| 4/19/2021 | MTM Investment Management LLC | 10,000 | $67K | 0.0% | N/A | 0.014% | |
| 4/16/2021 | Epiq Partners LLC | 674,500 | $4.52M | 2.6% | +3.0% | 0.951% | |
| 2/24/2021 | Virtu Financial LLC | 44,182 | $0.39M | 0.0% | +88.0% | 0.063% | |
| 2/17/2021 | Third Security LLC | 18,219,824 | $159.61M | 14.6% | -0.2% | 25.863% | |
| 2/17/2021 | Voloridge Investment Management LLC | 67,695 | $0.59M | 0.0% | N/A | 0.096% | |
| 2/16/2021 | One68 Global Capital LLC | 16,350 | $0.14M | 0.3% | N/A | 0.023% | |
| 2/16/2021 | Price T Rowe Associates Inc. MD | 53,054 | $0.47M | 0.0% | +427.7% | 0.075% | |
| 2/16/2021 | Laidlaw Wealth Management LLC | 15,500 | $0.14M | 0.0% | N/A | 0.022% | |
| 2/12/2021 | Capital Impact Advisors LLC | 190,400 | $1.67M | 0.4% | N/A | 0.270% | |
| 2/12/2021 | LPL Financial LLC | 19,614 | $0.17M | 0.0% | +44.0% | 0.028% | |
|
| 2/11/2021 | Nikko Asset Management Americas Inc. | 196,788 | $1.72M | 0.0% | +13.3% | 0.279% | |
| 2/11/2021 | Northern Trust Corp | 54,154 | $0.47M | 0.0% | +39.5% | 0.098% | |
| 2/11/2021 | Exencial Wealth Advisors LLC | 41,121 | $0.36M | 0.0% | +260.3% | 0.074% | |
| 2/11/2021 | Citigroup Inc. | 38,253 | $0.34M | 0.0% | +3,825,200.0% | 0.069% | |
| 2/10/2021 | KBC Group NV | 62,399 | $0.55M | 0.0% | -4.7% | 0.112% | |
| 2/10/2021 | HighTower Advisors LLC | 40,014 | $0.35M | 0.0% | -79.5% | 0.072% | |
| 2/9/2021 | Wells Fargo & Company MN | 24,504 | $0.21M | 0.0% | +8,843.1% | 0.044% | |
| 2/9/2021 | Bank of New York Mellon Corp | 33,748 | $0.30M | 0.0% | N/A | 0.061% | |
| 2/5/2021 | Sumitomo Mitsui Trust Holdings Inc. | 196,788 | $1.72M | 0.0% | +13.3% | 0.355% | |
| 2/4/2021 | Cambridge Investment Research Advisors Inc. | 10,975 | $96K | 0.0% | -44.2% | 0.020% | |
| 1/25/2021 | IFP Advisors Inc | 8,020 | $72K | 0.0% | +167.3% | 0.014% | |
| 1/25/2021 | Winthrop Advisory Group LLC | 10,000 | $88K | 0.0% | -46.5% | 0.018% | |
| 1/11/2021 | Epiq Partners LLC | 654,750 | $5.74M | 4.0% | -17.3% | 1.456% | |
| 12/16/2020 | Wetherby Asset Management Inc. | 11,929 | $53K | 0.0% | N/A | 0.027% | |
| 12/11/2020 | Virtu Financial LLC | 23,500 | $0.11M | 0.0% | N/A | 0.052% | |
| 11/17/2020 | Third Security LLC | 18,253,912 | $81.78M | 16.9% | +28.1% | 40.599% | |
| 11/13/2020 | Morgan Stanley | 248,051 | $1.11M | 0.0% | -1.6% | 0.772% | |
| 11/13/2020 | Wetherby Asset Management Inc. | 11,929 | $53K | 0.0% | N/A | 0.037% | |
| 11/13/2020 | Archon Capital Management LLC | 259,408 | $1.16M | 0.2% | -80.7% | 0.807% | |
| 11/9/2020 | LPL Financial LLC | 13,617 | $61K | 0.0% | N/A | 0.042% | |
| 11/6/2020 | BlackRock Inc. | 590,893 | $2.65M | 0.0% | +676.0% | 1.839% | |
| 11/4/2020 | Raymond James & Associates | 127,903 | $0.57M | 0.0% | N/A | 0.398% | |
| 11/2/2020 | Nikko Asset Management Americas Inc. | 173,759 | $0.75M | 0.0% | -12.0% | 0.541% | |
| 10/30/2020 | ARK Investment Management LLC | 3,860,659 | $17.30M | 0.1% | +243.8% | 12.018% | |
| 10/29/2020 | Cambridge Investment Research Advisors Inc. | 19,672 | $88K | 0.0% | +35.4% | 0.061% | |
| 10/28/2020 | KBC Group NV | 65,499 | $0.29M | 0.0% | -12.3% | 0.204% | |
| 10/22/2020 | Epiq Partners LLC | 791,840 | $3.17M | 2.4% | +21.5% | 2.464% | |
| 10/19/2020 | DORCHESTER WEALTH MANAGEMENT Co | 15,000 | $67K | 0.0% | N/A | 0.047% | |
| 10/13/2020 | PFG Advisors | 10,503 | $47K | 0.0% | N/A | 0.033% | |
| 8/14/2020 | Advisor Group Holdings Inc. | 151,117 | $0.49M | 0.0% | +142.3% | 0.470% | |
| 8/3/2020 | Epiq Partners LLC | 651,700 | $2.10M | 1.9% | +2.9% | 2.031% | |
| 7/31/2020 | UBS Group AG | 21,407 | $68K | 0.0% | -20.8% | 0.067% | |
