First Trust Mid Cap Growth AlphaDEX Fund (FNY) Institutional Ownership

$102.37 0.00 (0.00%)

Closing price 05/22/2026 03:59 PM Eastern

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$102.34 -0.03 (-0.02%)

As of 05/22/2026 04:10 PM Eastern

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Number of Institutional Buyers (last 12 months): 62
Total Institutional Inflows (last 12 months): $68.82M

Number of Institutional Sellers (last 12 months): 52
Total Institutional Outflows (last 12 months): $43.66M

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FNY Institutional Buying and Selling by Quarter

First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
5/19/2026	Western Wealth Management LLC	420	$38K	0.0%	N/A	0.008%
5/19/2026	NewEdge Advisors LLC	24,217	$2.19M	0.0%	-91.3%	0.470%
5/18/2026	Royal Bank of Canada	50,784	$4.60M	0.0%	+0.8%	0.986%
5/16/2026	KCM Investment Advisors LLC	35,798	$3.24M	0.1%	-5.2%	0.695%
5/15/2026	Gateway Wealth Partners LLC	6,852	$620K	0.0%	+107.0%	0.133%
5/13/2026	Cetera Investment Advisers	177,035	$16.02M	0.0%	+91.0%	3.438%
5/5/2026	D.A. Davidson & CO.	16,889	$1.53M	0.0%	+271.1%	0.328%
5/5/2026	Geneos Wealth Management Inc.	6,630	$600K	0.0%	+26.6%	0.129%
5/5/2026	Sanctuary Advisors LLC	5,562	$503K	0.0%	+3.7%	0.108%
5/1/2026	Fifth Third Bancorp	11,434	$1.04M	0.0%	N/A	0.222%
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4/30/2026	Kestra Advisory Services LLC	38,771	$3.51M	0.0%	-27.5%	0.753%
4/29/2026	Richmond Investment Services LLC	2,464	$223K	0.0%	-12.2%	0.048%
4/28/2026	Ascentis Independent Advisors	310	$28K	0.0%	N/A	0.006%
4/27/2026	PFG Investments LLC	2,965	$268K	0.0%	-7.5%	0.058%
4/27/2026	Private Advisor Group LLC	38,635	$3.50M	0.0%	-3.1%	0.750%
4/24/2026	Barnes Pettey Financial Advisors LLC	14,245	$1.29M	0.6%	N/A	0.277%
4/22/2026	Janney Montgomery Scott LLC	47,204	$4.27M	0.0%	-8.0%	0.926%
4/22/2026	Sylvest Advisors LLC	18,793	$1.70M	0.9%	+1.3%	0.368%
4/17/2026	Wealth Management Partners LLC	36,401	$3.29M	0.9%	+1.2%	0.714%
4/16/2026	Founders Financial Securities LLC	6,913	$663K	0.0%	+8.4%	0.133%
3/17/2026	Rockefeller Capital Management L.P.	5,681	$518K	0.0%	+33.0%	0.109%
3/5/2026	Worthington Financial Partners LLC	16,368	$1.49M	1.3%	N/A	0.315%
2/25/2026	MidFirst Bank	573	$52K	0.0%	N/A	0.011%
2/18/2026	NewEdge Advisors LLC	279,644	$25.50M	0.1%	+7.7%	5.378%
2/18/2026	IHT Wealth Management LLC	55,783	$5.09M	0.1%	+1,876.0%	1.073%
2/17/2026	Cetera Investment Advisers	92,688	$8.45M	0.0%	+21.0%	1.782%
2/17/2026	Equitable Holdings Inc.	22,026	$2.01M	0.0%	+6.0%	0.424%
2/17/2026	Osaic Holdings Inc.	58,375	$5.33M	0.0%	+24.3%	1.123%
2/17/2026	Private Advisor Group LLC	39,853	$3.63M	0.0%	-1.5%	0.766%
2/17/2026	&PARTNERS	155,868	$14.22M	0.1%	+1.8%	2.997%
2/17/2026	Royal Bank of Canada	50,371	$4.59M	0.0%	+48.3%	0.969%
2/16/2026	MML Investors Services LLC	7,600	$693K	0.0%	-10.0%	0.146%
2/16/2026	Mariner LLC	5,774	$527K	0.0%	-2.4%	0.111%
2/16/2026	KCM Investment Advisors LLC	37,766	$3.44M	0.1%	-2.3%	0.726%
2/13/2026	Kestra Advisory Services LLC	53,492	$4.88M	0.0%	+66.0%	1.029%
2/13/2026	Transamerica Financial Advisors LLC	13,958	$1.27M	0.1%	-3.8%	0.268%
2/13/2026	Stifel Financial Corp	15,458	$1.41M	0.0%	-30.7%	0.297%
2/13/2026	First Trust Advisors LP	59,533	$5.43M	0.0%	-1.3%	1.145%
2/13/2026	Wells Fargo & Company MN	584,020	$53.26M	0.0%	+3.9%	11.231%
2/13/2026	Quadrant Capital Group LLC	3,000	$274K	0.0%	N/A	0.058%
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2/12/2026	Commonwealth Equity Services LLC	23,318	$2.13M	0.0%	-1.4%	0.448%
2/12/2026	Steward Partners Investment Advisory LLC	30,380	$2.77M	0.0%	+1,494.8%	0.584%
2/11/2026	Janney Montgomery Scott LLC	51,324	$4.68M	0.0%	-0.5%	0.987%
2/11/2026	LPL Financial LLC	726,753	$66.28M	0.0%	+11.7%	13.976%
2/10/2026	Clear Point Advisors Inc.	4,438	$405K	0.3%	-10.1%	0.085%
