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ArrowMark Financial (BANX) Institutional Ownership

ArrowMark Financial logo
$20.80 +0.12 (+0.58%)
As of 04:00 PM Eastern
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Institutional Ownership Changes (13F Filings) for ArrowMark Financial (NASDAQ:BANX)

Current
Institutional Ownership
Percentage
24.93%
Number of
Institutional Buyers
(last 12 months)
13
Total
Institutional Inflows
(last 12 months)
$18.57M
Number of
Institutional Sellers
(last 12 months)
5
Total
Institutional Outflows
(last 12 months)
$1.71M
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BANX Institutional Buying and Selling by Quarter

ArrowMark Financial Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/17/2026 Almitas Capital LLC50,843$994K0.2%N/A0.651%
8/7/2026 Trust Co. of Vermont1,750$34K0.0%N/A0.022%
7/1/2026 Noble Wealth Management PBC107,197$2.10M0.9%+0.8%1.373%
4/27/2026 Private Advisor Group LLC12,268$234K0.0%+11.4%0.172%
4/21/2026 Falcon Wealth Planning16,179$308K0.0%-7.9%0.227%
4/17/2026 Everstar Asset Management LLC47,345$902K0.5%+2.5%0.664%
2/17/2026 ArrowMark Colorado Holdings LLC808,076$17.63M0.4%+488.4%11.332%
2/17/2026 Osaic Holdings Inc.46,816$1.02M0.0%+36.9%0.657%
2/13/2026 Stifel Financial Corp155,804$3.40M0.0%+1.5%2.185%
2/11/2026 Closed End Fund Advisors Inc.69,337$1.51M0.9%N/A0.972%
2/5/2026 Everstar Asset Management LLC46,192$1M0.5%+4.5%0.648%
2/3/2026 Falcon Wealth Planning17,564$383K0.0%-6.9%0.246%
1/13/2026 Capital Investment Advisors LLC25,996$567K0.0%-5.5%0.365%
1/5/2026 Noble Wealth Management PBC80,711$1.76M0.9%+3.9%1.132%
11/17/2025 Bard Associates Inc.27,155$595K0.2%-33.8%0.381%
11/17/2025 ArrowMark Colorado Holdings LLC137,327$3.01M0.1%-30.3%1.926%
11/14/2025 Raymond James Financial Inc.179,070$3.93M0.0%+0.8%2.513%
11/13/2025 Private Advisor Group LLC9,350$205K0.0%N/A0.131%
11/6/2025 Oppenheimer & Co. Inc.22,293$489K0.0%+39.3%0.313%
11/3/2025 Belpointe Asset Management LLC9,300$204K0.0%N/A0.130%
10/20/2025 Accurate Wealth Management LLC14,374$311K0.0%N/A0.202%
10/14/2025 Trust Co. of Vermont1,750$38K0.0%-24.7%0.025%
9/4/2025 Osaic Holdings Inc.22,721$476K0.0%+26.5%0.319%
8/15/2025 Bank of America Corp DE3,054$64K0.0%-32.9%0.043%
8/14/2025 Raymond James Financial Inc.177,656$3.72M0.0%-4.4%2.492%
8/13/2025 Marshall Wace LLP18,423$386K0.0%N/A0.258%
8/13/2025 Everstar Asset Management LLC40,422$846K0.5%+68.7%0.567%
7/21/2025Catalina Capital Group LLC15,678$328K0.2%+51.9%0.220%
7/17/2025 Capital Investment Advisors LLC27,496$575K0.0%-3.5%0.386%
5/13/2025Raymond James Financial Inc.185,749$3.91M0.0%-1.5%2.606%
4/30/2025Round Rock Advisors LLC163,933$3.45M0.6%+283.9%2.302%
4/23/2025Oppenheimer & Co. Inc.24,828$523K0.0%+3.8%0.349%
4/22/2025Cambridge Investment Research Advisors Inc.10,478$221K0.0%-17.4%0.147%
4/15/2025Noble Wealth Management PBC50,121$1.06M0.7%+202.0%0.704%
4/14/2025Capital Investment Advisors LLC28,496$600K0.0%-7.3%0.400%
2/18/2025Principal Street Partners LLC12,455$261K0.1%N/A0.173%
2/17/2025Millennium Management LLC10,542$220K0.0%N/A0.147%
2/14/2025Stifel Financial Corp167,707$3.52M0.0%+4.2%2.336%
2/13/2025Raymond James Financial Inc.188,570$3.96M0.0%N/A2.626%
2/12/2025Everstar Asset Management LLC23,198$487K0.3%+6.0%0.323%
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2/6/2025Raymond James Financial Inc.188,570$3.96M0.0%N/A2.628%
2/5/2025Noble Wealth Management PBC16,599$348K0.2%N/A0.231%
2/5/2025Oppenheimer & Co. Inc.23,929$502K0.0%+7.4%0.333%
1/24/2025Round Rock Advisors LLC42,700$896K0.2%N/A0.595%
1/22/2025Falcon Wealth Planning18,862$396K0.0%+15.3%0.263%
1/15/2025Trust Co. of Vermont2,750$58K0.0%N/A0.038%
