Log in

Latest SEC Filings
 

SEC filings are financial statements and other formal documents submitted to the U.S. Securities and Exchange Commission. Public companies, certain insiders, and broker-dealers are required to make regular SEC filings. Investors and financial professionals rely on these filings for information about companies they are evaluating for investment purposes. Learn more.

DateFilerForm TypeView
11/18/2019
8:56 PM
Cellular Biomedicine Group (CBMG) (Issuer)
Mission Right Ltd (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
11/18/2019
8:56 PM
Jenks Timothy Storrs (Reporting)
NeoPhotonics (NPTN) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:47 PM
Cregg Daniel J (Reporting)
Public Service Enterprise Group (PEG) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:45 PM
Johnson Julia Suzanne (Reporting)
Lumentum (LITE) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:23 PM
COOK ROBERT LANCE (Reporting)
Torchlight Energy Resources (TRCH) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:22 PM
Coty (COTY) (Issuer)
HUBER EDGAR O. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:21 PM
FAT Brands (FAT) (Issuer)
RENSI EDWARD H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:20 PM
FAT Brands (FAT) (Issuer)
Neuhauser James C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:19 PM
Benedict Anne Lee (Reporting)
Summit Materials (SUM) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:18 PM
Broadmark Realty Capital Inc. (Issuer)
Lawrence Norma J. (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
11/18/2019
8:17 PM
FAT Brands (FAT) (Issuer)
Lotman Jeff (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:16 PM
Lumentum (LITE) (Issuer)
Small Ian (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:15 PM
FAT Brands (FAT) (Issuer)
KESSEL SILVIA (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:15 PM
Lillie Brian (Reporting)
Lumentum (LITE) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:14 PM
Broadmark Realty Capital Inc. (Issuer)
Van Sickle Joanne C. (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
11/18/2019
8:13 PM
FAT Brands (FAT) (Issuer)
Junger John Squire (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:13 PM
Neibart Lee S (Reporting)
Trinity Merger Corp. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:12 PM
HERSCHER PENNY (Reporting)
Lumentum (LITE) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:12 PM
COVERT HAROLD L (Reporting)
Lumentum (LITE) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:11 PM
FAT Brands (FAT) (Issuer)
Holtzman Marc (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:11 PM
Broadmark Realty Capital Inc. (Issuer)
Pyatt Jeffrey B. (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
11/18/2019
8:10 PM
Coty (COTY) (Issuer)
Terisse Pierre-Andre (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:09 PM
Hehir Sean Allen (Reporting)
Trinity Merger Corp. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:09 PM
Lantronix (LTRX) (Issuer)
Yoder Kevin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:09 PM
Lantronix (LTRX) (Issuer)
Pickle Paul H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
8:02 PM
SMITH EDWARD J (Reporting)
SMTC (SMTX) (Issuer)
Form 4/A
11/18/2019
8:01 PM
FITZGERALD RICHARD E (Reporting)
SMTC (SMTX) (Issuer)
Form 4/A
11/18/2019
7:55 PM
Henricks Alan S. (Reporting)
Roku (ROKU) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:54 PM
Louden Steve (Reporting)
Roku (ROKU) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:51 PM
Broadmark Realty Capital Inc. (Issuer)
Hirsch Daniel J. (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
11/18/2019
7:50 PM
Acacia Research (ACTG) (Reporting)
Drive Shack (DS) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:49 PM
Broadmark Realty Capital Inc. (Issuer)
Haggerty Stephen G (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
11/18/2019
7:46 PM
Broadmark Realty Capital Inc. (Issuer)
LUEBBERS KEVIN M (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
11/18/2019
7:46 PM
Fortive (FTV) (Issuer)
Walker Stacey A. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:46 PM
Fortive (FTV) (Issuer)
Mulhall Christopher M. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:44 PM
Acacia Research (ACTG) (Reporting)
Drive Shack (DS) (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
11/18/2019
7:42 PM
HN Investors LLC (Reporting)
Trinity Merger Corp. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:36 PM
Kalanick Travis Cordell (Reporting)
Uber Technologies, Inc (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:34 PM
Facebook (FB) (Issuer)
Sandberg Sheryl (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:33 PM
Glu Mobile (GLUU) (Issuer)
Leichtner Scott (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:33 PM
Bion Environmental Technologies (BNET) (Issuer)
SMITH MARK A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:33 PM
Earl Nicholas (Reporting)
Glu Mobile (GLUU) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:32 PM
Glu Mobile (GLUU) (Issuer)
Ludwig Eric R (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:32 PM
BEYOND MEAT, INC. (Issuer)
Stone Christopher Isaac (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:32 PM
Akhavan Chris (Reporting)
Glu Mobile (GLUU) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:20 PM
Leaf Group (LFGR) (Issuer)
Wergeles Adam F. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:19 PM
Leaf Group (LFGR) (Issuer)
Reigersman Jantoon (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:14 PM
Avinger (AVGR) (Issuer)
WEINSWIG MARK (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:13 PM
Coty (COTY) (Issuer)
Zafar Ayesha (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:13 PM
LACOVARA CHRISTOPHER (Reporting)
KCAP Financial (KCAP) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:11 PM
Avinger (AVGR) (Issuer)
