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Innovator U.S. Equity Ultra Buffer ETF - September (USEP) Institutional Ownership

$42.13 -0.16 (-0.38%)
Closing price 09/23/2026 04:10 PM Eastern
Extended Trading
$42.12 -0.01 (-0.01%)
As of 09/23/2026 04:15 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - September (BATS:USEP)

Number of
Institutional Buyers
(last 12 months)
67
Total
Institutional Inflows
(last 12 months)
$123.15M
Number of
Institutional Sellers
(last 12 months)
27
Total
Institutional Outflows
(last 12 months)
$70.76M
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USEP Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - September Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/23/2026 Envestnet Asset Management Inc.411,738$17.02M0.0%+654.8%11.343%
9/11/2026 Bullseye Investment Management LLC650$27K0.0%N/A0.018%
9/9/2026 Capital Analysts LLC5,770$238K0.0%+218.4%0.159%
9/9/2026 Integrated Wealth Concepts LLC4,241$175K0.0%N/A0.117%
9/9/2026 RFG Advisory LLC19,790$818K0.0%N/A0.545%
9/9/2026 NewEdge Advisors LLC18,058$746K0.0%N/A0.497%
9/9/2026 IFP Advisors Inc31,918$1.32M0.0%N/A0.879%
9/8/2026 Allworth Financial LP21,683$955K0.0%+95.3%0.597%
9/2/2026 Citadel Advisors LLC85,019$3.84M0.0%+418.3%2.342%
8/25/2026 Advus Financial Partners LLC11,775$487K0.1%-7.8%0.324%
8/23/2026 Straight Path Wealth Management21,460$887K0.2%N/A0.591%
8/23/2026 Yarger Wealth Strategies LLC102,589$4.24M1.5%N/A2.826%
8/23/2026 Clay Northam Wealth Management LLC6,400$265K0.1%N/A0.176%
8/22/2026 Elevation Wealth Management LLC5,650$234K0.2%N/A0.156%
8/22/2026 BAM Wealth Management LLC4,107$170K0.1%N/A0.113%
8/22/2026 Three Seasons Wealth LLC26,942$1.11M0.1%N/A0.742%
8/22/2026 NWF Advisory Services Inc.4,410$182K0.0%N/A0.121%
8/22/2026 Concurrent Investment Advisors LLC38,015$1.57M0.0%N/A1.047%
8/21/2026 KFG Wealth Management LLC132,109$5.79M0.7%+51.6%3.639%
8/21/2026 WorthPointe LLC10,376$453K0.1%+95.9%0.286%
8/21/2026 Continuum Advisory LLC36,429$1.65M0.1%+243.1%1.004%
8/21/2026 Orion Capital Management LLC9,503$393K0.1%N/A0.262%
8/21/2026 Beacon Financial Advisory LLC50,741$2.10M0.4%N/A1.398%
8/21/2026 Retirement Income Solutions Inc.9,154$394K0.1%N/A0.252%
8/21/2026 Bedel Financial Consulting Inc.38,221$1.69M0.2%+161.9%1.053%
8/20/2026 Gill Capital Partners LLC4,796$198K0.1%N/A0.132%
8/20/2026 Camelot Portfolios LLC29,407$1.22M0.8%N/A0.810%
7/8/2026 First Heartland Consultants Inc.10,014$414K0.0%N/A0.276%
5/18/2026 Talon Private Wealth LLC1,271$49K0.0%N/A0.035%
5/13/2026 Cetera Investment Advisers68,497$2.65M0.0%+1.4%1.887%
5/4/2026 Kellett Wealth Advisors LLC515,316$19.93M10.8%-12.5%14.196%
5/1/2026 Sovran Advisors LLC559,701$22.67M1.8%+4.6%15.419%
4/30/2026 Kestra Advisory Services LLC104,655$4.05M0.0%-1.3%2.883%
4/30/2026 Sageworth Trust Co24,215$936K0.0%-24.2%0.667%
4/28/2026 Berger Financial Group Inc32,894$1.27M0.1%-0.8%0.906%
4/23/2026 Continuum Advisory LLC10,619$411K0.0%-4.7%0.293%
4/21/2026 KFG Wealth Management LLC87,117$3.37M0.4%-8.2%2.400%
4/17/2026 Outlook Wealth Advisors LLC8,560$331K0.1%-2.9%0.236%
4/17/2026 Brookstone Capital Management49,453$1.91M0.0%-96.9%1.362%
2/23/2026 Sonoma Allocations LLC8,337$331K0.1%-7.0%0.230%
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2/17/2026 Cetera Investment Advisers67,554$2.66M0.0%+3.4%1.861%
2/17/2026 Osaic Holdings Inc.97,704$3.84M0.0%+0.4%2.692%
2/16/2026 MML Investors Services LLC39,889$1.57M0.0%+0.8%1.099%
2/16/2026 Arax Advisory Partners3,443$135K0.0%N/A0.095%
2/16/2026 Aptus Capital Advisors LLC4,175$164K0.0%+20.1%0.115%
