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Latest SEC Filings

SEC filings are financial statements and other formal documents submitted to the U.S. Securities and Exchange Commission. Public companies, certain insiders, and broker-dealers are required to make regular SEC filings. Investors and financial professionals rely on these filings for information about companies they are evaluating for investment purposes.

DateFilerForm TypeView
09/18/2025
11:47 AM
VANGUARD ADMIRAL FUNDS (Filer)
VANGUARD BOND INDEX FUNDS (Filer)
VANGUARD CALIFORNIA TAX-FREE FUNDS (Filer)
Vanguard Charlotte Funds (Filer)
VANGUARD CHESTER FUNDS (Filer)
VANGUARD CMT FUNDS (Filer)
VANGUARD EXPLORER FUND (Filer)
VANGUARD FENWAY FUNDS (Filer)
VANGUARD FIXED INCOME SECURITIES FUNDS (Filer)
VANGUARD HORIZON FUNDS (Filer)
VANGUARD INDEX FUNDS (Filer)
VANGUARD INSTITUTIONAL INDEX FUNDS (Filer)
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS (Filer)
VANGUARD MALVERN FUNDS (Filer)
VANGUARD MASSACHUSETTS TAX-EXEMPT FUNDS (Filer)
VANGUARD MONEY MARKET RESERVES (Filer)
Vanguard Montgomery Funds (Filer)
VANGUARD MUNICIPAL BOND FUNDS (Filer)
VANGUARD NEW JERSEY TAX-FREE FUNDS (Filer)
VANGUARD NEW YORK TAX-FREE FUNDS (Filer)
VANGUARD OHIO TAX-FREE FUNDS (Filer)
VANGUARD PENNSYLVANIA TAX-FREE FUNDS (Filer)
VANGUARD QUANTITATIVE FUNDS (Filer)
VANGUARD SCOTTSDALE FUNDS (Filer)
VANGUARD SPECIALIZED FUNDS (Filer)
VANGUARD STAR FUNDS (Filer)
VANGUARD TAX-MANAGED FUNDS (Filer)
VANGUARD TRUSTEES' EQUITY FUND (Filer)
VANGUARD VALLEY FORGE FUNDS (Filer)
VANGUARD VARIABLE INSURANCE FUNDS (Filer)
VANGUARD WELLESLEY INCOME FUND (Filer)
VANGUARD WELLINGTON FUND (Filer)
VANGUARD WHITEHALL FUNDS (Filer)
VANGUARD WINDSOR FUNDS (Filer)
Vanguard International Growth Inv (VWIGX) (Filer)
Form 40-17G
09/18/2025
11:47 AM
A-Mark Precious Metals (AMRK) (Issuer)
Wittmeyer Michael R. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/18/2025
11:47 AM
Royal Bank Of Canada (RY) (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:47 AM
Advisors Disciplined Trust 2296 (Filer)
Form 487
09/18/2025
11:46 AM
Series 33 - ISS TRANSCENDED HOLDINGS LLC (Filer)
Form D
Notice of Exempt Offering of Securities 
09/18/2025
11:46 AM
Goldman Sachs MLP Income Opportunities Fund (GMZ) (Filer)
The Goldman Sachs Group (GS) (Filer)
GS Finance Corp. (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:45 AM
Kultura Opportunities Fund LP - Series II (Filer)
Form D
Notice of Exempt Offering of Securities 
09/18/2025
11:45 AM
FIRETHORN CAPITAL VALUE FUND LP (Filer)
Form D/A
09/18/2025
11:44 AM
UBS AG (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:44 AM
Nasdaq Stock Market LLC (Filed by)
Ontrak (OTRK) (Subject)
Ontrak (OTRKP) (Subject)
Form 25-NSE
09/18/2025
11:43 AM
FreshRealm Holdings, Inc. (Filer)
Form D/A
09/18/2025
11:43 AM
FT 12434 (Filer)
Form 487
09/18/2025
11:43 AM
Universal Electronics (UEIC) (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/18/2025
11:41 AM
Sound Sculpt Inc. (Filer)
Form D
Notice of Exempt Offering of Securities 
09/18/2025
11:41 AM
Goldman Sachs MLP Income Opportunities Fund (GMZ) (Filer)
The Goldman Sachs Group (GS) (Filer)
GS Finance Corp. (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:40 AM
Grocapitus Next Gen Communities Fund I, LLC (Filer)
Form D
Notice of Exempt Offering of Securities 
09/18/2025
11:40 AM
Carvana Auto Receivables Trust 2025-P3 (Filer)
Carvana Receivables Depositor LLC (Filer)
Form 424B5
09/18/2025
11:40 AM
Solution Energy Pty Ltd (Filer)
Form D
Notice of Exempt Offering of Securities 
09/18/2025
11:39 AM
JPMorgan Chase & Co. (JPM) (Filer)
JPMorgan Chase & Co. (JPM.PRM) (Filer)
JPMorgan Chase Financial Co. LLC (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:38 AM
Bank of America (BAC) (Filer)
BofA Finance LLC (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:38 AM
PRAXIS FUNDS (Filer)
Form N-CSRS/A
09/18/2025
11:38 AM
UBS AG (Subject)
Form FWP
09/18/2025
11:37 AM
Blume Ventures GIFT Fund V (Filer)
Form D
Notice of Exempt Offering of Securities 
09/18/2025
11:37 AM
Energy Fuels (UUUU) (Issuer)
