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Warberg Asset Management LLC Top Holdings and 13F Report (2025)

About Warberg Asset Management LLC

Investment Activity

  • Warberg Asset Management LLC has $643.19 million in total holdings as of March 31, 2025.
  • Warberg Asset Management LLC owns shares of 182 different stocks, but just 24 companies or ETFs make up 80% of its holdings.
  • Approximately 27.18% of the portfolio was purchased this quarter.
  • About 32.75% of the portfolio was sold this quarter.
  • This quarter, Warberg Asset Management LLC has purchased 191 new stocks and bought additional shares in 47 stocks.
  • Warberg Asset Management LLC sold shares of 35 stocks and completely divested from 77 stocks this quarter.

Largest Holdings

SPDRS&P500ETFTR
$135,927,000
INVESCOQQQTR
$52,405,800
NRGENERGYINC
$32,821,594
CINEMARKHLDGSINC
$27,572,095
AXONENTERPRISEINC
$22,773,415

Largest New Holdings this Quarter

45784PAK7 - INSULETCORP
$12,778,571 Holding
958102AT2 - WESTERNDIGITALCORP
$12,614,383 Holding
594918904 - MICROSOFTCORP
$6,963,740 Holding
69608A958 - PALANTIRTECHNOLOGIESINC
$6,407,040 Holding
40637HAF6 - HALOZYMETHERAPEUTICSINC
$5,764,946 Holding

Largest Purchases this Quarter

INVESCOQQQTR
48,000 shares (about $26.48M)
CNXRESCORP
5,401,000 shares (about $14.20M)
INSULETCORP
9,000,000 shares (about $12.78M)
CINEMARKHLDGSINC
6,000,000 shares (about $12.73M)
WESTERNDIGITALCORP
7,026,000 shares (about $12.61M)

Largest Sales this Quarter

SPDRS&P500ETFTR
130,000 shares (about $80.32M)
APPLEINC
8,000 shares (about $1.64M)
MACOMTECHSOLUTIONSHLDGSI
826,000 shares (about $1.44M)
STARBUCKSCORP
10,000 shares (about $916.30K)
ISHARESTR
10,000 shares (about $882.50K)

