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First Trust Mid Cap Growth AlphaDEX Fund (FNY) Institutional Ownership

First Trust Mid Cap Growth AlphaDEX Fund logo
$102.91 +0.29 (+0.28%)
As of 03:59 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Growth AlphaDEX Fund (NASDAQ:FNY)

Number of
Institutional Buyers
(last 12 months)
59
Total
Institutional Inflows
(last 12 months)
$67.69M
Number of
Institutional Sellers
(last 12 months)
43
Total
Institutional Outflows
(last 12 months)
$33.81M
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FNY Institutional Buying and Selling by Quarter

First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/2/2026 Citadel Advisors LLC34,999$3.88M0.0%N/A0.619%
8/23/2026 PCG Wealth Advisors LLC9,408$1.04M0.2%+3.8%0.167%
7/10/2026 Wealthcare Advisory Partners LLC4,473$496K0.0%N/A0.079%
7/7/2026 Central Pacific Bank Trust Division400$44K0.0%N/A0.007%
6/8/2026 Pine Valley Investments Ltd Liability Co5,766$522K0.0%+7.4%0.112%
6/3/2026 NewEdge Advisors LLC288,746$26.13M0.1%+3.3%5.607%
5/19/2026 Western Wealth Management LLC420$38K0.0%N/A0.008%
5/19/2026 NewEdge Advisors LLC24,217$2.19M0.0%-91.3%0.470%
5/18/2026 Royal Bank of Canada50,784$4.60M0.0%+0.8%0.986%
5/16/2026 KCM Investment Advisors LLC35,798$3.24M0.1%-5.2%0.695%
5/15/2026 Gateway Wealth Partners LLC6,852$620K0.0%+107.0%0.133%
5/13/2026 Cetera Investment Advisers177,035$16.02M0.0%+91.0%3.438%
5/5/2026 D.A. Davidson & CO.16,889$1.53M0.0%+271.1%0.328%
5/5/2026 Geneos Wealth Management Inc.6,630$600K0.0%+26.6%0.129%
5/5/2026 Sanctuary Advisors LLC5,562$503K0.0%+3.7%0.108%
5/1/2026 Fifth Third Bancorp11,434$1.04M0.0%N/A0.222%
4/30/2026 Kestra Advisory Services LLC38,771$3.51M0.0%-27.5%0.753%
4/29/2026 Richmond Investment Services LLC2,464$223K0.0%-12.2%0.048%
4/28/2026 Ascentis Independent Advisors310$28K0.0%N/A0.006%
4/27/2026 PFG Investments LLC2,965$268K0.0%-7.5%0.058%
4/27/2026 Private Advisor Group LLC38,635$3.50M0.0%-3.1%0.750%
4/24/2026 Barnes Pettey Financial Advisors LLC14,245$1.29M0.6%N/A0.277%
4/22/2026 Janney Montgomery Scott LLC47,204$4.27M0.0%-8.0%0.926%
4/22/2026 Sylvest Advisors LLC18,793$1.70M0.9%+1.3%0.368%
4/17/2026 Wealth Management Partners LLC36,401$3.29M0.9%+1.2%0.714%
4/16/2026 Founders Financial Securities LLC6,913$663K0.0%+8.4%0.133%
3/17/2026 Rockefeller Capital Management L.P.5,681$518K0.0%+33.0%0.109%
3/5/2026 Worthington Financial Partners LLC16,368$1.49M1.3%N/A0.315%
2/25/2026 MidFirst Bank573$52K0.0%N/A0.011%
2/18/2026 NewEdge Advisors LLC279,644$25.50M0.1%+7.7%5.378%
2/18/2026 IHT Wealth Management LLC55,783$5.09M0.1%+1,876.0%1.073%
2/17/2026 Cetera Investment Advisers92,688$8.45M0.0%+21.0%1.782%
2/17/2026 Equitable Holdings Inc.22,026$2.01M0.0%+6.0%0.424%
2/17/2026 Osaic Holdings Inc.58,375$5.33M0.0%+24.3%1.123%
2/17/2026 Private Advisor Group LLC39,853$3.63M0.0%-1.5%0.766%
2/17/2026 &PARTNERS155,868$14.22M0.1%+1.8%2.997%
2/17/2026 Royal Bank of Canada50,371$4.59M0.0%+48.3%0.969%
2/16/2026 MML Investors Services LLC7,600$693K0.0%-10.0%0.146%
2/16/2026 Mariner LLC5,774$527K0.0%-2.4%0.111%
2/16/2026 KCM Investment Advisors LLC37,766$3.44M0.1%-2.3%0.726%
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2/13/2026 Kestra Advisory Services LLC53,492$4.88M0.0%+66.0%1.029%
2/13/2026 Transamerica Financial Advisors LLC13,958$1.27M0.1%-3.8%0.268%
2/13/2026 Stifel Financial Corp15,458$1.41M0.0%-30.7%0.297%
2/13/2026 First Trust Advisors LP59,533$5.43M0.0%-1.3%1.145%
2/13/2026 Wells Fargo & Company MN584,020$53.26M0.0%+3.9%11.231%
