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First Trust California Municipal High Income ETF (FCAL) Institutional Ownership

First Trust California Municipal High Income ETF logo
$47.35 0.00 (0.00%)
Closing price 10/23/2026 03:59 PM Eastern
Extended Trading
$47.32 -0.02 (-0.05%)
As of 10/23/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust California Municipal High Income ETF (NASDAQ:FCAL)

Current
Institutional Ownership
Percentage
54.39%
Number of
Institutional Buyers
(last 12 months)
57
Total
Institutional Inflows
(last 12 months)
$390.38M
Number of
Institutional Sellers
(last 12 months)
34
Total
Institutional Outflows
(last 12 months)
$39.83M
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FCAL Institutional Buying and Selling by Quarter

First Trust California Municipal High Income ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/24/2026 Kingswood Wealth Advisors LLC11,906$550K0.0%-7.8%0.265%
10/24/2026 Argyle Capital Partners LLC4,626$214K0.1%-8.4%0.103%
10/22/2026 SeaCrest Wealth Management LLC6,440$298K0.0%-17.5%0.143%
10/21/2026 Magnus Financial Group LLC45,414$2.10M0.1%-51.4%1.009%
10/16/2026 Mosley Wealth Management3,710$174K0.1%N/A0.082%
10/8/2026 Farther Finance Advisors LLC8,500$393K0.0%-38.1%0.189%
9/23/2026Envestnet Portfolio Solutions Inc.20,936$1.04M0.0%N/A0.460%
9/23/2026Envestnet Asset Management Inc.1,700,588$84.44M0.0%+31,398.2%37.376%
9/11/2026 Smith Chas P & Associates PA Cpas2,373,953$117.87M5.7%N/A52.755%
9/9/2026Integrated Wealth Concepts LLC43,549$2.16M0.0%N/A0.968%
9/9/2026RFG Advisory LLC50,574$2.51M0.0%N/A1.124%
9/9/2026NewEdge Advisors LLC2,275,951$113.01M0.3%+31,414.1%50.577%
9/9/2026 IFP Advisors Inc41,730$2.07M0.0%N/A0.927%
9/9/2026Baird Financial Group Inc.470,809$23.38M0.0%N/A10.462%
9/2/2026Citadel Advisors LLC4,500$223K0.0%N/A0.100%
8/23/2026Ameritas Advisory Services LLC16,304$810K0.0%N/A0.362%
8/22/2026XP Advisory US Inc.18,046$896K0.5%N/A0.401%
8/22/2026Compass Financial Management LLC51,485$2.56M0.3%N/A1.144%
8/21/2026 Beacon Financial Advisory LLC49,408$2.45M0.5%N/A1.098%
8/21/2026 Triumph Capital Management500$25K0.0%N/A0.011%
7/9/2026 Hennion & Walsh Asset Management Inc.33,563$1.67M0.0%+34.3%0.746%
7/7/2026Integral Investment Advisors Inc.37,730$1.87M0.4%+15.2%0.838%
6/3/2026NewEdge Advisors LLC7,222$353K0.0%-97.7%0.170%
5/19/2026NewEdge Advisors LLC7,222$353K0.0%-97.7%0.170%
5/18/2026Royal Bank of Canada13,998$684K0.0%-80.0%0.329%
5/14/2026Compound Planning Inc.43,679$2.14M0.1%+4.1%1.028%
5/14/2026 CLG LLC10,286$503K0.1%+15.5%0.242%
5/13/2026Cetera Investment Advisers86,321$4.22M0.0%+8.5%2.031%
5/5/2026D.A. Davidson & CO.9,299$455K0.0%+19.4%0.219%
5/5/2026Navigation Group LLC29,536$1.44M0.3%N/A0.695%
5/2/2026Citizens Business Bank118,812$5.81M1.0%N/A2.796%
5/1/2026Fifth Third Bancorp954$47K0.0%N/A0.022%
4/28/2026Integral Investment Advisors Inc.32,755$1.60M0.4%+0.8%0.771%
4/16/2026Warren Street Wealth Advisors LLC13,481$659K0.2%+16.2%0.317%
4/15/2026 WESPAC Advisors SoCal LLC14,801$724K0.2%-19.8%0.348%
3/17/2026Rockefeller Capital Management L.P.66,971$3.30M0.0%+234.9%1.614%
2/19/2026Compound Planning Inc.41,953$2.07M0.1%-6.9%1.011%
2/18/2026Ameriflex Group Inc.1,827$90K0.0%-40.8%0.044%
2/18/2026NewEdge Advisors LLC314,073$15.49M0.1%+4,304.3%7.568%
2/17/2026Guggenheim Capital LLC98,264$4.85M0.0%-3.7%2.368%
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2/17/2026Cetera Investment Advisers79,558$3.92M0.0%+6.5%1.917%
2/17/2026Equitable Holdings Inc.6,193$305K0.0%-5.4%0.149%