2/13/2026 Kestra Advisory Services LLC106,047$4.17M0.0%-0.8%2.921%
2/13/2026 Arkadios Wealth Advisors14,554$572K0.0%+12.4%0.401%
2/12/2026 TopTier Wealth Management LLC5,656$222K0.2%N/A0.156%
2/12/2026 Commonwealth Equity Services LLC93,684$3.69M0.0%+2.3%2.581%
2/11/2026 LPL Financial LLC23,343$918K0.0%-1.3%0.643%
2/11/2026 Continuum Advisory LLC11,141$438K0.0%-5.0%0.307%
2/10/2026 Colton Groome Financial Advisors LLC6,321$249K0.1%N/A0.174%
2/10/2026 Foundations Investment Advisors LLC23,685$932K0.0%+39.2%0.652%
2/9/2026 Harbour Investments Inc.10,530$414K0.0%-19.7%0.290%
2/5/2026 IMG Wealth Management Inc.7,343$289K0.2%+46.3%0.202%
2/5/2026 Allworth Financial LP11,438$450K0.0%-2.8%0.315%
2/4/2026 Trek Financial LLC14,426$567K0.0%-3.0%0.397%
2/3/2026 WealthShield Partners LLC3,154$124K0.0%+9.1%0.087%
2/3/2026 AssuredPartners Investment Advisors LLC13,060$514K0.1%N/A0.360%
2/2/2026 Truist Financial Corp49,472$1.95M0.0%-4.1%1.363%
2/2/2026 Vantage Point Financial LLC5,104$201K0.1%-10.9%0.141%
1/30/2026 Archer Investment Corp10,944$430K0.1%-6.3%0.301%
1/30/2026 Strategic Blueprint LLC29,428$1.16M0.1%-1.1%0.811%
1/27/2026 Legacy Advisors LLC31,935$1.26M0.1%N/A0.880%
1/26/2026 WorthPointe LLC6,622$260K0.1%-32.5%0.182%
1/23/2026 Kellett Wealth Advisors LLC589,233$23.18M13.2%-2.0%16.232%
1/21/2026 KFG Wealth Management LLC94,896$3.73M0.5%-4.1%2.614%
1/20/2026 Sovran Advisors LLC535,298$21.18M1.8%-13.9%14.747%
1/20/2026 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors139,967$5.51M0.3%-7.2%3.856%
1/15/2026 Brookstone Capital Management1,618,090$63.64M0.7%+1.8%44.575%
1/14/2026 Spire Wealth Management80,628$3.17M0.1%-5.5%2.221%
1/14/2026 Chris Bulman Inc6,851$269K0.1%+12.7%0.189%
1/8/2026 Wealth Enhancement Advisory Services LLC9,348$369K0.0%-10.7%0.258%
12/2/2025 Allworth Financial LP11,771$455K0.0%-5.3%0.324%
11/18/2025 Advisory Services Network LLC36,742$1.42M0.0%-1.6%1.012%
11/17/2025 Susquehanna International Group LLP23,075$892K0.0%-22.4%0.636%
11/17/2025 Citadel Advisors LLC5,841$226K0.0%-74.0%0.161%
11/14/2025 Raymond James Financial Inc.24,718$956K0.0%+54.5%0.681%
11/14/2025 Wood Tarver Financial Group LLC13,071$505K0.1%+2.2%0.360%
11/14/2025 Plum Street Advisors LLC5,400$209K0.1%N/A0.149%
11/13/2025 PFG Advisors15,832$612K0.0%+11.3%0.436%
11/12/2025 Aptus Capital Advisors LLC3,475$134K0.0%N/A0.096%
11/12/2025 Arete Wealth Advisors LLC32,599$1.26M0.1%-9.0%0.898%
11/6/2025 Lantz Financial LLC9,537$369K0.1%N/A0.263%
11/5/2025 IMG Wealth Management Inc.5,020$194K0.1%+1,306.2%0.138%
11/5/2025 Envestnet Asset Management Inc.56,408$2.18M0.0%+13.9%1.554%
11/3/2025 Foundations Investment Advisors LLC17,017$658K0.0%+170.4%0.469%
11/3/2025 Archer Investment Corp11,678$452K0.1%+24.6%0.322%
11/3/2025 Truist Financial Corp51,568$1.99M0.0%+2.8%1.421%
10/31/2025 Sovran Advisors LLC621,789$24.21M2.1%+3.4%17.129%
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10/31/2025 Trek Financial LLC14,876$575K0.0%N/A0.410%
10/29/2025 Arkadios Wealth Advisors12,947$501K0.0%N/A0.357%
10/28/2025 Nations Financial Group Inc. IA ADV12,758$493K0.0%N/A0.351%
10/24/2025 Sonoma Allocations LLC8,964$346K0.1%N/A0.247%
10/23/2025 Evolution Wealth Management Inc.1,311$51K0.1%N/A0.036%
10/23/2025 Spire Wealth Management85,345$3.30M0.1%+274.3%2.351%
10/23/2025 Strategic Blueprint LLC29,761$1.15M0.1%+1.1%0.820%
10/22/2025 Riverchase Wealth Management LLC10,356$400K0.2%N/A0.285%
10/21/2025 Kellett Wealth Advisors LLC601,321$23.25M14.0%-0.9%16.565%
10/21/2025 Signaturefd LLC194,350$7.52M0.1%N/A5.354%


