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Warberg Asset Management LLC Top Holdings and 13F Report (2025)

About Warberg Asset Management LLC

Investment Activity

  • Warberg Asset Management LLC has $605.44 million in total holdings as of March 31, 2025.
  • Warberg Asset Management LLC owns shares of 191 different stocks, but just 27 companies or ETFs make up 80% of its holdings.
  • Approximately 23.17% of the portfolio was purchased this quarter.
  • About 25.51% of the portfolio was sold this quarter.
  • This quarter, Warberg Asset Management LLC has purchased 198 new stocks and bought additional shares in 39 stocks.
  • Warberg Asset Management LLC sold shares of 51 stocks and completely divested from 69 stocks this quarter.

Largest Holdings

SPDR S&P 500 ETF TR
$195,786,500
INVESCO QQQ TR
$22,039,240
UNITED STATES STL CORP
$21,239,964
NRG ENERGY INC
$17,014,026
INTEGER HLDGS CORP
$14,730,723

Largest New Holdings this Quarter

457669AB5 - INSMED INC
$11,904,895 Holding
92277GAZ0 - VENTAS RLTY LTD PARTNERSHIP
$7,889,023 Holding
122017AB2 - BURLINGTON STORES INC
$7,776,275 Holding
12653CAG3 - CNX RES CORP
$6,145,833 Holding
302301AE6 - EZCORP INC
$4,002,500 Holding

Largest Purchases this Quarter

INSMED INC
5,023,000 shares (about $11.90M)
VENTAS RLTY LTD PARTNERSHIP
6,121,000 shares (about $7.89M)
BURLINGTON STORES INC
7,158,000 shares (about $7.78M)
CNX RES CORP
2,500,000 shares (about $6.15M)
ZSCALER INC
4,582,000 shares (about $6.07M)

