03/23/2021
8:14 AM | Cleveland Bakery Collective LLC (Filer)
| Form C
Form C | |
03/23/2021
8:13 AM | NYSE ARCA, INC. (Filed by)
SPDR INDEX SHARES FUNDS (Subject)
| Form 25-NSE
| |
03/23/2021
8:13 AM | PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B (Filer)
| Form 497
| |
03/23/2021
8:13 AM | John Deere Owner Trust 2020 (Filer)
| Form 10-D
Asset-Backed Issuer Distribution Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |
03/23/2021
8:12 AM | Ivy Variable Insurance Portfolios (Filer)
| Form 24F-2NT
| |
03/23/2021
8:11 AM | KKR & Co. Inc. (KKR) (Filer)
KKR Group Finance Co. IX LLC (Filer)
KKR Group Partnership L.P. (Filer)
| Form S-3ASR
| |
03/23/2021
8:11 AM | John Deere Owner Trust 2019-B (Filer)
| Form 10-D
Asset-Backed Issuer Distribution Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |
03/23/2021
8:10 AM | Flat Rock Core Income Fund (Filer)
| Form N-23C3A
| |
03/23/2021
8:10 AM | Horizon Technology Finance (HRZN) (Filer)
| Form 497AD
| |
03/23/2021
8:10 AM | INVESTED PORTFOLIOS (Filer)
| Form 24F-2NT
| |
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03/23/2021
8:10 AM | Horizon Technology Finance (HRZN) (Filer)
| Form 424B2
| |
03/23/2021
8:09 AM | NYSE ARCA, INC. (Filed by)
SPDR INDEX SHARES FUNDS (Subject)
| Form 25-NSE
| |
03/23/2021
8:08 AM | Campbell Kerry G. (Reporting)
Wheeler Real Estate Investment Trust (WHLR) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
8:08 AM | Genpact (G) (Filer)
Genpact Luxembourg S.a.r.l. (Filer)
Genpact USA, Inc. (Filer)
| Form 424B5
| |
03/23/2021
8:07 AM | John Deere Owner Trust 2019 (Filer)
| Form 10-D
Asset-Backed Issuer Distribution Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |
03/23/2021
8:07 AM | STERIS CORP (Filer)
STERIS Irish FinCo Unlimited Co (Filer)
STERIS (STE) (Filer)
STERIS plc (Filer)
| Form S-3ASR
| |
03/23/2021
8:06 AM | AC Immune (ACIU) (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/23/2021
8:05 AM | John Deere Owner Trust 2018-B (Filer)
| Form 10-D
Asset-Backed Issuer Distribution Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |
03/23/2021
8:04 AM | Duke Energy (DUK) (Filer)
| Form DEFA14A
| |
03/23/2021
8:04 AM | WideOpenWest (WOW) (Filer)
| Form DEFA14A
| |
03/23/2021
8:03 AM | Altera SLT Extended Stay, LLC (Filer)
| Form D/A
| |
03/23/2021
8:03 AM | BlackRock Innovation & Growth Trust (Filer)
| Form CERT
| |
03/23/2021
8:02 AM | The9 (NCTY) (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/23/2021
8:02 AM | Vermilion Energy (VET) (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/23/2021
8:02 AM | Burning Rock Biotech Ltd (Filer)
| Form 20-F
Registration statement / Annual report / Transition report | |
03/23/2021
8:01 AM | 180 Degree Capital (TURN) (Issuer)
Rendino Kevin (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
8:01 AM | AC Immune (ACIU) (Filer)
| Form 20-F
Registration statement / Annual report / Transition report | |
03/23/2021
8:01 AM | Trex (TREX) (Filer)
| Form DEF 14A
| |
03/23/2021
8:00 AM | Surna (SRNA) (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
8:00 AM | John Deere Owner Trust 2018 (Filer)
| Form 10-D
Asset-Backed Issuer Distribution Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |
03/23/2021
8:00 AM | WideOpenWest (WOW) (Filer)
| Form DEF 14A
| |
03/23/2021
8:00 AM | Terra Tech Corp. (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
8:00 AM | NXT Energy Solutions Inc. (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/23/2021
8:00 AM | Interlink Electronics (LINK) (Filer)
| Form 8-A12B
| |
03/23/2021
8:00 AM | Elite Education Group International Ltd (Filer)
| Form 8-A12B
| |
03/23/2021
7:59 AM | The9 (NCTY) (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/23/2021
7:59 AM | BlackRock ETF Trust (Filer)
| Form 485BPOS
| |
03/23/2021
7:59 AM | GLOBAL TECH INDUSTRIES GROUP, INC. (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:58 AM | Immunovant, Inc. (Issuer)
MIGAUSKY GEORGE V (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:58 AM | Juniata Valley Financial (JUVF) (Filer)
| Form DEF 14A
| |
03/23/2021
7:56 AM | AEGIS FUNDS (Filer)
| Form 24F-2NT
| |
03/23/2021
7:56 AM | Duke Energy (DUK) (Filer)
| Form DEF 14A
| |
03/23/2021
7:56 AM | 180 Degree Capital (TURN) (Issuer)
Bigelow Robert E III (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:55 AM | Hemispherx BioPharma (HEB) (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:55 AM | CASSAVA SCIENCES INC (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:54 AM | Immunovant, Inc. (Issuer)
Torti Frank (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:53 AM | Immunovant, Inc. (Issuer)
Pande Atul (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:52 AM | Hughes Douglas J. (Reporting)
Immunovant, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:52 AM | Forward Air (FWRD) (Issuer)
POLIT JAVIER (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:52 AM | BIGGER CAPITAL FUND L P (Filed by)
