| Pacific City Financial (PCB) | $16.73 | 2/5/2019 | 2,385,000 | $20.00 | $47,700,000 | 8/9/2018 |
| Vaccinex (VCNX) | $4.90 | 2/5/2019 | 3,333,334 | $12.00 | $40,000,008 | 8/9/2018 |
| Mesa Air Group (MESA) | $9.39 | 2/6/2019 | 9,630,000 | $12.00 | $115,560,000 | 8/10/2018 |
| Aridis Pharmaceuticals (ARDS) | $8.46 | 2/11/2019 | 2,000,000 | $13.00 | $26,000,000 | 8/14/2018 |
| Perth Mint Physical Gold ETF (AAAU) | $13.20 | 2/11/2019 | 16,286,645 | $12.00 | $191,205,212 | 8/15/2018 |
| TKK Symphony Acquisition Corporation Units (TKKSU) | $10.20 | 2/12/2019 | 22,000,000 | $10.00 | $220,000,000 | 8/16/2018 |
| SAFE T GRP LTD/S (SFET) | $2.39 | 2/13/2019 | 510,438 | $14.00 | $7,324,785 | 8/17/2018 |
| BioNano Genomics (BNGOU) | $0.00 | 2/18/2019 | 3,360,000 | $6.00 | $20,596,800 | 8/21/2018 |
| Tenzing Acquisition Corp. Units (TZACU) | $10.18 | 2/18/2019 | 5,500,000 | $10.00 | $55,000,000 | 8/21/2018 |
| Longevity Acquisition Corporation Units (LOACU) | $10.25 | 2/25/2019 | 4,000,000 | $10.00 | $40,000,000 | 8/29/2018 |
| Hostess Brands (GRSHU) | $10.45 | 3/6/2019 | 37,500,000 | $10.00 | $375,000,000 | 9/7/2018 |
| 111 (YI) | $8.36 | 3/11/2019 | 7,175,000 | $14.00 | $100,450,000 | 9/12/2018 |
| NIO (NIO) | $7.41 | 3/11/2019 | 160,000,000 | $6.00 | $1,001,600,000 | 9/12/2018 |
| FVCBANKCORP Inc/SH (FVCB) | $17.46 | 3/13/2019 | 1,750,000 | $20.00 | $35,000,000 | 9/14/2018 |
| Principia Biopharma (PRNB) | $30.30 | 3/13/2019 | 6,250,000 | $17.00 | $106,250,000 | 9/14/2018 |
| Qutoutiao (QTT) | $12.87 | 3/13/2019 | 12,000,000 | $7.00 | $84,000,000 | 9/14/2018 |
| X Financial (XYF) | $5.42 | 3/18/2019 | 11,000,000 | $10.00 | $104,500,000 | 9/19/2018 |
| Bank7 (BSVN) | $16.44 | 3/19/2019 | 3,400,000 | $19.00 | $64,600,000 | 9/20/2018 |
| Elanco Animal Health (ELAN) | $29.60 | 3/19/2019 | 62,900,000 | $24.00 | $1,509,600,000 | 9/20/2018 |
| Eventbrite (EB) | $30.88 | 3/19/2019 | 10,000,000 | $23.00 | $230,000,000 | 9/20/2018 |
| Farfetch (FTCH) | $19.60 | 3/20/2019 | 44,243,749 | $20.00 | $884,874,980 | 9/21/2018 |
| Y-mAbs Therapeutics (YMAB) | $22.26 | 3/20/2019 | 6,000,000 | $16.00 | $96,000,000 | 9/21/2018 |
| Arco Platform (ARCE) | $26.75 | 3/25/2019 | 11,111,111 | $18.00 | $194,444,443 | 9/26/2018 |
| Capital Bancorp (CBNK) | $11.85 | 3/25/2019 | 2,228,736 | $12.00 | $27,859,200 | 9/26/2018 |
| Entasis Therapeutics (ETTX) | $6.50 | 3/25/2019 | 5,000,000 | $15.00 | $75,000,000 | 9/26/2018 |
