KCAP Financial Company Profile (NASDAQ:KCAP)

About KCAP Financial (NASDAQ:KCAP)

KCAP Financial logoKCAP Financial, Inc. is an internally managed, non-diversified closed-end investment company. The Company has approximately three principal areas of investments. First, the Company originates, structures and invests in senior secured term loans and mezzanine debt primarily in privately-held middle market companies (the debt securities portfolio). In addition, the Company may invest in the equity securities of privately held middle market companies. Second, the Company invests in asset management companies (the Asset Manager Affiliates) that manage collateralized loan obligation funds (CLO Funds). Third, the Company invests in debt and subordinated securities issued by CLOs (CLO fund securities). These CLO fund securities are primarily managed by its Asset Manager Affiliates, but from time-to-time the Company makes investments in CLO Fund Securities managed by other asset managers. The CLO funds typically invest in syndicated loans, high-yield bonds and other credit instruments.

Industry, Sector and Symbol:
  • Sector: Finance
  • Industry: Closed End Funds
  • Sub-Industry: Asset Management & Custody Banks
  • Symbol: NASDAQ:KCAP
  • CUSIP: 48668E10
  • Web: www.kohlbergcapital.com
Capitalization:
  • Market Cap: $129.4 million
  • Outstanding Shares: 37,185,000
Average Prices:
  • 50 Day Moving Avg: $3.40
  • 200 Day Moving Avg: $3.59
  • 52 Week Range: $3.30 - $4.89
P/E:
  • Trailing P/E Ratio: 23.07
  • Foreward P/E Ratio: 9.35
  • P/E Growth: 0.70
Sales & Book Value:
  • Annual Revenue: $32.54 million
  • Price / Sales: 3.95
  • Book Value: $5.12 per share
  • Price / Book: 0.68
Dividend:
  • Annual Dividend: $0.48
  • Dividend Yield: 13.8%
Profitability:
  • Net Margins: 17.53%
  • Return on Equity: 7.44%
  • Return on Assets: 3.84%
Debt:
  • Debt-to-Equity Ratio: 0.90%
  • Current Ratio: 2.01%
  • Quick Ratio: 2.01%
Misc:
  • Average Volume: 118,566 shs.
  • Beta: 1.69
  • Short Ratio: 0.28
 

Frequently Asked Questions for KCAP Financial (NASDAQ:KCAP)

What is KCAP Financial's stock symbol?

KCAP Financial trades on the NASDAQ under the ticker symbol "KCAP."

How often does KCAP Financial pay dividends? What is the dividend yield for KCAP Financial?

KCAP Financial announced a quarterly dividend on Wednesday, June 21st. Stockholders of record on Friday, July 7th will be paid a dividend of $0.12 per share on Thursday, July 27th. This represents a $0.48 annualized dividend and a dividend yield of 13.87%. The ex-dividend date of this dividend is Wednesday, July 5th. View KCAP Financial's Dividend History.

How were KCAP Financial's earnings last quarter?

KCAP Financial, Inc. (NASDAQ:KCAP) issued its quarterly earnings data on Wednesday, August, 2nd. The company reported $0.07 earnings per share (EPS) for the quarter, missing the Zacks' consensus estimate of $0.10 by $0.03. The company earned $7.66 million during the quarter, compared to the consensus estimate of $7.95 million. KCAP Financial had a net margin of 17.53% and a return on equity of 7.44%. View KCAP Financial's Earnings History.

When will KCAP Financial make its next earnings announcement?

KCAP Financial is scheduled to release their next quarterly earnings announcement on Tuesday, October, 31st 2017. View Earnings Estimates for KCAP Financial.

Where is KCAP Financial's stock going? Where will KCAP Financial's stock price be in 2017?

2 analysts have issued twelve-month price objectives for KCAP Financial's shares. Their predictions range from $3.50 to $16.00. On average, they anticipate KCAP Financial's share price to reach $9.75 in the next year. View Analyst Ratings for KCAP Financial.

Who are some of KCAP Financial's key competitors?

Who are KCAP Financial's key executives?

