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First Trust Income Opportunities ETF (FCEF) Institutional Ownership

First Trust Income Opportunities ETF logo
$22.95 +0.30 (+1.32%)
As of 12:08 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Income Opportunities ETF (NASDAQ:FCEF)

Number of
Institutional Buyers
(last 12 months)
16
Total
Institutional Inflows
(last 12 months)
$7.55M
Number of
Institutional Sellers
(last 12 months)
5
Total
Institutional Outflows
(last 12 months)
$1.90M
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FCEF Institutional Buying and Selling by Quarter

First Trust Income Opportunities ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/2/2026 Commonwealth Equity Services LLC131,984$3.01M0.0%N/A3.760%
10/14/2026 Boyce & Associates Wealth Consulting Inc.18,795$428K0.3%-78.7%0.528%
9/23/2026Envestnet Asset Management Inc.30,845$742K0.0%+47.9%0.866%
9/9/2026Integrated Wealth Concepts LLC17,684$425K0.0%+33.0%0.520%
9/9/2026NewEdge Advisors LLC14,224$342K0.0%+3.1%0.418%
6/3/2026NewEdge Advisors LLC13,795$310K0.0%+430.6%0.438%
5/19/2026Western Wealth Management LLC2,248$51K0.0%N/A0.071%
5/19/2026NewEdge Advisors LLC11,195$252K0.0%+330.6%0.355%
5/13/2026Cetera Investment Advisers47,416$1.07M0.0%+14.4%1.505%
4/30/2026 Kestra Advisory Services LLC10,019$225K0.0%+126.4%0.318%
4/22/2026Janney Montgomery Scott LLC10,388$234K0.0%N/A0.330%
4/16/2026 Aurora Private Wealth Inc.16,321$375K0.3%-20.1%0.518%
2/17/2026Cetera Investment Advisers41,439$952K0.0%+19.2%1.405%
2/17/2026Osaic Holdings Inc.45,192$1.04M0.0%+7.7%1.532%
2/13/2026 Kestra Advisory Services LLC4,425$102K0.0%N/A0.150%
2/12/2026 Commonwealth Equity Services LLC56,788$1.30M0.0%+58.8%1.925%
2/11/2026 LPL Financial LLC415,261$9.54M0.0%-1.6%14.077%
2/9/2026Harbour Investments Inc.32,210$740K0.0%+104.9%1.092%
2/5/2026Proactive Wealth Strategies LLC27,957$642K0.3%-6.6%0.948%
2/3/2026 International Assets Investment Management LLC18,005$414K0.0%N/A0.610%
2/2/2026 Aurora Private Wealth Inc.20,423$469K0.3%N/A0.692%
1/23/2026Smith Moore & CO.30,175$693K0.1%+153.0%1.041%
1/21/2026 Capital Investment Advisory Services LLC457,362$10.51M0.7%+2.8%15.771%
1/20/2026 Boyce & Associates Wealth Consulting Inc.60,686$1.39M1.2%+1.1%2.093%
11/17/2025Susquehanna International Group LLP25,190$576K0.0%-4.0%0.913%
11/14/2025Raymond James Financial Inc.126,954$2.91M0.0%+4.8%4.600%
11/12/2025Smith Moore & CO.11,925$273K0.0%N/A0.432%
11/6/2025Ameritas Advisory Services LLC3,758$86K0.0%+31.9%0.136%
11/6/2025Proactive Wealth Strategies LLC29,927$685K0.3%+4.3%1.084%
11/5/2025 Capital Investment Advisory Services LLC444,899$10.18M0.8%+1.3%16.120%
11/3/2025GPS Wealth Strategies Group LLC2,748$63K0.0%+449.6%0.100%
10/22/2025 Boyce & Associates Wealth Consulting Inc.60,004$1.37M1.1%+55.8%2.264%
9/4/2025Osaic Holdings Inc.40,618$911K0.0%+36.1%1.797%
8/14/2025Raymond James Financial Inc.121,098$2.72M0.0%+3.1%5.358%
8/13/2025Proactive Wealth Strategies LLC28,701$644K0.3%-2.1%1.270%
8/8/2025Cetera Investment Advisers24,169$542K0.0%+9.7%1.069%
8/1/2025Envestnet Asset Management Inc.11,412$256K0.0%N/A0.505%
7/28/2025Harbour Investments Inc.3,890$87K0.0%+405.2%0.177%
7/21/2025Ameritas Advisory Services LLC2,850$64K0.0%N/A0.133%
7/15/2025 Boyce & Associates Wealth Consulting Inc.38,514$864K0.8%+31.0%1.791%
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5/15/2025OLD Mission Capital LLC11,181$243K0.0%N/A0.556%
5/7/2025LPL Financial LLC232,822$5.05M0.0%+47.6%11.583%
5/6/2025Cetera Investment Advisers22,025$478K0.0%N/A1.096%
5/2/2025Boyce & Associates Wealth Consulting Inc.29,410$638K0.6%+17.2%1.463%
