Latest SEC Filings
 

DateFilerForm TypeView
06/20/2018
12:05 PM
PRINCIPAL FUNDS INC (Filer)
Form 497
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06/20/2018
12:02 PM
DTZ Jersey Holdings Ltd (Filer)
Form S-1
Registration statement under Securities Act of 1933  
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06/20/2018
12:01 PM
Zagg (ZAGG) (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
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06/20/2018
11:58 AM
BBH Wealth Strategies, LLC - Silver Point Distressed Opportunity Series (Filer)
Form D
Notice of Exempt Offering of Securities 
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06/20/2018
11:58 AM
Sun Hydraulics (SNHY) (Filer)
Form 8-K/A
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06/20/2018
11:58 AM
iDocsWeb, LLC (Filer)
Form D
Notice of Exempt Offering of Securities 
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06/20/2018
11:58 AM
Comstock Mining (LODE) (Issuer)
Smith Timothy Dwinell (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
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06/20/2018
11:55 AM
LendingClub (LC) (Filer)
Form 424B3
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06/20/2018
11:54 AM
Lloyds Banking Group (LYG) (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
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06/20/2018
11:53 AM
Transcontinental Realty Investors (TCI) (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
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06/20/2018
11:51 AM
O'NEIL SECURITIES, INCORPORATED (Filer)
Form X-17A-5
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06/20/2018
11:50 AM
BBH Wealth Strategies Unit Trust - Silver Point Distressed Opportunity Sub-Trust (Filer)
Form D
Notice of Exempt Offering of Securities 
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06/20/2018
11:49 AM
Luckwel Pharmaceuticals Inc. (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
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06/20/2018
11:49 AM
B. Riley Financial (RILY) (Filer)
Form DEF 14A
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06/20/2018
11:48 AM
FT 7384 (Filer)
Form 487
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06/20/2018
11:48 AM
FT 7407 (Filer)
Form 487
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06/20/2018
11:46 AM
FT 7433 (Filer)
Form 487
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06/20/2018
11:46 AM
FT 7434 (Filer)
Form 487
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06/20/2018
11:45 AM
China Telecom (CHA) (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
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06/20/2018
11:45 AM
AMERICAN CENTURY ETF TRUST (Filer)
Form 485APOS
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06/20/2018
11:44 AM
RTW OFFSHORE FUND ONE, LTD. (Filer)
Form D/A
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06/20/2018
11:44 AM
FT 7435 (Filer)
Form 487
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06/20/2018
11:43 AM
FT 7479 (Filer)
Form 487
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06/20/2018
11:41 AM
INVESCO EXCHANGE-TRADED FUND TRUST (Filer)
Form 497
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06/20/2018
11:41 AM
Northern Reliability, Inc. (Filer)
Form D
Notice of Exempt Offering of Securities 
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06/20/2018
11:41 AM
Global Equity Absolute Return Partners, L.P. (Filer)
Form D/A
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06/20/2018
11:40 AM
Computer Programs & Systems (CPSI) (Issuer)
Hinckle Robert D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
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06/20/2018
11:36 AM
Advisors' Inner Circle Fund III (Filer)
Form 485BXT
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06/20/2018
11:35 AM
Hawkes Bay Partners, L.P. (Filer)
Form D/A
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06/20/2018
11:34 AM
BBH Wealth Strategies, LLC - Cedar Rock Capital Partners Series (Filer)
Form D
Notice of Exempt Offering of Securities 
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06/20/2018
11:33 AM
Corix Bioscience, Inc. (Filer)
Form 8-K/A
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06/20/2018
