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Advent Capital Management /De/ Top Holdings and 13F Report (2021)

About Advent Capital Management /De/

Investment Activity

  • Advent Capital Management /De/ has $4.56 billion in total holdings as of September 30, 2021.
  • Advent Capital Management /De/ owns shares of 208 different stocks, but just 64 companies or ETFs make up 80% of its holdings.
  • Approximately 27.13% of the portfolio was purchased this quarter.
  • About 21.56% of the portfolio was sold this quarter.
  • This quarter, Advent Capital Management /De/ has purchased 207 new stocks and bought additional shares in 52 stocks.
  • Advent Capital Management /De/ sold shares of 81 stocks and completely divested from 49 stocks this quarter.

Largest Holdings

Wells Fargo & Co. Pfd. Series L
$215,400,271
BANK OF AMERICA CORP
$214,903,335
UBER TECHNOLOGIES INC
$169,066,144
SPDR S&P 500 ETF Trust
$165,020,050
GLOBAL PAYMENTS INC
$153,651,697

Largest New Holdings this Quarter

37940XAU6 - GLOBAL PAYMENTS INC
$153,651,697 Holding
65339KCY4 - NEXTERA ENERGY CAPITAL
$56,136,510 Holding
48251W500 - KKR & CO INC
$55,414,514 Holding
55087PAD6 - LYFT INC
$48,364,200 Holding
19260QAF4 - COINBASE GLOBAL INC
$46,785,764 Holding

Largest Purchases this Quarter

SPDR S&P 500 ETF Trust
288,000 shares (about $161.10M)
GLOBAL PAYMENTS INC
162,251,000 shares (about $153.65M)
NEXTERA ENERGY CAPITAL
48,540,000 shares (about $56.14M)
KKR & CO INC
1,136,551 shares (about $55.41M)
LYFT INC
49,860,000 shares (about $48.36M)

Largest Sales this Quarter

SPOTIFY USA INC
58,800,000 shares (about $70.25M)
BOFA FINANCE LLC
51,710,000 shares (about $51.66M)
PPL CAPITAL FUNDING INC
44,645,000 shares (about $50.07M)
SOUTHWEST AIRLINES CO
48,912,000 shares (about $48.91M)
CENTERPOINT ENERGY INC
41,995,000 shares (about $45.54M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofAdvent Capital Management /De/