2/10/2026	Founders Financial Securities LLC	6,379	$582K	0.0%	N/A	0.123%
2/10/2026	Northwestern Mutual Wealth Management Co.	42,282	$3.86M	0.0%	+9.8%	0.813%
2/9/2026	Kingsview Wealth Management LLC	42,871	$3.91M	0.1%	-37.6%	0.824%
2/6/2026	Empirical Asset Management LLC	18,995	$1.73M	0.3%	+64.6%	0.365%
2/6/2026	Global Retirement Partners LLC	22,322	$2.04M	0.0%	-1.0%	0.429%
2/5/2026	Northwestern Mutual Wealth Management Co.	52,503	$4.79M	0.0%	+36.4%	1.010%
2/5/2026	Cornerstone Wealth Management LLC	5,665	$517K	0.0%	-2.5%	0.109%
2/5/2026	Proactive Wealth Strategies LLC	2,947	$269K	0.1%	N/A	0.057%
2/5/2026	Stonebridge Financial Planning Group LLC	7,566	$690K	0.2%	+2.9%	0.146%
2/2/2026	Truist Financial Corp	2,783	$254K	0.0%	-7.9%	0.054%
2/2/2026	Benjamin Edwards Inc.	42,823	$3.91M	0.0%	-31.0%	0.824%
2/2/2026	Mutual Advisors LLC	6,920	$631K	0.0%	+144.4%	0.133%
1/30/2026	Sigma Planning Corp	6,441	$587K	0.0%	+3.7%	0.124%
1/29/2026	Comerica Bank	11,352	$1.04M	0.0%	+5.3%	0.220%
1/29/2026	Ashton Thomas Private Wealth LLC	2,729	$249K	0.0%	+4.2%	0.053%
1/29/2026	UBS Group AG	138,605	$12.64M	0.0%	-3.1%	2.691%
1/29/2026	Sanctuary Advisors LLC	5,361	$489K	0.0%	-3.3%	0.104%
1/29/2026	TKG Advisors LLC	3,044	$278K	0.1%	-6.7%	0.059%
1/28/2026	Geneos Wealth Management Inc.	5,238	$478K	0.0%	+11.8%	0.102%
1/28/2026	G&S Capital LLC	12,303	$1.12M	0.4%	-4.3%	0.239%
1/26/2026	Pursuit Wealth Management LLC	14,856	$1.36M	1.2%	N/A	0.288%
1/26/2026	CWM LLC	1,576	$144K	0.0%	-26.5%	0.031%
1/26/2026	PFG Investments LLC	3,205	$292K	0.0%	N/A	0.062%
1/23/2026	Transcend Capital Advisors LLC	6,890	$628K	0.0%	-10.8%	0.134%
1/21/2026	Crux Wealth Advisors	18,131	$1.65M	0.6%	N/A	0.352%
1/21/2026	New Wave Wealth Advisors LLC	4,488	$409K	0.1%	-11.4%	0.087%
1/21/2026	Sound Income Strategies LLC	2,950	$290K	0.0%	N/A	0.057%
1/20/2026	Sylvest Advisors LLC	18,547	$1.69M	0.9%	+6.5%	0.367%
1/20/2026	Stratos Wealth Partners LTD.	5,918	$540K	0.0%	-34.8%	0.117%
1/15/2026	Dominguez Wealth Management Solutions Inc.	7,782	$710K	0.4%	-1.9%	0.154%
1/13/2026	CoreCap Advisors LLC	915	$83K	0.0%	-15.7%	0.018%
1/12/2026	Wealth Management Partners LLC	35,966	$3.28M	0.9%	-1.0%	0.712%
1/12/2026	ARS Wealth Advisors Group LLC	7,040	$642K	0.1%	-13.0%	0.139%
1/8/2026	Wealth Enhancement Advisory Services LLC	28,000	$2.69M	0.0%	+2.5%	0.554%
1/1/2026	JPMorgan Chase & Co.	2,276	$209K	0.0%	-44.9%	0.046%
12/2/2025	IFP Advisors Inc	8,916	$817K	0.0%	+20.5%	0.180%
11/18/2025	Advisory Services Network LLC	2,096	$192K	0.0%	N/A	0.042%
11/17/2025	NewEdge Advisors LLC	259,716	$23.79M	0.1%	+31.8%	5.247%
11/17/2025	Susquehanna International Group LLP	36,424	$3.34M	0.0%	N/A	0.736%
11/17/2025	Northwestern Mutual Wealth Management Co.	38,496	$3.53M	0.0%	+4.9%	0.778%
11/14/2025	Creative Planning	6,245	$572K	0.0%	-16.7%	0.126%
11/14/2025	Raymond James Financial Inc.	97,282	$8.91M	0.0%	+1.6%	1.965%
11/14/2025	Equitable Holdings Inc.	20,773	$1.90M	0.0%	-0.6%	0.420%
11/14/2025	Comerica Bank	10,779	$988K	0.0%	+2.4%	0.218%
11/13/2025	PCG Wealth Advisors LLC	9,515	$872K	0.3%	-8.1%	0.192%
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11/13/2025	UBS Group AG	143,047	$13.11M	0.0%	-4.9%	2.890%
11/13/2025	Private Advisor Group LLC	40,440	$3.71M	0.0%	+1.0%	0.817%
11/13/2025	First Trust Advisors LP	60,331	$5.53M	0.0%	-1.3%	1.219%
11/12/2025	KCM Investment Advisors LLC	38,666	$3.54M	0.1%	-0.7%	0.781%
11/12/2025	Kingsview Wealth Management LLC	68,754	$6.30M	0.1%	-2.8%	1.389%
11/12/2025	Empirical Asset Management LLC	11,541	$1.06M	0.2%	N/A	0.233%
11/10/2025	Koshinski Asset Management Inc.	2,340	$214K	0.0%	-7.1%	0.047%
11/7/2025	Synovus Financial Corp	10,777	$988K	0.0%	-11.8%	0.218%
11/7/2025	Founders Financial Alliance LLC	2,096	$192K	0.0%	N/A	0.042%
11/7/2025	JPMorgan Chase & Co.	2,276	$209K	0.0%	-44.9%	0.046%

