Free Trial
→ I have publicly predicted six major American crashes, before each one happened. (From Weiss Ratings) (Ad)tc pixel Free USEP Stock Alerts

Innovator U.S. Equity Ultra Buffer ETF - September (USEP) Institutional Ownership

$42.46 -0.05 (-0.12%)
As of 10/13/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - September (BATS:USEP)

Number of
Institutional Buyers
(last 12 months)
68
Total
Institutional Inflows
(last 12 months)
$121.53M
Number of
Institutional Sellers
(last 12 months)
29
Total
Institutional Outflows
(last 12 months)
$76.69M
Get USEP Insider Trade Alerts

Want to know when executives and insiders are buying or selling Innovator U.S. Equity Ultra Buffer ETF - September stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

USEP Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - September Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/9/2026First Heartland Consultants Inc.10,078$424K0.0%N/A0.278%
10/8/2026Grove Bank & Trust1,903$80K0.0%N/A0.052%
10/8/2026Hiley Hunt Wealth Management6,946$292K0.1%N/A0.191%
10/8/2026CoreCap Advisors LLC701$29K0.0%-99.5%0.019%
10/6/2026Colton Groome Financial Advisors LLC5,100$214K0.1%-19.3%0.140%
9/23/2026Envestnet Asset Management Inc.411,738$17.02M0.0%+654.8%11.343%
9/11/2026Bullseye Investment Management LLC650$27K0.0%N/A0.018%
9/9/2026Capital Analysts LLC5,770$238K0.0%+218.4%0.159%
9/9/2026Integrated Wealth Concepts LLC4,241$175K0.0%N/A0.117%
9/9/2026RFG Advisory LLC19,790$818K0.0%N/A0.545%
9/9/2026NewEdge Advisors LLC18,058$746K0.0%N/A0.497%
9/9/2026IFP Advisors Inc31,918$1.32M0.0%N/A0.879%
9/8/2026Allworth Financial LP21,683$955K0.0%+95.3%0.597%
9/2/2026Citadel Advisors LLC85,019$3.84M0.0%+418.3%2.342%
8/25/2026Advus Financial Partners LLC11,775$487K0.1%-7.8%0.324%
8/23/2026Straight Path Wealth Management21,460$887K0.2%N/A0.591%
8/23/2026Yarger Wealth Strategies LLC102,589$4.24M1.5%N/A2.826%
8/23/2026Clay Northam Wealth Management LLC6,400$265K0.1%N/A0.176%
8/22/2026Elevation Wealth Management LLC5,650$234K0.2%N/A0.156%
8/22/2026BAM Wealth Management LLC4,107$170K0.1%N/A0.113%
8/22/2026Three Seasons Wealth LLC26,942$1.11M0.1%N/A0.742%
8/22/2026NWF Advisory Services Inc.4,410$182K0.0%N/A0.121%
8/22/2026Concurrent Investment Advisors LLC38,015$1.57M0.0%N/A1.047%
8/21/2026KFG Wealth Management LLC132,109$5.79M0.7%+51.6%3.639%
8/21/2026WorthPointe LLC10,376$453K0.1%+95.9%0.286%
8/21/2026Continuum Advisory LLC36,429$1.65M0.1%+243.1%1.004%
8/21/2026Orion Capital Management LLC9,503$393K0.1%N/A0.262%
8/21/2026Beacon Financial Advisory LLC50,741$2.10M0.4%N/A1.398%
8/21/2026Retirement Income Solutions Inc.9,154$394K0.1%N/A0.252%
8/21/2026Bedel Financial Consulting Inc.38,221$1.69M0.2%+161.9%1.053%
8/20/2026Gill Capital Partners LLC4,796$198K0.1%N/A0.132%
8/20/2026Camelot Portfolios LLC29,407$1.22M0.8%N/A0.810%
7/8/2026First Heartland Consultants Inc.10,014$414K0.0%N/A0.276%
5/18/2026Talon Private Wealth LLC1,271$49K0.0%N/A0.035%
5/13/2026Cetera Investment Advisers68,497$2.65M0.0%+1.4%1.887%
5/4/2026Kellett Wealth Advisors LLC515,316$19.93M10.8%-12.5%14.196%
5/1/2026Sovran Advisors LLC559,701$22.67M1.8%+4.6%15.419%
4/30/2026Kestra Advisory Services LLC104,655$4.05M0.0%-1.3%2.883%
4/30/2026Sageworth Trust Co24,215$936K0.0%-24.2%0.667%
4/28/2026Berger Financial Group Inc32,894$1.27M0.1%-0.8%0.906%
Elon Musk’s One Stock Retirement Plan (Ad)

