| 2/14/2020 | Bank of America Corp DE | 140,139 | $2.15M | 0.0% | -6.5% | 0.000% | |
| 2/14/2020 | Rivernorth Capital Management LLC | 114,805 | $1.76M | 0.1% | +81.5% | 0.000% | |
| 2/14/2020 | Guggenheim Capital LLC | 19,869 | $0.30M | 0.0% | +21.0% | 0.000% | |
| 2/14/2020 | UBS Group AG | 8,505 | $0.13M | 0.0% | -35.5% | 0.000% | |
| 1/31/2020 | Icon Advisers Inc. Co. | 40,587 | $0.62M | 0.1% | -46.1% | 0.000% | |
| 11/27/2019 | Rivernorth Capital Management LLC | 63,257 | $0.93M | 0.0% | -27.3% | 0.000% | |
| 11/1/2019 | Icon Advisers Inc. Co. | 75,346 | $1.11M | 0.2% | -24.1% | 0.000% | |
| 8/17/2019 | Royal Bank of Canada | 5,500 | $79K | 0.0% | -15.4% | 0.000% | |
| 8/14/2019 | Rivernorth Capital Management LLC | 87,042 | $1.25M | 0.1% | +49.9% | 0.000% | |
| 8/14/2019 | Morgan Stanley | 21,722 | $0.31M | 0.0% | -31.0% | 0.000% | |
| 8/14/2019 | Karpus Management Inc. | 11,896 | $0.17M | 0.0% | -73.4% | 0.000% | |
| 8/14/2019 | Bank of America Corp DE | 107,286 | $1.54M | 0.0% | +32.7% | 0.000% | |
| 8/7/2019 | Tortoise Investment Management LLC | 43,064 | $0.62M | 0.2% | -35.0% | 0.000% | |
| 8/6/2019 | Wells Fargo & Company MN | 47,616 | $0.68M | 0.0% | +331.7% | 0.000% | |
| 8/2/2019 | Icon Advisers Inc. Co. | 99,208 | $1.42M | 0.1% | N/A | 0.000% | |
| 5/14/2019 | Almitas Capital LLC | 80,009 | $1.09M | 0.8% | -37.3% | 0.000% | |
| 5/14/2019 | Thomas J. Herzfeld Advisors Inc. | 3,850 | $52K | 0.0% | +3,750.0% | 0.000% | |
| 5/7/2019 | Tortoise Investment Management LLC | 66,244 | $0.90M | 0.2% | -1.9% | 0.000% | |
| 2/15/2019 | Karpus Management Inc. | 41,467 | $0.52M | 0.0% | -2.1% | 0.000% | |
| 2/14/2019 | Bank of America Corp DE | 86,614 | $1.08M | 0.0% | -28.1% | 0.000% | |
| 2/12/2019 | Citigroup Inc. | 19,800 | $0.25M | 0.0% | +153.8% | 0.000% | |
| 2/8/2019 | Tortoise Investment Management LLC | 67,540 | $0.84M | 0.2% | +184.5% | 0.000% | |
| 1/30/2019 | Nwam LLC | 27,000 | $0.34M | 0.1% | -33.0% | 0.000% | |
| 1/18/2019 | Matisse Capital | 10,100 | $0.13M | 0.2% | -47.9% | 0.000% | |
| 1/1/2019 | Tortoise Investment Management LLC | 23,737 | $0.30M | 0.1% | -13.0% | 0.000% | |
| 10/9/2018 | Nwam LLC | 40,300 | $0.50M | 0.1% | +17.5% | 0.957% | |
| 7/14/2018 | Matisse Capital | 18,870 | $0.24M | 0.2% | -23.2% | 0.448% | |
| 5/14/2018 | RMB Capital Management LLC | 23,184 | $0.30M | 0.0% | N/A | 0.551% | |
| 5/11/2018 | Tortoise Investment Management LLC | 24,632 | $0.32M | 0.1% | +118.6% | 0.585% | |
| 1/31/2018 | Tortoise Investment Management LLC | 11,267 | $0.15M | 0.0% | N/A | 0.268% | |
| 1/30/2018 | Matisse Capital | 43,389 | $0.59M | 0.3% | +40.5% | 1.031% | |
| 11/1/2017 | Mariner Investment Group LLC | 12,977 | $0.18M | 0.1% | -36.9% | 0.308% | |
| 10/26/2017 | Raymond James Financial Services Advisors Inc. | 18,265 | $0.26M | 0.0% | -25.0% | 0.434% | |
| 8/15/2017 | Raymond James Financial Services Advisors Inc. | 24,368 | $0.34M | 0.0% | -8.6% | 0.579% | |
| 8/14/2017 | Doliver Capital Advisors LP | 23,262 | $0.33M | 0.2% | -1.6% | 0.553% | |
| 8/10/2017 | Wells Fargo & Company MN | 7,705 | $0.11M | 0.0% | No Change | 0.183% | |
| 8/8/2017 | Deschutes Portfolio Strategy LLC | 28,889 | $0.40M | 0.2% | N/A | 0.686% | |
| 8/1/2017 | Joel Isaacson & Co. LLC | 10,000 | $0.14M | 0.0% | No Change | 0.000% | |
| 7/27/2017 | Nwam LLC | 34,300 | $0.48M | 0.1% | No Change | 0.815% | |
| 7/27/2017 | Mariner Investment Group LLC | 20,577 | $0.29M | 0.2% | -20.0% | 0.489% | |