| 7/27/2020 | Cambridge Investment Research Advisors Inc. | 14,527 | $47K | 0.0% | -22.5% | 0.045% | |
| 7/27/2020 | Sumitomo Mitsui Trust Holdings Inc. | 197,543 | $0.64M | 0.0% | -44.3% | 0.616% | |
| 7/17/2020 | Raymond James Financial Services Advisors Inc. | 13,198 | $42K | 0.0% | N/A | 0.041% | |
| 5/21/2020 | HighTower Advisors LLC | 165,005 | $0.27M | 0.0% | +57.7% | 0.514% | |
| 5/18/2020 | Advisor Group Holdings Inc. | 62,372 | $0.11M | 0.0% | N/A | 0.194% | |
| 5/15/2020 | Morgan Stanley | 208,948 | $0.34M | 0.0% | +7.7% | 0.651% | |
| 5/13/2020 | Third Security LLC | 14,253,912 | $23.23M | 5.0% | +57.0% | 44.424% | |
| 5/13/2020 | Horizon Kinetics Asset Management LLC | 94,468 | $0.15M | 0.0% | -33.7% | 0.294% | |
| 5/8/2020 | Cambridge Investment Research Advisors Inc. | 18,734 | $31K | 0.0% | N/A | 0.058% | |
| 5/4/2020 | Nikko Asset Management Americas Inc. | 354,384 | $0.58M | 0.0% | -5.8% | 1.104% | |
| 5/1/2020 | BlackRock Inc. | 59,267 | $97K | 0.0% | +15.8% | 0.185% | |
| 5/1/2020 | UBS Group AG | 27,017 | $44K | 0.0% | +38.8% | 0.084% | |
| 4/30/2020 | Nikko Asset Management Americas Inc. | 354,384 | $0.58M | 0.0% | -5.8% | 1.104% | |
| 4/27/2020 | Sumitomo Mitsui Trust Holdings Inc. | 354,384 | $0.58M | 0.0% | -5.8% | 1.104% | |
| 4/20/2020 | Epiq Partners LLC | 633,200 | $1.03M | 1.1% | N/A | 1.973% | |
| 2/17/2020 | Ladenburg Thalmann Financial Services Inc. | 61,004 | $0.13M | 0.0% | -9.1% | 0.282% | |
| 2/13/2020 | Renaissance Technologies LLC | 57,700 | $0.13M | 0.0% | N/A | 0.267% | |
| 2/11/2020 | KBC Group NV | 62,399 | $0.14M | 0.0% | +14,582.1% | 0.289% | |
| 1/31/2020 | ARK Investment Management LLC | 406,682 | $0.88M | 0.0% | +8.6% | 1.883% | |
| 1/6/2020 | Winthrop Advisory Group LLC | 18,700 | $41K | 0.0% | N/A | 0.087% | |
| 10/31/2019 | Sumitomo Mitsui Trust Holdings Inc. | 373,874 | $0.94M | 0.0% | +17.6% | 1.731% | |
| 10/29/2019 | Nikko Asset Management Americas Inc. | 373,874 | $0.94M | 0.0% | +17.6% | 1.731% | |
| 8/16/2019 | CVI Holdings LLC | 345,202 | $1.06M | 0.9% | N/A | 1.598% | |
| 8/14/2019 | Morgan Stanley | 179,028 | $0.55M | 0.0% | +4.7% | 0.829% | |
| 8/14/2019 | Vanguard Group Inc. | 420,541 | $1.29M | 0.0% | +589.8% | 1.946% | |
| 8/13/2019 | BlackRock Inc. | 51,195 | $0.16M | 0.0% | +95.5% | 0.237% | |
| 8/9/2019 | OMERS ADMINISTRATION Corp | 15,900 | $49K | 0.0% | +26.2% | 0.074% | |
| 8/2/2019 | Cpwm LLC | 20,000 | $61K | 0.0% | N/A | 0.093% | |
| 7/30/2019 | ARK Investment Management LLC | 363,360 | $1.12M | 0.0% | +8.3% | 1.682% | |
| 7/29/2019 | Nikko Asset Management Americas Inc. | 317,925 | $0.98M | 0.0% | +97.7% | 1.472% | |
| 6/30/2019 | Sumitomo Mitsui Trust Holdings Inc. | 317,925 | $0.98M | 0.0% | +110.6% | 1.472% | |
| 6/30/2019 | FNY Investment Advisers LLC | 25,783 | $79K | 0.0% | N/A | 0.119% | |
| 5/13/2019 | ARK Investment Management LLC | 335,420 | $0.74M | 0.0% | +13.7% | 1.553% | |
| 5/8/2019 | Sumitomo Mitsui Trust Holdings Inc. | 150,934 | $0.33M | 0.0% | N/A | 0.699% | |
| 4/30/2019 | Nikko Asset Management Americas Inc. | 160,800 | $0.35M | 0.0% | N/A | 0.744% | |
| 3/4/2019 | Actinver Wealth Management Inc. | 33,532 | $69K | 0.0% | N/A | 0.222% | |
| 2/19/2019 | PFG Advisors | 13,523 | $33K | 0.0% | N/A | 0.090% | |
| 2/15/2019 | Third Security LLC | 9,076,753 | $18.61M | 2.5% | +20.4% | 60.111% | |
| 11/7/2018 | ARK Investment Management LLC | 247,432 | $0.79M | 0.0% | +45.0% | 1.926% | |
| 8/7/2018 | ARK Investment Management LLC | 170,697 | $0.57M | 0.0% | +81.1% | 1.330% | |
| 5/2/2018 | Third Security LLC | 7,538,292 | $22.24M | 1.6% | +25.6% | 59.450% | |
| 8/9/2017 | Third Security LLC | 6,092,807 | $48.80M | 2.5% | N/A | 68.497% | |
