| BioXcel Therapeutics (BTAI) | 9/4/2018 | 5,454,545 | $11.00 | $59,999,995 | 3/8/2018 |
| Bridgewater Bancshares (BWB) | 9/10/2018 | 6,700,000 | $12.00 | $78,725,000 | 3/14/2018 |
| Opes Acquisition Corp. Units (OPESU) | 9/10/2018 | 10,000,000 | $10.00 | $100,000,000 | 3/14/2018 |
| Arcus Biosciences (RCUS) | 9/11/2018 | 8,000,000 | $15.00 | $120,000,000 | 3/15/2018 |
| Senmiao Technology (AIHS) | 9/12/2018 | 3,000,000 | $4.00 | $12,000,000 | 3/16/2018 |
| Tiberius Acquisition (TIBRU) | 9/12/2018 | 15,000,000 | $10.00 | $150,000,000 | 3/16/2018 |
| Zscaler (ZS) | 9/12/2018 | 12,000,000 | $16.00 | $192,000,000 | 3/16/2018 |
| Golden Bull (DNJR) | 9/17/2018 | 1,550,000 | $4.00 | $6,200,000 | 3/20/2018 |
| Breakwave Dry Bulk Shipping ETF (BDRY) | 9/18/2018 | 10,000,000 | $25.00 | $250,000,000 | 3/22/2018 |
| Dropbox (DBX) | 9/19/2018 | 36,000,000 | $21.00 | $756,000,000 | 3/23/2018 |
| Sunlands Online Education Group (STG) | 9/19/2018 | 13,000,000 | $12.00 | $149,500,000 | 3/23/2018 |
| Bilibili (BILI) | 9/24/2018 | 42,000,000 | $12.00 | $483,000,000 | 3/28/2018 |
| GreenTree Hospitality Group (GHG) | 9/24/2018 | 10,200,000 | $14.00 | $142,800,000 | 3/27/2018 |
| Homology Medicines (FIXX) | 9/24/2018 | 9,000,000 | $16.00 | $144,000,000 | 3/28/2018 |
| OneSmart International Edun Gr (ONE) | 9/24/2018 | 16,300,000 | $11.00 | $179,300,000 | 3/28/2018 |
| Op Bancorp (OPBK) | 9/24/2018 | 2,000,000 | $11.00 | $22,000,000 | 3/28/2018 |
| Genprex (GNPX) | 9/25/2018 | 1,280,000 | $5.00 | $6,400,000 | 3/29/2018 |
| IQIYI (IQ) | 9/25/2018 | 125,000,000 | $18.00 | $2,250,000,000 | 3/29/2018 |
| Unum Therapeutics (UMRX) | 9/25/2018 | 5,770,000 | $12.00 | $69,240,000 | 3/29/2018 |
| Spotify (SPOT) | 10/1/2018 | 55,731,480 | $166.00 | $9,245,852,532 | 4/3/2018 |
| Zuora (ZUO) | 10/9/2018 | 11,000,000 | $14.00 | $154,000,000 | 4/12/2018 |
| Pure Acquisition (PACQU) | 10/10/2018 | 36,000,000 | $10.00 | $360,000,000 | 4/13/2018 |
| AGM Group (AGMH) | 10/15/2018 | 1,306,055 | $5.00 | $6,530,275 | 4/18/2018 |
| GrafTech International (EAF) | 10/16/2018 | 35,000,000 | $15.00 | $525,000,000 | 4/19/2018 |
| MORGAN STANLEY Morgan Stanley Capital Protected Notes Based on S&P 500 (MOR) | 10/16/2018 | 8,300,000 | $25.00 | $207,832,000 | 4/19/2018 |
| Surface Oncology (SURF) | 10/16/2018 | 7,200,000 | $15.00 | $108,000,000 | 4/19/2018 |
| Level One Bancorp (LEVL) | 10/17/2018 | 1,200,000 | $28.00 | $33,600,000 | 4/20/2018 |
| Pivotal Software (PVTL) | 10/17/2018 | 37,000,000 | $15.00 | $555,000,000 | 4/20/2018 |
| Ceridian HCM (CDAY) | 10/23/2018 | 21,000,000 | $22.00 | $462,000,000 | 4/26/2018 |
| Nlight (LASR) | 10/23/2018 | 6,000,000 | $16.00 | $96,000,000 | 4/26/2018 |
| Docusign (DOCU) | 10/24/2018 | 21,700,000 | $29.00 | $629,300,000 | 4/27/2018 |
| Goosehead Insurance (GSHD) | 10/24/2018 | 8,530,000 | $10.00 | $85,300,000 | 4/27/2018 |
| Smartsheet (SMAR) | 10/24/2018 | 11,633,920 | $15.00 | $174,508,800 | 4/27/2018 |
| PermRock Royalty Trust (PRT) | 10/29/2018 | 6,250,000 | $17.00 | $106,250,000 | 5/2/2018 |
| Inspire Medical Systems (INSP) | 10/30/2018 | 6,750,000 | $16.00 | $108,000,000 | 5/3/2018 |
| Unity Biotechnology (UBX) | 10/30/2018 | 5,000,000 | $17.00 | $85,000,000 | 5/3/2018 |
| Xspand Products Lab (XSPL) | 10/30/2018 | 1,307,120 | $5.00 | $6,535,600 | 5/3/2018 |
| ASLAN PHARMACEUTICALS ADR REP 5 (ASLN) | 10/31/2018 | 6,000,000 | $7.00 | $42,180,000 | 5/4/2018 |
| BayCom (BCML) | 10/31/2018 | 2,851,218 | $22.00 | $62,726,796 | 5/4/2018 |
| Carbon Black (CBLK) | 10/31/2018 | 8,000,000 | $19.00 | $152,000,000 | 5/4/2018 |