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
WFC.PL
Wells Fargo & Co. Pfd. Series L
$215,400,271$7,016,210 ▲3.4%179,7204.7%Finance
BANK OF AMERICA CORP
$214,903,335$1,277,365 ▼-0.6%173,4554.7%CONV PFD
UBER TECHNOLOGIES INC
$169,066,144$9,475,388 ▼-5.3%138,352,0003.7%CONV
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$165,020,050$161,104,320 ▲4,114.3%295,0003.6%Finance
GLOBAL PAYMENTS INC
$153,651,697$153,651,697 ▲New Holding162,251,0003.4%CONV
VENTAS REALTY LP
$119,856,376$7,365,346 ▲6.5%92,984,0002.6%CONV
CMS ENERGY CORP
$87,155,820$10,980,802 ▼-11.2%78,625,0001.9%CONV
DUKE ENERGY CORP
$86,628,218$16,906,163 ▲24.2%79,838,0001.9%CONV
DEXCOM INC
$83,679,232$28,938,112 ▼-25.7%93,392,0001.8%CONV
APOLLO GLOBAL MANAGEMENT
$80,443,787$2,980,789 ▲3.8%1,104,2711.8%CONV PFD
AKAMAI TECHNOLOGIES INC
$77,966,200$28,295,695 ▲57.0%81,640,0001.7%CONV
NEXTERA ENERGY INC
$72,181,551$3,350,780 ▲4.9%1,777,3211.6%CONV PFD
DIGITALOCEAN HOLDINGS
$71,771,977$17,287,527 ▲31.7%76,922,0001.6%CONV
EXPEDIA GROUP INC
$70,712,979$10,429,987 ▲17.3%71,608,0001.6%CONV
PG&E CORP
$70,430,913$4,833,276 ▲7.4%66,507,0001.5%CONV
DRAFTKINGS HOLDINGS INC
$67,426,674$6,050,584 ▼-8.2%77,015,0001.5%CONV
PPL CAPITAL FUNDING INC
$66,012,625$50,069,378 ▼-43.1%58,861,0001.4%CONV
BOEING CO/THE
$60,673,470$9,237,875 ▼-13.2%1,026,5371.3%CONV PFD
BOOKING HOLDINGS INC
$57,142,143$4,726,560 ▼-7.6%23,212,0001.3%CONV
NEXTERA ENERGY CAPITAL
$56,136,510$56,136,510 ▲New Holding48,540,0001.2%CONV
NCL CORPORATION LTD
$55,563,165$19,714,926 ▲55.0%57,105,0001.2%CONV
KKR & CO INC
$55,414,514$55,414,514 ▲New Holding1,136,5511.2%CONV PFD
ON SEMICONDUCTOR CORP
$53,844,160$4,821,788 ▼-8.2%62,244,0001.2%CONV
LYFT INC
$48,364,200$48,364,200 ▲New Holding49,860,0001.1%CONV
ITRON INC
$47,705,224$5,702,115 ▲13.6%46,282,0001.0%CONV
UBER TECHNOLOGIES INC
$47,208,011$18,984,780 ▼-28.7%44,431,0001.0%CONV
COINBASE GLOBAL INC
$46,785,764$46,785,764 ▲New Holding50,602,0001.0%CONV
CENTERPOINT ENERGY INC
$45,281,137$45,543,586 ▼-50.1%41,753,0001.0%CONV
SAREPTA THERAPEUTICS INC
$44,377,977$12,715,598 ▼-22.3%47,667,0001.0%CONV
AIRBNB INC
$42,780,771$2,893,011 ▲7.3%44,703,0000.9%CONV
NEXTERA ENERGY INC
$42,705,305$9,253,396 ▲27.7%890,5150.9%CONV PFD
ARES MANAGEMENT CORP
$42,227,962$5,044,681 ▲13.6%881,0340.9%CONV PFD
PENN ENTERTAINMENT INC
$41,836,957$435,427 ▲1.1%40,739,0000.9%CONV
MARRIOTT VACATION WORLDW
$39,339,987$23,496,402 ▼-37.4%42,415,0000.9%CONV
SUPER MICRO COMPUTER INC
$38,662,260$38,662,260 ▲New Holding39,858,0000.8%CONV
RIVIAN AUTO INC
$37,884,760$8,204,517 ▼-17.8%38,732,0000.8%CONV
ARRAY TECHNOLOGIES INC
$37,685,805$10,548,045 ▼-21.9%51,130,0000.8%CONV
BENTLEY SYSTEMS INC
$37,615,437$12,829,052 ▲51.8%38,879,0000.8%CONV
TELADOC HEALTH INC
$36,973,532$3,054,956 ▼-7.6%40,145,0000.8%CONV
WAYFAIR INC
$36,743,140$34,545,000 ▼-48.5%37,493,0000.8%CONV
COINBASE GLOBAL INC
$36,258,230$1,271,394 ▼-3.4%37,017,0000.8%CONV
AKAMAI TECHNOLOGIES INC
$36,228,615$6,532,917 ▼-15.3%37,072,0000.8%CONV
WESTERN DIGITAL CORP
$36,013,583$1,025,646 ▼-2.8%27,950,0000.8%CONV
ON SEMICONDUCTOR CORP
$35,963,667$18,665,533 ▲107.9%33,928,0000.8%CONV
AMERICAN WATER CAPITAL C
$35,681,202$2,679,912 ▼-7.0%34,777,0000.8%CONV
LUMENTUM HOLDINGS INC
$35,617,524$15,842,261 ▲80.1%38,443,0000.8%CONV
CONFLUENT INC
$33,773,600$1,969,325 ▲6.2%36,512,0000.7%CONV
RIVIAN AUTO INC
$33,421,360$11,624,556 ▼-25.8%38,454,0000.7%CONV
WAYFAIR INC
$32,766,780$31,693,972 ▲2,954.3%30,543,0000.7%CONV
MICROCHIP TECHNOLOGY INC
$32,056,002$32,056,002 ▲New Holding640,0000.7%CONV PFD
