Free Trial
→ Small Colorado Company (Backed by Sam Altman) Could Save U.S. Power Grid (From Altimetry) (Ad)tc pixel Free BANX Stock Alerts

ArrowMark Financial (BANX) Institutional Ownership

ArrowMark Financial logo
$20.00 +0.19 (+0.96%)
Closing price 10/2/2026 04:00 PM Eastern
Extended Trading
$19.96 -0.04 (-0.18%)
As of 10/2/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for ArrowMark Financial (NASDAQ:BANX)

Current
Institutional Ownership
Percentage
24.93%
Number of
Institutional Buyers
(last 12 months)
14
Total
Institutional Inflows
(last 12 months)
$19.07M
Number of
Institutional Sellers
(last 12 months)
5
Total
Institutional Outflows
(last 12 months)
$1.71M
Get BANX Insider Trade Alerts

Want to know when executives and insiders are buying or selling ArrowMark Financial stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

BANX Institutional Buying and Selling by Quarter

ArrowMark Financial Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/1/2026 Noble Wealth Management PBC123,765$2.46M1.1%+15.5%1.585%
9/9/2026Integrated Wealth Concepts LLC9,042$177K0.0%N/A0.116%
8/17/2026Almitas Capital LLC50,843$994K0.2%N/A0.651%
8/7/2026Trust Co. of Vermont1,750$34K0.0%N/A0.022%
7/1/2026 Noble Wealth Management PBC107,197$2.10M0.9%+0.8%1.373%
4/27/2026Private Advisor Group LLC12,268$234K0.0%+11.4%0.172%
4/21/2026Falcon Wealth Planning16,179$308K0.0%-7.9%0.227%
4/17/2026Everstar Asset Management LLC47,345$902K0.5%+2.5%0.664%
2/17/2026ArrowMark Colorado Holdings LLC808,076$17.63M0.4%+488.4%11.332%
2/17/2026Osaic Holdings Inc.46,816$1.02M0.0%+36.9%0.657%
2/13/2026Stifel Financial Corp155,804$3.40M0.0%+1.5%2.185%
2/11/2026Closed End Fund Advisors Inc.69,337$1.51M0.9%N/A0.972%
2/5/2026Everstar Asset Management LLC46,192$1M0.5%+4.5%0.648%
2/3/2026Falcon Wealth Planning17,564$383K0.0%-6.9%0.246%
1/13/2026Capital Investment Advisors LLC25,996$567K0.0%-5.5%0.365%
1/5/2026 Noble Wealth Management PBC80,711$1.76M0.9%+3.9%1.132%
11/17/2025Bard Associates Inc.27,155$595K0.2%-33.8%0.381%
11/17/2025ArrowMark Colorado Holdings LLC137,327$3.01M0.1%-30.3%1.926%
11/14/2025Raymond James Financial Inc.179,070$3.93M0.0%+0.8%2.513%
11/13/2025Private Advisor Group LLC9,350$205K0.0%N/A0.131%
11/6/2025Oppenheimer & Co. Inc.22,293$489K0.0%+39.3%0.313%
11/3/2025Belpointe Asset Management LLC9,300$204K0.0%N/A0.130%
10/20/2025Accurate Wealth Management LLC14,374$311K0.0%N/A0.202%
10/14/2025Trust Co. of Vermont1,750$38K0.0%-24.7%0.025%
9/4/2025Osaic Holdings Inc.22,721$476K0.0%+26.5%0.319%
8/15/2025Bank of America Corp DE3,054$64K0.0%-32.9%0.043%
8/14/2025Raymond James Financial Inc.177,656$3.72M0.0%-4.4%2.492%
8/13/2025Marshall Wace LLP18,423$386K0.0%N/A0.258%
8/13/2025Everstar Asset Management LLC40,422$846K0.5%+68.7%0.567%
7/21/2025Catalina Capital Group LLC15,678$328K0.2%+51.9%0.220%
7/17/2025Capital Investment Advisors LLC27,496$575K0.0%-3.5%0.386%
5/13/2025Raymond James Financial Inc.185,749$3.91M0.0%-1.5%2.606%
4/30/2025Round Rock Advisors LLC163,933$3.45M0.6%+283.9%2.302%
4/23/2025Oppenheimer & Co. Inc.24,828$523K0.0%+3.8%0.349%
4/22/2025Cambridge Investment Research Advisors Inc.10,478$221K0.0%-17.4%0.147%
4/15/2025Noble Wealth Management PBC50,121$1.06M0.7%+202.0%0.704%
4/14/2025Capital Investment Advisors LLC28,496$600K0.0%-7.3%0.400%
2/18/2025Principal Street Partners LLC12,455$261K0.1%N/A0.173%
2/17/2025Millennium Management LLC10,542$220K0.0%N/A0.147%
2/14/2025Stifel Financial Corp167,707$3.52M0.0%+4.2%2.336%
Trump's New Dollar (Ad)

Porter Stansberry says President Trump has signed an executive order initiating what he calls a full U.S. dollar reset - and most Americans don't know it's happening. The last time America underwent a monetary shift like this, under Nixon in the 1970s, it minted an average of 1,300 new millionaires a day for over half a century. Stansberry has released a new documentary naming the assets he believes are positioned to surge as a result.tc pixel

