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First Trust Mid Cap Growth AlphaDEX Fund (FNY) Institutional Ownership

First Trust Mid Cap Growth AlphaDEX Fund logo
$102.68 +2.52 (+2.52%)
Closing price 03:50 PM Eastern
Extended Trading
$102.62 -0.06 (-0.06%)
As of 05:29 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Growth AlphaDEX Fund (NASDAQ:FNY)

Number of
Institutional Buyers
(last 12 months)
68
Total
Institutional Inflows
(last 12 months)
$72.21M
Number of
Institutional Sellers
(last 12 months)
56
Total
Institutional Outflows
(last 12 months)
$24.05M
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Skip Chart & View Institutional Buying and Selling Data

FNY Institutional Buying and Selling by Quarter

First Trust Mid Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/5/2026D.A. Davidson & CO.16,889$1.53M0.0%+271.1%0.328%
5/5/2026Geneos Wealth Management Inc.6,630$600K0.0%+26.6%0.129%
5/5/2026Sanctuary Advisors LLC5,562$503K0.0%+3.7%0.108%
5/1/2026 Fifth Third Bancorp11,434$1.04M0.0%N/A0.222%
4/30/2026 Kestra Advisory Services LLC38,771$3.51M0.0%-27.5%0.753%
4/29/2026 Richmond Investment Services LLC2,464$223K0.0%-12.2%0.048%
4/28/2026 Ascentis Independent Advisors310$28K0.0%N/A0.006%
4/27/2026 PFG Investments LLC2,965$268K0.0%-7.5%0.058%
4/27/2026 Private Advisor Group LLC38,635$3.50M0.0%-3.1%0.750%
4/24/2026 Barnes Pettey Financial Advisors LLC14,245$1.29M0.6%N/A0.277%
4/22/2026 Janney Montgomery Scott LLC47,204$4.27M0.0%-8.0%0.926%
4/22/2026 Sylvest Advisors LLC18,793$1.70M0.9%+1.3%0.368%
4/17/2026 Wealth Management Partners LLC36,401$3.29M0.9%+1.2%0.714%
4/16/2026 Founders Financial Securities LLC6,913$663K0.0%+8.4%0.133%
3/17/2026Rockefeller Capital Management L.P.5,681$518K0.0%+33.0%0.109%
3/5/2026 Worthington Financial Partners LLC16,368$1.49M1.3%N/A0.315%
2/25/2026MidFirst Bank573$52K0.0%N/A0.011%
2/18/2026NewEdge Advisors LLC279,644$25.50M0.1%+7.7%5.378%
2/18/2026IHT Wealth Management LLC55,783$5.09M0.1%+1,876.0%1.073%
2/17/2026Cetera Investment Advisers92,688$8.45M0.0%+21.0%1.782%
2/17/2026Equitable Holdings Inc.22,026$2.01M0.0%+6.0%0.424%
2/17/2026Osaic Holdings Inc.58,375$5.33M0.0%+24.3%1.123%
2/17/2026 Private Advisor Group LLC39,853$3.63M0.0%-1.5%0.766%
2/17/2026&PARTNERS155,868$14.22M0.1%+1.8%2.997%
2/17/2026Royal Bank of Canada50,371$4.59M0.0%+48.3%0.969%
2/16/2026 MML Investors Services LLC7,600$693K0.0%-10.0%0.146%
2/16/2026Mariner LLC5,774$527K0.0%-2.4%0.111%
2/16/2026KCM Investment Advisors LLC37,766$3.44M0.1%-2.3%0.726%
2/13/2026 Kestra Advisory Services LLC53,492$4.88M0.0%+66.0%1.029%
2/13/2026Transamerica Financial Advisors LLC13,958$1.27M0.1%-3.8%0.268%
2/13/2026Stifel Financial Corp15,458$1.41M0.0%-30.7%0.297%
2/13/2026First Trust Advisors LP59,533$5.43M0.0%-1.3%1.145%
2/13/2026Wells Fargo & Company MN584,020$53.26M0.0%+3.9%11.231%
2/13/2026Quadrant Capital Group LLC3,000$274K0.0%N/A0.058%
2/12/2026 Commonwealth Equity Services LLC23,318$2.13M0.0%-1.4%0.448%
2/12/2026Steward Partners Investment Advisory LLC30,380$2.77M0.0%+1,494.8%0.584%
2/11/2026 Janney Montgomery Scott LLC51,324$4.68M0.0%-0.5%0.987%
2/11/2026LPL Financial LLC726,753$66.28M0.0%+11.7%13.976%
2/10/2026 Clear Point Advisors Inc.4,438$405K0.3%-10.1%0.085%
2/10/2026 Founders Financial Securities LLC6,379$582K0.0%N/A0.123%
2/10/2026Northwestern Mutual Wealth Management Co.42,282$3.86M0.0%+9.8%0.813%
2/9/2026Kingsview Wealth Management LLC42,871$3.91M0.1%-37.6%0.824%
2/6/2026Empirical Asset Management LLC18,995$1.73M0.3%+64.6%0.365%
