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First Trust Income Opportunities ETF (FCEF) Institutional Ownership

First Trust Income Opportunities ETF logo
$24.30 0.00 (0.00%)
As of 08/14/2026 03:59 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Income Opportunities ETF (NASDAQ:FCEF)

Number of
Institutional Buyers
(last 12 months)
17
Total
Institutional Inflows
(last 12 months)
$5.16M
Number of
Institutional Sellers
(last 12 months)
4
Total
Institutional Outflows
(last 12 months)
$319.00K
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FCEF Institutional Buying and Selling by Quarter

First Trust Income Opportunities ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
6/3/2026 NewEdge Advisors LLC13,795$310K0.0%+430.6%0.438%
5/19/2026Western Wealth Management LLC2,248$51K0.0%N/A0.071%
5/19/2026 NewEdge Advisors LLC11,195$252K0.0%+330.6%0.355%
5/13/2026 Cetera Investment Advisers47,416$1.07M0.0%+14.4%1.505%
4/30/2026 Kestra Advisory Services LLC10,019$225K0.0%+126.4%0.318%
4/22/2026 Janney Montgomery Scott LLC10,388$234K0.0%N/A0.330%
4/16/2026 Aurora Private Wealth Inc.16,321$375K0.3%-20.1%0.518%
2/17/2026 Cetera Investment Advisers41,439$952K0.0%+19.2%1.405%
2/17/2026Osaic Holdings Inc.45,192$1.04M0.0%+7.7%1.532%
2/13/2026 Kestra Advisory Services LLC4,425$102K0.0%N/A0.150%
2/12/2026 Commonwealth Equity Services LLC56,788$1.30M0.0%+58.8%1.925%
2/11/2026 LPL Financial LLC415,261$9.54M0.0%-1.6%14.077%
2/9/2026 Harbour Investments Inc.32,210$740K0.0%+104.9%1.092%
2/5/2026 Proactive Wealth Strategies LLC27,957$642K0.3%-6.6%0.948%
2/3/2026 International Assets Investment Management LLC18,005$414K0.0%N/A0.610%
2/2/2026 Aurora Private Wealth Inc.20,423$469K0.3%N/A0.692%
1/23/2026 Smith Moore & CO.30,175$693K0.1%+153.0%1.041%
1/21/2026 Capital Investment Advisory Services LLC457,362$10.51M0.7%+2.8%15.771%
1/20/2026 Boyce & Associates Wealth Consulting Inc.60,686$1.39M1.2%+1.1%2.093%
11/17/2025Susquehanna International Group LLP25,190$576K0.0%-4.0%0.913%
11/14/2025Raymond James Financial Inc.126,954$2.91M0.0%+4.8%4.600%
11/12/2025 Smith Moore & CO.11,925$273K0.0%N/A0.432%
11/6/2025Ameritas Advisory Services LLC3,758$86K0.0%+31.9%0.136%
11/6/2025 Proactive Wealth Strategies LLC29,927$685K0.3%+4.3%1.084%
11/5/2025 Capital Investment Advisory Services LLC444,899$10.18M0.8%+1.3%16.120%
11/3/2025GPS Wealth Strategies Group LLC2,748$63K0.0%+449.6%0.100%
10/22/2025 Boyce & Associates Wealth Consulting Inc.60,004$1.37M1.1%+55.8%2.264%
9/4/2025Osaic Holdings Inc.40,618$911K0.0%+36.1%1.797%
8/14/2025Raymond James Financial Inc.121,098$2.72M0.0%+3.1%5.358%
8/13/2025 Proactive Wealth Strategies LLC28,701$644K0.3%-2.1%1.270%
8/8/2025 Cetera Investment Advisers24,169$542K0.0%+9.7%1.069%
8/1/2025 Envestnet Asset Management Inc.11,412$256K0.0%N/A0.505%
7/28/2025 Harbour Investments Inc.3,890$87K0.0%+405.2%0.177%
7/21/2025Ameritas Advisory Services LLC2,850$64K0.0%N/A0.133%
7/15/2025 Boyce & Associates Wealth Consulting Inc.38,514$864K0.8%+31.0%1.791%
5/15/2025OLD Mission Capital LLC11,181$243K0.0%N/A0.556%
5/7/2025LPL Financial LLC232,822$5.05M0.0%+47.6%11.583%
5/6/2025Cetera Investment Advisers22,025$478K0.0%N/A1.096%
5/2/2025Boyce & Associates Wealth Consulting Inc.29,410$638K0.6%+17.2%1.463%
4/29/2025Capital Investment Advisory Services LLC437,889$9.50M0.8%-0.7%21.786%
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4/22/2025Cambridge Investment Research Advisors Inc.93,413$2.03M0.0%+17.9%4.647%