Sector Allocation Over Time

Map of 500 Largest Holdings ofWarberg Asset Management LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
SPDRS&P500ETFTR
$135,927,000$80,320,500 ▼-37.1%220,00021.1%PUT
INVESCOQQQTR
$52,405,800$26,478,720 ▲102.1%95,0008.1%PUT
NRGENERGYINC
$32,821,594$4,246,808 ▲14.9%8,370,0005.1%DBCV2.750%6/0
CINEMARKHLDGSINC
$27,572,095$12,725,582 ▲85.7%13,000,0004.3%NOTE4.500%8/1
AXONENTERPRISEINC
$22,773,415$4,181,467 ▲22.5%6,285,0003.5%NOTE0.500%12/1
CNXRESCORP
$20,771,938$14,199,372 ▲216.0%7,901,0003.2%NOTE2.250%5/0
MICROCHIPTECHNOLOGYINC.
$18,104,842$90,313 ▲0.5%9,021,0002.8%NOTE1.625%2/1
VARONISSYSINC
$16,605,861$176,904 ▲1.1%10,044,0002.6%NOTE1.250%8/1
SEAGATEHDDCAYMAN
$16,321,304$1,828,490 ▲12.6%9,060,0002.5%NOTE3.500%6/0
INTEGERHLDGSCORP
$15,360,055$218,118 ▲1.4%10,211,0002.4%NOTE2.125%2/1
BOXINC
$15,081,260$14,678 ▲0.1%11,302,0002.3%NOTE1/1
SEALTD
$14,334,463$124,339 ▲0.9%8,070,0002.2%NOTE2.375%12/0
INSULETCORP
$12,778,571$12,778,571 ▲New Holding9,000,0002.0%NOTE0.375%9/0
PARSONSCORPDEL
$12,745,243$4,786,202 ▲60.1%8,042,0002.0%NOTE0.250%8/1
WESTERNDIGITALCORP
$12,614,383$12,614,383 ▲New Holding7,026,0002.0%NOTE3.000%11/1
MACOMTECHSOLUTIONSHLDGSI
$12,519,721$1,441,496 ▼-10.3%7,174,0001.9%NOTE0.250%3/1
MIDDLEBYCORP
$12,474,343$1,966,620 ▲18.7%11,113,0001.9%NOTE1.000%9/0
GRANITECONSTRINC
$12,279,670$56,195 ▲0.5%5,900,0001.9%NOTE3.750%5/1
TYLERTEXINDPTSCHDIST
$10,514,194$2,436,020 ▲30.2%8,533,0001.6%NOTE0.250%3/1
POSTHLDGSINC
$9,356,683$8,002 ▲0.1%8,185,0001.5%NOTE2.500%8/1
WORKIVAINC
$9,322,959$2,473,219 ▲36.1%8,670,0001.4%NOTE1.125%8/1
LIVENATIONENTERTAINMENTIN
$9,291,122$2,376,942 ▲34.4%6,047,0001.4%NOTE3.125%1/1
PROGRESSSOFTWARECORP
$7,883,872$4,106,631 ▲108.7%6,606,0001.2%NOTE1.000%4/1
INTERDIGITALINC
$7,666,700$20,390 ▲0.3%2,632,0001.2%NOTE3.500%6/0
VENTASRLTYLTDPARTNERSHIP
$7,626,778$310,760 ▲4.2%6,381,0001.2%NOTE3.750%6/0
SPOTIFYUSAINC
$7,595,250$3,049,011 ▲67.1%5,012,0001.2%NOTE3/1
MICROSOFTCORP
$6,963,740$6,963,740 ▲New Holding14,0001.1%CALL
PALANTIRTECHNOLOGIESINC
$6,407,040$6,407,040 ▲New Holding47,0001.0%PUT
HALOZYMETHERAPEUTICSINC
$5,764,946$5,764,946 ▲New Holding5,050,0000.9%NOTE1.000%8/1
FORDMTRCO
$5,514,589$115,608 ▲2.1%5,581,0000.9%NOTE3/1
MICROSOFTCORP
$3,979,280$3,979,280 ▲New Holding8,0000.6%PUT
EPRPPTYS
$3,441,496$1,149,571 ▲50.2%135,4120.5%PFDCCV5.75%
CARVANACO
$2,695,680$1,010,880 ▲60.0%8,0000.4%PUT
Paramount Global stock logo
PARA
Paramount Global
$2,578,000$2,578,000 ▲New Holding200,0000.4%Consumer Discretionary
SHOPIFYINC
$2,552,324$11,181 ▲0.4%2,511,0000.4%NOTE0.125%11/0
Stereotaxis Inc. stock logo
STXS
Stereotaxis
$2,547,181$1,839,902 ▲260.1%1,201,5000.4%Medical
AMERICANWTRCAPCORP
$2,516,722$5,023 ▲0.2%2,505,0000.4%NOTE3.625%6/1
EXPEDIAGROUPINC
$2,439,229$2,439,229 ▲New Holding2,500,0000.4%NOTE2/1
EQUINIXINC
$2,386,410$2,386,410 ▲New Holding3,0000.4%PUT
CORESCIENTIFICINCNEW
$2,108,532$187,630 ▼-8.2%194,5140.3%WEXP01/23/202
JAZZINVESTMENTSILTD
$2,058,8700.0%2,035,0000.3%NOTE2.000%6/1
APPLEINC
$2,051,700$1,641,360 ▼-44.4%10,0000.3%PUT
ISHARESSILVERTR
$1,968,600$656,200 ▲50.0%60,0000.3%CALL
MICRONTECHNOLOGYINC
$1,848,750$1,848,750 ▲New Holding15,0000.3%CALL
ROBINHOODMKTSINC
$1,778,970$1,778,970 ▲New Holding19,0000.3%PUT
ISHARESTR
$1,765,000$882,500 ▼-33.3%20,0000.3%PUT
ITRONINC
$1,697,653$1,697,653 ▲New Holding1,500,0000.3%NOTE3/1
SHIFT4PMTSINC
$1,559,699$58,094 ▲3.9%1,235,0000.2%NOTE12/1
ISHARESBITCOINTRUSTETF
$1,530,250$1,530,250 ▲New Holding25,0000.2%PUT
GREENBRIERCOSINC
$1,529,0490.0%1,440,0000.2%NOTE2.875%4/1