11:33 AM
South Park Commons Fund I, L.P. (Filer)
Form D/A
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06/20/2018
11:32 AM
NEPHROS INC (Filer)
Form S-1/A
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06/20/2018
11:32 AM
Relx (RENX) (Filer)
RELX Group (RELX) (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
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06/20/2018
11:31 AM
RTW Innovation Offshore Fund Ltd (Filer)
Form D
Notice of Exempt Offering of Securities 
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06/20/2018
11:31 AM
Comstock Mining (LODE) (Issuer)
WINFIELD JOHN V (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
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06/20/2018
11:30 AM
Copart (CPRT) (Issuer)
Liaw Jeffrey (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
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06/20/2018
11:29 AM
Romulus CCG Special Opportunity L.P. (Filer)
Form D
Notice of Exempt Offering of Securities 
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06/20/2018
11:28 AM
CATERPILLAR FINANCIAL SERVICES CORP (Filer)
Form 424B2
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06/20/2018
11:27 AM
TURNER MARK A (Reporting)
WSFS Financial (WSFS) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
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06/20/2018
11:27 AM
SCHWAB CAPITAL TRUST (Subject)
Form 40-17F2
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06/20/2018
11:27 AM
ASCENT CAPITAL ADVISORS LLC (0001640470) (Filer)
Form X-17A-5/A
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06/20/2018
11:26 AM
UBS AG (Filer)
Form 424B2
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06/20/2018
11:26 AM
Archipelago Holdings, Ltd. (Filer)
Form D/A
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06/20/2018
11:25 AM
Miyamoto Melvin M (Reporting)
Territorial Bancorp (TBNK) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
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06/20/2018
11:24 AM
Mercer Funds (Filer)
Form 24F-2NT
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06/20/2018
11:24 AM
INVESTMENT VISA CONSULTANTS, LLC (Filer)
Form X-17A-5
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06/20/2018
11:23 AM
Prosper Funding LLC (Filer)
PROSPER MARKETPLACE, INC (Filer)
Form 424B3
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06/20/2018
11:22 AM
Tilray, Inc. (Filer)
Form S-1
Registration statement under Securities Act of 1933  
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06/20/2018
11:21 AM
Prosper Funding LLC (Filer)
PROSPER MARKETPLACE, INC (Filer)
Form 424B3
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06/20/2018
11:20 AM
Avino Silver & Gold Mines (ASM) (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
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06/20/2018
11:20 AM
AMERICAN CHURCH MORTGAGE CO (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
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06/20/2018
11:20 AM
Armored Citizen, LLC. (Filer)
Form C/A
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06/20/2018
11:19 AM
Archipelago Partners, L.P. (Filer)
Form D/A
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06/20/2018
11:19 AM
Prosper Funding LLC (Filer)
PROSPER MARKETPLACE, INC (Filer)
Form 424B3
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06/20/2018
11:18 AM
MILLER CRAIG (Reporting)
Taitron Components (TAIT) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
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06/20/2018
11:18 AM
1290 Funds (Filer)
Form DEF 14C
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06/20/2018
11:17 AM
CARANO BANDEL L (Reporting)
Kratos Defense & Security Solutions (KTOS) (Issuer)
OAK INVESTMENT PARTNERS IX L P (Reporting)
OAK INVESTMENT PARTNERS X LTD PARTNERSHIP (Reporting)
Oak Investment Partners XIII, Limited Partnership (Reporting)
OAK IX AFFILIATES FUND A LP (Reporting)
OAK IX AFFILIATES FUND LP (Reporting)
OAK X AFFILIATES FUND LP (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/20/2018
11:17 AM
Prosper Funding LLC (Filer)
PROSPER MARKETPLACE, INC (Filer)
Form 424B3
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06/20/2018
11:16 AM