2/13/2025Raymond James Financial Inc.125,631$2.72M0.0%N/A6.612%
2/11/2025LPL Financial LLC157,699$3.41M0.0%+7.9%8.300%
2/10/2025Commonwealth Equity Services LLC19,026$411K0.0%+108.2%1.001%
2/6/2025Raymond James Financial Inc.125,631$2.72M0.0%N/A6.612%
1/23/2025Capital Investment Advisory Services LLC440,921$9.53M0.9%-1.8%23.705%
1/22/2025Aurora Private Wealth Inc.15,001$324K0.2%+14.2%0.807%
1/13/2025Boyce & Associates Wealth Consulting Inc.25,098$542K0.5%+75.9%1.394%
11/5/2024Proactive Wealth Strategies LLC28,556$636K0.4%N/A1.535%
10/24/2024Arkadios Wealth Advisors9,580$213K0.0%N/A0.532%
10/18/2024Raymond James & Associates106,889$2.38M0.0%-2.2%5.938%
10/8/2024Boyce & Associates Wealth Consulting Inc.14,272$318K0.3%+11.3%0.793%
7/26/2024Cambridge Investment Research Advisors Inc.67,271$1.42M0.0%+12.8%3.934%
7/19/2024Raymond James & Associates109,265$2.30M0.0%+8.9%6.390%
7/17/2024Aurora Private Wealth Inc.12,903$272K0.2%+24.0%0.755%
5/1/2024Concourse Financial Group Securities Inc.7,258$150K0.0%+11.5%0.468%
4/25/2024Capital Investment Advisory Services LLC410,924$8.51M0.9%+7.8%26.511%
2/2/2024Atria Wealth Solutions Inc.10,511$208K0.0%-32.0%0.720%
2/1/2024Capital Investment Advisory Services LLC381,321$7.54M0.7%+8.5%26.118%
1/30/2024Aurora Private Wealth Inc.10,161$201K0.2%N/A0.726%
1/16/2024Raymond James Financial Services Advisors Inc.19,136$379K0.0%N/A1.367%
1/16/2024Raymond James & Associates98,577$1.95M0.0%-3.0%7.041%
11/13/2023Kestra Advisory Services LLC131,796$2.46M0.0%N/A9.027%
11/8/2023Atria Wealth Solutions Inc.15,462$288K0.0%+40.2%1.059%
11/2/2023Capital Investment Advisory Services LLC351,484$6.55M0.6%-2.6%24.074%
10/30/2023Freedom Wealth Alliance LLC11,567$216K0.4%+10.7%0.792%
10/24/2023Raymond James & Associates101,585$1.89M0.0%+7.6%6.958%
10/23/2023Commonwealth Equity Services LLC14,289$266K0.0%-9.0%0.979%
8/3/2023Atria Wealth Solutions Inc.11,032$213K0.0%N/A0.811%
8/3/2023Larson Financial Group LLC2,600$50K0.0%N/A0.191%
7/31/2023LPL Financial LLC76,818$1.49M0.0%+2.3%5.648%
7/28/2023Capital Investment Advisory Services LLC360,806$6.98M0.7%+2.4%26.530%
7/25/2023Raymond James & Associates94,412$1.83M0.0%+12.2%6.942%
7/18/2023Freedom Wealth Alliance LLC10,446$204K0.3%N/A0.746%
4/21/2023Capital Investment Advisory Services LLC352,225$6.81M0.8%+7.0%25.899%
4/18/2023IFP Advisors Inc4,863$106K0.0%-46.3%0.358%
4/17/2023GPS Wealth Strategies Group LLC2,365$46K0.0%N/A0.174%
4/14/2023Raymond James & Associates84,154$1.63M0.0%-3.6%6.188%
2/15/2023Freedom Wealth Alliance LLC8,165$158K0.2%N/A0.600%
2/8/2023Raymond James & Associates87,290$1.69M0.0%+184.5%6.418%
2/8/2023Cambridge Investment Research Advisors Inc.13,939$269K0.0%+9.9%1.025%
2/7/2023Commonwealth Equity Services LLC11,047$213K0.0%-13.7%0.812%
2/7/2023LPL Financial LLC76,561$1.48M0.0%-10.8%5.629%
2/7/2023IFP Advisors Inc9,062$198K0.0%-27.7%0.666%
2/7/2023Envestnet Asset Management Inc.10,521$203K0.0%N/A0.774%
2/3/2023Capital Investment Advisory Services LLC329,132$6.36M0.8%+4.6%24.201%
10/26/2022Capital Investment Advisory Services LLC314,754$5.82M0.8%+4.4%24.212%
10/25/2022Raymond James & Associates30,677$567K0.0%+8.1%2.360%
10/17/2022Cambridge Investment Research Advisors Inc.12,681$234K0.0%+8.2%0.975%
10/17/2022GPS Wealth Strategies Group LLC3,675$68K0.0%-25.0%0.283%
The $15 Gold Fund That Pays Up to $1,152/Month (Ad)