| Construction Partners (ROAD) | 10/31/2018 | 11,250,000 | $12.00 | $135,000,000 | 5/4/2018 |
| Spirit of Texas Bancshares (STXB) | 10/31/2018 | 2,000,000 | $21.00 | $42,000,000 | 5/4/2018 |
| Evelo Biosciences (EVLO) | 11/5/2018 | 5,312,500 | $16.00 | $85,000,000 | 5/9/2018 |
| Origin Bancorp (OBNK) | 11/5/2018 | 3,636,176 | $34.00 | $123,629,984 | 5/9/2018 |
| AXA Equitable (EQH) | 11/6/2018 | 137,250,000 | $20.00 | $2,745,000,000 | 5/10/2018 |
| HUYA (HUYA) | 11/7/2018 | 15,000,000 | $12.00 | $180,000,000 | 5/11/2018 |
| Trinity Merger Corp. Units (TMCXU) | 11/12/2018 | 30,000,000 | $10.00 | $300,000,000 | 5/15/2018 |
| Pluralsight (PS) | 11/13/2018 | 20,700,000 | $15.00 | $310,500,000 | 5/17/2018 |
| EVO Payments (EVOP) | 11/19/2018 | 14,000,000 | $16.00 | $224,000,000 | 5/23/2018 |
| CLPS (CLPS) | 11/20/2018 | 2,000,000 | $5.00 | $10,500,000 | 5/24/2018 |
| GreenSky (GSKY) | 11/20/2018 | 38,000,000 | $23.00 | $874,000,000 | 5/24/2018 |
| Kiniksa Pharmaceuticals (KNSA) | 11/20/2018 | 8,477,777 | $18.00 | $152,599,986 | 5/24/2018 |
| Scholar Rock (SRRK) | 11/20/2018 | 5,360,000 | $14.00 | $75,040,000 | 5/24/2018 |
| Iterum Therapeutics (ITRM) | 11/21/2018 | 6,150,000 | $13.00 | $79,950,000 | 5/25/2018 |
| Trident Acquisitions Corp. Units (TDACU) | 11/26/2018 | 17,500,000 | $10.00 | $175,000,000 | 5/30/2018 |
| Hancock Jaffe Laboratories (HJLI) | 11/27/2018 | 1,500,000 | $5.00 | $7,500,000 | 5/31/2018 |
| Ambow Education (AMBO) | 11/28/2018 | 1,800,000 | $4.00 | $7,650,000 | 6/1/2018 |
| MeiraGTx (MGTX) | 12/5/2018 | 5,000,000 | $15.00 | $75,000,000 | 6/8/2018 |
| Charah Solutions (CHRA) | 12/11/2018 | 7,352,941 | $12.00 | $88,235,292 | 6/14/2018 |
| US Xpress Enterprises (USX) | 12/11/2018 | 18,056,000 | $16.00 | $288,896,000 | 6/14/2018 |
| Avalara (AVLR) | 12/12/2018 | 7,500,000 | $24.00 | $180,000,000 | 6/15/2018 |
| Puxin (NEW) | 12/12/2018 | 7,200,000 | $17.00 | $122,400,000 | 6/15/2018 |
| Verrica Pharmaceuticals (VRCA) | 12/12/2018 | 5,000,000 | $15.00 | $75,000,000 | 6/15/2018 |
| Eidos Therapeutics (EIDX) | 12/17/2018 | 6,250,000 | $17.00 | $106,250,000 | 6/20/2018 |
| LF Capital Acquisition Corp. Units (LFACU) | 12/17/2018 | 13,500,000 | $10.00 | $135,000,000 | 6/20/2018 |
| Thunder Bridge Acquisition (TBRGU) | 12/17/2018 | 22,500,000 | $10.00 | $225,000,000 | 6/19/2018 |
| Twelve Seas Investment (TWLVU) | 12/17/2018 | 18,000,000 | $10.00 | $180,000,000 | 6/20/2018 |
| Aptinyx (APTX) | 12/18/2018 | 6,399,999 | $16.00 | $102,399,984 | 6/21/2018 |
| Avrobio (AVRO) | 12/18/2018 | 5,247,958 | $19.00 | $99,711,202 | 6/21/2018 |
| Essential Properties Realty Trust (EPRT) | 12/18/2018 | 32,500,000 | $14.00 | $455,000,000 | 6/21/2018 |
| i3 Verticals (IIIV) | 12/18/2018 | 6,650,000 | $13.00 | $86,450,000 | 6/21/2018 |
| Kezar Life Sciences (KZR) | 12/18/2018 | 5,000,000 | $15.00 | $75,000,000 | 6/21/2018 |
| Magenta Therapeutics (MGTA) | 12/18/2018 | 6,666,667 | $15.00 | $100,000,005 | 6/21/2018 |
| Xeris Pharmaceuticals (XERS) | 12/18/2018 | 5,700,000 | $15.00 | $85,500,000 | 6/21/2018 |
| Autolus Therapeutics (AUTL) | 12/19/2018 | 8,823,530 | $17.00 | $150,000,010 | 6/22/2018 |
| Electrocore (ECOR) | 12/19/2018 | 5,200,000 | $15.00 | $78,000,000 | 6/22/2018 |
| HyreCar (HYRE) | 12/24/2018 | 2,520,000 | $5.00 | $12,600,000 | 6/27/2018 |
| Lovesac (LOVE) | 12/24/2018 | 3,500,000 | $16.00 | $56,000,000 | 6/27/2018 |
| Neon Therapeutics (NTGN) | 12/24/2018 | 6,250,000 | $16.00 | $100,000,000 | 6/27/2018 |
| Uxin (UXIN) | 12/24/2018 | 25,000,000 | $9.00 | $225,000,000 | 6/27/2018 |
