Arena Capital Advisors, LLC- Ca Top Holdings and 13F Report (2021)

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About Arena Capital Advisors, LLC- Ca

Investment Activity

Arena Capital Advisors, LLC- Ca has $96.72 million in total holdings as of September 30, 2021.
Arena Capital Advisors, LLC- Ca owns shares of 44 different stocks, but just 2 companies or ETFs make up 80% of its holdings.
Approximately 0.57% of the portfolio was purchased this quarter.
About 7.40% of the portfolio was sold this quarter.
This quarter, Arena Capital Advisors, LLC- Ca has purchased 55 new stocks and bought additional shares in 2 stocks.
Arena Capital Advisors, LLC- Ca sold shares of 11 stocks and completely divested from 16 stocks this quarter.

Largest Holdings

DIEBOLD NIXDORF INC: $51,744,362
Hennessy Capital Investment Corp. VI: $34,216,341
Concord Acquisition Corp II: $2,906,358
Power & Digital Infrastructure Acquisition II: $2,459,440
Ferroglobe: $846,300

Largest New Holdings this Quarter

Viasat: $150,930 Holding
Victoria's Secret & Co.: $106,160 Holding
BANZAI INTERNATIONAL INC: $1,791 Holding

Largest Purchases this Quarter

Herbalife: 12,210 shares (about $186.32K)
Viasat: 5,400 shares (about $150.93K)
Victoria's Secret & Co.: 4,000 shares (about $106.16K)
DIEBOLD NIXDORF INC: 3,605 shares (about $104.36K)
BANZAI INTERNATIONAL INC: 39,028 shares (about $1.79K)