| SVMK (SVMK) | $12.35 | 3/25/2019 | 15,000,000 | $12.00 | $180,000,000 | 9/26/2018 |
| Viomi Technology (VIOT) | $8.47 | 3/25/2019 | 11,400,000 | $9.00 | $102,600,000 | 9/25/2018 |
| Arvinas (ARVN) | $23.79 | 3/26/2019 | 7,500,000 | $16.00 | $120,000,000 | 9/27/2018 |
| LAIX (LAIX) | $11.47 | 3/26/2019 | 5,750,000 | $12.00 | $71,875,000 | 9/27/2018 |
| RA Medical Systems (RMED) | $7.36 | 3/26/2019 | 3,900,000 | $17.00 | $66,300,000 | 9/27/2018 |
| Sutro Biopharma (STRO) | $9.86 | 3/26/2019 | 5,667,000 | $15.00 | $85,005,000 | 9/27/2018 |
| Urovant Sciences (UROV) | $10.35 | 3/26/2019 | 10,000,000 | $14.00 | $140,000,000 | 9/27/2018 |
| CooTek (Cayman) (CTK) | $11.50 | 3/27/2019 | 4,350,000 | $12.00 | $52,200,000 | 9/28/2018 |
| Gritstone Oncology (GRTS) | $11.62 | 3/27/2019 | 6,666,667 | $15.00 | $100,000,005 | 9/28/2018 |
| Upwork (UPWK) | $22.06 | 4/1/2019 | 12,476,693 | $15.00 | $187,150,395 | 10/3/2018 |
| Guardant Health (GH) | $51.07 | 4/2/2019 | 12,500,000 | $19.00 | $237,500,000 | 10/4/2018 |
| Kodiak Sciences (KOD) | $6.85 | 4/2/2019 | 9,000,000 | $10.00 | $90,000,000 | 10/4/2018 |
| ARYA Sciences Acquisition Corp. Units (ARYAU) | $10.36 | 4/3/2019 | 12,500,000 | $10.00 | $125,000,000 | 10/5/2018 |
| ChaSerg Technology Acquisition Corp. UNIT EX 093023 (CTACU) | $10.09 | 4/3/2019 | 20,000,000 | $10.00 | $200,000,000 | 10/5/2018 |
| EdtechX Holdings Acquisition Corp. Units (EDTXU) | $10.10 | 4/3/2019 | 5,500,000 | $10.00 | $55,000,000 | 10/5/2018 |
| Elastic (ESTC) | $90.80 | 4/3/2019 | 7,000,000 | $36.00 | $252,000,000 | 10/5/2018 |
| Allogene Therapeutics (ALLO) | $31.24 | 4/9/2019 | 18,000,000 | $18.00 | $324,000,000 | 10/11/2018 |
| Livent (LTHM) | $12.85 | 4/9/2019 | 20,000,000 | $17.00 | $340,000,000 | 10/11/2018 |
| Anaplan (PLAN) | $33.95 | 4/10/2019 | 15,500,000 | $17.00 | $263,500,000 | 10/12/2018 |
| DD3 Acquisition Corp. Units (DDMXU) | $10.00 | 4/10/2019 | 5,000,000 | $10.00 | $50,000,000 | 10/12/2018 |
| Equillium (EQ) | $6.51 | 4/10/2019 | 4,670,000 | $14.00 | $65,380,000 | 10/12/2018 |
| SI-Bone (SIBN) | $18.00 | 4/15/2019 | 7,200,000 | $15.00 | $108,000,000 | 10/17/2018 |
| Osmotica Pharmaceuticals (OSMT) | $7.88 | 4/16/2019 | 6,650,000 | $7.00 | $46,550,000 | 10/18/2018 |
| PhaseBio Pharmaceuticals (PHAS) | $3.00 | 4/16/2019 | 9,200,000 | $5.00 | $46,000,000 | 10/18/2018 |
