S&P 500   5,051.41
DOW   37,798.97
QQQ   431.10
Stock market today: Most of Wall Street slips as expectations rise for rates to stay high
Kinder Morgan Stock Bid Up In An Oil Breakout
ASML’s Earnings Could Bring The Stock to New Highs
3 Computer Vision Stocks for Long-Term Gains From AI
Undervalued UnitedHealth Group Won’t Be For Long
Closing prices for crude oil, gold and other commodities
DocuSign and The Case for 66% Upside 
S&P 500   5,051.41
DOW   37,798.97
QQQ   431.10
Stock market today: Most of Wall Street slips as expectations rise for rates to stay high
Kinder Morgan Stock Bid Up In An Oil Breakout
ASML’s Earnings Could Bring The Stock to New Highs
3 Computer Vision Stocks for Long-Term Gains From AI
Undervalued UnitedHealth Group Won’t Be For Long
Closing prices for crude oil, gold and other commodities
DocuSign and The Case for 66% Upside 
S&P 500   5,051.41
DOW   37,798.97
QQQ   431.10
Stock market today: Most of Wall Street slips as expectations rise for rates to stay high
Kinder Morgan Stock Bid Up In An Oil Breakout
ASML’s Earnings Could Bring The Stock to New Highs
3 Computer Vision Stocks for Long-Term Gains From AI
Undervalued UnitedHealth Group Won’t Be For Long
Closing prices for crude oil, gold and other commodities
DocuSign and The Case for 66% Upside 
S&P 500   5,051.41
DOW   37,798.97
QQQ   431.10
Stock market today: Most of Wall Street slips as expectations rise for rates to stay high
Kinder Morgan Stock Bid Up In An Oil Breakout
ASML’s Earnings Could Bring The Stock to New Highs
3 Computer Vision Stocks for Long-Term Gains From AI
Undervalued UnitedHealth Group Won’t Be For Long
Closing prices for crude oil, gold and other commodities
DocuSign and The Case for 66% Upside 

First Trust Mid Cap Growth AlphaDEX Fund (FNY) Institutional Ownership

$70.83
-0.10 (-0.14%)
(As of 04/16/2024 ET)

Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Growth AlphaDEX Fund (NASDAQ:FNY)

Number of
Institutional Buyers
(last 12 months)
47
Total
Institutional Inflows
(last 12 months)
$63.83M
Number of
Institutional Sellers
(last 12 months)
44
Total
Institutional Outflows
(last 12 months)
$31.05M
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Skip Chart & View Institutional Buying and Selling Data