Largest Sales this Quarter

WESCO INTERL 1000 DS RP 1 SRS A PRF (NYS): 211,477 shares (about $5.59M)
Ferroglobe: 95,000 shares (about $618.45K)
Spirit AeroSystems: 3,000 shares (about $95.34K)
Alvotech: 13,496 shares (about $33.74K)
Oculis: 10,480 shares (about $15.72K)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
DIEBOLD NIXDORF INC	$51,744,362	$104,365 ▲	0.2%	1,787,370	53.5%	COM SHS
HCVI Hennessy Capital Investment Corp. VI	$34,216,341		0.0%	3,274,291	35.4%	Unclassified
CNDA Concord Acquisition Corp II	$2,906,358		0.0%	279,996	3.0%	Unclassified
XPDB Power & Digital Infrastructure Acquisition II	$2,459,440		0.0%	227,200	2.5%	Unclassified
GSM Ferroglobe	$846,300	$618,450 ▼	-42.2%	130,000	0.9%	Basic Materials
DELL Dell Technologies	$765,000		0.0%	10,000	0.8%	Computer and Technology
BC Brunswick	$677,250		0.0%	7,000	0.7%	Consumer Discretionary
HLF Herbalife	$522,045	$186,325 ▲	55.5%	34,210	0.5%	Retail/Wholesale
PL Planet Labs PBC	$381,445		0.0%	154,431	0.4%	Computer and Technology
DCGO DocGo	$365,933		0.0%	65,462	0.4%	Medical
WESCO INTERL 1000 DS RP 1 SRS A PRF (NYS)	$319,603	$5,587,227 ▼	-94.6%	12,097	0.3%	ORD SHS
SPR Spirit AeroSystems	$317,800	$95,340 ▼	-23.1%	10,000	0.3%	Aerospace
TBLA Taboola.com	$225,043		0.0%	51,973	0.2%	Communication Services
ALVOW Alvotech	$173,678	$33,740 ▼	-16.3%	69,471	0.2%	Medical
AVATION PLC WARRANTS	$170,062		0.0%	667,014	0.2%	*W EXP 10/31/2026
VSAT Viasat	$150,930	$150,930 ▲	New Holding	5,400	0.2%	Computer and Technology
VSCO Victoria's Secret & Co.	$106,160	$106,160 ▲	New Holding	4,000	0.1%	Consumer Discretionary
MCDERMOTT INTERNATIONAL ORD (PNK)	$82,432	$13,139 ▼	-13.7%	915,916	0.1%	ORD SHS
PAYOW Payoneer Global	$45,672		0.0%	133,000	0.0%	Computer and Technology
NIOBW NioCorp Developments	$41,359	$11,642 ▼	-22.0%	78,035	0.0%	Basic Materials
PLANET LABS PBC	$40,396		0.0%	209,305	0.0%	*W EXP 12/06/202
GTT COMMUNICATIONS INC ORD (OTC)	$40,320		0.0%	3,360	0.0%	ORD SHS
OSIRIS ACQUISITION CORP	$34,125		0.0%	1,137,500	0.0%	*W EXP 05/01/202
CLAYW Chavant Capital Acquisition	$26,325		0.0%	375,000	0.0%	Financial Services
LCAHW Landcadia Holdings IV	$20,604		0.0%	317,468	0.0%	Financial Services
AUROW Aurora Innovation	$9,941	$14,576 ▼	-59.5%	20,288	0.0%	Computer and Technology
OCSAW Oculis	$9,777	$15,720 ▼	-61.7%	6,518	0.0%	Medical
OSAAW ProSomnus	$5,325		0.0%	187,500	0.0%	Medical
KRNLW Kernel Group	$4,348		0.0%	205,092	0.0%	Financial Services
BANZAI INTERNATIONAL INC	$1,791	$1,791 ▲	New Holding	39,028	0.0%	*W EXP 12/14/202
ECXWW ECARX	$1,465		0.0%	48,842	0.0%	Consumer Cyclical
GROVE COLABORATIVE HOLD EQY WARRANT (PNK)	$1,086		0.0%	99,616	0.0%	*W EXP 6/16/2027
IRAAW Iris Acquisition	$1,057		0.0%	29,166	0.0%	Financial Services
JAWS MUSTANG ACQUISITION COR	$993		0.0%	25,000	0.0%	*W EXP 01/30/202
ALLURION TECHNOLOGIES INC	$816	$11 ▼	-1.4%	1,813	0.0%	*W EXP 08/01/203
NORTHERN STAR INVSTMNT CORP	$520		0.0%	99,998	0.0%	*W EXP 01/31/202
INNOVID CORP	$254	$270 ▼	-51.5%	8,450	0.0%	*W EXP 11/30/202
ELECTRIQ POWER HOLDINGS EQY WARRANT (PNK)	$100		0.0%	100,000	0.0%	*W EXP 07/31/202
BENSON HILL EQY WARRANT (PNK)	$75		0.0%	25,000	0.0%	*W EXP 09/29/202
CAZOO GROUP EQY WARRANT (PNK)	$36	$273 ▼	-88.3%	36,456	0.0%	*W EXP 8/26/2026
AUR Aurora Innovation	$31		0.0%	7	0.0%	Business Services
ADTH AdTheorent	$1		0.0%	1	0.0%	Business Services
CLOUD PEAK ENERGY INC (PNK)	$0		0.0%	36,579	0.0%	ORD SHS
GTT COMMUNICATIONS INC WRT	$0		0.0%	10,785	0.0%	*W EXP 12/30/2027
LICY Li-Cycle	$0	$532,500 ▼	-100.0%	0	0.0%	Computer and Technology
CLBTW Cellebrite DI	$0	$140,463 ▼	-100.0%	0	0.0%	Computer and Technology
LIDR AEye	$0	$52,500 ▼	-100.0%	0	0.0%	Auto/Tires/Trucks
STRYVE FOODS INC	$0	$10,386 ▼	-100.0%	0	0.0%	CL A NEW
STIXW Semantix	$0	$5,728 ▼	-100.0%	0	0.0%	Computer and Technology
BAERW Bridger Aerospace Group	$0	$5,637 ▼	-100.0%	0	0.0%	Industrials
SUNLIGHT FINANCIAL HOLD CL A ORD (PNK)	$0	$4,476 ▼	-100.0%	0	0.0%	ORD SHS
KORE GROUP HLDGS INC	$0	$4,026 ▼	-100.0%	0	0.0%	*W EXP 09/30/202
VIIAW Banzai International	$0	$3,345 ▼	-100.0%	0	0.0%	Financial Services
SUNLIGHT FINANCIAL HOLD EQY WARRANT (PNK)	$0	$3,279 ▼	-100.0%	0	0.0%	*W EXP 11/28/2025
SHCRW Sharecare	$0	$1,905 ▼	-100.0%	0	0.0%	Medical
MVLAW Movella	$0	$425 ▼	-100.0%	0	0.0%	Computer and Technology
CFIVW CF Acquisition Corp. IV	$0	$182 ▼	-100.0%	0	0.0%
FUSION ACQUISITION II EQY WARRANT (PNK)	$0	$16 ▼	-100.0%	0	0.0%	*W EXP 12/31/2027

Showing largest 100 holdings. View all holdings.

More Institutional Buying and Selling Information

SEC Filings and Trading Data:

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Arena Capital Advisors, LLC- Ca Top Holdings and 13F Report (2021)

About Arena Capital Advisors, LLC- Ca

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

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Arena Capital Advisors, LLC- Ca Top Holdings and 13F Report (2021)

About Arena Capital Advisors, LLC- Ca

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofArena Capital Advisors, LLC- Ca

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information