2/6/2026Global Retirement Partners LLC22,322$2.04M0.0%-1.0%0.429%
2/5/2026Northwestern Mutual Wealth Management Co.52,503$4.79M0.0%+36.4%1.010%
2/5/2026 Cornerstone Wealth Management LLC5,665$517K0.0%-2.5%0.109%
2/5/2026 Proactive Wealth Strategies LLC2,947$269K0.1%N/A0.057%
2/5/2026Stonebridge Financial Planning Group LLC7,566$690K0.2%+2.9%0.146%
2/2/2026 Truist Financial Corp2,783$254K0.0%-7.9%0.054%
2/2/2026Benjamin Edwards Inc.42,823$3.91M0.0%-31.0%0.824%
2/2/2026 Mutual Advisors LLC6,920$631K0.0%+144.4%0.133%
1/30/2026 Sigma Planning Corp6,441$587K0.0%+3.7%0.124%
1/29/2026Comerica Bank11,352$1.04M0.0%+5.3%0.220%
1/29/2026Ashton Thomas Private Wealth LLC2,729$249K0.0%+4.2%0.053%
1/29/2026UBS Group AG138,605$12.64M0.0%-3.1%2.691%
1/29/2026Sanctuary Advisors LLC5,361$489K0.0%-3.3%0.104%
1/29/2026 TKG Advisors LLC3,044$278K0.1%-6.7%0.059%
1/28/2026Geneos Wealth Management Inc.5,238$478K0.0%+11.8%0.102%
1/28/2026 G&S Capital LLC12,303$1.12M0.4%-4.3%0.239%
1/26/2026Pursuit Wealth Management LLC14,856$1.36M1.2%N/A0.288%
1/26/2026CWM LLC1,576$144K0.0%-26.5%0.031%
1/26/2026 PFG Investments LLC3,205$292K0.0%N/A0.062%
1/23/2026Transcend Capital Advisors LLC6,890$628K0.0%-10.8%0.134%
1/21/2026 Crux Wealth Advisors18,131$1.65M0.6%N/A0.352%
1/21/2026 New Wave Wealth Advisors LLC4,488$409K0.1%-11.4%0.087%
1/21/2026 Sound Income Strategies LLC2,950$290K0.0%N/A0.057%
1/20/2026 Sylvest Advisors LLC18,547$1.69M0.9%+6.5%0.367%
1/20/2026 Stratos Wealth Partners LTD.5,918$540K0.0%-34.8%0.117%
1/15/2026 Dominguez Wealth Management Solutions Inc.7,782$710K0.4%-1.9%0.154%
1/13/2026 CoreCap Advisors LLC915$83K0.0%-15.7%0.018%
1/12/2026 Wealth Management Partners LLC35,966$3.28M0.9%-1.0%0.712%
1/12/2026 ARS Wealth Advisors Group LLC7,040$642K0.1%-13.0%0.139%
1/8/2026 Wealth Enhancement Advisory Services LLC28,000$2.69M0.0%+2.5%0.554%
1/1/2026JPMorgan Chase & Co.2,276$209K0.0%-44.9%0.046%
12/2/2025 IFP Advisors Inc8,916$817K0.0%+20.5%0.180%
11/18/2025Advisory Services Network LLC2,096$192K0.0%N/A0.042%
11/17/2025NewEdge Advisors LLC259,716$23.79M0.1%+31.8%5.247%
11/17/2025Susquehanna International Group LLP36,424$3.34M0.0%N/A0.736%
11/17/2025Northwestern Mutual Wealth Management Co.38,496$3.53M0.0%+4.9%0.778%
11/14/2025Creative Planning6,245$572K0.0%-16.7%0.126%
11/14/2025Raymond James Financial Inc.97,282$8.91M0.0%+1.6%1.965%
11/14/2025Equitable Holdings Inc.20,773$1.90M0.0%-0.6%0.420%
11/14/2025Comerica Bank10,779$988K0.0%+2.4%0.218%
11/13/2025 PCG Wealth Advisors LLC9,515$872K0.3%-8.1%0.192%
11/13/2025UBS Group AG143,047$13.11M0.0%-4.9%2.890%
11/13/2025 Private Advisor Group LLC40,440$3.71M0.0%+1.0%0.817%
11/13/2025First Trust Advisors LP60,331$5.53M0.0%-1.3%1.219%
11/12/2025KCM Investment Advisors LLC38,666$3.54M0.1%-0.7%0.781%
11/12/2025Kingsview Wealth Management LLC68,754$6.30M0.1%-2.8%1.389%
11/12/2025Empirical Asset Management LLC11,541$1.06M0.2%N/A0.233%
11/10/2025 Koshinski Asset Management Inc.2,340$214K0.0%-7.1%0.047%
11/7/2025Synovus Financial Corp10,777$988K0.0%-11.8%0.218%
11/7/2025Founders Financial Alliance LLC2,096$192K0.0%N/A0.042%
11/7/2025JPMorgan Chase & Co.2,276$209K0.0%-44.9%0.046%
11/6/20251776 Wealth LLC2,642$242K0.1%-11.6%0.053%
11/5/2025 J.W. Cole Advisors Inc.2,970$272K0.0%N/A0.060%
11/5/2025 Envestnet Asset Management Inc.114,528$10.49M0.0%-2.4%2.314%
11/4/2025Jones Financial Companies Lllp19,677$1.79M0.0%+17.7%0.398%
11/4/2025Transcend Capital Advisors LLC7,723$708K0.0%-13.1%0.156%
11/4/2025 Cornerstone Wealth Management LLC5,808$532K0.0%+2.2%0.117%


