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Advent Capital Management /De/ Top Holdings and 13F Report (2021)

About Advent Capital Management /De/

Investment Activity

  • Advent Capital Management /De/ has $4.70 billion in total holdings as of September 30, 2021.
  • Advent Capital Management /De/ owns shares of 229 different stocks, but just 70 companies or ETFs make up 80% of its holdings.
  • Approximately 22.71% of the portfolio was purchased this quarter.
  • About 23.64% of the portfolio was sold this quarter.
  • This quarter, Advent Capital Management /De/ has purchased 208 new stocks and bought additional shares in 54 stocks.
  • Advent Capital Management /De/ sold shares of 76 stocks and completely divested from 46 stocks this quarter.

Largest Holdings

Wells Fargo & Co. Pfd. Series L
$210,770,448
BANK OF AMERICA CORP
$207,124,107
UBER TECHNOLOGIES INC
$171,875,921
GLOBAL PAYMENTS INC
$137,977,700
VENTAS REALTY LP
$111,913,566

Largest New Holdings this Quarter

59001ABF8 - MERITAGE HOMES CORP
$101,858,707 Holding
55306NAB0 - MKS INC
$58,626,769 Holding
83304AAK2 - SNAP INC
$38,223,783 Holding
759916AD1 - REPLIGEN CORP
$30,864,572 Holding
842587DZ7 - SOUTHERN CO
$30,390,009 Holding

Largest Purchases this Quarter

MERITAGE HOMES CORP
104,661,000 shares (about $101.86M)
MKS INC
59,189,000 shares (about $58.63M)
SNAP INC
44,811,000 shares (about $38.22M)
PARSONS CORP
32,602,000 shares (about $34.82M)
KKR & CO INC
595,269 shares (about $31.82M)

Largest Sales this Quarter

SPDR S&P 500 ETF Trust
177,500 shares (about $109.67M)
COINBASE GLOBAL INC
33,034,000 shares (about $43.29M)
ARRAY TECHNOLOGIES INC
49,956,000 shares (about $39.75M)
LYFT INC
32,206,000 shares (about $34.49M)
WAYFAIR INC
23,993,000 shares (about $32.47M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofAdvent Capital Management /De/