FNY Institutional Buying and Selling by Quarter

First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/16/2024Wealth Enhancement Advisory Services LLC23,278$1.76M0.0%+16.8%0.517%
4/12/2024 Wealth Management Partners LLC35,857$2.71M1.4%-3.1%0.797%
4/12/2024 Purus Wealth Management LLC9,739$736K0.4%-2.4%0.216%
4/11/2024 Clarus Wealth Advisors9,002$658K0.4%-13.5%0.200%
4/9/2024 Monterey Private Wealth Inc.2,903$219K0.1%N/A0.067%
2/16/2024Harbour Investments Inc.1,432$98K0.0%+17.3%0.032%
2/15/2024Venture Visionary Partners LLC3,000$204K0.0%N/A0.067%
2/15/2024Baird Financial Group Inc.7,887$537K0.0%-76.7%0.177%
2/14/2024Royal Bank of Canada16,813$1.15M0.0%-24.4%0.378%
2/14/2024Kestra Advisory Services LLC28,442$1.94M0.0%+4.2%0.639%
2/13/2024Envestnet Asset Management Inc.5,662$386K0.0%-49.2%0.127%
2/13/2024Cetera Advisor Networks LLC10,718$730K0.0%+1.4%0.241%
2/13/2024Tower Research Capital LLC TRC 1,885$128K0.0%-59.6%0.042%
2/12/2024Stifel Financial Corp27,693$1.89M0.0%-11.9%0.622%
2/12/2024Steward Partners Investment Advisory LLC442$30K0.0%-67.3%0.010%
2/12/2024Pine Valley Investments Ltd Liability Co3,839$262K0.0%+9.3%0.086%
2/9/2024Cambridge Investment Research Advisors Inc.87,153$5.94M0.0%+153.7%1.958%
2/9/2024Wells Fargo & Company MN589,895$40.18M0.0%+116.7%13.256%
2/9/2024UBS Group AG315,443$21.49M0.0%+3.0%7.089%
2/8/2024Financial Advocates Investment Management3,314$226K0.0%-4.9%0.074%
2/8/2024Kingsview Wealth Management LLC41,364$2.82M0.1%+34.4%0.930%
2/8/2024Janney Montgomery Scott LLC10,661$726K0.0%+14.7%0.240%
2/7/2024Avantax Advisory Services Inc.3,382$230K0.0%N/A0.076%
2/6/2024Private Advisor Group LLC45,629$3.11M0.0%+0.8%1.025%
2/6/2024ARS Wealth Advisors Group LLC9,409$641K0.1%-9.7%0.211%
2/6/2024Benjamin F. Edwards & Company Inc.75,269$5.13M0.1%-8.5%1.691%
2/2/2024Atria Wealth Solutions Inc.25,704$1.75M0.0%+3.3%0.578%
2/1/2024Element Wealth LLC6,212$423K0.3%-4.7%0.140%
2/1/2024Sigma Planning Corp3,537$241K0.0%-45.1%0.079%
1/29/2024Koshinski Asset Management Inc.6,890$469K0.1%N/A0.155%
1/29/2024Braun Bostich & Associates Inc.14,934$1.02M0.9%N/A0.336%
1/25/2024 International Assets Investment Management LLC13,624$928K0.0%-11.8%0.306%
1/25/2024RiverTree Advisors LLC15,631$1.07M0.7%N/A0.351%
1/24/2024Venture Visionary Partners LLC3,000$204K0.0%N/A0.067%
1/24/2024 International Assets Investment Management LLC13,624$928K0.0%-11.8%0.306%
1/22/2024 Clarus Wealth Advisors10,410$690K0.4%N/A0.231%
1/18/2024Global Retirement Partners LLC8,298$548K0.0%+687.3%0.184%
1/17/2024 Keystone Wealth Services LLC4,198$286K0.1%-4.5%0.093%
1/16/2024Raymond James Financial Services Advisors Inc.84,504$5.76M0.0%+18.5%1.878%
1/16/2024Raymond James & Associates12,415$846K0.0%-73.3%0.276%
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1/12/2024Mutual Advisors LLC3,997$272K0.0%-19.3%0.090%
1/10/2024 Wealth Management Partners LLC36,986$2.52M1.4%-1.8%0.831%
1/9/2024 Purus Wealth Management LLC9,977$680K0.4%-2.3%0.224%
11/21/2023Comerica Bank10,590$643K0.0%N/A0.228%
11/16/2023Morgan Stanley281,746$17.10M0.0%+9.2%6.059%
11/15/2023Integrated Wealth Concepts LLC5,279$320K0.0%-4.3%0.114%
11/15/2023Royal Bank of Canada22,238$1.35M0.0%+49.2%0.478%
11/14/2023Tower Research Capital LLC TRC 4,669$283K0.0%+7.7%0.100%
11/13/2023Stifel Financial Corp31,427$1.91M0.0%-7.6%0.676%
11/13/2023LPL Financial LLC537,997$32.66M0.0%+5.5%11.570%
11/13/2023Envestnet Asset Management Inc.11,145$676K0.0%-49.5%0.240%
11/13/2023Kestra Advisory Services LLC27,306$1.66M0.0%+4.1%0.587%
11/13/2023PNC Financial Services Group Inc.482$29K0.0%-42.9%0.010%
11/9/2023UBS Group AG306,126$18.58M0.0%-0.4%6.583%
11/8/2023Element Wealth LLC6,519$396K0.3%-2.6%0.140%
11/8/2023Atria Wealth Solutions Inc.24,893$1.51M0.0%+4.1%0.535%
11/8/2023Stonebridge Financial Planning Group LLC7,450$452K0.3%-3.9%0.160%
11/7/2023Kingsview Wealth Management LLC30,775$1.87M0.1%-54.1%0.662%
11/7/2023Alpha Omega Group Inc.3,354$204K0.4%-15.2%0.072%
11/7/2023Cornerstone Wealth Management LLC5,933$360K0.0%-22.8%0.128%
11/4/2023 NBC Securities Inc.608$36K0.0%N/A0.013%
11/3/2023Private Advisor Group LLC45,278$2.75M0.0%+4.8%0.984%
10/27/2023Assetmark Inc.11,194$679K0.0%N/A0.246%
10/27/2023First Horizon Advisors Inc.546$33K0.0%N/A0.012%
10/25/2023 Wealth Management Partners LLC37,645$2.29M1.4%N/A0.827%
10/24/2023Raymond James Financial Services Advisors Inc.71,339$4.33M0.0%-0.3%1.568%
10/24/2023Raymond James & Associates46,572$2.83M0.0%+8.5%1.024%
10/24/2023Cambridge Investment Research Advisors Inc.34,350$2.09M0.0%-24.0%0.755%
10/23/2023Commonwealth Equity Services LLC41,072$2.49M0.0%-0.8%0.913%
10/11/2023 Ignite Planners LLC4,348$257K0.1%-15.2%0.100%
10/10/2023 International Assets Investment Management LLC15,446$938K0.1%N/A0.355%
10/10/2023Savior LLC1,828$111K0.8%-85.2%0.042%
10/4/2023 International Assets Investment Management LLC15,446$938K0.1%N/A0.372%
8/21/2023Osaic Holdings Inc.65,511$4.25M0.0%+23.2%1.579%
8/15/2023Equitable Holdings Inc.16,943$1.10M0.0%+9.9%0.408%
8/15/2023Wells Fargo & Company MN249,352$16.15M0.0%+1.5%6.008%
8/15/2023Integrated Wealth Concepts LLC5,517$357K0.0%-5.8%0.133%
8/15/2023Benjamin F. Edwards & Company Inc.87,306$5.66M0.2%+33.2%2.104%
8/15/2023IHT Wealth Management LLC3,815$247K0.0%-6.2%0.092%
8/15/2023Centaurus Financial Inc.1,618$105K0.0%-14.8%0.039%
8/15/2023Tyler Stone Wealth Management442$29K0.0%N/A0.011%
8/15/2023Royal Bank of Canada14,907$966K0.0%-8.7%0.359%
8/15/2023Stifel Financial Corp34,015$2.20M0.0%+16.6%0.820%
8/15/2023Citadel Advisors LLC11,302$732K0.0%N/A0.272%
8/14/2023Tower Research Capital LLC TRC 4,336$281K0.0%-36.2%0.104%
8/14/2023MML Investors Services LLC30,226$1.96M0.0%+6.5%0.728%
8/14/2023Thrivent Financial for Lutherans5,301$343K0.0%-29.5%0.128%
8/11/2023Baird Financial Group Inc.8,425$546K0.0%-81.3%0.203%
8/11/2023Kestra Advisory Services LLC26,237$1.70M0.0%-6.3%0.632%
8/11/2023D.A. Davidson & CO.8,642$560K0.0%-3.5%0.208%
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8/10/2023Osaic Holdings Inc.65,511$4.25M0.0%+23.2%1.579%
8/10/2023Commonwealth Equity Services LLC41,383$2.68M0.0%-2.6%0.997%
8/10/2023Private Advisor Group LLC43,198$2.80M0.0%-13.6%1.041%
8/4/2023Envestnet Asset Management Inc.22,084$1.43M0.0%+1.0%0.532%
8/3/2023Atria Wealth Solutions Inc.23,902$1.55M0.0%+23.9%0.576%
8/2/2023Sigma Planning Corp6,396$414K0.0%-9.5%0.154%
7/31/2023LPL Financial LLC509,770$33.02M0.0%-1.3%12.284%
7/31/2023Mutual Advisors LLC4,946$320K0.0%-42.8%0.119%
7/26/2023Janney Montgomery Scott LLC9,416$610K0.0%-3.1%0.230%
7/26/2023Braun Bostich & Associates Inc.13,312$862K1.8%+2.1%0.325%
(Data available from 1/1/2016 forward)

