| 2/26/2021 | Doheny Asset Management CA | 63,380 | $0.28M | 0.2% | -28.2% | 0.071% | |
| 2/16/2021 | Orbimed Advisors LLC | 8,030,000 | $35.17M | 0.3% | +794.7% | 9.039% | |
| 2/16/2021 | Squarepoint Ops LLC | 12,916 | $57K | 0.0% | N/A | 0.015% | |
| 2/16/2021 | Endurant Capital Management LP | 477,895 | $2.09M | 0.8% | +38.5% | 0.538% | |
| 2/16/2021 | Precept Management LLC | 440,696 | $1.93M | 0.8% | -26.1% | 0.496% | |
| 2/16/2021 | New York Life Investments Alternatives | 50,371 | $0.22M | 0.1% | N/A | 0.057% | |
| 2/16/2021 | Benjamin F. Edwards & Company Inc. | 10,000 | $44K | 0.0% | N/A | 0.011% | |
| 2/12/2021 | Opaleye Management Inc. | 800,000 | $3.50M | 0.5% | -55.5% | 0.900% | |
| 2/12/2021 | Carlson Capital L P | 250,000 | $1.10M | 0.0% | N/A | 0.281% | |
| 2/12/2021 | Alpha Paradigm Partners LLC | 69,125 | $0.30M | 0.1% | N/A | 0.078% | |
|
| 2/11/2021 | P.A.W. Capital Corp | 750,000 | $3.29M | 2.9% | +7.1% | 0.844% | |
| 2/10/2021 | Renaissance Technologies LLC | 53,100 | $0.23M | 0.0% | -77.0% | 0.060% | |
| 2/9/2021 | DRW Securities LLC | 7,976,176 | $34.94M | 1.2% | +89.9% | 8.978% | |
| 2/9/2021 | Sigma Planning Corp | 290,440 | $1.27M | 0.0% | +12.7% | 0.327% | |
| 1/26/2021 | Sanders Morris Harris LLC | 925,153 | $4.23M | 1.0% | +38.7% | 1.041% | |
| 1/20/2021 | Kestra Advisory Services LLC | 11,000 | $47K | 0.0% | N/A | 0.012% | |
| 1/15/2021 | Patriot Financial Group Insurance Agency LLC | 169,214 | $0.74M | 0.2% | +17.2% | 0.190% | |
| 11/17/2020 | Nantahala Capital Management LLC | 6,889,157 | $41.34M | 1.3% | +15.3% | 7.753% | |
| 11/17/2020 | Polar Capital LLP | 1,805,417 | $10.83M | 0.1% | +41.3% | 2.032% | |
| 11/16/2020 | Point72 Asset Management L.P. | 2,066,675 | $12.40M | 0.1% | N/A | 2.326% | |
| 11/16/2020 | Polar Capital LLP | 1,805,417 | $10.83M | 0.1% | +41.3% | 2.032% | |
| 11/16/2020 | Consonance Capital Management LP | 7,994,904 | $47.97M | 5.8% | +14.7% | 8.997% | |
| 11/13/2020 | Morgan Stanley | 466,030 | $2.80M | 0.0% | +38.2% | 0.524% | |
| 11/13/2020 | Ardsley Advisory Partners LP | 29,750 | $0.18M | 0.0% | +50.6% | 0.033% | |
| 11/12/2020 | Voss Capital LLC | 682,579 | $4.10M | 2.3% | +68.5% | 0.768% | |
| 11/12/2020 | Gagnon Securities LLC | 83,984 | $0.50M | 0.1% | +4.7% | 0.095% | |
| 11/10/2020 | Westwood Holdings Group Inc. | 75,000 | $0.45M | 0.0% | +11.9% | 0.084% | |
| 11/9/2020 | P.A.W. Capital Corp | 700,000 | $4.20M | 4.6% | +16.7% | 0.788% | |
| 11/4/2020 | Raymond James & Associates | 30,050 | $0.18M | 0.0% | +15.4% | 0.034% | |
| 11/3/2020 | Corriente Advisors LLC | 3,430,000 | $20.58M | 10.4% | +23.8% | 3.861% | |
| 11/3/2020 | Sigma Planning Corp | 257,665 | $1.55M | 0.1% | +4.0% | 0.290% | |
| 10/30/2020 | Rock Creek Group LP | 258,125 | $1.55M | 0.8% | +61.3% | 0.291% | |
| 10/21/2020 | Patriot Financial Group Insurance Agency LLC | 144,364 | $0.87M | 0.3% | +11.7% | 0.162% | |
