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First Trust Mid Cap Value AlphaDEX Fund (FNK) Institutional Ownership

First Trust Mid Cap Value AlphaDEX Fund logo
$61.21 +0.25 (+0.41%)
Closing price 07/10/2026 03:59 PM Eastern
Extended Trading
$61.25 +0.04 (+0.07%)
As of 07/10/2026 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Value AlphaDEX Fund (NASDAQ:FNK)

Number of
Institutional Buyers
(last 12 months)
22
Total
Institutional Inflows
(last 12 months)
$12.74M
Number of
Institutional Sellers
(last 12 months)
18
Total
Institutional Outflows
(last 12 months)
$11.29M
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FNK Institutional Buying and Selling by Quarter

First Trust Mid Cap Value AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/13/2026Cetera Investment Advisers105,572$6.03M0.0%+17.3%2.933%
5/7/2026Parallel Advisors LLC1,935$110K0.0%N/A0.054%
5/6/2026Bessemer Group Inc.454$26K0.0%N/A0.013%
4/30/2026Kestra Advisory Services LLC10,335$590K0.0%+23.5%0.287%
3/17/2026Rockefeller Capital Management L.P.2,876$160K0.0%+69.9%0.080%
2/17/2026Cetera Investment Advisers90,021$5.01M0.0%+16.3%2.501%
2/17/2026Equitable Holdings Inc.19,539$1.09M0.0%+5.8%0.543%
2/17/2026Osaic Holdings Inc.51,275$2.85M0.0%+2.7%1.424%
2/17/2026&PARTNERS6,402$356K0.0%-5.5%0.178%
2/17/2026Royal Bank of Canada22,998$1.28M0.0%-21.2%0.639%
2/13/2026Kestra Advisory Services LLC8,369$466K0.0%+18.7%0.232%
2/13/2026Stifel Financial Corp10,566$588K0.0%-45.5%0.294%
2/13/2026Wells Fargo & Company MN236,369$13.15M0.0%-2.2%6.566%
2/12/2026Triumph Capital Management3,684$205K0.0%-7.5%0.102%
2/12/2026Commonwealth Equity Services LLC16,155$899K0.0%-17.4%0.449%
2/12/2026Keel Point LLC11,757$654K0.0%+7.8%0.327%
2/11/2026LPL Financial LLC132,357$7.37M0.0%+0.9%3.677%
2/9/2026Kingsview Wealth Management LLC65,940$3.67M0.1%+100.0%1.832%
2/3/2026Total Investment Management Inc.1,329,591$73.99M9.5%+1.5%36.933%
2/2/2026Benjamin Edwards Inc.14,731$820K0.0%-52.2%0.409%
1/29/2026Ashton Thomas Private Wealth LLC26,473$1.47M0.0%N/A0.735%
1/21/2026Sound Income Strategies LLC984$58K0.0%N/A0.027%
1/20/2026Stratos Wealth Partners LTD.17,129$953K0.0%-8.3%0.476%
1/12/2026ARS Wealth Advisors Group LLC11,485$639K0.1%-10.7%0.319%
1/5/2026 GAMMA Investing LLC1,816$101K0.0%-10.3%0.050%
12/23/2025Triumph Capital Management3,983$220K0.1%-5.4%0.112%
11/17/2025Triumph Capital Management3,983$220K0.1%-5.4%0.112%
11/17/2025Susquehanna International Group LLP16,652$920K0.0%-64.9%0.469%
11/17/2025Northwestern Mutual Wealth Management Co.559$31K0.0%N/A0.016%
11/17/2025Citadel Advisors LLC44,666$2.47M0.0%+53.7%1.258%
11/14/2025Raymond James Financial Inc.57,914$3.20M0.0%+14.1%1.631%
11/14/2025Equitable Holdings Inc.18,464$1.02M0.0%+2.2%0.520%
11/13/2025UBS Group AG51,856$2.87M0.0%-19.0%1.461%
11/12/2025Kingsview Wealth Management LLC32,970$1.82M0.0%-1.4%0.929%
11/7/2025Founders Financial Alliance LLC2,891$160K0.0%N/A0.081%
11/6/2025Stratos Wealth Partners LTD.18,686$1.03M0.0%-7.1%0.526%
11/4/2025Jones Financial Companies Lllp32,546$1.81M0.0%+14.9%0.917%
10/23/2025Benjamin Edwards Inc.30,803$1.70M0.0%-31.5%0.868%
10/9/2025 Dynamic Advisor Solutions LLC3,663$202K0.0%N/A0.103%
9/4/2025Osaic Holdings Inc.48,927$2.53M0.0%+18.8%1.340%