COREWEAVEINC
$1,467,540$1,467,540 ▲New Holding9,0000.2%PUT
CIRCLEINTERNETGROUPINC
$1,450,320$1,450,320 ▲New Holding8,0000.2%PUT
PG&ECORP
$1,394,000$1,394,000 ▲New Holding100,0000.2%CALL
Chesapeake Energy Co. stock logo
CHKEL
Chesapeake Energy
$1,218,908$1,218,908 ▲New Holding11,2570.2%Energy
OCCIDENTALPETECORP
$1,211,080$1,211,080 ▲New Holding58,5990.2%WEXP08/03/202
PARAMOUNTGLOBAL
$1,206,150$1,206,150 ▲New Holding93,5000.2%CALL
TAVIAACQUISITIONCORP
$1,100,953$51,250 ▼-4.4%107,4100.2%SHS
SOUTHERNCO
$1,062,140$714,369 ▲205.4%959,0000.2%NOTE3.875%12/1
CANTALOUPEINC
$1,058,337$1,058,337 ▲New Holding96,3000.2%PUT
SELECTSECTORSPDRTR
$1,047,400$523,700 ▼-33.3%20,0000.2%PUT
CHARLTONARIAACQUISITIONCO
$1,014,2760.0%98,6650.2%ORDSHSCLA
DRUGSMADEINAMERACQUTNCO
$938,9610.0%92,0550.1%ORDSHS
Four Leaf Acquisition Corporation stock logo
FORL
Four Leaf Acquisition
$878,5330.0%75,9320.1%Financial Services
VINEHILLCAPINVTCORP.
$875,2220.0%84,1560.1%ORDSHSCLA
KOCHAVDEFENSEACQUICO
$795,685$795,685 ▲New Holding78,2000.1%UNIT05/21/2030
BLACKHAWKACQUISITIONCORP
$789,807$1,170 ▲0.1%74,2300.1%USDCLASHS
New England Realty Associates Limited Partnership stock logo
NEN
New England Realty Associates Limited Partnership
$784,363$79,021 ▲11.2%10,7300.1%Real Estate
AIFEEXNEXUSACQUISITIONCOR
$775,6140.0%76,1900.1%ORDSHSCLA
INNOVATIVEINDLPPTYSINC
$767,558$491,458 ▲178.0%13,9000.1%PUT
TRANSLATIONALDEVACQUISITIO
$765,430$21 ▲0.0%74,4220.1%COMCLA
CANTALOUPEINC
$760,508$49,455 ▼-6.1%69,2000.1%CALL
AAMISSIONACQUISITIONCORP
$700,1820.0%67,1960.1%ORDSHSCLA
AVPTW
AvePoint
$626,278$501,958 ▲403.8%80,6020.1%Computer and Technology
OCCIDENTALPETECORP
$588,140$42,010 ▼-6.7%14,0000.1%CALL
KEENVISIONACQUISITIONCORP
$523,0200.0%46,0000.1%SHS
VANECKETFTRUST
$520,600$572,660 ▼-52.4%10,0000.1%CALL
Rigetti Computing, Inc. stock logo
RGTIW
Rigetti Computing
$517,779$302,380 ▲140.4%123,5750.1%Computer and Technology
AKAMAITECHNOLOGIESINC
$512,7030.0%528,0000.1%NOTE0.375%9/0
CALREDWOODACQUISITIONCORP
$511,974$511,974 ▲New Holding49,9000.1%UNIT05/15/2030
EPRPPTYS
$509,356$509,356 ▲New Holding16,3360.1%CONVPFD9%SRE
PELICANACQUISITIONCORP
$500,500$500,500 ▲New Holding50,0000.1%SHS
CANTOREQUITYPARTNERSINC
$494,662$494,662 ▲New Holding17,8000.1%PUT
Oak Woods Acquisition Corporation stock logo
OAKU
Oak Woods Acquisition
$484,684$17,714 ▲3.8%41,4260.1%Financial Services
OPPFIINC
$481,716$204,532 ▼-29.8%112,5530.1%WEXP07/20/202
RISINGDRAGONACQUISITIONCO
$474,2730.0%45,9790.1%SHS
STARBUCKSCORP
$458,150$916,300 ▼-66.7%5,0000.1%PUT
THAYERVENTURESACQCORPII
$454,142$454,142 ▲New Holding44,6990.1%UNIT05/15/2030
GRAYSCALEBITCOINTRUSTETF
$424,235$424,235 ▲New Holding5,0010.1%SHSREPCOMUT
ACMRESHINC
$422,170$422,170 ▲New Holding16,3000.1%CALL
PRAIRIEOPERCO
$419,300$239,600 ▲133.3%140,0000.1%CALL
RFACQUISITIONCORPII
$401,2800.0%38,0000.1%SHS
HIMS&HERSHEALTHINC
$398,800$398,800 ▲New Holding8,0000.1%PUT
AEVATECHNOLOGIESINC
$377,900$377,900 ▲New Holding10,0000.1%PUT
BANKAMERICACORP
$363,900$363,900 ▲New Holding3000.1%7.25%CNVPFDL
WEBULLCORP
$358,800$358,800 ▲New Holding30,0000.1%ORDSHS
CHAMPIONSGATEACQUISITIONCO
$353,326$353,326 ▲New Holding34,7420.1%UNIT05/14/2030
NeoVolta Inc. stock logo
NEOVW
NeoVolta
$334,813$49,387 ▼-12.9%237,4560.1%Industrials
PERCEPTIVECAPSOLUTIONSCOR
$316,6700.0%29,9310.0%CLAORDSHS
ARMADAACQUISITIONCORPII
$306,300$306,300 ▲New Holding30,0000.0%UNIT05/21/2030
DUNEACQUISITIONCORPII
$299,651$299,651 ▲New Holding29,8160.0%SHSCLA

Showing largest 100 holdings. View all holdings.
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