KCAP Financial's management team includes the folowing people:

  • Christopher Lacovara, Independent Chairman of the Board
  • Dayl W. Pearson, President, Chief Executive Officer, Director
  • Edward U. Gilpin, Chief Financial Officer, Treasurer, Secretary
  • R. Jon Jonathan Corless, Chief Investment Officer
  • Daniel P. Gilligan, Interim Chief Compliance Officer, Vice President, Director - Portfolio Administration
  • Albert G. Pastino, Lead Independent Director
  • Dean C. Kehler, Director
  • Charles Michael Jacobi CPA, Independent Director
  • C. Turney Stevens, Independent Director
  • John A. Ward III, Independent Director

Who owns KCAP Financial stock?

KCAP Financial's stock is owned by a variety of of institutional and retail investors. Top institutional investors include Private Management Group Inc. (2.93%), Confluence Investment Management LLC (0.93%), Diversified Trust Co (0.60%), Ares Management LLC (0.43%), Cue Financial Group Inc. (0.40%) and Advisors Asset Management Inc. (0.38%). View Institutional Ownership Trends for KCAP Financial.

Who sold KCAP Financial stock? Who is selling KCAP Financial stock?

KCAP Financial's stock was sold by a variety of institutional investors in the last quarter, including Advisors Asset Management Inc.. View Insider Buying and Selling for KCAP Financial.

Who bought KCAP Financial stock? Who is buying KCAP Financial stock?

KCAP Financial's stock was acquired by a variety of institutional investors in the last quarter, including Private Management Group Inc., Cue Financial Group Inc., Legal & General Group Plc, Diversified Trust Co, Ares Management LLC and Eagle Global Advisors LLC. View Insider Buying and Selling for KCAP Financial.

How do I buy KCAP Financial stock?

Shares of KCAP Financial can be purchased through any online brokerage account. Popular online brokerages include Vanguard Brokerage Services, TD Ameritrade, E*TRADE, Scottrade, Fidelity and Charles Schwab.

What is KCAP Financial's stock price today?

One share of KCAP Financial stock can currently be purchased for approximately $3.46.


MarketBeat Community Rating for KCAP Financial (NASDAQ KCAP)
Community Ranking:  1.5 out of 5 (star half star)
Outperform Votes:  76 (Vote Outperform)
Underperform Votes:  181 (Vote Underperform)
Total Votes:  257
MarketBeat's community ratings are surveys of what our community members think about KCAP Financial and other stocks. Vote "Outperform" if you believe the stock will outperform the S&P 500 over the long term. Vote "Underperform" if you believe the stock will underperform the S&P 500 over the long term. You may vote once every thirty days.

Analyst Ratings

Consensus Ratings for KCAP Financial (NASDAQ:KCAP) (How are Consensus Ratings Calculated?)
Ratings Breakdown: 1 Hold Rating, 1 Buy Rating
Consensus Rating:Buy (Score: 2.50)
Consensus Price Target: $9.75 (181.79% upside)

Analysts' Ratings History for KCAP Financial (NASDAQ:KCAP)
Show:
DateFirmActionRatingPrice TargetImpact on Share PriceDetails
7/21/2017Keefe, Bruyette & WoodsReiterated RatingHold$3.50LowView Rating Details
5/1/2017BMO Capital MarketsReiterated RatingBuy$16.00LowView Rating Details
4/27/2016Janney Montgomery ScottReiterated RatingHoldN/AView Rating Details
12/17/2015Cantor FitzgeraldReiterated RatingHold$4.50N/AView Rating Details
(Data available from 9/21/2015 forward)

Earnings

Earnings History for KCAP Financial (NASDAQ:KCAP)
Earnings by Quarter for KCAP Financial (NASDAQ:KCAP)
Earnings History by Quarter for KCAP Financial (NASDAQ KCAP)
DateQuarterConsensus EstimateActual EPSRevenue EstimateActual RevenueRelease LinkConference CallDetails
10/31/2017$0.08N/AView Earnings Details
8/2/2017Q2 2017$0.10$0.07$7.95 million$7.66 millionViewListenView Earnings Details
5/4/2017Q1 2017$0.10$0.09$8.08 million$7.77 millionViewListenView Earnings Details
11/2/2016Q3 2016$0.15$0.12$9.90 million$9.02 millionViewListenView Earnings Details
3/9/2016Q4$0.17$0.14$11.35 million$10.23 millionViewN/AView Earnings Details
8/5/2015Q215$0.18$0.16$11.91 million$11.17 millionViewListenView Earnings Details
5/6/2015Q115$0.18$0.18$10.80 million$12.34 millionViewN/AView Earnings Details
4/14/2015$0.18($0.28)ViewN/AView Earnings Details
11/5/2014Q314$0.25$0.23$13.50 million$13.68 millionViewN/AView Earnings Details
8/6/2014Q2$0.25$0.24$13.51 million$13.22 millionViewListenView Earnings Details
5/7/2014Q1 2014$0.24$0.24$13.26 million$13.39 millionViewN/AView Earnings Details
3/12/2014$0.25$0.21ViewN/AView Earnings Details
11/7/2013Q313$0.24$0.22$12.74 millionViewN/AView Earnings Details
8/6/2013Q2 2013$0.26$0.20ViewN/AView Earnings Details
(Data available from 1/1/2011 forward)