FNY Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FNY shares?

During the previous two years, 121 institutional investors and hedge funds held shares of First Trust Mid Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($66.28M), Wells Fargo & Company MN ($53.26M), NewEdge Advisors LLC ($25.50M), &PARTNERS ($14.22M), UBS Group AG ($12.64M), Envestnet Asset Management Inc. ($10.49M), and Raymond James Financial Inc. ($8.91M).Learn more on First Trust Mid Cap Growth AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Mid Cap Growth AlphaDEX Fund's stock?

Of the 100 institutional investors that purchased First Trust Mid Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($355.72K), LPL Financial LLC ($228.15K), Envestnet Asset Management Inc. ($108.16K), Benjamin Edwards Inc. ($92.77K), NewEdge Advisors LLC ($82.83K), Cambridge Investment Research Advisors Inc. ($68.87K), and IHT Wealth Management LLC ($56.28K).

How much institutional buying is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 826,718 shares in the last 24 months. This purchase volume represents approximately $72.21M in transactions.

Which of First Trust Mid Cap Growth AlphaDEX Fund's major shareholders have been selling company stock?

Of the 56 institutional investors that sold First Trust Mid Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($81.37K), Benjamin Edwards Inc. ($46.96K), Kingsview Wealth Management LLC ($29.06K), Atria Wealth Solutions Inc. ($21.40K), Kestra Advisory Services LLC ($14.72K), NewEdge Advisors LLC ($12.81K), and UBS Group AG ($11.74K).

How much institutional selling is happening at First Trust Mid Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 284,148 shares in the last 24 months. This volume of shares sold represents approximately $24.05M in transactions.


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This page (NASDAQ:FNY) was last updated on 5/5/2026 by MarketBeat.com Staff.
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