| 10/16/2020 | Sanders Morris Harris LLC | 667,004 | $4.06M | 1.1% | N/A | 0.751% | |
| 10/15/2020 | Vigilare Wealth Management | 15,000 | $90K | 0.1% | N/A | 0.017% | |
| 9/15/2020 | Two Sigma Advisers LP | 308,081 | $1.94M | 0.0% | +2.8% | 0.347% | |
| 8/18/2020 | Doheny Asset Management CA | 50,550 | $0.32M | 0.3% | +188.9% | 0.058% | |
| 8/14/2020 | Orbimed Advisors LLC | 950,841 | $6M | 0.1% | +44.3% | 1.079% | |
| 8/14/2020 | Captrust Financial Advisors | 7,400 | $46K | 0.0% | N/A | 0.008% | |
| 8/14/2020 | Opaleye Management Inc. | 3,130,000 | $19.75M | 4.0% | -22.2% | 3.551% | |
| 8/14/2020 | Bank of America Corp DE | 9,690 | $61K | 0.0% | N/A | 0.011% | |
| 8/14/2020 | Nantahala Capital Management LLC | 5,976,852 | $37.71M | 1.1% | -5.1% | 6.780% | |
| 8/14/2020 | Logos Global Management LP | 750,000 | $4.73M | 0.9% | N/A | 0.851% | |
| 8/14/2020 | Precept Management LLC | 596,196 | $3.76M | 0.7% | -23.2% | 0.676% | |
| 8/14/2020 | Atom Investors LP | 262,934 | $1.66M | 0.1% | +11.5% | 0.298% | |
| 8/14/2020 | Prosight Management LP | 783,073 | $4.94M | 2.1% | N/A | 0.888% | |
| 8/14/2020 | Advisor Group Holdings Inc. | 41,763 | $0.26M | 0.0% | -47.3% | 0.047% | |
| 8/14/2020 | Corriente Advisors LLC | 2,771,312 | $17.49M | 11.3% | -5.0% | 3.144% | |
| 8/13/2020 | Gagnon Securities LLC | 80,214 | $0.51M | 0.1% | N/A | 0.091% | |
| 8/13/2020 | Marshall Wace North America L.P. | 28,275 | $0.18M | 0.0% | N/A | 0.033% | |
| 8/12/2020 | Goldman Sachs Group Inc. | 676,470 | $4.27M | 0.0% | -0.6% | 0.779% | |
| 7/31/2020 | Sigma Planning Corp | 247,855 | $1.56M | 0.1% | +2.9% | 0.325% | |
| 7/10/2020 | Patriot Financial Group Insurance Agency LLC | 129,214 | $0.82M | 0.3% | -1.8% | 0.145% | |
| 6/16/2020 | Royal Bank of Canada | 11,618 | $69K | 0.0% | +27.3% | 0.013% | |
| 5/26/2020 | Morgan Stanley | 406,665 | $2.42M | 0.0% | -9.3% | 0.533% | |
| 5/18/2020 | Corriente Advisors LLC | 2,918,000 | $17.33M | 18.7% | +544.1% | 3.826% | |
| 5/18/2020 | Advisor Group Holdings Inc. | 79,306 | $0.47M | 0.0% | N/A | 0.104% | |
| 5/15/2020 | Orbimed Advisors LLC | 659,000 | $3.91M | 0.1% | -42.7% | 0.738% | |
| 5/15/2020 | Jane Street Group LLC | 10,437 | $62K | 0.0% | N/A | 0.012% | |
| 5/15/2020 | Tower Research Capital LLC TRC | 5,422 | $32K | 0.0% | N/A | 0.007% | |
| 5/15/2020 | Morgan Stanley | 406,665 | $2.42M | 0.0% | -9.3% | 0.533% | |
| 5/15/2020 | Two Sigma Advisers LP | 299,700 | $1.78M | 0.0% | -0.6% | 0.393% | |
| 5/15/2020 | Precept Management LLC | 776,196 | $4.61M | 0.6% | +72.5% | 1.018% | |
| 5/15/2020 | Atom Investors LP | 235,844 | $1.40M | 0.1% | N/A | 0.309% | |
| 5/14/2020 | Wells Fargo & Company MN | 6,286 | $37K | 0.0% | +798.0% | 0.008% | |
| 5/13/2020 | BNP Paribas Arbitrage SA | 167,286 | $0.99M | 0.0% | N/A | 0.219% | |
| 5/13/2020 | Pictet Asset Management Ltd. | 1,589,499 | $9.16M | 0.0% | N/A | 2.084% | |
