Northway Financial Corporation (OTCMKTS: NWYF) is a diversified financial services holding company that provides a range of capital markets, brokerage, and advisory services to institutional clients, independent broker‐dealers, registered investment advisors and corporate issuers. Founded in the early 1980s, Northway Financial has evolved from a regional securities broker into a full‐service investment banking and distribution platform, offering equity and fixed‐income underwriting, corporate finance advisory and execution services.
Through its subsidiaries, Northway Financial offers institutional sales and trading across global equity and credit markets, as well as private placement and merger & acquisition advisory for middle‐market companies. The firm’s distribution network leverages established relationships with asset managers, hedge funds and independent advisors, enabling broad market access for new issue and secondary transactions. In addition, Northway Financial provides clearing and custodial solutions to support its intermediary partners.
Headquartered in Chicago with satellite offices in New York and Boston, Northway Financial serves clients across the United States, drawing on deep regional expertise in key industry sectors such as technology, healthcare, energy and consumer products. The firm has steadily expanded its geographic footprint through strategic partnerships and targeted hiring of sector specialists, reinforcing its ability to deliver timely market insights and execution capabilities to domestic and international clients.
Under the leadership of President and Chief Executive Officer Robert M. Collins, Northway Financial’s management team combines decades of Wall Street experience with a collaborative, client-focused culture. The board of directors and senior executives emphasize disciplined risk management and compliance, ensuring that the firm’s growth remains aligned with evolving regulatory standards and industry best practices.
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