2/17/2026Osaic Holdings Inc.32,671$1.61M0.0%-2.6%0.787%
2/17/2026Running Point Capital Advisors LLC39,693$1.96M0.5%+9.4%0.956%
2/17/2026Royal Bank of Canada69,909$3.45M0.0%-6.9%1.685%
2/16/2026Mariner LLC50,604$2.50M0.0%+6.5%1.219%
2/16/2026 FF Advisors LLC6,711$331K0.1%N/A0.162%
2/16/2026Integrity Financial Corp WA4,742$234K0.1%-6.2%0.114%
2/16/2026Arax Advisory Partners1,200$59K0.0%N/A0.029%
2/13/2026Kestra Advisory Services LLC1,423$70K0.0%N/A0.034%
2/12/2026Rossby Financial LCC2,971$146K0.0%N/A0.072%
2/12/2026Jane Street Group LLC72,491$3.57M0.0%+341.1%1.747%
2/12/2026Commonwealth Equity Services LLC19,146$944K0.0%+1.2%0.461%
2/11/2026LPL Financial LLC872,810$43.04M0.0%+2.6%21.032%
2/10/2026WCG Wealth Advisors LLC10,766$531K0.0%N/A0.259%
2/9/2026Harbour Investments Inc.902$44K0.0%-38.9%0.022%
2/6/2026 Ignite Planners LLC60,382$2.99M0.5%+14.1%1.455%
2/6/2026Integral Investment Advisors Inc.32,505$1.60M0.4%+6.0%0.783%
2/6/2026Envestnet Portfolio Solutions Inc.14,935$736K0.0%-26.8%0.360%
2/5/2026Allworth Financial LP3,020$149K0.0%+118.8%0.073%
2/3/2026Channel Wealth LLC34,509$1.70M0.4%+56.0%0.832%
2/3/2026Koshinski Asset Management Inc.10,000$493K0.0%-10.4%0.241%
2/3/2026Entruity Wealth LLC21,101$1.04M0.7%+1.8%0.508%
2/3/2026 Climber Capital SA14,635$721K0.4%N/A0.353%
2/3/2026MGO One Seven LLC28,875$1.42M0.0%-3.3%0.696%
2/3/2026 Foronjy Financial LLC10,094$498K0.2%-39.2%0.243%
2/2/2026Composition Wealth LLC149,500$7.37M0.1%-2.4%3.602%
2/2/2026Mutual Advisors LLC20,130$993K0.0%-7.1%0.485%
1/29/2026UBS Group AG43,252$2.13M0.0%+8.4%1.042%
1/29/2026Warren Street Wealth Advisors LLC11,604$572K0.2%+28.0%0.280%
1/28/2026 Kingswood Wealth Advisors LLC5,539$273K0.0%+6.7%0.133%
1/27/2026 TriaGen Wealth Management LLC5,523$272K0.1%-3.7%0.133%
1/23/2026 Farther Finance Advisors LLC11,000$542K0.0%+37.5%0.272%
1/21/2026Guild Investment Management Inc.11,000$542K0.4%+37.5%0.272%
1/21/2026 Blue Zone Wealth Advisors LLC11,000$542K0.1%-21.4%0.272%
1/20/2026 ASL Financial LLC7,410$365K0.3%N/A0.183%
1/16/2026Catalina Capital Group LLC16,417$809K0.5%-5.2%0.405%
1/15/2026 CLG LLC8,908$439K0.1%+25.0%0.220%
1/14/2026 Hennion & Walsh Asset Management Inc.18,128$894K0.0%+150.9%0.448%
1/14/2026 Southland Equity Partners LLC43,439$2.14M0.4%-19.6%1.073%
1/13/2026 Flagstar Advisors Inc.4,454$220K0.1%-20.2%0.107%
1/12/2026 SeaCrest Wealth Management LLC7,746$383K0.0%+30.9%0.187%
1/8/2026 Wealth Enhancement Advisory Services LLC6,044$298K0.0%+6.9%0.147%
1/7/2026 Magnus Financial Group LLC44,094$2.17M0.2%+2.4%1.075%
1/7/2026 WESPAC Advisors SoCal LLC18,460$910K0.2%+20.8%0.450%
11/17/2025NewEdge Advisors LLC7,131$348K0.0%-26.8%0.185%
11/17/2025Susquehanna International Group LLP7,935$387K0.0%-33.8%0.206%
11/17/2025Mariner LLC47,503$2.32M0.0%-20.4%1.234%
11/17/2025Flow Traders U.S. LLC12,152$593K0.0%+49.7%0.316%
11/14/2025Raymond James Financial Inc.11,122$542K0.0%-6.3%0.289%
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11/14/2025Equitable Holdings Inc.6,548$319K0.0%-30.5%0.170%
11/14/2025Comerica Bank984$48K0.0%N/A0.026%
11/13/2025 SeaCrest Wealth Management LLC5,917$290K0.0%N/A0.154%
11/13/2025UBS Group AG39,908$1.95M0.0%-10.2%1.037%
11/13/2025Ameriflex Group Inc.3,086$151K0.1%+100.0%0.080%
11/12/2025Perennial Investment Advisors LLC7,484$365K0.0%-16.2%0.194%
11/12/2025Citizens Business Bank124,520$6.07M1.0%-1.0%3.234%
11/10/2025Compound Planning Inc.45,065$2.20M0.1%-7.4%1.171%
11/10/2025Ameritas Investment Partners Inc.857$42K0.0%-70.6%0.022%
11/10/2025Koshinski Asset Management Inc.11,165$545K0.0%N/A0.290%