| 5/8/2020 | P.A.W. Capital Corp | 600,000 | $3.56M | 4.8% | -11.8% | 0.787% | |
| 5/1/2020 | Sigma Planning Corp | 240,965 | $1.43M | 0.1% | +1.6% | 0.316% | |
| 4/24/2020 | Total Clarity Wealth Management Inc. | 12,845 | $76K | 0.1% | +75.0% | 0.017% | |
| 4/21/2020 | Raymond James & Associates | 28,400 | $0.17M | 0.0% | +18.3% | 0.037% | |
| 4/21/2020 | Raymond James Financial Services Advisors Inc. | 32,902 | $0.20M | 0.0% | N/A | 0.043% | |
| 4/15/2020 | Patriot Financial Group Insurance Agency LLC | 131,554 | $0.78M | 0.4% | +35.6% | 0.173% | |
| 4/9/2020 | Sanders Morris Harris LLC | 11,240 | $42K | 0.0% | -95.1% | 0.015% | |
| 2/27/2020 | Total Clarity Wealth Management Inc. | 7,340 | $42K | 0.0% | N/A | 0.010% | |
| 2/18/2020 | Man Group plc | 219,728 | $1.25M | 0.0% | -86.3% | 0.289% | |
| 2/14/2020 | Point72 Asset Management L.P. | 771,300 | $4.37M | 0.0% | -64.9% | 1.013% | |
| 2/14/2020 | Captrust Financial Advisors | 11,000 | $61K | 0.0% | N/A | 0.014% | |
| 2/14/2020 | Voss Capital LLC | 305,600 | $1.73M | 0.3% | N/A | 0.402% | |
| 2/14/2020 | Schonfeld Strategic Advisors LLC | 642,914 | $3.65M | 0.1% | N/A | 0.845% | |
| 2/14/2020 | Goldman Sachs Group Inc. | 28,190 | $0.16M | 0.0% | N/A | 0.037% | |
| 2/13/2020 | Renaissance Technologies LLC | 33,600 | $0.19M | 0.0% | N/A | 0.044% | |
| 2/12/2020 | Raymond James & Associates | 24,000 | $0.14M | 0.0% | N/A | 0.032% | |
| 2/12/2020 | Monashee Investment Management LLC | 38,776 | $0.22M | 0.2% | N/A | 0.051% | |
| 2/12/2020 | Driehaus Capital Management LLC | 971,410 | $5.51M | 0.1% | N/A | 1.276% | |
| 2/11/2020 | Doheny Asset Management CA | 17,500 | $99K | 0.1% | N/A | 0.023% | |
| 2/3/2020 | Sigma Planning Corp | 237,150 | $1.35M | 0.1% | +3.9% | 0.312% | |
| 1/31/2020 | Ikarian Capital LLC | 1,009,735 | $5.73M | 0.9% | N/A | 1.327% | |
| 1/30/2020 | NTV Asset Management LLC | 10,000 | $57K | 0.0% | N/A | 0.013% | |
| 1/28/2020 | P.A.W. Capital Corp | 680,000 | $3.86M | 4.1% | +36.0% | 0.893% | |
| 1/22/2020 | Patriot Financial Group Insurance Agency LLC | 97,029 | $0.55M | 0.2% | +5.4% | 0.127% | |
| 1/9/2020 | Sanders Morris Harris LLC | 230,200 | $1.27M | 0.3% | -17.0% | 0.321% | |
| 11/27/2019 | Man Group plc | 1,609,424 | $3.36M | 0.0% | +8.6% | 2.900% | |
| 11/27/2019 | Virtu Financial LLC | 12,852 | $27K | 0.0% | -64.4% | 0.018% | |
| 11/1/2019 | Creative Planning | 75,000 | $0.16M | 0.0% | N/A | 0.135% | |
| 11/1/2019 | Sigma Planning Corp | 228,150 | $0.48M | 0.0% | +4.1% | 0.411% | |
| 10/30/2019 | P.A.W. Capital Corp | 500,000 | $1.04M | 1.3% | N/A | 0.902% | |
| 10/25/2019 | Patriot Financial Group Insurance Agency LLC | 92,029 | $0.19M | 0.1% | +8.2% | 0.166% | |
| 8/14/2019 | Point72 Asset Management L.P. | 2,200,000 | $5.74M | 0.0% | N/A | 3.968% | |
| 8/14/2019 | Morgan Stanley | 315,521 | $0.82M | 0.0% | +20.7% | 0.569% | |