HIGGS DENNIS LYLE (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/18/2025
11:37 AM
HSBC USA INC /MD/ (Subject)
Form FWP
09/18/2025
11:36 AM
Bank of Nova Scotia (BNS) (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:35 AM
VALUE LINE CAPITAL APPRECIATION FUND INC (Filer)
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
09/18/2025
11:35 AM
Value Line Core Bond Fund (Filer)
Form PRE 14A
09/18/2025
11:35 AM
Bank of Nova Scotia (BNS) (Subject)
Form FWP
09/18/2025
11:34 AM
Allen Brad (Reporting)
Keystone Private Income Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/18/2025
11:33 AM
Earl John (Reporting)
Keystone Private Income Fund (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/18/2025
11:33 AM
Goldman Sachs MLP Income Opportunities Fund (GMZ) (Filer)
The Goldman Sachs Group (GS) (Filer)
GS Finance Corp. (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:32 AM
VALUE LINE ASSET ALLOCATION FUND INC (Filer)
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
09/18/2025
11:32 AM
Visser Chris K. (Reporting)
Zumiez (ZUMZ) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/18/2025
11:31 AM
DIRIGO ANGEL FUND III, L.P. (Filer)
Form D
Notice of Exempt Offering of Securities 
09/18/2025
11:30 AM
Royal Bank Of Canada (RY) (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:29 AM
JPMorgan Chase & Co. (JPM) (Filer)
JPMorgan Chase & Co. (JPM.PRM) (Filer)
JPMorgan Chase Financial Co. LLC (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:29 AM
Blackstone Tactical Opportunities Fund V - LUX SCSp (Filer)
Form D
Notice of Exempt Offering of Securities 
09/18/2025
11:29 AM
Fi3 Capital Private Equity 2025, LP (Filer)
Form D/A
09/18/2025
11:29 AM
GoodRun, Inc. (Filer)
Form D
Notice of Exempt Offering of Securities 
09/18/2025
11:29 AM
UBS AG (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:27 AM
Dejong Kristen (Reporting)
Nuveen New Jersey Quality Municipal Income Fund (NXJ) (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
09/18/2025
11:26 AM
VALUE LINE ASSET ALLOCATION FUND INC (Filer)
VALUE LINE CAPITAL APPRECIATION FUND INC (Filer)
Value Line Core Bond Fund (Filer)
Value Line Larger Companies Focused Fund, Inc. (Filer)
Value Line Mid Cap Focused Fund, Inc. (Filer)
Value Line Select Growth Fund, Inc. (Filer)
Value Line Small Cap Opportunities Fund, Inc. (Filer)
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
09/18/2025
11:26 AM
Citigroup Global Markets Holdings Inc. (Filer)
BlackRock Limited Duration Income Trust (BLW) (Filer)
Citigroup (C) (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:23 AM
Bank of Nova Scotia (BNS) (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:23 AM
DeFi Alliance Delaware Feeder I LP (Filer)
Form D/A
09/18/2025
11:21 AM
JPMorgan Chase & Co. (JPM) (Filer)
JPMorgan Chase & Co. (JPM.PRM) (Filer)
JPMorgan Chase Financial Co. LLC (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:21 AM
Singleton Sean (Reporting)
WaFd (WAFD) (Issuer)
WaFd (WAFDP) (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/18/2025
11:21 AM
UBS AG (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:19 AM
Aromha, Inc. (Filer)
Form D
Notice of Exempt Offering of Securities 
09/18/2025
11:19 AM
Resolute Holdings Management (RHLD) (Filer)
Form CERT
09/18/2025
11:19 AM
JPMorgan Chase & Co. (JPM) (Filer)
JPMorgan Chase & Co. (JPM.PRM) (Filer)
JPMorgan Chase Financial Co. LLC (Filer)
Form 424B3
09/18/2025
11:18 AM
JPMorgan Chase & Co. (JPM) (Filer)
JPMorgan Chase & Co. (JPM.PRM) (Filer)
JPMorgan Chase Financial Co. LLC (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:18 AM
UBS AG (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:16 AM
HSBC USA INC /MD/ (Filer)
Form 424B2
Transaction specifc information for a delayed shelf offering
09/18/2025
11:16 AM
Citigroup Commercial Mortgage Trust 2014-GC21 (Filer)
Form 10-D
Asset-Backed Issuer Distribution Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  
09/18/2025
11:16 AM
CompoSecure (CMPO) (Filer)
CompoSecure (CMPOW) (Filer)
Roman DBDR Tech Acquisition (DBDR) (Filer)
Roman DBDR Tech Acquisition (DBDRU) (Filer)
Form CERT
SEC Filings and Trading Data