FNY Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FNY shares?

During the previous two years, 100 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($40.18M), LPL Financial LLC ($32.66M), UBS Group AG ($21.49M), Morgan Stanley ($17.10M), Cambridge Investment Research Advisors Inc. ($5.94M), Raymond James Financial Services Advisors Inc. ($5.76M), and Benjamin F. Edwards & Company Inc. ($5.13M).Learn more on FNY's institutional investors.

Which institutional investors have been buying First Trust Mid Cap Growth AlphaDEX Fund stock?

Of the 76 institutional investors that purchased First Trust Mid Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Wells Fargo & Company MN ($321.50K), J Arnold Wealth Management Co ($163.73K), LPL Financial LLC ($97.96K), Cambridge Investment Research Advisors Inc. ($89.94K), Kingsview Wealth Management LLC ($75.11K), Benjamin F. Edwards & Company Inc. ($63.05K), and Private Advisor Group LLC ($60.02K).

How much institutional buying is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,583,931 shares in the last 24 months. This purchase volume represents approximately $145.33M in transactions.

Which First Trust Mid Cap Growth AlphaDEX Fund major shareholders have been selling company stock?

Of the 67 institutional investors that sold First Trust Mid Cap Growth AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Savior LLC ($166.06K), J Arnold Wealth Management Co ($162.52K), Raymond James & Associates ($98.03K), Wells Fargo & Company MN ($96.99K), UBS Group AG ($95.63K), Alpha Omega Group Inc. ($93.94K), and Benjamin F. Edwards & Company Inc. ($78.13K).

How much institutional selling is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 1,398,285 shares in the last 24 months. This volume of shares sold represents approximately $143.39M in transactions.


This page (NASDAQ:FNY) was last updated on 4/16/2024 by MarketBeat.com Staff

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