00010/18/2018
PhaseBio Pharmaceuticals (PHAS)$3.004/16/20199,200,000$5.00$46,000,00010/18/2018
Studio City International (MSC)$17.614/16/201928,750,000$12.00$359,375,00010/18/2018
LogicBio Therapeutics (LOGC)$9.444/17/20197,000,000$10.00$70,000,00010/19/2018
Niu Technologies (NIU)$7.554/17/20197,000,000$9.00$63,000,00010/19/2018
SolarWinds (SWI)$19.024/17/201925,000,000$15.00$375,000,00010/19/2018
Alberton Acquisition Corporation Units (ALACU)$10.194/22/201910,000,000$10.00$100,000,00010/24/2018
Pintec Technology (PT)$10.904/23/20193,725,000$12.00$44,253,00010/25/2018
StoneCo (STNE)$22.074/23/201950,724,638$24.00$1,217,391,31210/25/2018
Yeti (YETI)$22.844/23/201916,000,000$18.00$288,000,00010/25/2018
Gamida Cell (GMDA)$14.004/24/20196,250,000$8.00$50,000,00010/26/2018
Axonics Modulation Technologies (AXNX)$16.444/29/20198,000,000$15.00$120,000,00010/31/2018
Orchard Therapeutics (ORTX)$15.254/29/201914,285,715$14.00$200,000,01010/31/2018
Twist Bioscience (TWST)$22.944/29/20195,000,000$14.00$70,000,00010/31/2018
CNFinance (CNF)$6.035/6/20196,500,000$8.00$48,750,00011/7/2018
ToughBuilt Industries (TBLTU)$5.435/8/20192,670,000$5.00$13,350,00011/9/2018
Eton Pharmaceuticals (ETON)$6.755/13/20193,600,000$6.00$21,600,00011/13/2018
Vapotherm (VAPO)$16.505/13/20194,000,000$14.00$56,000,00011/14/2018
Weidai (WEI)$13.205/14/20194,500,000$10.00$45,000,00011/15/2018
AMCI Acquisition Corp. Units (AMCIU)$10.045/15/201920,000,000$10.00$200,000,00011/16/2018
Boxwood Merger Corp. Units (BWMCU)$10.035/15/201920,000,000$10.00$200,000,00011/16/2018
FinTech Acquisition Corp. III (FTACU)$10.145/15/201930,000,000$10.00$300,000,00011/16/2018
TAIWAN LIPOSOME/S (TLC)$6.215/20/20193,750,000$6.00$21,750,00011/21/2018
Tiziana Life Sciences (TLSA)$6.055/20/2019442,910$10.00$4,384,80911/20/2018
Tuanche (TC)$6.385/20/20192,600,000$8.00$20,280,00011/20/2018
Medalist Diversified REIT (MDRR)$7.305/27/2019240,000$10.00$2,400,00011/28/2018

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