Watch the free briefing and see the three steps to prepare today
2/13/2025Raymond James Financial Inc.188,570$3.96M0.0%N/A2.626%
2/12/2025Everstar Asset Management LLC23,198$487K0.3%+6.0%0.323%
2/6/2025Raymond James Financial Inc.188,570$3.96M0.0%N/A2.628%
2/5/2025Noble Wealth Management PBC16,599$348K0.2%N/A0.231%
2/5/2025Oppenheimer & Co. Inc.23,929$502K0.0%+7.4%0.333%
1/24/2025Round Rock Advisors LLC42,700$896K0.2%N/A0.595%
1/22/2025Falcon Wealth Planning18,862$396K0.0%+15.3%0.263%
1/15/2025Trust Co. of Vermont2,750$58K0.0%N/A0.038%
1/13/2025Capital Investment Advisors LLC30,746$645K0.0%-14.0%0.428%
11/15/2024Stifel Financial Corp161,024$3.33M0.0%-13.8%2.243%
11/15/2024ArrowMark Colorado Holdings LLC196,145$4.09M0.1%-18.6%2.732%
11/6/2024Bard Associates Inc.41,810$865K0.3%-1.9%0.583%
11/6/2024Oppenheimer & Co. Inc.22,274$461K0.0%+15.0%0.310%
10/30/2024Catalina Capital Group LLC10,310$213K0.1%N/A0.144%
10/30/2024Falcon Wealth Planning16,362$339K0.0%+14.4%0.228%
10/24/2024Pathway Financial Advisers LLC15,518$321K0.0%+1,969.1%0.216%
10/18/2024Capital Investment Advisors LLC35,746$740K0.0%+4.4%0.498%
7/16/2024Falcon Wealth Planning14,308$264K0.0%N/A0.199%
7/12/2024Capital Investment Advisors LLC34,250$631K0.0%+3.0%0.477%
5/7/2024Oppenheimer & Co. Inc.17,902$340K0.0%N/A0.252%
5/6/2024Oxbow Advisors LLC11,220$213K0.0%-40.8%0.158%
4/23/2024Raymond James Financial Services Advisors Inc.229,144$4.35M0.0%+3.2%3.223%
3/22/2024PNC Financial Services Group Inc.26,000$472K0.0%-60.6%0.366%
2/14/2024Greenwich Investment Management Inc.314,976$5.71M4.3%-2.0%4.430%
2/9/2024PNC Financial Services Group Inc.26,000$472K0.0%-60.6%0.366%
2/8/2024Oxbow Advisors LLC18,968$344K0.1%-6.2%0.267%
2/8/2024Beacon Pointe Advisors LLC60,522$1.10M0.0%-4.2%0.851%
1/16/2024Raymond James Financial Services Advisors Inc.222,034$4.03M0.0%+8.0%3.123%
1/5/2024Capital Investment Advisors LLC32,250$586K0.0%+4.0%0.454%
11/16/2023Greenwich Investment Management Inc.321,466$5.62M4.5%-1.9%4.521%
11/13/2023Stifel Financial Corp219,140$3.83M0.0%-7.5%3.082%
10/26/2023Punch & Associates Investment Management Inc.68,070$1.19M0.1%+26.2%0.957%
10/24/2023Raymond James Financial Services Advisors Inc.205,626$3.60M0.0%+16.5%2.892%
10/24/2023Cambridge Investment Research Advisors Inc.20,930$366K0.0%+13.4%0.294%
10/16/2023Capital Investment Advisors LLC31,000$542K0.0%+25.3%0.436%
8/14/2023ArrowMark Colorado Holdings LLC508,443$8.51M0.1%+0.5%7.151%
8/10/2023Osaic Holdings Inc.262,863$4.38M0.0%+1.1%3.697%
8/4/2023Oxbow Advisors LLC83,376$1.39M0.2%-31.7%1.173%
8/3/2023CWM LLC1,500$25K0.0%N/A0.021%
8/3/2023Oppenheimer & Co. Inc.11,809$197K0.0%N/A0.166%
7/25/2023Raymond James Financial Services Advisors Inc.176,442$2.94M0.0%+9.3%2.482%
7/11/2023Capital Investment Advisors LLC24,750$412K0.0%+30.3%0.348%
5/11/2023Heron Bay Capital Management45,742$823K0.3%N/A0.644%
5/11/2023Tucker Asset Management LLC3,735$67K0.0%N/A0.053%
4/26/2023Oxbow Advisors LLC122,055$2.20M0.4%-3.8%1.719%
4/14/2023Raymond James Financial Services Advisors Inc.161,463$2.91M0.0%+0.9%2.274%
4/14/2023Raymond James & Associates21,238$382K0.0%-16.0%0.299%
4/10/2023Capital Investment Advisors LLC19,000$342K0.0%+13.4%0.268%
2/10/2023Advisor Group Holdings Inc.248,583$4.24M0.0%+4.1%3.501%
2/8/2023Raymond James Financial Services Advisors Inc.160,037$2.73M0.0%+11.7%2.254%
The case for $20,000 gold before year end (Ad)