TETRA TECH INC
$30,662,690$5,575,599 ▲22.2%29,653,0000.7%CONV
IONIS PHARMACEUTICALS IN
$29,960,180$4,421,980 ▼-12.9%30,814,0000.7%CONV
SHIFT4 PAYMENTS INC
$29,570,747$19,134,550 ▲183.3%29,148,0000.6%CONV
WINNEBAGO INDUSTRIES
$28,241,718$28,241,718 ▲New Holding32,111,0000.6%CONV
ETSY INC
$27,908,347$927,076 ▼-3.2%31,669,0000.6%CONV
EVOLENT HEALTH INC
$27,874,057$12,113,679 ▼-30.3%34,083,0000.6%CONV
FIRSTENERGY CORP
$27,784,406$23,937,350 ▲622.2%27,394,0000.6%CONV
VISHAY INTERTECHNOLOGY
$27,707,839$12,473,853 ▼-31.0%31,220,0000.6%CONV
LUMENTUM HOLDINGS INC
$25,770,996$25,770,996 ▲New Holding24,756,0000.6%CONV
CLOUDFLARE INC
$24,735,440$24,735,440 ▲New Holding24,594,0000.5%CONV
NEOGENOMICS INC
$24,276,209$1,035,799 ▼-4.1%27,984,0000.5%CONV
BLOCK INC
$24,076,904$1,268,182 ▼-5.0%27,244,0000.5%CONV
FLUOR CORP
$23,826,943$10,416,243 ▲77.7%22,399,0000.5%CONV
PEBBLEBROOK HOTEL TRUST
$23,332,237$1,750,316 ▲8.1%24,901,0000.5%CONV
SHAKE SHACK INC
$23,080,496$6,063,779 ▲35.6%24,935,0000.5%CONV
WORKIVA INC
$22,575,391$12,315,122 ▲120.0%24,203,0000.5%CONV
ENOVIS CORP
$21,341,826$5,733,288 ▼-21.2%20,801,0000.5%CONV
SOUTHWEST AIRLINES CO
$20,378,000$48,912,000 ▼-70.6%20,378,0000.4%CONV
PG&E CORP
$18,769,942$2,779,221 ▼-12.9%429,6820.4%CONV PFD
SEAGATE HDD CAYMAN
$18,516,211$5,813,523 ▲45.8%15,355,0000.4%CONV
FORD MOTOR COMPANY
$18,336,388$32,254,062 ▼-63.8%18,682,0000.4%CONV
ENPHASE ENERGY INC
$18,275,296$382,275 ▼-2.0%21,513,0000.4%CONV
REDFIN CORP
$18,253,078$2,076,050 ▼-10.2%20,776,0000.4%CONV
TRANSMEDICS GROUP INC
$18,146,688$10,516,733 ▲137.8%16,872,0000.4%CONV
HP ENTERPRISE CO
$17,614,370$5,037,209 ▼-22.2%369,7990.4%CONV PFD
NABORS INDUSTRIES INC
$17,438,264$3,580,326 ▼-17.0%25,892,0000.4%CONV
HALOZYME THERAPEUTICS IN
$17,057,846$4,061,139 ▼-19.2%16,045,0000.4%CONV
TANDEM DIABETES CARE INC
$16,080,942$16,080,942 ▲New Holding17,062,0000.4%CONV
Alibaba Group Holding Limited stock logo
BABA
Alibaba Group
$15,867,600$15,867,600 ▲New Holding120,0000.3%Retail/Wholesale
LIVE NATION ENTERTAINMEN
$15,577,872$1,577,136 ▼-9.2%11,191,0000.3%CONV
BRIDGEBIO PHARMA INC
$15,143,400$12,720,168 ▲524.9%16,798,0000.3%CONV
BURLINGTON STORES INC
$14,816,277$2,522,961 ▲20.5%11,199,0000.3%CONV
WOLFSPEED INC
$14,731,875$17,550 ▼-0.1%65,475,0000.3%CONV
HALOZYME THERAPEUTICS IN
$14,376,503$38,453,942 ▼-72.8%11,220,0000.3%CONV
FIVE9 INC
$14,176,019$14,176,019 ▲New Holding16,551,0000.3%CONV
PAGERDUTY INC.
$14,123,216$635,031 ▼-4.3%14,167,0000.3%CONV
SPOTIFY USA INC
$13,643,475$70,248,365 ▼-83.7%11,420,0000.3%CONV
DATADOG INC
$13,581,999$11,961,911 ▲738.3%12,089,0000.3%CONV
TYLER TECHNOLOGIES INC
$13,580,248$13,580,248 ▲New Holding11,100,0000.3%CONV
CABLE ONE INC
$12,598,616$10,569,715 ▼-45.6%15,822,0000.3%CONV
NCL CORPORATION LTD
$12,593,408$10,954,509 ▲668.4%11,042,0000.3%CONV
ALLIANT ENERGY CORP
$12,515,124$5,922,182 ▼-32.1%11,680,0000.3%CONV
CAPITAL SOUTHWEST CORP
$12,390,437$3,073,219 ▲33.0%12,700,0000.3%CONV
LUMENTUM HOLDINGS INC
$11,524,198$11,524,198 ▲New Holding9,787,0000.3%CONV
RAPID7 INC
$11,510,007$5,132,294 ▼-30.8%13,373,0000.3%CONV
PARSONS CORP
$11,026,521$11,026,521 ▲New Holding11,010,0000.2%CONV
AMERICAN AIRLINES GROUP
$10,123,947$9,283,374 ▼-47.8%10,105,0000.2%CONV
SHOPIFY INC
$9,944,475$9,944,475 ▲New Holding9,895,0000.2%CONV
CHART INDUSTRIES INC
$9,794,832$6,110,893 ▲165.9%177,6180.2%CONV PFD
NUTANIX INC
$9,539,482$2,210,254 ▼-18.8%7,143,0000.2%CONV

Showing largest 100 holdings. View all holdings.
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