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
WFC.PL
Wells Fargo & Co. Pfd. Series L
$210,770,448$338,387 ▲0.2%180,0094.5%Finance
BANK OF AMERICA CORP
$207,124,107$739,395 ▼-0.4%172,8384.4%CONV PFD
UBER TECHNOLOGIES INC
$171,875,921$26,174,979 ▼-13.2%120,067,0003.7%CONV
GLOBAL PAYMENTS INC
$137,977,700$7,723,698 ▼-5.3%153,650,0002.9%CONV
VENTAS REALTY LP
$111,913,566$518,734 ▲0.5%93,417,0002.4%CONV
MERITAGE HOMES CORP
$101,858,707$101,858,707 ▲New Holding104,661,0002.2%CONV
DUKE ENERGY CORP
$97,231,740$12,663,334 ▲15.0%91,793,0002.1%CONV
KKR & CO INC
$92,570,743$31,818,834 ▲52.4%1,731,8202.0%CONV PFD
APOLLO GLOBAL MANAGEMENT
$87,697,739$5,292,562 ▲6.4%1,175,1941.9%CONV PFD
CMS ENERGY CORP
$73,354,359$10,420,592 ▼-12.4%68,845,0001.6%CONV
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$72,597,375$109,668,375 ▼-60.2%117,5001.5%Finance
DRAFTKINGS HOLDINGS INC
$71,030,914$1,755,826 ▲2.5%78,967,0001.5%CONV
DEXCOM INC
$70,337,427$17,731,229 ▼-20.1%74,589,0001.5%CONV
NEXTERA ENERGY INC
$69,871,373$424,189 ▼-0.6%1,766,5961.5%CONV PFD
DIGITALOCEAN HOLDINGS
$66,879,222$5,137,066 ▼-7.1%71,435,0001.4%CONV
PPL CAPITAL FUNDING INC
$63,273,040$447,094 ▼-0.7%58,448,0001.3%CONV
SHIFT4 PAYMENTS INC
$63,124,000$31,789,900 ▲101.5%58,720,0001.3%CONV
ON SEMICONDUCTOR CORP
$62,093,940$21,799,328 ▲54.1%52,283,0001.3%CONV
AKAMAI TECHNOLOGIES INC
$59,351,807$18,328,773 ▼-23.6%62,377,0001.3%CONV
NEXTERA ENERGY CAPITAL
$58,917,849$3,606,518 ▲6.5%51,705,0001.3%CONV
MKS INC
$58,626,769$58,626,769 ▲New Holding59,189,0001.2%CONV
EXPEDIA GROUP INC
$58,597,663$11,184,337 ▼-16.0%60,131,0001.2%CONV
BOEING CO/THE
$53,931,564$15,434,966 ▼-22.3%798,1191.1%CONV PFD
IONIS PHARMACEUTICALS IN
$49,176,768$16,725,746 ▲51.5%46,696,0001.0%CONV
PG&E CORP
$47,166,460$18,994,714 ▼-28.7%47,413,0001.0%CONV
PARSONS CORP
$46,577,616$34,818,936 ▲296.1%43,612,0001.0%CONV
PENN ENTERTAINMENT INC
$46,214,998$3,811,611 ▲9.0%44,401,0001.0%CONV
ARES MANAGEMENT CORP
$45,255,401$2,866,676 ▼-6.0%828,5501.0%CONV PFD
AIRBNB INC
$44,716,837$1,511,599 ▲3.5%46,267,0001.0%CONV
CENTERPOINT ENERGY INC
$44,662,971$618,165 ▼-1.4%41,183,0001.0%CONV
MARRIOTT VACATION WORLDW
$44,477,578$4,883,143 ▲12.3%47,646,0000.9%CONV
NEXTERA ENERGY INC
$44,371,110$2,538,388 ▲6.1%944,5510.9%CONV PFD
WORKIVA INC
$44,316,280$21,837,721 ▲97.1%47,716,0000.9%CONV
UBER TECHNOLOGIES INC
$43,597,102$9,697,974 ▼-18.2%36,346,0000.9%CONV
ITRON INC
$43,579,106$8,731,193 ▼-16.7%38,557,0000.9%CONV
COINBASE GLOBAL INC
$42,996,434$167,765 ▲0.4%37,162,0000.9%CONV
CONFLUENT INC
$41,120,875$7,347,275 ▲21.8%44,455,0000.9%CONV
BENTLEY SYSTEMS INC
$40,955,763$2,193,400 ▲5.7%41,079,0000.9%CONV
ON SEMICONDUCTOR CORP
$39,847,139$17,912,236 ▼-31.0%42,941,0000.8%CONV
WAYFAIR INC
$39,711,908$3,105,098 ▼-7.3%34,774,0000.8%CONV
TETRA TECH INC
$38,642,760$5,171,933 ▲15.5%34,235,0000.8%CONV
SUPER MICRO COMPUTER INC
$38,487,720$3,243,606 ▼-7.8%36,760,0000.8%CONV
SNAP INC
$38,223,783$38,223,783 ▲New Holding44,811,0000.8%CONV
FIVE9 INC
$37,314,434$22,807,453 ▲157.2%42,572,0000.8%CONV
RIVIAN AUTO INC
$35,187,840$4,294,631 ▼-10.9%34,519,0000.7%CONV
TYLER TECHNOLOGIES INC
$34,935,774$21,238,374 ▲155.1%28,311,0000.7%CONV
VISHAY INTERTECHNOLOGY
$31,667,400$3,569,400 ▲12.7%35,186,0000.7%CONV
NORTHERN OIL & GAS INC
$31,261,982$23,832,553 ▲320.8%29,880,0000.7%CONV
REPLIGEN CORP
$30,864,572$30,864,572 ▲New Holding31,004,0000.7%CONV
SOUTHERN CO
$30,390,009$30,390,009 ▲New Holding27,502,0000.6%CONV
NCL CORPORATION LTD