Largest Sales this Quarter

SPDR S&P 500 ETF TR
55,000 shares (about $30.77M)
OCCIDENTAL PETE CORP
165,000 shares (about $8.14M)
PARSONS CORP DEL
5,404,000 shares (about $7.16M)
INVESCO QQQ TR
11,000 shares (about $5.16M)
AXON ENTERPRISE INC
1,627,000 shares (about $3.82M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofWarberg Asset Management LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
SPDR S&P 500 ETF TR
$195,786,500$30,766,450 ▼-13.6%350,00032.3%PUT
INVESCO QQQ TR
$22,039,240$5,158,120 ▼-19.0%47,0003.6%PUT
UNITED STATES STL CORP
$21,239,964$199,749 ▼-0.9%6,699,0003.5%NOTE 5.000%11/0
NRG ENERGY INC
$17,014,026$4,842,472 ▲39.8%7,287,0002.8%DBCV 2.750% 6/0
INTEGER HLDGS CORP
$14,730,723$2,252,194 ▲18.0%10,066,0002.4%NOTE 2.125% 2/1
BOX INC
$14,032,560$774,270 ▲5.8%11,291,0002.3%NOTE 1/1
VARONIS SYS INC
$13,242,1880.0%9,937,0002.2%NOTE 1.250% 8/1
MICROCHIP TECHNOLOGY INC.
$12,299,6330.0%8,976,0002.0%NOTE 1.625% 2/1
CINEMARK HLDGS INC
$12,251,800$2,700,647 ▲28.3%7,000,0002.0%NOTE 4.500% 8/1
AXON ENTERPRISE INC
$12,046,390$3,819,816 ▼-24.1%5,131,0002.0%NOTE 0.500%12/1
INSMED INC
$11,904,895$11,904,895 ▲New Holding5,023,0002.0%NOTE 0.750% 6/0
SEA LTD
$11,796,526$5,501,605 ▲87.4%8,000,0001.9%NOTE 2.375%12/0
MIDDLEBY CORP
$11,301,688$5,326,680 ▲89.1%9,361,0001.9%NOTE 1.000% 9/0
ZSCALER INC
$10,276,729$6,070,384 ▲144.3%7,757,0001.7%NOTE 0.125% 7/0
MACOM TECH SOLUTIONS HLDGS I
$10,236,936$4,094,774 ▲66.7%8,000,0001.7%NOTE 0.250% 3/1
GRANITE CONSTR INC
$10,094,848$4,762,953 ▲89.3%5,873,0001.7%NOTE 3.750% 5/1
POST HLDGS INC
$9,770,820$249,707 ▲2.6%8,178,0001.6%NOTE 2.500% 8/1
SEAGATE HDD CAYMAN
$9,695,416$1,205,148 ▲14.2%8,045,0001.6%NOTE 3.500% 6/0
DATADOG INC
$8,969,028$1,014,621 ▼-10.2%8,000,0001.5%NOTE 0.125% 6/1
TYLER TEX INDPT SCH DIST
$7,998,618$5,469,464 ▲216.3%6,556,0001.3%NOTE 0.250% 3/1
VENTAS RLTY LTD PARTNERSHIP
$7,889,023$7,889,023 ▲New Holding6,121,0001.3%NOTE 3.750% 6/0
BURLINGTON STORES INC
$7,776,275$7,776,275 ▲New Holding7,158,0001.3%NOTE 2.250% 4/1
WORKIVA INC
$7,161,473$3,569,494 ▲99.4%6,370,0001.2%NOTE 1.125% 8/1
INTERDIGITAL INC
$7,056,3450.0%2,625,0001.2%NOTE 3.500% 6/0
PARSONS CORP DEL
$6,653,790$7,159,913 ▼-51.8%5,022,0001.1%NOTE 0.250% 8/1
BLOOMIN BRANDS INC
$6,641,9240.0%6,644,0001.1%NOTE 5.000% 5/0
FLUOR CORP
$6,388,334$830,483 ▲14.9%6,000,0001.1%NOTE 1.125% 8/1
LIVE NATION ENTERTAINMENT IN
$6,264,130$3,471,720 ▲124.3%4,500,0001.0%NOTE 3.125% 1/1
CNX RES CORP
$6,145,833$6,145,833 ▲New Holding2,500,0001.0%NOTE 2.250% 5/0
NCL CORP LTD
$5,628,748$2,168,508 ▲62.7%4,924,0000.9%NOTE 5.375% 8/0
FORD MTR CO
$5,354,310$883,892 ▲19.8%5,464,0000.9%NOTE 3/1
EZCORP INC
$4,002,500$4,002,500 ▲New Holding4,000,0000.7%NOTE 2.375% 5/0
APPLE INC
$3,998,340$2,887,690 ▲260.0%18,0000.7%PUT
STRIDE INC
$3,917,8990.0%1,605,0000.6%NOTE 1.125% 9/0
SPOTIFY USA INC
$3,578,175$3,578,175 ▲New Holding3,000,0000.6%NOTE 3/1
AKAMAI TECHNOLOGIES INC
$3,399,655$3,399,655 ▲New Holding3,413,0000.6%NOTE 0.125% 5/0
PROGRESS SOFTWARE CORP
$3,381,9520.0%3,165,0000.6%NOTE 1.000% 4/1
SOUTHWEST AIRLS CO
$3,270,639$1,692,778 ▲107.3%3,273,0000.5%NOTE 1.250% 5/0
HCI GROUP INC
$2,919,445$2,919,445 ▲New Holding1,556,0000.5%NOTE 4.750% 6/0
SPDR GOLD TR
$2,881,400$2,881,400 ▲New Holding10,0000.5%PUT
Invesco QQQ stock logo
QQQ
Invesco QQQ
$2,813,520$1,406,760 ▲100.0%6,0000.5%Finance
ISHARES TR
$2,730,900$910,300 ▲50.0%30,0000.5%PUT
AMERICAN WTR CAP CORP
$2,562,583$2,562,583 ▲New Holding2,500,0000.4%NOTE 3.625% 6/1
SHOPIFY INC
$2,509,438$2,509,438 ▲New Holding2,500,0000.4%NOTE 0.125%11/0
AMERICAN AIRLINES GROUP INC
$2,505,337$2,505,337 ▲New Holding2,500,0000.4%NOTE 6.500% 7/0
PALO ALTO NETWORKS INC
$2,433,697$2,347,883 ▲2,736.0%709,0000.4%NOTE 0.375% 6/0
JAZZ INVESTMENTS I LTD
$2,109,820$31,103 ▲1.5%2,035,0000.3%NOTE 2.000% 6/1
EPR PPTYS
$2,081,354$4,154 ▲0.2%90,1800.3%PFD C CV 5.75%
TESLA INC
$2,073,280$2,073,280 ▲New Holding8,0000.3%PUT