Estimates

Earnings Estimates for KCAP Financial (NASDAQ:KCAP)
Current Year EPS Consensus Estimate: $0.34 EPS
Next Year EPS Consensus Estimate: $0.37 EPS

Dividends

Current Dividend Information for KCAP Financial (NASDAQ:KCAP)
Most Recent Dividend:7/27/2017
Annual Dividend:$0.48
Dividend Yield:13.87%
Payout Ratio:320.00% (Trailing 12 Months of Earnings)
141.18% (Based on This Year's Estimates)
129.73% (Based on Next Year's Estimates)
Dividend Payments by Quarter for KCAP Financial (NASDAQ:KCAP)

Dividend History by Quarter for KCAP Financial (NASDAQ KCAP)
AnnouncedPeriodAmountYieldEx-Dividend DateRecord DatePayable Date
6/21/2017quarterly$0.1214.04%7/5/20177/7/20177/27/2017
3/22/2017quarterly$0.1212.15%4/5/20174/7/20174/28/2017
12/15/2016quarterly$0.1212.06%1/4/20171/6/20171/27/2017
9/21/2016quarterly$0.1513.02%10/12/201610/14/201610/27/2016
6/22/2016quarterly$0.1515.63%7/5/20167/7/20167/28/2016
3/21/2016quarterly$0.1518.4%4/5/20164/7/20164/28/2016
12/17/2015quarterly$0.1515.87%12/30/20151/4/20161/28/2016
9/23/2015quarterly$0.2117.25%10/9/201510/14/201510/27/2015
6/24/2015quarterly$0.2113.66%7/1/20157/6/20157/27/2015
3/25/2015quarterly$0.2112.28%4/1/20154/6/20154/27/2015
12/17/2014quarterly$0.2513.57%12/24/201412/29/20141/29/2015
9/19/2014quarterly$0.2511.9%10/9/201410/14/201410/29/2014
6/20/2014quarterly$0.2512.27%7/1/20147/3/20147/25/2014
3/21/2014quarterly$0.2512.09%4/2/20144/4/20144/25/2014
12/13/2013quarterly$0.2512.24%12/24/201312/27/20131/27/2014
9/13/2013quarterly$0.2511.01%10/4/201310/8/201310/29/2013
6/17/2013quarterly$0.2810.43%7/2/20137/5/20137/26/2013
3/15/2013quarterly$0.2810.58%4/3/20134/5/20134/26/2013
12/17/2012quarterly$0.2811.73%12/26/201212/28/20121/28/2013
(Data available from 1/1/2013 forward)

Insider Trades

Insider Trading History for KCAP Financial (NASDAQ:KCAP)
No insider trades for this company have been tracked by MarketBeat.com