CHF Solutions (CHFS) (Subject)
| Form SC 13G
| |
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03/23/2021
7:50 AM | Forward Air (FWRD) (Issuer)
POLIT JAVIER (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
03/23/2021
7:50 AM | Fromkin Andrew J. (Reporting)
Immunovant, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:50 AM | DOW CHEMICAL CO /DE/ (Filer)
| Form 424B2
| |
03/23/2021
7:49 AM | BEXIL SECURITIES LLC (Filer)
| Form X-17A-5
| |
03/23/2021
7:46 AM | Immunovant, Inc. (Issuer)
Salzmann Peter (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:46 AM | Advani Nick S. (Reporting)
Radius Global Infrastructure, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:46 AM | Entasis Therapeutics Holdings Inc. (Filer)
| Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans | |
03/23/2021
7:45 AM | NORTHERN STATES POWER CO (Filer)
| Form 424B5
| |
03/23/2021
7:45 AM | China Natural Resources (CHNR) (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/23/2021
7:45 AM | Immunovant, Inc. (Issuer)
Yanchik Connealy Pamela (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:44 AM | Kinta Artificial Intelligence, Inc. (Filer)
| Form D
Notice of Exempt Offering of Securities | |
03/23/2021
7:44 AM | Genpact (G) (Filer)
Genpact Luxembourg S.a.r.l. (Filer)
Genpact USA, Inc. (Filer)
| Form POSASR
| |
03/23/2021
7:43 AM | KKR & Co. Inc. (KKR) (Filer)
| Form 8-K/A
| |
03/23/2021
7:43 AM | XAI Octagon Floating Rate & Alternative Income Term Trust (Filer)
| Form 497AD
| |
03/23/2021
7:43 AM | Elliott Michael James (Reporting)
Immunovant, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:42 AM | XAI Octagon Floating Rate & Alternative Income Term Trust (Filer)
| Form 424B2
| |
03/23/2021
7:42 AM | Prospect Capital (PSEC) (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:41 AM | CLPS Inc (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/23/2021
7:41 AM | Immunovant, Inc. (Issuer)
Jain Rita (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:40 AM | Rasmussen Steven R (Reporting)
The York Water (YORW) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:40 AM | Albemarle (ALB) (Filer)
| Form DEFA14A
| |
03/23/2021
7:39 AM | Butchko Julia G. (Reporting)
Immunovant, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:35 AM | Albemarle (ALB) (Filer)
| Form DEF 14A
| |
03/23/2021
7:35 AM | HYDROFARM HOLDINGS GROUP, INC. (Issuer)
Lindeman Bruce John (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
03/23/2021
7:34 AM | STERIS plc (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:34 AM | Union Bankshares (UBSH) (Filer)
| Form DEFA14A
| |
03/23/2021
7:33 AM | Trulieve Cannabis Corp. (Filer)
| Form 10-K
Annual report pursuant to Section 13 or 15(d) | |
03/23/2021
7:32 AM | GREEN CAPITAL GROUP, INC. (Filer)
| Form 10-12G
| |
03/23/2021
7:32 AM | HERZOG INTERNATIONAL HOLDINGS, INC. (Filer)
| Form 10-12G
| |
03/23/2021
7:32 AM | Dynex Capital (DX) (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:31 AM | DexCom (DXCM) (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:31 AM | Union Bankshares (UBSH) (Filer)
| Form DEF 14A
| |
03/23/2021
7:31 AM | Entasis Therapeutics Holdings Inc. (Filer)
| Form 10-K
Annual report pursuant to Section 13 or 15(d) | |
03/23/2021
7:30 AM | Organicell Regenerative Medicine (BPSR) (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:30 AM | Digital Turbine (APPS) (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:30 AM | The Charles Schwab (SCHW) (Filer)
| Form 424B5
| |
03/23/2021
7:30 AM | Versus Systems Inc. (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/23/2021
7:30 AM | Lazydays Holdings, Inc. (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:30 AM | Predictive Oncology (POAI) (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:28 AM | NICE (NICE) (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/23/2021
7:25 AM | PeerStream (PEER) (Filer)
| Form 10-K
Annual report pursuant to Section 13 or 15(d) | |
03/23/2021
7:25 AM | Gol Linhas Aéreas Inteligentes (GOL) (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/23/2021
7:24 AM | Columbus McKinnon (CMCO) (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:21 AM | ContraVir Pharmaceuticals (CTRV) (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:20 AM | Hugli Allen (Reporting)
Reynolds Consumer Products Inc. (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
03/23/2021
7:19 AM | Grupo Supervielle S.A. (Filer)
| Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 | |
03/23/2021
7:16 AM | MIAX Emerald, LLC (Filer)
| Form 1/A
| |
03/23/2021
7:16 AM | American Resources Corp (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:15 AM | Entasis Therapeutics Holdings Inc. (Filer)
| Form 8-K
Current report pursuant to Section 13 or 15(d) | |
03/23/2021
7:15 AM | MIAX PEARL, LLC (Filer)
| Form 1/A
| |