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8/29/2025Total Investment Management Inc.1,341,584$69.44M10.0%-0.3%36.756%
8/18/2025Geneos Wealth Management Inc.2,400$124K0.0%+200.0%0.066%
8/15/2025Tower Research Capital LLC TRC 8,311$430K0.0%-60.7%0.228%
8/15/2025Benjamin Edwards Inc.44,966$2.33M0.0%+39.4%1.232%
8/14/2025Raymond James Financial Inc.50,739$2.63M0.0%-50.6%1.390%
8/8/2025Kingsview Wealth Management LLC33,425$1.73M0.0%+1.0%0.916%
8/8/2025Cetera Investment Advisers62,711$3.25M0.0%+144.9%1.718%
8/1/2025Ashton Thomas Private Wealth LLC26,603$1.38M0.0%+339.8%0.709%
8/1/2025Envestnet Asset Management Inc.4,382$227K0.0%-4.7%0.117%
7/29/2025Stratos Wealth Partners LTD.20,105$1.04M0.0%-4.3%0.522%
7/17/2025G&S Capital LLC19,893$1.03M0.4%+1.7%0.517%
7/17/2025Janney Montgomery Scott LLC4,080$211K0.0%-90.2%0.106%
7/9/2025Triumph Capital Management4,210$218K0.1%-70.5%0.108%
5/19/2025Jane Street Group LLC9,201$464K0.0%N/A0.236%
5/16/2025Ashton Thomas Private Wealth LLC6,049$305K0.0%-69.9%0.155%
5/16/2025Jones Financial Companies Lllp4,847$241K0.0%-16.1%0.124%
5/15/2025Royal Bank of Canada15,580$786K0.0%-23.5%0.399%
5/13/2025Raymond James Financial Inc.102,777$5.18M0.0%+93.0%2.635%
5/12/2025Benjamin Edwards Inc.32,264$1.63M0.0%-2.1%0.827%
5/9/2025Total Investment Management Inc.1,345,865$67.88M8.9%+1.5%34.509%
5/7/2025LPL Financial LLC254,934$12.86M0.0%-2.6%6.537%
5/6/2025Cetera Investment Advisers25,611$1.29M0.0%+8.7%0.657%
5/6/2025Triumph Capital Management14,251$719K0.2%+10.9%0.365%
5/5/2025Private Advisor Group LLC7,839$395K0.0%+9.7%0.201%
5/2/2025Kingsview Wealth Management LLC33,087$1.67M0.0%-8.4%0.848%
4/30/2025Stratos Wealth Partners LTD.20,999$1.06M0.0%-6.7%0.538%
4/25/2025G&S Capital LLC19,552$986K0.4%+3.1%0.501%
4/22/2025Cambridge Investment Research Advisors Inc.68,053$3.43M0.0%+70.8%1.723%
4/17/2025Janney Montgomery Scott LLC41,506$2.09M0.0%-1.8%1.025%
4/14/2025Daymark Wealth Partners LLC4,097$207K0.0%-26.9%0.104%
4/14/2025ARS Wealth Advisors Group LLC12,858$649K0.1%-2.5%0.317%
4/9/2025NBC Securities Inc.1,150$58K0.0%+114,900.0%0.028%
4/7/2025GAMMA Investing LLC102,137$5.15M0.0%+4,943.8%2.522%
2/17/2025Cetera Investment Advisers23,569$1.26M0.0%+28.8%0.561%
2/17/2025Citadel Advisors LLC26,650$1.43M0.0%+161.7%0.635%
2/17/2025Benjamin Edwards Inc.32,955$1.76M0.0%+0.6%0.785%
2/14/2025Triumph Capital Management12,852$688K0.2%N/A0.306%
2/14/2025Stifel Financial Corp41,281$2.21M0.0%+69.1%0.983%
2/14/2025Tower Research Capital LLC TRC 7,039$377K0.0%-51.7%0.168%
2/13/2025Raymond James Financial Inc.53,249$2.85M0.0%N/A1.268%
2/13/2025Oarsman Capital Inc.1,169$63K0.0%N/A0.028%
2/13/2025Wells Fargo & Company MN248,621$13.30M0.0%+0.3%5.920%
2/11/2025LPL Financial LLC261,767$14.01M0.0%-0.5%6.233%
2/10/2025Commonwealth Equity Services LLC40,258$2.15M0.0%+3.7%0.959%
2/7/2025Ashton Thomas Private Wealth LLC20,087$1.08M0.0%N/A0.473%
2/6/2025Raymond James Financial Inc.53,249$2.85M0.0%N/A1.253%
2/6/2025Jones Financial Companies Lllp5,777$309K0.0%+518.5%0.136%
2/3/2025Private Advisor Group LLC7,148$382K0.0%-24.6%0.168%
1/31/2025Total Investment Management Inc.1,325,412$70.92M10.0%+2.1%31.186%
1/29/2025Gladstone Institutional Advisory LLC59,044$3.16M0.1%-11.0%1.389%
Do NOT Buy SpaceX – Do This Instead (Ad)