4/29/2025Capital Investment Advisory Services LLC437,889$9.50M0.8%-0.7%21.786%
4/22/2025Cambridge Investment Research Advisors Inc.93,413$2.03M0.0%+17.9%4.647%
2/13/2025Raymond James Financial Inc.125,631$2.72M0.0%N/A6.612%
2/11/2025LPL Financial LLC157,699$3.41M0.0%+7.9%8.300%
2/10/2025Commonwealth Equity Services LLC19,026$411K0.0%+108.2%1.001%
2/6/2025Raymond James Financial Inc.125,631$2.72M0.0%N/A6.612%
1/23/2025Capital Investment Advisory Services LLC440,921$9.53M0.9%-1.8%23.705%
1/22/2025Aurora Private Wealth Inc.15,001$324K0.2%+14.2%0.807%
1/13/2025Boyce & Associates Wealth Consulting Inc.25,098$542K0.5%+75.9%1.394%
11/5/2024Proactive Wealth Strategies LLC28,556$636K0.4%N/A1.535%
10/24/2024Arkadios Wealth Advisors9,580$213K0.0%N/A0.532%
10/18/2024Raymond James & Associates106,889$2.38M0.0%-2.2%5.938%
10/8/2024Boyce & Associates Wealth Consulting Inc.14,272$318K0.3%+11.3%0.793%
7/26/2024Cambridge Investment Research Advisors Inc.67,271$1.42M0.0%+12.8%3.934%
7/19/2024Raymond James & Associates109,265$2.30M0.0%+8.9%6.390%
7/17/2024Aurora Private Wealth Inc.12,903$272K0.2%+24.0%0.755%
5/1/2024Concourse Financial Group Securities Inc.7,258$150K0.0%+11.5%0.468%
4/25/2024Capital Investment Advisory Services LLC410,924$8.51M0.9%+7.8%26.511%
2/2/2024Atria Wealth Solutions Inc.10,511$208K0.0%-32.0%0.720%
2/1/2024Capital Investment Advisory Services LLC381,321$7.54M0.7%+8.5%26.118%
1/30/2024Aurora Private Wealth Inc.10,161$201K0.2%N/A0.726%
1/16/2024Raymond James Financial Services Advisors Inc.19,136$379K0.0%N/A1.367%
1/16/2024Raymond James & Associates98,577$1.95M0.0%-3.0%7.041%
11/13/2023Kestra Advisory Services LLC131,796$2.46M0.0%N/A9.027%
11/8/2023Atria Wealth Solutions Inc.15,462$288K0.0%+40.2%1.059%
11/2/2023Capital Investment Advisory Services LLC351,484$6.55M0.6%-2.6%24.074%
10/30/2023Freedom Wealth Alliance LLC11,567$216K0.4%+10.7%0.792%
10/24/2023Raymond James & Associates101,585$1.89M0.0%+7.6%6.958%
10/23/2023Commonwealth Equity Services LLC14,289$266K0.0%-9.0%0.979%
8/3/2023Atria Wealth Solutions Inc.11,032$213K0.0%N/A0.811%
8/3/2023Larson Financial Group LLC2,600$50K0.0%N/A0.191%
7/31/2023LPL Financial LLC76,818$1.49M0.0%+2.3%5.648%
7/28/2023Capital Investment Advisory Services LLC360,806$6.98M0.7%+2.4%26.530%
7/25/2023Raymond James & Associates94,412$1.83M0.0%+12.2%6.942%
7/18/2023Freedom Wealth Alliance LLC10,446$204K0.3%N/A0.746%
4/21/2023Capital Investment Advisory Services LLC352,225$6.81M0.8%+7.0%25.899%
4/18/2023IFP Advisors Inc4,863$106K0.0%-46.3%0.358%
4/17/2023GPS Wealth Strategies Group LLC2,365$46K0.0%N/A0.174%
4/14/2023Raymond James & Associates84,154$1.63M0.0%-3.6%6.188%
2/15/2023Freedom Wealth Alliance LLC8,165$158K0.2%N/A0.600%
2/8/2023Raymond James & Associates87,290$1.69M0.0%+184.5%6.418%
2/8/2023Cambridge Investment Research Advisors Inc.13,939$269K0.0%+9.9%1.025%
2/7/2023Commonwealth Equity Services LLC11,047$213K0.0%-13.7%0.812%
2/7/2023LPL Financial LLC76,561$1.48M0.0%-10.8%5.629%
2/7/2023IFP Advisors Inc9,062$198K0.0%-27.7%0.666%
2/7/2023Envestnet Asset Management Inc.10,521$203K0.0%N/A0.774%
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2/3/2023Capital Investment Advisory Services LLC329,132$6.36M0.8%+4.6%24.201%
10/26/2022Capital Investment Advisory Services LLC314,754$5.82M0.8%+4.4%24.212%
10/25/2022Raymond James & Associates30,677$567K0.0%+8.1%2.360%
10/17/2022Cambridge Investment Research Advisors Inc.12,681$234K0.0%+8.2%0.975%
10/17/2022GPS Wealth Strategies Group LLC3,675$68K0.0%-25.0%0.283%
8/23/2022WCG Wealth Advisors LLC12,432$246K0.0%N/A0.888%
8/11/2022Magnus Financial Group LLC12,531$247K0.0%-12.2%0.895%