| Studio City International (MSC) | $17.61 | 4/16/2019 | 28,750,000 | $12.00 | $359,375,000 | 10/18/2018 |
| LogicBio Therapeutics (LOGC) | $9.44 | 4/17/2019 | 7,000,000 | $10.00 | $70,000,000 | 10/19/2018 |
| Niu Technologies (NIU) | $7.55 | 4/17/2019 | 7,000,000 | $9.00 | $63,000,000 | 10/19/2018 |
| SolarWinds (SWI) | $19.02 | 4/17/2019 | 25,000,000 | $15.00 | $375,000,000 | 10/19/2018 |
| Alberton Acquisition Corporation Units (ALACU) | $10.19 | 4/22/2019 | 10,000,000 | $10.00 | $100,000,000 | 10/24/2018 |
| Pintec Technology (PT) | $10.90 | 4/23/2019 | 3,725,000 | $12.00 | $44,253,000 | 10/25/2018 |
| StoneCo (STNE) | $22.07 | 4/23/2019 | 50,724,638 | $24.00 | $1,217,391,312 | 10/25/2018 |
| Yeti (YETI) | $22.84 | 4/23/2019 | 16,000,000 | $18.00 | $288,000,000 | 10/25/2018 |
| Gamida Cell (GMDA) | $14.00 | 4/24/2019 | 6,250,000 | $8.00 | $50,000,000 | 10/26/2018 |
| Axonics Modulation Technologies (AXNX) | $16.44 | 4/29/2019 | 8,000,000 | $15.00 | $120,000,000 | 10/31/2018 |
| Orchard Therapeutics (ORTX) | $15.25 | 4/29/2019 | 14,285,715 | $14.00 | $200,000,010 | 10/31/2018 |
| Twist Bioscience (TWST) | $22.94 | 4/29/2019 | 5,000,000 | $14.00 | $70,000,000 | 10/31/2018 |
| CNFinance (CNF) | $6.03 | 5/6/2019 | 6,500,000 | $8.00 | $48,750,000 | 11/7/2018 |
| ToughBuilt Industries (TBLTU) | $5.43 | 5/8/2019 | 2,670,000 | $5.00 | $13,350,000 | 11/9/2018 |
| Eton Pharmaceuticals (ETON) | $6.75 | 5/13/2019 | 3,600,000 | $6.00 | $21,600,000 | 11/13/2018 |
| Vapotherm (VAPO) | $16.50 | 5/13/2019 | 4,000,000 | $14.00 | $56,000,000 | 11/14/2018 |
| Weidai (WEI) | $13.20 | 5/14/2019 | 4,500,000 | $10.00 | $45,000,000 | 11/15/2018 |
| AMCI Acquisition Corp. Units (AMCIU) | $10.04 | 5/15/2019 | 20,000,000 | $10.00 | $200,000,000 | 11/16/2018 |
| Boxwood Merger Corp. Units (BWMCU) | $10.03 | 5/15/2019 | 20,000,000 | $10.00 | $200,000,000 | 11/16/2018 |
| FinTech Acquisition Corp. III (FTACU) | $10.14 | 5/15/2019 | 30,000,000 | $10.00 | $300,000,000 | 11/16/2018 |
| TAIWAN LIPOSOME/S (TLC) | $6.21 | 5/20/2019 | 3,750,000 | $6.00 | $21,750,000 | 11/21/2018 |
| Tiziana Life Sciences (TLSA) | $6.05 | 5/20/2019 | 442,910 | $10.00 | $4,384,809 | 11/20/2018 |
| Tuanche (TC) | $6.38 | 5/20/2019 | 2,600,000 | $8.00 | $20,280,000 | 11/20/2018 |
| Medalist Diversified REIT (MDRR) | $7.30 | 5/27/2019 | 240,000 | $10.00 | $2,400,000 | 11/28/2018 |