USEP Institutional Ownership - Frequently Asked Questions

During the previous two years, 100 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - September. The most heavily invested institutionals were Sovran Advisors LLC ($22.67M), Kellett Wealth Advisors LLC ($19.93M), Envestnet Asset Management Inc. ($17.02M), Signaturefd LLC ($7.52M), Simplicity Wealth LLC ($6.17M), KFG Wealth Management LLC ($5.79M), and C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($5.51M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - September's institutional investors.

Of the 89 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - September's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($2.40M), Sovran Advisors LLC ($646.19K), Envestnet Asset Management Inc. ($366.29K), Signaturefd LLC ($194.35K), Simplicity Wealth LLC ($167.34K), Yarger Wealth Strategies LLC ($102.59K), and KFG Wealth Management LLC ($95.67K).

Institutional investors have bought a total of 3,118,908 shares in the last 24 months. This purchase volume represents approximately $123.15M in transactions.

Of the 27 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - September's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Brookstone Capital Management ($1.57M), Kellett Wealth Advisors LLC ($91.72K), Sovran Advisors LLC ($86.49K), Citadel Advisors LLC ($16.63K), KFG Wealth Management LLC ($11.81K), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($10.92K), and Sageworth Trust Co ($7.72K).

Institutional investors have sold a total of 1,827,492 shares in the last 24 months. This volume of shares sold represents approximately $70.76M in transactions.


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Institutional ownership data for BATS:USEP is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.
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