FCAL Institutional Ownership - Frequently Asked Questions

During the previous two years, 98 institutional investors and hedge funds held shares of First Trust California Municipal High Income ETF. The most heavily invested institutionals were Smith Chas P & Associates PA Cpas ($117.87M), NewEdge Advisors LLC ($113.01M), Envestnet Asset Management Inc. ($84.44M), LPL Financial LLC ($43.04M), Baird Financial Group Inc. ($23.38M), Miracle Mile Advisors LLC ($7.47M), and Composition Wealth LLC ($7.37M).Learn more on First Trust California Municipal High Income ETF's institutional investors.

54.39% of First Trust California Municipal High Income ETF's stock is owned by institutional investors. Learn more on FCAL's institutional investor holdings.

Of the 83 institutional investors that purchased First Trust California Municipal High Income ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: NewEdge Advisors LLC ($2.59M), Smith Chas P & Associates PA Cpas ($2.37M), Envestnet Asset Management Inc. ($1.70M), Baird Financial Group Inc. ($470.81K), Miracle Mile Advisors LLC ($203.99K), Citizens Business Bank ($155.41K), and Jane Street Group LLC ($131.25K).

Institutional investors have bought a total of 7,869,699 shares in the last 24 months. This purchase volume represents approximately $390.38M in transactions.

Of the 34 institutional investors that sold First Trust California Municipal High Income ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: NewEdge Advisors LLC ($616.31K), Royal Bank of Canada ($61.13K), Magnus Financial Group LLC ($48.02K), Mariner LLC ($12.15K), Southland Equity Partners LLC ($10.60K), Compound Planning Inc. ($6.70K), and Foronjy Financial LLC ($6.50K).

Institutional investors have sold a total of 817,410 shares in the last 24 months. This volume of shares sold represents approximately $39.83M in transactions.


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Institutional ownership data for NASDAQ:FCAL is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/24/2026. New 13F filings are added each quarter as they're published.
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