11/18/2019
8:56 PM | Cellular Biomedicine Group (CBMG) (Issuer)
Mission Right Ltd (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
11/18/2019
8:56 PM | Jenks Timothy Storrs (Reporting)
NeoPhotonics (NPTN) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:47 PM | Cregg Daniel J (Reporting)
Public Service Enterprise Group (PEG) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:45 PM | Johnson Julia Suzanne (Reporting)
Lumentum (LITE) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:23 PM | COOK ROBERT LANCE (Reporting)
Torchlight Energy Resources (TRCH) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:22 PM | Coty (COTY) (Issuer)
HUBER EDGAR O. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:21 PM | FAT Brands (FAT) (Issuer)
RENSI EDWARD H (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:20 PM | FAT Brands (FAT) (Issuer)
Neuhauser James C (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:19 PM | Benedict Anne Lee (Reporting)
Summit Materials (SUM) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:18 PM | Broadmark Realty Capital Inc. (Issuer)
Lawrence Norma J. (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
11/18/2019
8:17 PM | FAT Brands (FAT) (Issuer)
Lotman Jeff (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:16 PM | Lumentum (LITE) (Issuer)
Small Ian (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:15 PM | FAT Brands (FAT) (Issuer)
KESSEL SILVIA (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:15 PM | Lillie Brian (Reporting)
Lumentum (LITE) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:14 PM | Broadmark Realty Capital Inc. (Issuer)
Van Sickle Joanne C. (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
11/18/2019
8:13 PM | FAT Brands (FAT) (Issuer)
Junger John Squire (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:13 PM | Neibart Lee S (Reporting)
Trinity Merger Corp. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:12 PM | HERSCHER PENNY (Reporting)
Lumentum (LITE) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:12 PM | COVERT HAROLD L (Reporting)
Lumentum (LITE) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:11 PM | FAT Brands (FAT) (Issuer)
Holtzman Marc (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:11 PM | Broadmark Realty Capital Inc. (Issuer)
Pyatt Jeffrey B. (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
11/18/2019
8:10 PM | Coty (COTY) (Issuer)
Terisse Pierre-Andre (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:09 PM | Hehir Sean Allen (Reporting)
Trinity Merger Corp. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:09 PM | Lantronix (LTRX) (Issuer)
Yoder Kevin (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:09 PM | Lantronix (LTRX) (Issuer)
Pickle Paul H (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
8:02 PM | SMITH EDWARD J (Reporting)
SMTC (SMTX) (Issuer)
| Form 4/A
| |
11/18/2019
8:01 PM | FITZGERALD RICHARD E (Reporting)
SMTC (SMTX) (Issuer)
| Form 4/A
| |
11/18/2019
7:55 PM | Henricks Alan S. (Reporting)
Roku (ROKU) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:54 PM | Louden Steve (Reporting)
Roku (ROKU) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:51 PM | Broadmark Realty Capital Inc. (Issuer)
Hirsch Daniel J. (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
11/18/2019
7:50 PM | Acacia Research (ACTG) (Reporting)
Drive Shack (DS) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:49 PM | Broadmark Realty Capital Inc. (Issuer)
Haggerty Stephen G (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
11/18/2019
7:46 PM | Broadmark Realty Capital Inc. (Issuer)
LUEBBERS KEVIN M (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
11/18/2019
7:46 PM | Fortive (FTV) (Issuer)
Walker Stacey A. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:46 PM | Fortive (FTV) (Issuer)
Mulhall Christopher M. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:44 PM | Acacia Research (ACTG) (Reporting)
Drive Shack (DS) (Issuer)
| Form 3
Initial statement of beneficial ownership of securities | |
11/18/2019
7:42 PM | HN Investors LLC (Reporting)
Trinity Merger Corp. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:36 PM | Kalanick Travis Cordell (Reporting)
Uber Technologies, Inc (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:34 PM | Facebook (FB) (Issuer)
Sandberg Sheryl (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:33 PM | Glu Mobile (GLUU) (Issuer)
Leichtner Scott (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:33 PM | Bion Environmental Technologies (BNET) (Issuer)
SMITH MARK A (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:33 PM | Earl Nicholas (Reporting)
Glu Mobile (GLUU) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:32 PM | Glu Mobile (GLUU) (Issuer)
Ludwig Eric R (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:32 PM | BEYOND MEAT, INC. (Issuer)
Stone Christopher Isaac (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:32 PM | Akhavan Chris (Reporting)
Glu Mobile (GLUU) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:20 PM | Leaf Group (LFGR) (Issuer)
Wergeles Adam F. (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:19 PM | Leaf Group (LFGR) (Issuer)
Reigersman Jantoon (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:14 PM | Avinger (AVGR) (Issuer)
WEINSWIG MARK (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:13 PM | Coty (COTY) (Issuer)
Zafar Ayesha (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:13 PM | LACOVARA CHRISTOPHER (Reporting)
KCAP Financial (KCAP) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:11 PM | Avinger (AVGR) (Issuer)
SOINSKI JEFFREY M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:09 PM | Coty (COTY) (Issuer)