1/13/2025Capital Investment Advisors LLC30,746$645K0.0%-14.0%0.428%
11/15/2024Stifel Financial Corp161,024$3.33M0.0%-13.8%2.243%
11/15/2024ArrowMark Colorado Holdings LLC196,145$4.09M0.1%-18.6%2.732%
11/6/2024Bard Associates Inc.41,810$865K0.3%-1.9%0.583%
11/6/2024Oppenheimer & Co. Inc.22,274$461K0.0%+15.0%0.310%
10/30/2024Catalina Capital Group LLC10,310$213K0.1%N/A0.144%
10/30/2024Falcon Wealth Planning16,362$339K0.0%+14.4%0.228%
10/24/2024Pathway Financial Advisers LLC15,518$321K0.0%+1,969.1%0.216%
10/18/2024Capital Investment Advisors LLC35,746$740K0.0%+4.4%0.498%
7/16/2024Falcon Wealth Planning14,308$264K0.0%N/A0.199%
7/12/2024Capital Investment Advisors LLC34,250$631K0.0%+3.0%0.477%
5/7/2024Oppenheimer & Co. Inc.17,902$340K0.0%N/A0.252%
5/6/2024Oxbow Advisors LLC11,220$213K0.0%-40.8%0.158%
4/23/2024Raymond James Financial Services Advisors Inc.229,144$4.35M0.0%+3.2%3.223%
3/22/2024PNC Financial Services Group Inc.26,000$472K0.0%-60.6%0.366%
2/14/2024Greenwich Investment Management Inc.314,976$5.71M4.3%-2.0%4.430%
2/9/2024PNC Financial Services Group Inc.26,000$472K0.0%-60.6%0.366%
2/8/2024Oxbow Advisors LLC18,968$344K0.1%-6.2%0.267%
2/8/2024Beacon Pointe Advisors LLC60,522$1.10M0.0%-4.2%0.851%
1/16/2024Raymond James Financial Services Advisors Inc.222,034$4.03M0.0%+8.0%3.123%
1/5/2024Capital Investment Advisors LLC32,250$586K0.0%+4.0%0.454%
11/16/2023Greenwich Investment Management Inc.321,466$5.62M4.5%-1.9%4.521%
11/13/2023Stifel Financial Corp219,140$3.83M0.0%-7.5%3.082%
10/26/2023Punch & Associates Investment Management Inc.68,070$1.19M0.1%+26.2%0.957%
10/24/2023Raymond James Financial Services Advisors Inc.205,626$3.60M0.0%+16.5%2.892%
10/24/2023Cambridge Investment Research Advisors Inc.20,930$366K0.0%+13.4%0.294%
10/16/2023Capital Investment Advisors LLC31,000$542K0.0%+25.3%0.436%
8/14/2023ArrowMark Colorado Holdings LLC508,443$8.51M0.1%+0.5%7.151%
8/10/2023Osaic Holdings Inc.262,863$4.38M0.0%+1.1%3.697%
8/4/2023Oxbow Advisors LLC83,376$1.39M0.2%-31.7%1.173%
8/3/2023CWM LLC1,500$25K0.0%N/A0.021%
8/3/2023Oppenheimer & Co. Inc.11,809$197K0.0%N/A0.166%
7/25/2023Raymond James Financial Services Advisors Inc.176,442$2.94M0.0%+9.3%2.482%
7/11/2023Capital Investment Advisors LLC24,750$412K0.0%+30.3%0.348%
5/11/2023Heron Bay Capital Management45,742$823K0.3%N/A0.644%
5/11/2023Tucker Asset Management LLC3,735$67K0.0%N/A0.053%
4/26/2023Oxbow Advisors LLC122,055$2.20M0.4%-3.8%1.719%
4/14/2023Raymond James Financial Services Advisors Inc.161,463$2.91M0.0%+0.9%2.274%
4/14/2023Raymond James & Associates21,238$382K0.0%-16.0%0.299%
4/10/2023Capital Investment Advisors LLC19,000$342K0.0%+13.4%0.268%
2/10/2023Advisor Group Holdings Inc.248,583$4.24M0.0%+4.1%3.501%
2/8/2023Raymond James Financial Services Advisors Inc.160,037$2.73M0.0%+11.7%2.254%
2/8/2023Cambridge Investment Research Advisors Inc.18,026$307K0.0%+13.9%0.254%
2/1/2023Oxbow Advisors LLC126,908$2.16M0.4%+232.4%1.787%
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1/5/2023Capital Investment Advisors LLC16,750$285K0.0%+15.1%0.236%
11/14/2022United Capital Financial Advisers LLC38,500$665K0.0%-20.6%0.542%
11/9/2022Magnus Financial Group LLC10,110$175K0.0%N/A0.142%
11/3/2022Oxbow Advisors LLC38,177$659K0.1%+13.9%0.538%
10/25/2022Raymond James & Associates34,403$594K0.0%+23.0%0.485%
10/25/2022Raymond James Financial Services Advisors Inc.143,317$2.47M0.0%+10.4%2.019%
10/13/2022Newbridge Financial Services Group Inc.4,300$74K0.0%N/A0.061%
10/5/2022Capital Investment Advisors LLC14,550$251K0.0%N/A0.205%
8/11/2022Bard Associates Inc.41,315$793K0.3%+4.0%0.582%
7/13/2022Cambridge Investment Research Advisors Inc.16,309$313K0.0%+8.8%0.230%