2/13/2026 Quadrant Capital Group LLC3,000$274K0.0%N/A0.058%
2/12/2026 Commonwealth Equity Services LLC23,318$2.13M0.0%-1.4%0.448%
2/12/2026 Steward Partners Investment Advisory LLC30,380$2.77M0.0%+1,494.8%0.584%
2/11/2026 Janney Montgomery Scott LLC51,324$4.68M0.0%-0.5%0.987%
2/11/2026 LPL Financial LLC726,753$66.28M0.0%+11.7%13.976%
2/10/2026 Clear Point Advisors Inc.4,438$405K0.3%-10.1%0.085%
2/10/2026 Founders Financial Securities LLC6,379$582K0.0%N/A0.123%
2/10/2026 Northwestern Mutual Wealth Management Co.42,282$3.86M0.0%+9.8%0.813%
2/9/2026 Kingsview Wealth Management LLC42,871$3.91M0.1%-37.6%0.824%
2/6/2026 Empirical Asset Management LLC18,995$1.73M0.3%+64.6%0.365%
2/6/2026 Global Retirement Partners LLC22,322$2.04M0.0%-1.0%0.429%
2/5/2026 Northwestern Mutual Wealth Management Co.52,503$4.79M0.0%+36.4%1.010%
2/5/2026 Cornerstone Wealth Management LLC5,665$517K0.0%-2.5%0.109%
2/5/2026 Proactive Wealth Strategies LLC2,947$269K0.1%N/A0.057%
2/5/2026 Stonebridge Financial Planning Group LLC7,566$690K0.2%+2.9%0.146%
2/2/2026 Truist Financial Corp2,783$254K0.0%-7.9%0.054%
2/2/2026 Benjamin Edwards Inc.42,823$3.91M0.0%-31.0%0.824%
2/2/2026 Mutual Advisors LLC6,920$631K0.0%+144.4%0.133%
1/30/2026 Sigma Planning Corp6,441$587K0.0%+3.7%0.124%
1/29/2026Comerica Bank11,352$1.04M0.0%+5.3%0.220%
1/29/2026 Ashton Thomas Private Wealth LLC2,729$249K0.0%+4.2%0.053%
1/29/2026 UBS Group AG138,605$12.64M0.0%-3.1%2.691%
1/29/2026 Sanctuary Advisors LLC5,361$489K0.0%-3.3%0.104%
1/29/2026 TKG Advisors LLC3,044$278K0.1%-6.7%0.059%
1/28/2026 Geneos Wealth Management Inc.5,238$478K0.0%+11.8%0.102%
1/28/2026 G&S Capital LLC12,303$1.12M0.4%-4.3%0.239%
1/26/2026Pursuit Wealth Management LLC14,856$1.36M1.2%N/A0.288%
1/26/2026CWM LLC1,576$144K0.0%-26.5%0.031%
1/26/2026 PFG Investments LLC3,205$292K0.0%N/A0.062%
1/23/2026 Transcend Capital Advisors LLC6,890$628K0.0%-10.8%0.134%
1/21/2026 Crux Wealth Advisors18,131$1.65M0.6%N/A0.352%
1/21/2026 New Wave Wealth Advisors LLC4,488$409K0.1%-11.4%0.087%
1/21/2026 Sound Income Strategies LLC2,950$290K0.0%N/A0.057%
1/20/2026 Sylvest Advisors LLC18,547$1.69M0.9%+6.5%0.367%
1/20/2026 Stratos Wealth Partners LTD.5,918$540K0.0%-34.8%0.117%
1/15/2026 Dominguez Wealth Management Solutions Inc.7,782$710K0.4%-1.9%0.154%
1/13/2026 CoreCap Advisors LLC915$83K0.0%-15.7%0.018%
1/12/2026 Wealth Management Partners LLC35,966$3.28M0.9%-1.0%0.712%
1/12/2026 ARS Wealth Advisors Group LLC7,040$642K0.1%-13.0%0.139%
1/8/2026 Wealth Enhancement Advisory Services LLC28,000$2.69M0.0%+2.5%0.554%
1/1/2026 JPMorgan Chase & Co.2,276$209K0.0%-44.9%0.046%
12/2/2025 IFP Advisors Inc8,916$817K0.0%+20.5%0.180%
11/18/2025 Advisory Services Network LLC2,096$192K0.0%N/A0.042%
11/17/2025 NewEdge Advisors LLC259,716$23.79M0.1%+31.8%5.247%
11/17/2025 Susquehanna International Group LLP36,424$3.34M0.0%N/A0.736%
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11/17/2025 Northwestern Mutual Wealth Management Co.38,496$3.53M0.0%+4.9%0.778%
11/14/2025 Creative Planning6,245$572K0.0%-16.7%0.126%
11/14/2025 Raymond James Financial Inc.97,282$8.91M0.0%+1.6%1.965%
11/14/2025 Equitable Holdings Inc.20,773$1.90M0.0%-0.6%0.420%
11/14/2025Comerica Bank10,779$988K0.0%+2.4%0.218%
11/13/2025 PCG Wealth Advisors LLC9,515$872K0.3%-8.1%0.192%
11/13/2025 UBS Group AG143,047$13.11M0.0%-4.9%2.890%
11/13/2025 Private Advisor Group LLC40,440$3.71M0.0%+1.0%0.817%
11/13/2025 First Trust Advisors LP60,331$5.53M0.0%-1.3%1.219%
11/12/2025 KCM Investment Advisors LLC38,666$3.54M0.1%-0.7%0.781%