Gold is hitting record highs, but most investors are leaving income on the table. A $15 fund is quietly paying out up to $1,152 a month to regular investors - no mining stocks, no options, no physical metal required. Chief Income Strategist Tim Plaehn calls it a breakthrough strategy that transforms gold's rally into reliable monthly payouts. The next distribution is just days away.tc pixel

Discover the gold income fund before the next payout date
8/23/2022WCG Wealth Advisors LLC12,432$246K0.0%N/A0.888%
8/11/2022Magnus Financial Group LLC12,531$247K0.0%-12.2%0.895%
8/3/2022Sterling Manor Financial LLC29,557$584K0.7%-62.4%2.111%
7/22/2022Capital Investment Advisory Services LLC301,590$5.96M0.7%+4.3%21.542%
7/19/2022GPS Wealth Strategies Group LLC4,898$97K0.0%-13.4%0.350%
5/9/2022Concourse Financial Group Securities Inc.2,300$54K0.0%-22.6%0.158%
5/4/2022Commonwealth Equity Services LLC12,218$287K0.0%+11.1%0.840%


FCEF Institutional Ownership - Frequently Asked Questions

During the previous two years, 24 institutional investors and hedge funds held shares of First Trust Income Opportunities ETF. The most heavily invested institutionals were Capital Investment Advisory Services LLC ($10.51M), LPL Financial LLC ($9.54M), Raymond James Financial Inc. ($2.91M), Raymond James & Associates ($2.38M), Cambridge Investment Research Advisors Inc. ($2.03M), Boyce & Associates Wealth Consulting Inc. ($1.39M), and Commonwealth Equity Services LLC ($1.30M).Learn more on First Trust Income Opportunities ETF's institutional investors.

Of the 22 institutional investors that purchased First Trust Income Opportunities ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($260.76K), LPL Financial LLC ($86.68K), Boyce & Associates Wealth Consulting Inc. ($47.86K), Cetera Investment Advisers ($36.81K), Commonwealth Equity Services LLC ($30.92K), Smith Moore & CO. ($30.18K), and Proactive Wealth Strategies LLC ($29.78K).

Institutional investors have bought a total of 225,901 shares in the last 24 months. This purchase volume represents approximately $5.16M in transactions.

The following institutional investors have sold First Trust Income Opportunities ETF stock in the last 24 months: LPL Financial LLC ($6.85K), Aurora Private Wealth Inc. ($4.10K), Proactive Wealth Strategies LLC ($1.97K), and Susquehanna International Group LLP ($1.06K).

Institutional investors have sold a total of 13,976 shares in the last 24 months. This volume of shares sold represents approximately $319.00K in transactions.


Related Companies

Institutional ownership data for NASDAQ:FCEF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 6/3/2026. New 13F filings are added each quarter as they're published.
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