SOINSKI JEFFREY M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:09 PM
Coty (COTY) (Issuer)
Hanrot Sophie (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:05 PM
Coty (COTY) (Issuer)
Pieraccioni Giovanni (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:04 PM
Avinger (AVGR) (Issuer)
Patel Himanshu (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:02 PM
Coty (COTY) (Issuer)
Ramos Daniel E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:01 PM
CPI Card Group (PMTS) (Issuer)
SHEINBAUM MARC (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
11/18/2019
7:01 PM
Coty (COTY) (Issuer)
Hughes Fiona (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
7:00 PM
Conn's (CONN) (Issuer)
Daly Brian (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:59 PM
Coty (COTY) (Issuer)
Moreau Sylvie (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:58 PM
BankGuam Holding Co (Issuer)
Leon Guerrero Maria Eugenia Herrero (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:56 PM
Energous (WATT) (Issuer)
Sereda Brian J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:54 PM
Energous (WATT) (Issuer)
Sahejpal Neeraj (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:53 PM
Energous (WATT) (Issuer)
Johnston Cesar (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:52 PM
Energous (WATT) (Issuer)
Gaulding John (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:45 PM
Farley Brian E (Reporting)
Neuronetics, Inc. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:43 PM
Van Brauman Martin (Reporting)
Zion Oil & Gas (ZN) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:43 PM
COLVIN DONALD A (Reporting)
Viavi Solutions (VIAV) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:43 PM
Braham Tor (Reporting)
Viavi Solutions (VIAV) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:42 PM
JABBAR MASOOD (Reporting)
Viavi Solutions (VIAV) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:39 PM
CRUES JOHN V (Reporting)
RadNet (RDNT) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:38 PM
RingCentral (RNG) (Issuer)
Sipes David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:37 PM
RingCentral (RNG) (Issuer)
Shmunis Vladimir (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:36 PM
RingCentral (RNG) (Issuer)
Shah Praful (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:35 PM
Knicks Lau (Reporting)
MGM Growth Properties (MGP) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:35 PM
Marlow John H (Reporting)
RingCentral (RNG) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:35 PM
Dhruv Mitesh (Reporting)
RingCentral (RNG) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:34 PM
Agarwal Vaibhav (Reporting)
RingCentral (RNG) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:34 PM
CARBO Ceramics (CRR) (Issuer)
MORRIS WILLIAM C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:32 PM
Barrett Elizabeth A. (Reporting)
Urogen Pharma (URGN) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:31 PM
MGM Resorts International (MGM) (Issuer)
SANDERS COREY IAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:29 PM
MGM Resorts International (MGM) (Issuer)
SELWOOD ROBERT (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:28 PM
McManus John (Reporting)
MGM Resorts International (MGM) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:27 PM
MGM Resorts International (MGM) (Issuer)
MURREN JAMES (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:26 PM
Moskowitz Jeffrey (Reporting)
Zion Oil & Gas (ZN) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:25 PM
HORNBUCKLE WILLIAM (Reporting)
MGM Resorts International (MGM) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:22 PM
Bischoff Christopher (Reporting)
Livongo Health, Inc. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:20 PM
Russell Lee R (Reporting)
Zion Oil & Gas (ZN) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:18 PM
CRA International (CRAI) (Issuer)
Maleh Paul A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:17 PM
CRA International (CRAI) (Issuer)
Holmes Chad M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:15 PM
Champion Christopher O (Reporting)
Occidental Petroleum (OXY) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:12 PM
Tandem Diabetes Care (TNDM) (Issuer)
Vosseller Leigh (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:11 PM
BARNES KEITH (Reporting)
Viavi Solutions (VIAV) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:11 PM
Black Laura A. (Reporting)
Viavi Solutions (VIAV) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:10 PM
CAMPOS TIMOTHY (Reporting)
Viavi Solutions (VIAV) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:09 PM
BELLUZZO RICHARD (Reporting)
Viavi Solutions (VIAV) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:07 PM
Infrastructure & Energy Alternatives, Inc. (Issuer)
Infrastructure & Energy Alternatives, LLC (Reporting)
Oaktree Capital Group LLC Unit (OAK) (Reporting)
Oaktree Capital I, L.P. (Reporting)
OAKTREE FUND GP I, L.P. (Reporting)
Oaktree Fund GP, LLC (Reporting)
OAKTREE HOLDINGS, LLC (Reporting)
OAKTREE POWER OPPORTUNITIES FUND III DELAWARE, L.P. (Reporting)
OCM HOLDINGS I, LLC (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:05 PM
FREDERICK TUCKER GOLDEN (Reporting)
Stanley Furniture (STLY) (Issuer)
Solas Capital Management, LLC (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:05 PM
Benioff Marc (Reporting)
salesforce.com (CRM) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:05 PM
MEHOS MANUEL J (Reporting)
Veritex (VBTX) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/18/2019
6:04 PM
Banner (BANR) (Issuer)
ORRICO BRENT A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  

Enter your email address below to receive a concise daily summary of analysts' upgrades, downgrades and new coverage with MarketBeat.com's FREE daily email newsletter.

Yahoo Gemini Pixel