Jeff Brown picked Nvidia in 2016, before it surged 37,000 percent. Now he's tracking a small AI company he says is the same size Nvidia was a decade ago. The company holds 150 patents protecting its core technology, and Brown believes Elon Musk could soon drive major demand for it. A key catalyst is set for November 11.tc pixel

See the AI stock Jeff Brown is watching right now
4/23/2026Continuum Advisory LLC10,619$411K0.0%-4.7%0.293%
4/21/2026KFG Wealth Management LLC87,117$3.37M0.4%-8.2%2.400%
4/17/2026Outlook Wealth Advisors LLC8,560$331K0.1%-2.9%0.236%
4/17/2026Brookstone Capital Management49,453$1.91M0.0%-96.9%1.362%
2/23/2026Sonoma Allocations LLC8,337$331K0.1%-7.0%0.230%
2/17/2026Cetera Investment Advisers67,554$2.66M0.0%+3.4%1.861%
2/17/2026Osaic Holdings Inc.97,704$3.84M0.0%+0.4%2.692%
2/16/2026MML Investors Services LLC39,889$1.57M0.0%+0.8%1.099%
2/16/2026Arax Advisory Partners3,443$135K0.0%N/A0.095%
2/16/2026Aptus Capital Advisors LLC4,175$164K0.0%+20.1%0.115%
2/13/2026Kestra Advisory Services LLC106,047$4.17M0.0%-0.8%2.921%
2/13/2026Arkadios Wealth Advisors14,554$572K0.0%+12.4%0.401%
2/12/2026TopTier Wealth Management LLC5,656$222K0.2%N/A0.156%
2/12/2026Commonwealth Equity Services LLC93,684$3.69M0.0%+2.3%2.581%
2/11/2026LPL Financial LLC23,343$918K0.0%-1.3%0.643%
2/11/2026Continuum Advisory LLC11,141$438K0.0%-5.0%0.307%
2/10/2026Colton Groome Financial Advisors LLC6,321$249K0.1%N/A0.174%
2/10/2026Foundations Investment Advisors LLC23,685$932K0.0%+39.2%0.652%
2/9/2026Harbour Investments Inc.10,530$414K0.0%-19.7%0.290%
2/5/2026IMG Wealth Management Inc.7,343$289K0.2%+46.3%0.202%
2/5/2026Allworth Financial LP11,438$450K0.0%-2.8%0.315%
2/4/2026Trek Financial LLC14,426$567K0.0%-3.0%0.397%
2/3/2026WealthShield Partners LLC3,154$124K0.0%+9.1%0.087%
2/3/2026AssuredPartners Investment Advisors LLC13,060$514K0.1%N/A0.360%
2/2/2026Truist Financial Corp49,472$1.95M0.0%-4.1%1.363%
2/2/2026Vantage Point Financial LLC5,104$201K0.1%-10.9%0.141%
1/30/2026Archer Investment Corp10,944$430K0.1%-6.3%0.301%
1/30/2026Strategic Blueprint LLC29,428$1.16M0.1%-1.1%0.811%
1/27/2026Legacy Advisors LLC31,935$1.26M0.1%N/A0.880%
1/26/2026WorthPointe LLC6,622$260K0.1%-32.5%0.182%
1/23/2026Kellett Wealth Advisors LLC589,233$23.18M13.2%-2.0%16.232%
1/21/2026KFG Wealth Management LLC94,896$3.73M0.5%-4.1%2.614%
1/20/2026Sovran Advisors LLC535,298$21.18M1.8%-13.9%14.747%
1/20/2026C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors139,967$5.51M0.3%-7.2%3.856%
1/15/2026Brookstone Capital Management1,618,090$63.64M0.7%+1.8%44.575%
1/14/2026Spire Wealth Management80,628$3.17M0.1%-5.5%2.221%
1/14/2026Chris Bulman Inc6,851$269K0.1%+12.7%0.189%
1/8/2026Wealth Enhancement Advisory Services LLC9,348$369K0.0%-10.7%0.258%
12/2/2025Allworth Financial LP11,771$455K0.0%-5.3%0.324%
11/18/2025Advisory Services Network LLC36,742$1.42M0.0%-1.6%1.012%
11/17/2025Susquehanna International Group LLP23,075$892K0.0%-22.4%0.636%
11/17/2025Citadel Advisors LLC5,841$226K0.0%-74.0%0.161%
11/14/2025Raymond James Financial Inc.24,718$956K0.0%+54.5%0.681%
11/14/2025Wood Tarver Financial Group LLC13,071$505K0.1%+2.2%0.360%
11/14/2025Plum Street Advisors LLC5,400$209K0.1%N/A0.149%
11/13/2025PFG Advisors15,832$612K0.0%+11.3%0.436%
11/12/2025Aptus Capital Advisors LLC3,475$134K0.0%N/A0.096%
11/12/2025Arete Wealth Advisors LLC32,599$1.26M0.1%-9.0%0.898%
11/6/2025Lantz Financial LLC9,537$369K0.1%N/A0.263%
11/5/2025IMG Wealth Management Inc.5,020$194K0.1%+1,306.2%0.138%
Trump’s issues shocking Executive Order on U.S. Dollar (Ad)