SpaceX just went public - and Whitney Tilson, Harvard MBA and 30-year Wall Street veteran, says buying in could be a costly mistake. He calls it among the most overhyped, overvalued large-cap offerings ever pushed onto everyday investors. Tilson believes a rare economic event is approaching - one with serious consequences for your portfolio this summer. He has prepared a free analysis outlining what he sees and the specific steps he recommends taking now.tc pixel

Read Tilson's free analysis and find out what to do with your money
1/28/2025Kingsview Wealth Management LLC36,134$1.93M0.0%-7.4%0.850%
1/27/2025Stratos Wealth Partners LTD.22,505$1.20M0.0%-4.3%0.530%
1/24/2025Sylvest Advisors LLC36,987$1.98M1.2%N/A0.870%
1/17/2025Janney Montgomery Scott LLC42,278$2.26M0.0%+12.5%0.995%
1/3/2025GAMMA Investing LLC2,025$108K0.0%+11.5%0.050%
11/15/2024Jane Street Group LLC4,091$223K0.0%N/A0.101%
11/15/2024Stifel Financial Corp24,407$1.33M0.0%+6.5%0.603%
11/15/2024Benjamin Edwards Inc.32,767$1.79M0.0%N/A0.809%
11/12/2024Kingsview Wealth Management LLC39,023$2.13M0.0%-32.6%0.964%
11/12/2024Great Valley Advisor Group Inc.3,925$214K0.0%N/A0.097%


FNK Institutional Ownership - Frequently Asked Questions

During the previous two years, 51 institutional investors and hedge funds held shares of First Trust Mid Cap Value AlphaDEX Fund. The most heavily invested institutionals were Total Investment Management Inc. ($73.99M), Wells Fargo & Company MN ($13.15M), LPL Financial LLC ($7.37M), Cetera Investment Advisers ($6.03M), Kingsview Wealth Management LLC ($3.67M), Cambridge Investment Research Advisors Inc. ($3.43M), and Raymond James Financial Inc. ($3.20M).Learn more on First Trust Mid Cap Value AlphaDEX Fund's institutional investors.

Of the 41 institutional investors that purchased First Trust Mid Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($163.20K), GAMMA Investing LLC ($100.32K), Total Investment Management Inc. ($75.78K), Cetera Investment Advisers ($72.55K), Ashton Thomas Private Wealth LLC ($67.11K), Benjamin Edwards Inc. ($45.66K), and Sylvest Advisors LLC ($36.99K).

Institutional investors have bought a total of 234,223 shares in the last 24 months. This purchase volume represents approximately $12.74M in transactions.

Of the 18 institutional investors that sold First Trust Mid Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($52.04K), Janney Montgomery Scott LLC ($37.43K), Susquehanna International Group LLP ($30.85K), Benjamin Edwards Inc. ($30.24K), Tower Research Capital LLC TRC ($12.86K), UBS Group AG ($12.16K), and Stifel Financial Corp ($8.81K).

Institutional investors have sold a total of 210,777 shares in the last 24 months. This volume of shares sold represents approximately $11.29M in transactions.


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This page (NASDAQ:FNK) was last updated on 7/11/2026 by MarketBeat.com Staff.
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