President Trump reposted a warning from precious metals expert Jim Rickards, tying the November midterms and America's $40 trillion national debt to a potential surge in gold prices, with some forecasts pointing to $10,000 or even $20,000 gold. Dr. David Eifrig, a 40-year market veteran and former Goldman Sachs Vice President, says an unusual plan involving Trump and two other top officials could fuel the biggest gold bull run in decades. Eifrig has shared his top gold pick tied to this developing story.tc pixel

Read the full gold report and see Eifrig's top pick now
2/8/2023Cambridge Investment Research Advisors Inc.18,026$307K0.0%+13.9%0.254%
2/1/2023Oxbow Advisors LLC126,908$2.16M0.4%+232.4%1.787%
1/5/2023Capital Investment Advisors LLC16,750$285K0.0%+15.1%0.236%
11/14/2022United Capital Financial Advisers LLC38,500$665K0.0%-20.6%0.542%
11/9/2022Magnus Financial Group LLC10,110$175K0.0%N/A0.142%
11/3/2022Oxbow Advisors LLC38,177$659K0.1%+13.9%0.538%
10/25/2022Raymond James & Associates34,403$594K0.0%+23.0%0.485%
10/25/2022Raymond James Financial Services Advisors Inc.143,317$2.47M0.0%+10.4%2.019%
10/13/2022Newbridge Financial Services Group Inc.4,300$74K0.0%N/A0.061%
10/5/2022Capital Investment Advisors LLC14,550$251K0.0%N/A0.205%


BANX Institutional Ownership - Frequently Asked Questions

During the previous two years, 25 institutional investors and hedge funds held shares of ArrowMark Financial. The most heavily invested institutionals were ArrowMark Colorado Holdings LLC ($17.63M), Raymond James Financial Inc. ($3.93M), Round Rock Advisors LLC ($3.45M), Stifel Financial Corp ($3.40M), Noble Wealth Management PBC ($2.46M), Closed End Fund Advisors Inc. ($1.51M), and Osaic Holdings Inc. ($1.02M).Learn more on ArrowMark Financial's institutional investors.

24.93% of ArrowMark Financial's stock is owned by institutional investors. Learn more on BANX's institutional investor holdings.

Of the 22 institutional investors that purchased ArrowMark Financial's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: ArrowMark Colorado Holdings LLC ($670.75K), Raymond James Financial Inc. ($378.55K), Round Rock Advisors LLC ($163.93K), Noble Wealth Management PBC ($70.61K), Closed End Fund Advisors Inc. ($69.34K), Almitas Capital LLC ($50.84K), and Everstar Asset Management LLC ($20.94K).

Institutional investors have bought a total of 882,230 shares in the last 24 months. This purchase volume represents approximately $19.07M in transactions.

The following institutional investors have sold ArrowMark Financial stock in the last 24 months: ArrowMark Colorado Holdings LLC ($59.56K), Bard Associates Inc. ($13.88K), Falcon Wealth Planning ($2.68K), Capital Investment Advisors LLC ($1.50K), and Trust Co. of Vermont ($575.00).

Institutional investors have sold a total of 78,200 shares in the last 24 months. This volume of shares sold represents approximately $1.71M in transactions.


Related Companies

Institutional ownership data for NASDAQ:BANX is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/1/2026. New 13F filings are added each quarter as they're published.
From Our Partners
Elon Warns "America Will Go Bankrupt". Trump's Plan Inside.
National debt just crossed 40 trillion dollars, and Elon Musk says America is 1,000% going to go bankrupt with...
American Hartford Gold | Sponsoredtc pixel
These gold assets are priced for $1,800 gold [it's over $4,000]
Gold's major miners are generating record free cash flow, with margins as high as 75 percent even after gold's...
Golden Portfolio | Sponsoredtc pixel
Small Colorado Company (Backed by Sam Altman) Could Save U.S. Power Grid
A small Colorado company has secured rights to technology that could prevent the U.S. public power grid from c...
Altimetry | Sponsoredtc pixel
How Elon’s Empire Ends (and how to profit)
Marc Chaikin, the 60 year Wall Street veteran whose Chaikin Money Flow indicator sits on every Bloomberg termi...
Chaikin Analytics | Sponsoredtc pixel
Your book is inside
The "Sucker's Bet" Most New Options Traders Fall For Most people who try options lose money the same way. ...
Profits Run | Sponsoredtc pixel
Trump’s issues shocking Executive Order on U.S. Dollar
Three days into his second term, President Trump signed Executive Order 14178 a move the press barely covered....
Banyan Hill Publishing | Sponsoredtc pixel
I'm giving you a space stock today. Free.
On December 8th, $600 billion in frozen SpaceX stock comes loose. Dylan Jovine says one simple purchase in any...
Behind the Markets | Sponsoredtc pixel
WATCH THIS BEFORE DECEMBER 8th!!
James Altucher says a quiet government filing could reveal Elon Musk's biggest move yet, and almost nobody has...
Paradigm Press | Sponsoredtc pixel