FCEF Institutional Ownership - Frequently Asked Questions

During the previous two years, 23 institutional investors and hedge funds held shares of First Trust Income Opportunities ETF. The most heavily invested institutionals were Capital Investment Advisory Services LLC ($10.51M), LPL Financial LLC ($9.54M), Commonwealth Equity Services LLC ($3.01M), Raymond James Financial Inc. ($2.91M), Cambridge Investment Research Advisors Inc. ($2.03M), Cetera Investment Advisers ($1.07M), and Osaic Holdings Inc. ($1.04M).Learn more on First Trust Income Opportunities ETF's institutional investors.

Of the 22 institutional investors that purchased First Trust Income Opportunities ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($260.76K), Commonwealth Equity Services LLC ($162.90K), LPL Financial LLC ($86.68K), Boyce & Associates Wealth Consulting Inc. ($46.41K), Cetera Investment Advisers ($36.81K), Smith Moore & CO. ($30.18K), and Aurora Private Wealth Inc. ($22.29K).

Institutional investors have bought a total of 330,217 shares in the last 24 months. This purchase volume represents approximately $7.55M in transactions.

The following institutional investors have sold First Trust Income Opportunities ETF stock in the last 24 months: Boyce & Associates Wealth Consulting Inc. ($69.58K), LPL Financial LLC ($6.85K), Aurora Private Wealth Inc. ($4.10K), Proactive Wealth Strategies LLC ($1.97K), and Susquehanna International Group LLP ($1.06K).

Institutional investors have sold a total of 83,553 shares in the last 24 months. This volume of shares sold represents approximately $1.90M in transactions.


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Institutional ownership data for NASDAQ:FCEF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 11/2/2026. New 13F filings are added each quarter as they're published.
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