$30,339,970$25,908,455 ▼-46.1%30,802,0000.6%CONV
AMERICAN WATER CAPITAL C
$30,111,677$4,974,894 ▼-14.2%29,846,0000.6%CONV
EVOLENT HEALTH INC
$30,102,403$1,007,312 ▲3.5%35,263,0000.6%CONV
LUMENTUM HOLDINGS INC
$29,608,424$10,256,967 ▼-25.7%28,552,0000.6%CONV
MICROCHIP TECHNOLOGY INC
$29,378,072$13,167,532 ▼-30.9%441,9250.6%CONV PFD
ETSY INC
$28,438,257$134,063 ▲0.5%31,819,0000.6%CONV
JD.COM INC
$27,799,848$27,799,848 ▲New Holding26,590,0000.6%CONV
Cisco Systems, Inc. stock logo
CSCO
Cisco Systems
$27,752,000$27,752,000 ▲New Holding400,0000.6%Computer and Technology
TANDEM DIABETES CARE INC
$27,203,334$10,734,424 ▲65.2%28,183,0000.6%CONV
LANTHEUS HOLDINGS INC
$27,115,944$20,837,467 ▲331.9%21,305,0000.6%CONV
WINNEBAGO INDUSTRIES
$27,002,705$773,310 ▼-2.8%31,217,0000.6%CONV
ALIBABA GROUP HOLDING
$26,522,814$26,522,814 ▲New Holding20,740,0000.6%CONV
TELADOC HEALTH INC
$26,222,788$10,903,427 ▼-29.4%28,355,0000.6%CONV
ENOVIS CORP
$26,136,740$5,554,082 ▲27.0%26,414,0000.6%CONV
PENNYMAC CORP
$26,043,885$26,043,885 ▲New Holding25,659,0000.6%CONV
BLOCK INC
$26,037,001$1,619,526 ▲6.6%29,051,0000.6%CONV
Advent Convertible Bond ETF
$25,861,770$25,861,770 ▲New Holding990,0000.6%COM
PEBBLEBROOK HOTEL TRUST
$24,638,068$1,042,340 ▲4.4%26,001,0000.5%CONV
FLUOR CORP
$24,627,375$4,788,109 ▼-16.3%18,753,0000.5%CONV
WESTERN DIGITAL CORP
$23,527,484$26,712,655 ▼-53.2%13,089,0000.5%CONV
WEC ENERGY GROUP INC
$23,069,868$23,069,868 ▲New Holding19,948,0000.5%CONV
COINBASE GLOBAL INC
$23,022,873$43,291,074 ▼-65.3%17,568,0000.5%CONV
JAZZ INVESTMENTS I LTD
$23,021,042$19,007,558 ▲473.6%22,720,0000.5%CONV
FORD MOTOR COMPANY
$22,391,250$3,886,723 ▲21.0%22,606,0000.5%CONV
MICROCHIP TECHNOLOGY INC
$21,929,166$21,929,166 ▲New Holding22,218,0000.5%CONV
HAEMONETICS CORP
$21,590,608$21,590,608 ▲New Holding21,650,0000.5%CONV
NEOGENOMICS INC
$20,605,752$3,425,561 ▼-14.3%23,995,0000.4%CONV
SHIFT4 PAYMENTS INC
$19,975,003$19,975,003 ▲New Holding174,5380.4%CONV PFD
Q2 HOLDINGS INC
$19,656,269$11,468,242 ▲140.1%16,497,0000.4%CONV
TRAVERE THERAPEUTICS INC
$19,462,338$16,941,087 ▲671.9%20,379,0000.4%CONV
LYFT INC
$18,907,434$34,492,626 ▼-64.6%17,654,0000.4%CONV
TRIP.COM GROUP LTD
$18,064,931$18,064,931 ▲New Holding16,209,0000.4%CONV
ENPHASE ENERGY INC
$17,500,8260.0%21,513,0000.4%CONV
AKAMAI TECHNOLOGIES INC
$17,133,962$18,909,291 ▼-52.5%17,623,0000.4%CONV
HALOZYME THERAPEUTICS IN
$16,908,862$883,895 ▲5.5%16,930,0000.4%CONV
SHAKE SHACK INC
$16,823,382$9,934,992 ▼-37.1%15,677,0000.4%CONV
CAPITAL SOUTHWEST CORP
$15,513,561$2,964,375 ▲23.6%15,700,0000.3%CONV
PG&E CORP
$14,776,861$1,327,616 ▼-8.2%394,2600.3%CONV PFD
BRIDGEBIO PHARMA INC
$14,358,240$1,364,688 ▼-8.7%15,340,0000.3%CONV
CHART INDUSTRIES INC
$14,309,917$3,565,139 ▲33.2%236,5520.3%CONV PFD
PAGERDUTY INC.
$13,793,829$228,844 ▲1.7%14,406,0000.3%CONV
ALARM.COM HLDGS INC
$13,585,626$13,585,626 ▲New Holding13,969,0000.3%CONV
SPOTIFY USA INC
$13,457,820$3,870,887 ▼-22.3%8,869,0000.3%CONV
HP ENTERPRISE CO
$13,243,140$8,420,961 ▼-38.9%226,0560.3%CONV PFD
FIRSTENERGY CORP
$12,678,051$14,900,963 ▼-54.0%12,593,0000.3%CONV
WORKIVA INC
$12,184,400$12,184,400 ▲New Holding11,287,0000.3%CONV
ALLIANT ENERGY CORP
$12,024,5640.0%11,680,0000.3%CONV
PEABODY ENERGY CORP
$11,579,161$11,579,161 ▲New Holding11,231,0000.2%CONV
CABLE ONE INC
$11,453,400$1,967,397 ▲20.7%12,074,0000.2%CONV
LUMENTUM HOLDINGS INC
$11,266,764$17,939,520 ▼-61.4%9,550,0000.2%CONV

Showing largest 100 holdings. View all holdings.
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