Headlines

Headline Trends for KCAP Financial (NASDAQ:KCAP)
Latest Headlines for KCAP Financial (NASDAQ:KCAP)
Source:
DateHeadline
nasdaq.com logoKCAP Financial Prices $17.8 Mln Notes Offering - Nasdaq
www.nasdaq.com - September 21 at 8:26 AM
streetinsider.com logoForm 4 KCAP Financial, Inc. For: Sep 19 Filed by: Corless R Jon - StreetInsider.com
www.streetinsider.com - September 21 at 8:26 AM
finance.yahoo.com logoKCAP Financial, Inc. Prices Public Offering of $17.8 Million of Additional 6.125% Notes Due 2022
finance.yahoo.com - September 19 at 12:44 AM
finance.yahoo.com logoKCAP Financial, Inc. Announces Public Offering of Additional 6.125% Notes Due 2022
finance.yahoo.com - September 18 at 7:42 PM
americanbankingnews.com logoHead to Head Contrast: Hercules Capital (HTGC) versus KCAP Financial (KCAP)
www.americanbankingnews.com - September 6 at 8:38 AM
seekingalpha.com logoKCAP Financial: This 6.125% 'Baby Bond' Starts Trading On Nasdaq
seekingalpha.com - September 5 at 5:00 PM
americanbankingnews.com logoKCAP Financial, Inc. (KCAP) Upgraded at ValuEngine
www.americanbankingnews.com - September 3 at 12:28 AM
americanbankingnews.com logoKCAP Financial (KCAP) versus Fidus Investment Corporation (FDUS) Critical Review
www.americanbankingnews.com - August 30 at 4:26 PM
americanbankingnews.com logoReviewing Blackrock Taxable Municipal Bond Trust (BBN) & KCAP Financial (NASDAQ:KCAP)
www.americanbankingnews.com - August 13 at 10:32 PM
americanbankingnews.com logoMCG Capital Corp (MCGC) vs. KCAP Financial (NASDAQ:KCAP) Financial Comparison
www.americanbankingnews.com - August 9 at 12:24 PM
nasdaq.com logoKCAP Financial, Inc. Prices Public Offering of $50 Million of 6.125% Notes Due 2022 - Nasdaq
www.nasdaq.com - August 9 at 12:57 AM
nasdaq.com logoKCAP Financial, Inc. Announces Public Offering of Notes Due 2022 - Nasdaq
www.nasdaq.com - August 8 at 7:54 PM
finance.yahoo.com logoKCAP Financial, Inc. Announces Public Offering of Notes Due 2022
finance.yahoo.com - August 8 at 7:54 PM
americanbankingnews.com logoCritical Survey: KCAP Financial (NASDAQ:KCAP) versus PennantPark Investment Corporation (PNNT)
www.americanbankingnews.com - August 8 at 12:30 AM
americanbankingnews.com logoFifth Street Senior Floating Rate Corp. (FSFR) versus KCAP Financial (NASDAQ:KCAP) Head-To-Head Contrast
www.americanbankingnews.com - August 7 at 2:38 PM
seekingalpha.com logoKCAP Financial's (KCAP) CEO Dayl Pearson on Q2 2017 Results - Earnings Call Transcript - Seeking Alpha
seekingalpha.com - August 6 at 6:37 PM
reuters.com logoBRIEF-KCAP Financial Q2 net investment income $0.07 per basic share
www.reuters.com - August 3 at 10:56 PM
finance.yahoo.com logoEdited Transcript of KCAP earnings conference call or presentation 3-Aug-17 1:00pm GMT
finance.yahoo.com - August 3 at 10:56 PM
finance.yahoo.com logoKCAP Financial posts 2Q profit
finance.yahoo.com - August 3 at 10:56 PM
nasdaq.com logoKCAP Financial, Inc. Announces Second Quarter 2017 Financial Results - Nasdaq
www.nasdaq.com - August 3 at 1:24 AM
finance.yahoo.com logoKCAP Financial, Inc. Announces Second Quarter 2017 Financial Results
finance.yahoo.com - August 3 at 1:24 AM
americanbankingnews.com logoFinancial Comparison: Solar Senior Capital (SUNS) vs. KCAP Financial (KCAP)
www.americanbankingnews.com - July 29 at 10:11 AM
finance.yahoo.com logoKCAP Financial, Inc. to Report Second Quarter 2017 Financial Results on August 2nd 2017; Conference Call Scheduled
finance.yahoo.com - July 29 at 12:48 AM
nasdaq.com logoKCAP Financial Investment Forms JV with Freedom 3, Redeems $148 Mln of Debt
www.nasdaq.com - July 22 at 5:08 AM
streetinsider.com logoKCAP Financial (KCAP) Announces Formation of Investment JV with Freedom 3, Redemption of $148M of Debt
www.streetinsider.com - July 22 at 5:08 AM