Hanrot Sophie (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:05 PM | Coty (COTY) (Issuer)
Pieraccioni Giovanni (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:04 PM | Avinger (AVGR) (Issuer)
Patel Himanshu (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:02 PM | Coty (COTY) (Issuer)
Ramos Daniel E (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:01 PM | CPI Card Group (PMTS) (Issuer)
SHEINBAUM MARC (Reporting)
| Form 3
Initial statement of beneficial ownership of securities | |
11/18/2019
7:01 PM | Coty (COTY) (Issuer)
Hughes Fiona (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
7:00 PM | Conn's (CONN) (Issuer)
Daly Brian (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:59 PM | Coty (COTY) (Issuer)
Moreau Sylvie (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:58 PM | BankGuam Holding Co (Issuer)
Leon Guerrero Maria Eugenia Herrero (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:56 PM | Energous (WATT) (Issuer)
Sereda Brian J (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:54 PM | Energous (WATT) (Issuer)
Sahejpal Neeraj (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:53 PM | Energous (WATT) (Issuer)
Johnston Cesar (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:52 PM | Energous (WATT) (Issuer)
Gaulding John (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:45 PM | Farley Brian E (Reporting)
Neuronetics, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:43 PM | Van Brauman Martin (Reporting)
Zion Oil & Gas (ZN) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:43 PM | COLVIN DONALD A (Reporting)
Viavi Solutions (VIAV) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:43 PM | Braham Tor (Reporting)
Viavi Solutions (VIAV) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:42 PM | JABBAR MASOOD (Reporting)
Viavi Solutions (VIAV) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:39 PM | CRUES JOHN V (Reporting)
RadNet (RDNT) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:38 PM | RingCentral (RNG) (Issuer)
Sipes David (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:37 PM | RingCentral (RNG) (Issuer)
Shmunis Vladimir (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:36 PM | RingCentral (RNG) (Issuer)
Shah Praful (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:35 PM | Knicks Lau (Reporting)
MGM Growth Properties (MGP) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:35 PM | Marlow John H (Reporting)
RingCentral (RNG) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:35 PM | Dhruv Mitesh (Reporting)
RingCentral (RNG) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:34 PM | Agarwal Vaibhav (Reporting)
RingCentral (RNG) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:34 PM | CARBO Ceramics (CRR) (Issuer)
MORRIS WILLIAM C (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:32 PM | Barrett Elizabeth A. (Reporting)
Urogen Pharma (URGN) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:31 PM | MGM Resorts International (MGM) (Issuer)
SANDERS COREY IAN (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:29 PM | MGM Resorts International (MGM) (Issuer)
SELWOOD ROBERT (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:28 PM | McManus John (Reporting)
MGM Resorts International (MGM) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:27 PM | MGM Resorts International (MGM) (Issuer)
MURREN JAMES (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:26 PM | Moskowitz Jeffrey (Reporting)
Zion Oil & Gas (ZN) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:25 PM | HORNBUCKLE WILLIAM (Reporting)
MGM Resorts International (MGM) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:22 PM | Bischoff Christopher (Reporting)
Livongo Health, Inc. (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:20 PM | Russell Lee R (Reporting)
Zion Oil & Gas (ZN) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:18 PM | CRA International (CRAI) (Issuer)
Maleh Paul A (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:17 PM | CRA International (CRAI) (Issuer)
Holmes Chad M (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:15 PM | Champion Christopher O (Reporting)
Occidental Petroleum (OXY) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:12 PM | Tandem Diabetes Care (TNDM) (Issuer)
Vosseller Leigh (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:11 PM | BARNES KEITH (Reporting)
Viavi Solutions (VIAV) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:11 PM | Black Laura A. (Reporting)
Viavi Solutions (VIAV) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:10 PM | CAMPOS TIMOTHY (Reporting)
Viavi Solutions (VIAV) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:09 PM | BELLUZZO RICHARD (Reporting)
Viavi Solutions (VIAV) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:07 PM | Infrastructure & Energy Alternatives, Inc. (Issuer)
Infrastructure & Energy Alternatives, LLC (Reporting)
Oaktree Capital Group LLC Unit (OAK) (Reporting)
Oaktree Capital I, L.P. (Reporting)
OAKTREE FUND GP I, L.P. (Reporting)
Oaktree Fund GP, LLC (Reporting)
OAKTREE HOLDINGS, LLC (Reporting)
OAKTREE POWER OPPORTUNITIES FUND III DELAWARE, L.P. (Reporting)
OCM HOLDINGS I, LLC (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:05 PM | FREDERICK TUCKER GOLDEN (Reporting)
Stanley Furniture (STLY) (Issuer)
Solas Capital Management, LLC (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:05 PM | Benioff Marc (Reporting)
salesforce.com (CRM) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:05 PM | MEHOS MANUEL J (Reporting)
Veritex (VBTX) (Issuer)
| Form 4
Statement of changes in beneficial ownership of securities | |
11/18/2019
6:04 PM | Banner (BANR) (Issuer)
ORRICO BRENT A (Reporting)
| Form 4
Statement of changes in beneficial ownership of securities | |