Three days into his second term, President Trump signed Executive Order 14178 a move the press barely covered. Buried inside is what some call the legal groundwork for the biggest change to American money in over a century, with a key Treasury vote potentially as soon as January 18. Ian King, Chief Strategist at Strategic Fortunes, breaks down what the order could mean for the dollar and the financial system.tc pixel

Read the full breakdown of Executive Order 14178 now
11/5/2025Envestnet Asset Management Inc.56,408$2.18M0.0%+13.9%1.554%
11/3/2025Foundations Investment Advisors LLC17,017$658K0.0%+170.4%0.469%
11/3/2025Archer Investment Corp11,678$452K0.1%+24.6%0.322%
11/3/2025Truist Financial Corp51,568$1.99M0.0%+2.8%1.421%
10/31/2025Sovran Advisors LLC621,789$24.21M2.1%+3.4%17.129%
10/31/2025Trek Financial LLC14,876$575K0.0%N/A0.410%
10/29/2025Arkadios Wealth Advisors12,947$501K0.0%N/A0.357%
10/28/2025Nations Financial Group Inc. IA ADV12,758$493K0.0%N/A0.351%
10/24/2025Sonoma Allocations LLC8,964$346K0.1%N/A0.247%
10/23/2025Evolution Wealth Management Inc.1,311$51K0.1%N/A0.036%


USEP Institutional Ownership - Frequently Asked Questions

During the previous two years, 101 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - September. The most heavily invested institutionals were Sovran Advisors LLC ($22.67M), Kellett Wealth Advisors LLC ($19.93M), Envestnet Asset Management Inc. ($17.02M), Signaturefd LLC ($7.52M), Simplicity Wealth LLC ($6.17M), KFG Wealth Management LLC ($5.79M), and C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($5.51M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - September's institutional investors.

Of the 88 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - September's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($1.88M), Sovran Advisors LLC ($646.19K), Envestnet Asset Management Inc. ($366.29K), Signaturefd LLC ($194.35K), Simplicity Wealth LLC ($167.34K), Yarger Wealth Strategies LLC ($102.59K), and KFG Wealth Management LLC ($95.67K).

Institutional investors have bought a total of 3,081,119 shares in the last 24 months. This purchase volume represents approximately $121.76M in transactions.

Of the 29 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - September's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Brookstone Capital Management ($1.57M), CoreCap Advisors LLC ($139.74K), Kellett Wealth Advisors LLC ($91.72K), Sovran Advisors LLC ($86.49K), Citadel Advisors LLC ($16.63K), KFG Wealth Management LLC ($11.81K), and C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($10.92K).

Institutional investors have sold a total of 1,968,457 shares in the last 24 months. This volume of shares sold represents approximately $76.69M in transactions.


Related Companies

Institutional ownership data for BATS:USEP is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/9/2026. New 13F filings are added each quarter as they're published.
From Our Partners
Wall Street legend reveals his top AI stock before Oct. 20
Marc Chaikin, the 60-year Wall Street veteran behind the Power Gauge rating system, has flagged a new AI stock...
Chaikin Analytics | Sponsoredtc pixel
This little-known gold fund distributes cash every Friday
Gold pays no dividends, no interest, no yield - it just sits there. Yet investors are reportedly collecting up...
Investors Alley | Sponsoredtc pixel
Trump's about to unleash his Midterm Weapon
Trump is turning the midterms into a referendum on American energy, pushing for more oil, more gas, and lower ...
Monument Traders Alliance | Sponsoredtc pixel
A Simple Guide to Options Trading While It's Still Free
A free copy of Options Trading Made Simple is available now but wont stay that way for long. Chris Rowe cal...
True Market Insiders | Sponsoredtc pixel
INSANE DRONE FOOTAGE
New drone footage shows a mysterious factory rising at one of Elon Musk's most secure facilities, cleared and ...
Paradigm Press | Sponsoredtc pixel
Why major institutions are piling into this digital asset now
BlackRock, JPMorgan, Goldman Sachs, and Fidelity are reportedly accumulating a scarce blockchain asset - one t...
Awesomely | Sponsoredtc pixel
Do this before December or regret it
Porter Stansberry believes President Trump will use the December G20 Summit in Miami to unveil a radical monet...
Porter & Company | Sponsoredtc pixel
Federal Reserve Reveals Disturbing New Plan To Control Your Money
Docket No. OP-1670 is drawing attention for what it reveals about the Federal Reserve's next move. Buried on p...
Weiss Ratings | Sponsoredtc pixel