News IconBRIEF-KCAP Financial reports formation of investment JV with Freedom 3
www.businessinsider.com - July 22 at 5:08 AM
americanbankingnews.com logoKCAP Financial's (NASDAQ:KCAP) Hold Rating Reiterated at Keefe, Bruyette & Woods
www.americanbankingnews.com - July 21 at 6:42 PM
nasdaq.com logoKCAP Financial, Inc. Announces Formation of Investment Joint Venture with Freedom 3 and Redemption of ... - Nasdaq
www.nasdaq.com - July 21 at 12:36 AM
finance.yahoo.com logoKCAP Financial, Inc. Announces Formation of Investment Joint Venture with Freedom 3 and Redemption of Approximately $148 Million of Debt
finance.yahoo.com - July 21 at 12:36 AM
americanbankingnews.com logoKCAP Financial, Inc. (NASDAQ:KCAP) Raised to Hold at Zacks Investment Research
www.americanbankingnews.com - July 19 at 12:52 AM
nasdaq.com logoKCAP Financial, Inc. (KCAP) Ex-Dividend Date Scheduled for July ... - Nasdaq
www.nasdaq.com - July 4 at 5:43 AM
streetinsider.com logoForm 4 KCAP Financial, Inc. For: Jun 20 Filed by: Gilpin Edward U - StreetInsider.com
www.streetinsider.com - June 23 at 6:30 PM
americanbankingnews.com logoKCAP Financial (KCAP) & Solar Capital (SLRC) Head to Head Comparison
www.americanbankingnews.com - June 23 at 8:16 AM
americanbankingnews.com logoKCAP Financial, Inc. (KCAP) to Issue Quarterly Dividend of $0.12
www.americanbankingnews.com - June 21 at 5:38 PM
seekingalpha.com logoIdentifying Risk In BDCs - TICC Capital
seekingalpha.com - June 19 at 5:07 PM
americanbankingnews.com logoKCAP Financial Inc (KCAP) Upgraded to Buy at ValuEngine
www.americanbankingnews.com - June 4 at 10:00 AM
americanbankingnews.com logoKCAP Financial Inc (KCAP) Cut to Hold at ValuEngine
www.americanbankingnews.com - May 21 at 8:38 PM
americanbankingnews.com logoZacks Investment Research Downgrades KCAP Financial Inc (KCAP) to Sell
www.americanbankingnews.com - May 20 at 12:04 AM
americanbankingnews.com logoKCAP Financial Inc (KCAP) Rating Increased to Hold at Zacks Investment Research
www.americanbankingnews.com - May 14 at 10:16 AM
streetinsider.com logoForm 4 KCAP Financial, Inc. For: May 05 Filed by: Gilpin Edward U - StreetInsider.com
www.streetinsider.com - May 10 at 1:07 PM
streetinsider.com logoForm 4 KCAP Financial, Inc. For: May 05 Filed by: Corless R Jon - StreetInsider.com
www.streetinsider.com - May 9 at 12:07 PM
americanbankingnews.com logoKCAP Financial Inc (KCAP) Issues Earnings Results, Misses Estimates By $0.01 EPS
www.americanbankingnews.com - May 9 at 12:16 AM
americanbankingnews.com logoKCAP Financial Inc (KCAP) Releases Quarterly Earnings Results, Misses Estimates By $0.01 EPS
www.americanbankingnews.com - May 8 at 11:53 PM
americanbankingnews.com logoKCAP Financial Inc (KCAP) Releases Earnings Results, Misses Expectations By $0.01 EPS
www.americanbankingnews.com - May 8 at 10:26 PM
finance.yahoo.com logoEdited Transcript of KCAP earnings conference call or presentation 4-May-17 7:00pm GMT
finance.yahoo.com - May 7 at 6:31 PM
nasdaq.com logoKCAP Financial, Inc. Announces First Quarter 2017 Financial ... - Nasdaq
www.nasdaq.com - May 5 at 6:05 PM
nasdaq.com logo'Skeptical' about Tesla's Model 3 July launch: Analyst - Presented by: The Aol. On Network
www.nasdaq.com - May 4 at 6:18 PM
finance.yahoo.com logoKCAP Financial, Inc. Announces First Quarter 2017 Financial Results
finance.yahoo.com - May 4 at 6:18 PM
finance.yahoo.com logoKCAP Financial posts 1Q profit
finance.yahoo.com - May 4 at 6:18 PM
finance.yahoo.com logoInvestor Network: KCAP Financial, Inc. to Host Earnings Call
finance.yahoo.com - May 4 at 6:18 PM

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Chart

KCAP Financial (KCAP) Chart for Thursday, September, 21, 2017

This page was last updated on 9/21/2017 by MarketBeat.com Staff