FNY Institutional Ownership - Frequently Asked Questions

During the previous two years, 119 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($66.28M), Wells Fargo & Company MN ($53.26M), Cetera Investment Advisers ($16.02M), &PARTNERS ($14.22M), UBS Group AG ($12.64M), Envestnet Asset Management Inc. ($10.49M), and Raymond James Financial Inc. ($8.91M).Learn more on First Trust Mid Cap Growth AlphaDEX Fund's institutional investors.

Of the 99 institutional investors that purchased First Trust Mid Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($355.72K), LPL Financial LLC ($228.15K), Cetera Investment Advisers ($123.55K), Envestnet Asset Management Inc. ($108.16K), Benjamin Edwards Inc. ($92.77K), NewEdge Advisors LLC ($82.83K), and Cambridge Investment Research Advisors Inc. ($68.87K).

Institutional investors have bought a total of 762,976 shares in the last 24 months. This purchase volume represents approximately $68.82M in transactions.

Of the 52 institutional investors that sold First Trust Mid Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: NewEdge Advisors LLC ($265.35K), Benjamin Edwards Inc. ($46.96K), Raymond James Financial Inc. ($40.82K), Kingsview Wealth Management LLC ($29.06K), Atria Wealth Solutions Inc. ($21.40K), Kestra Advisory Services LLC ($14.72K), and UBS Group AG ($11.74K).

Institutional investors have sold a total of 492,297 shares in the last 24 months. This volume of shares sold represents approximately $43.66M in transactions.

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This page (NASDAQ:FNY) was last updated on 5/26/2026 by MarketBeat.com Staff.

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First Trust Mid Cap Growth AlphaDEX Fund (FNY) Institutional Ownership

FNY Institutional Buying and Selling by Quarter

First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

FNY Institutional Ownership - Frequently Asked Questions

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First Trust Mid Cap Growth AlphaDEX Fund (FNY) Institutional Ownership

Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Growth AlphaDEX Fund (NASDAQ:FNY)

FNY Institutional Buying and Selling by Quarter

First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

FNY Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FNY shares?

Which institutional investors have been buying First Trust Mid Cap Growth AlphaDEX Fund's stock?

How much institutional buying is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Which of First Trust Mid Cap Growth AlphaDEX Fund's major shareholders have been selling company stock?

How much institutional selling is happening at First Trust Mid Cap Growth AlphaDEX Fund?

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