FNY Institutional Ownership - Frequently Asked Questions

During the previous two years, 120 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($66.28M), Wells Fargo & Company MN ($53.26M), NewEdge Advisors LLC ($26.13M), Cetera Investment Advisers ($16.02M), &PARTNERS ($14.22M), UBS Group AG ($12.64M), and Envestnet Asset Management Inc. ($10.49M).Learn more on First Trust Mid Cap Growth AlphaDEX Fund's institutional investors.

Of the 99 institutional investors that purchased First Trust Mid Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($355.72K), LPL Financial LLC ($187.87K), Cetera Investment Advisers ($121.92K), Envestnet Asset Management Inc. ($108.16K), Benjamin Edwards Inc. ($92.77K), NewEdge Advisors LLC ($91.76K), and IHT Wealth Management LLC ($56.28K).

Institutional investors have bought a total of 734,266 shares in the last 24 months. This purchase volume represents approximately $67.69M in transactions.

Of the 43 institutional investors that sold First Trust Mid Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: NewEdge Advisors LLC ($255.43K), Kingsview Wealth Management LLC ($27.88K), Benjamin Edwards Inc. ($21.09K), Kestra Advisory Services LLC ($14.72K), UBS Group AG ($11.74K), Stifel Financial Corp ($6.84K), and Janney Montgomery Scott LLC ($4.37K).

Institutional investors have sold a total of 372,874 shares in the last 24 months. This volume of shares sold represents approximately $33.81M in transactions.


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Institutional ownership data for NASDAQ:FNY is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/2/2026. New 13F filings are added each quarter as they're published.
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