DROPBOX INC
$1,976,514$1,976,514 ▲New Holding2,003,0000.3%NOTE 3/0
GREENBRIER COS INC
$1,595,847$791,274 ▲98.3%1,440,0000.3%NOTE 2.875% 4/1
SELECT SECTOR SPDR TR
$1,494,300$1,494,300 ▲New Holding30,0000.2%PUT
STARBUCKS CORP
$1,471,350$490,450 ▼-25.0%15,0000.2%PUT
SHIFT4 PMTS INC
$1,361,405$482,045 ▼-26.1%1,189,0000.2%NOTE 12/1
ISHARES SILVER TR
$1,239,600$154,950 ▼-11.1%40,0000.2%CALL
iShares 0-3 Month Treasury Bond ETF stock logo
SGOV
iShares 0-3 Month Treasury Bond ETF
$1,134,048$1,134,048 ▲New Holding11,2650.2%ETF
TAVIA ACQUISITION CORP
$1,129,721$5,930 ▼-0.5%112,4100.2%SHS
CARVANA CO
$1,045,400$418,160 ▲66.7%5,0000.2%PUT
CHARLTON ARIA ACQUISITION CO
$995,5300.0%98,6650.2%ORD SHS CL A
VANECK ETF TRUST
$965,370$459,700 ▼-32.3%21,0000.2%CALL
GCM Grosvenor Inc. stock logo
GCMGW
GCM Grosvenor
$924,163$10,464 ▲1.1%531,1280.2%Financial Services
DRUGS MADE IN AMER ACQUTN CO
$922,391$922,391 ▲New Holding92,0550.2%ORD SHS
ClimateRock stock logo
CLRC
ClimateRock
$904,716$36 ▲0.0%75,3930.1%Financial Services
Four Leaf Acquisition Co. stock logo
FORL
Four Leaf Acquisition
$859,5500.0%75,9320.1%Financial Services
VINE HILL CAP INVT CORP.
$855,025$9,134 ▼-1.1%84,1560.1%ORD SHS CL A
CHART INDS INC
$789,126$22,346 ▲2.9%14,4080.1%6.75DP CNV PFD B
New England Realty Associates Limited Partnership stock logo
NEN
New England Realty Associates Limited Partnership
$785,009$140,747 ▼-15.2%9,6490.1%Real Estate
BLACK HAWK ACQUISITION CORP
$780,4840.0%74,1200.1%USD CL A SHS
APOLLO GLOBAL MGMT INC
$768,249$219 ▲0.0%10,5110.1%SER A MAND CNV
Apple Inc. stock logo
AAPL
Apple
$766,349$766,349 ▲New Holding3,4500.1%Computer and Technology
AIFEEX NEXUS ACQUISITION COR
$763,424$763,424 ▲New Holding76,1900.1%ORD SHS CL A
TRANSLATIONAL DEV ACQUISITIO
$750,154$750,154 ▲New Holding74,4200.1%COM CL A
OCCIDENTAL PETE CORP
$740,400$8,144,400 ▼-91.7%15,0000.1%CALL
AA MISSION ACQUISITION CORP
$691,7830.0%67,1960.1%ORD SHS CL A
GSR III ACQUISITION CORP
$680,6600.0%67,9980.1%CL A
Atlas Lithium Co. stock logo
ATLX
Atlas Lithium
$656,585$656,585 ▲New Holding126,9990.1%Basic Materials
IRON HORSE ACQUISITIONS CORP
$655,379$305,025 ▲87.1%62,4170.1%COM
Financial Select Sector SPDR Fund stock logo
XLF
Financial Select Sector SPDR Fund
$647,660$647,660 ▲New Holding13,0000.1%ETF
CORE SCIENTIFIC INC NEW
$641,824$316,556 ▼-33.0%211,8230.1%*W EXP 01/23/202
GAMESTOP CORP NEW
$602,640$602,640 ▲New Holding27,0000.1%CALL
Stereotaxis, Inc. stock logo
STXS
Stereotaxis
$587,175$485,380 ▲476.8%333,6220.1%Medical
CANTALOUPE INC
$580,019$10,231 ▼-1.7%73,7000.1%CALL
KEEN VISION ACQUISITION CORP
$516,5800.0%46,0000.1%SHS
AKAMAI TECHNOLOGIES INC
$515,349$534,870 ▼-50.9%528,0000.1%NOTE 0.375% 9/0
ADVANCED MICRO DEVICES INC
$513,7000.0%5,0000.1%CALL
RISING DRAGON ACQUISITION CO
$468,5260.0%45,9790.1%SHS
Oak Woods Acquisition Co. stock logo
OAKU
Oak Woods Acquisition
$461,782$1,018 ▼-0.2%39,9120.1%Financial Services
Starbucks Co. stock logo
SBUX
Starbucks
$441,360$343,280 ▼-43.8%4,5000.1%Retail/Wholesale
RF ACQUISITION CORP II
$394,2390.0%38,0000.1%SHS
VanEck Junior Gold Miners ETF stock logo
GDXJ
VanEck Junior Gold Miners ETF
$386,100$386,100 ▲New Holding6,7500.1%ETF
ALAMOS GOLD INC NEW
$374,360$374,360 ▲New Holding14,0000.1%PUT
SOUTHERN CO
$351,919$112,076 ▼-24.2%314,0000.1%NOTE 3.875%12/1
OPPFI INC
$345,364$345,364 ▲New Holding160,3420.1%*W EXP 07/20/202
UNITED AIRLS HLDGS INC
$345,250$345,250 ▲New Holding5,0000.1%CALL
PRAIRIE OPER CO
$321,000$321,000 ▲New Holding60,0000.1%CALL
PERCEPTIVE CAP SOLUTIONS COR
$308,2890.0%29,9310.1%CL A ORD SHS
DT CLOUD ACQUISITION CORP
$276,2210.0%25,8150.0%ORD SHS
INNOVATIVE INDL PPTYS INC
$270,450$270,450 ▲New Holding5,0000.0%PUT
NUSCALE PWR CORP
$254,880$70,800 ▼-21.7%18,0000.0%PUT
RIVIAN AUTOMOTIVE INC
$249,0000.0%20,0000.0%PUT

Showing largest 100 holdings. View all holdings.
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