BANX Institutional Ownership - Frequently Asked Questions

During the previous two years, 24 institutional investors and hedge funds held shares of ArrowMark Financial. The most heavily invested institutionals were ArrowMark Colorado Holdings LLC ($17.63M), Raymond James Financial Inc. ($3.93M), Round Rock Advisors LLC ($3.45M), Stifel Financial Corp ($3.40M), Noble Wealth Management PBC ($2.10M), Closed End Fund Advisors Inc. ($1.51M), and Osaic Holdings Inc. ($1.02M).Learn more on ArrowMark Financial's institutional investors.

24.93% of ArrowMark Financial's stock is owned by institutional investors. Learn more on BANX's institutional investor holdings.

Of the 21 institutional investors that purchased ArrowMark Financial's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: ArrowMark Colorado Holdings LLC ($670.75K), Raymond James Financial Inc. ($378.55K), Round Rock Advisors LLC ($163.93K), Closed End Fund Advisors Inc. ($69.34K), Noble Wealth Management PBC ($54.04K), Almitas Capital LLC ($50.84K), and Everstar Asset Management LLC ($20.94K).

Institutional investors have bought a total of 856,620 shares in the last 24 months. This purchase volume represents approximately $18.57M in transactions.

The following institutional investors have sold ArrowMark Financial stock in the last 24 months: ArrowMark Colorado Holdings LLC ($59.56K), Bard Associates Inc. ($13.88K), Falcon Wealth Planning ($2.68K), Capital Investment Advisors LLC ($1.50K), and Trust Co. of Vermont ($575.00).

Institutional investors have sold a total of 78,200 shares in the last 24 months. This volume of shares sold represents approximately $1.71M in transactions.


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Institutional ownership data for NASDAQ:BANX is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/17/2026. New 13F filings are added each quarter as they're published.
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