Church & Dwight (CHD) (Issuer)
Dierker Richard A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
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06/20/2018
11:14 AM
InPoint Commercial Real Estate Income, Inc. (Subject)
Noto John (Filed by)
Form SC 13G/A
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06/20/2018
11:14 AM
Great Southern Bancorp (GSBC) (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
06/20/2018
11:14 AM
Bomhard Britta (Reporting)
Church & Dwight (CHD) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/20/2018
11:13 AM
CITY NATIONAL SECURITIES, INC. (Filer)
Form X-17A-5
View Filing
06/20/2018
11:13 AM
ArcelorMittal (MT) (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
View Filing
06/20/2018
11:12 AM
CZIRR JAMES C (Reporting)
Galectin Therapeutics Inc. Common Stock (GALT) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/20/2018
11:11 AM
CAPITAL CITY SECURITIES, LLC (Filer)
Form X-17A-5
View Filing
06/20/2018
11:11 AM
City Financial Investment Co Ltd (Filer)
Form 13F-HR/A
View Filing
06/20/2018
11:10 AM
BANK OF NEW YORK / ADR DIVISION (Filed by)
Genting International PLC (Subject)
Form F-6 POS
View Filing
06/20/2018
11:09 AM
WELLINGTON SHIELDS & CO., LLC (Filer)
Form X-17A-5
View Filing
06/20/2018
11:07 AM
10X Capital Management, LLC (Reporting)
10X Fund, L.P. (Reporting)
Galectin Therapeutics Inc. Common Stock (GALT) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/20/2018
11:04 AM
EZ Exchange Ltd (Filer)
Form D
Notice of Exempt Offering of Securities 
View Filing
06/20/2018
11:03 AM
FORMELA JEAN FRANCOIS (Reporting)
Intellia Therapeutics (NTLA) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/20/2018
11:02 AM
Managed Portfolio Series (Filer)
Form 485BPOS
View Filing
06/20/2018
11:02 AM
AMERICAN BEACON FUNDS (Filer)
Form 497
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06/20/2018
11:01 AM
MAINE SECURITIES CORPORATION (Filer)
Form FOCUSN
View Filing
06/20/2018
11:00 AM
Athersys (ATHX) (Issuer)
Randall Lorin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/20/2018
11:00 AM
JPMorgan Chase & Co. (JPM) (Filer)
JPMorgan Chase Financial Co. LLC (Filer)
Form 424B2
View Filing
06/20/2018
10:59 AM
AMG Funds IV (Filer)
Form 497K
View Filing
06/20/2018
10:58 AM
Marshall Wace Funds LP - MW TOPS China Absolute Return Fund (0001696771) (Filer)
Form D/A
View Filing
06/20/2018
10:58 AM
Leggett & Platt (LEG) (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
View Filing
06/20/2018
10:58 AM
AMG Funds IV (Filer)
Form 497
View Filing
06/20/2018
10:57 AM
Backus William A. (Reporting)
Balchem (BCPC) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/20/2018
10:54 AM
FORWARD SECURITIES, LLC (Filer)
Form FOCUSN
View Filing
06/20/2018
10:54 AM
Lokaksema, Inc. (Filer)
Form D
Notice of Exempt Offering of Securities 
View Filing
06/20/2018
10:53 AM
DeMarcay Development Preferred Partners, LLC (Filer)
Form D
Notice of Exempt Offering of Securities 
View Filing
06/20/2018
10:51 AM
GOLDMAN SACHS TRUST (Filer)
Form 497
View Filing
06/20/2018
10:50 AM
MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED (Filer)
Form FOCUSN
View Filing
06/20/2018
10:50 AM
FITCH SANFORD (Reporting)
IRIDEX (IRIX) (Issuer)
Form 4/A
View Filing
06/20/2018
10:50 AM
Olin (OLN) (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
View Filing
06/20/2018
10:49 AM
Santander Drive Auto Receivables Trust 2013-5 (Filer)
Form 15-15D
View Filing
06/20/2018
10:48 AM
MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED (Filer)
Form X-17A-5
View Filing
06/20/2018
10:47 AM
Evoke Pharma (EVOK) (Filer)
Form CT ORDER
View Filing
06/20/2018
10:47 AM
Granite Construction (GVA) (Issuer)
Krusi Alan (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
View Filing
06/20/2018
10:47 AM
KW SECURITIES CORPORATION (Filer)
Form X-17A-5
View Filing
06/20/2018
10:45 AM
LORD ABBETT INVESTMENT TRUST (Subject)
Form 425
View Filing
06/20/2018
10:45 AM
MAY CAPITAL GROUP, L.L.C. (Filer)
Form FOCUSN
View Filing
06/20/2018
10:45 AM
GOLDMAN SACHS TRUST (Filer)
Form 485BPOS
View Filing
06/20/2018
10:45 AM
SP Sutter Partners, LP (Filer)
Form D/A
View Filing
06/20/2018
10:44 AM
Acacia Research (ACTG) (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing

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