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First Trust Nasdaq Bank ETF (FTXO) Institutional Ownership

First Trust Nasdaq Bank ETF logo
$40.07 -0.17 (-0.42%)
Closing price 11/12/2026 03:59 PM Eastern
Extended Trading
$40.06 -0.01 (-0.02%)
As of 11/12/2026 05:31 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for First Trust Nasdaq Bank ETF (NASDAQ:FTXO)

Number of
Institutional Buyers
(last 12 months)
48
Total
Institutional Inflows
(last 12 months)
$51.14M
Number of
Institutional Sellers
(last 12 months)
30
Total
Institutional Outflows
(last 12 months)
$15.13M
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FTXO Institutional Buying and Selling by Quarter

First Trust Nasdaq Bank ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/9/2026 Harbour Investments Inc.2,923$113K0.0%N/A0.049%
11/3/2026 Parallel Advisors LLC3,081$119K0.0%+126.4%0.050%
11/3/2026 International Assets Investment Management LLC9,437$365K0.0%+5.3%0.152%
11/2/2026 Kestra Advisory Services LLC73,599$2.85M0.0%+12.4%1.187%
11/2/2026 Commonwealth Equity Services LLC12,091$468K0.0%N/A0.195%
10/30/2026 Compass Financial Management LLC11,405$441K0.0%+358.4%0.182%
10/30/2026 Signature Equity Partners LLC24,950$966K0.3%+419.1%0.399%
10/28/2026 International Assets Investment Management LLC14,771$572K0.0%+64.8%0.236%
10/28/2026 D.A. Davidson & CO.26,555$1.03M0.0%N/A0.425%
10/26/2026 Oppenheimer & Co. Inc.146,924$5.69M0.1%N/A2.351%
10/21/2026 TradeWell Securities LLC.152,007$5.88M2.0%-3.1%2.432%
10/21/2026 Englebert Financial Advisers LLC7,495$290K0.3%-24.6%0.120%
10/19/2026 Novem Group6,655$258K0.0%+6.4%0.106%
10/17/2026 IFP Advisors Inc29,312$1.13M0.0%-9.5%0.458%
10/8/2026 Puff Wealth Management LLC16,621$643K0.6%-12.6%0.258%
9/23/2026Envestnet Asset Management Inc.203,170$8.40M0.0%+0.5%2.842%
9/9/2026Integrated Wealth Concepts LLC3,488$144K0.0%N/A0.048%
9/9/2026NewEdge Advisors LLC154,964$6.41M0.0%+3.3%2.137%
9/9/2026 IFP Advisors Inc32,378$1.34M0.0%+2.2%0.447%
9/2/2026Citadel Advisors LLC21,686$896K0.0%-70.1%0.299%
8/27/2026 Tucker Asset Management LLC1,545$64K0.0%+18.8%0.021%
8/23/2026 Nilsine Partners LLC31,843$1.32M0.1%-31.5%0.439%
8/22/2026 Compass Financial Management LLC2,488$104K0.0%N/A0.034%
8/12/2026 Compass Financial Management LLC2,488$104K0.0%N/A0.034%
7/8/2026 Puff Wealth Management LLC19,015$786K0.8%N/A0.260%
6/3/2026 Parallel Advisors LLC2,500$90K0.0%+498.1%0.030%
6/3/2026NewEdge Advisors LLC150,000$5.43M0.0%+84.3%1.775%
5/19/2026NewEdge Advisors LLC135,378$4.90M0.1%+66.3%1.602%
5/19/2026Bank of America Corp DE288,154$10.42M0.0%+10.5%3.410%
5/19/2026Arkadios Wealth Advisors157,712$5.70M0.1%N/A1.866%
5/18/2026Royal Bank of Canada297,436$10.76M0.0%+216.2%3.520%
5/15/2026Gateway Wealth Partners LLC37,962$1.37M0.1%+14.7%0.449%
5/13/2026Cetera Investment Advisers129,152$4.67M0.0%-10.9%1.528%
5/13/2026 Signature Equity Partners LLC5,836$211K0.1%-72.4%0.069%
5/7/2026 Parallel Advisors LLC2,500$90K0.0%+498.1%0.030%
5/6/2026 Assetmark Inc.79,860$2.89M0.0%-21.9%0.945%
5/6/2026 Independent Financial Group LLC6,434$233K0.0%N/A0.076%
5/5/2026 D.A. Davidson & CO.22,046$797K0.0%+12.9%0.261%
5/5/2026 Bank of New York Mellon Corp19,152$693K0.0%-27.9%0.227%
5/5/2026 Geneos Wealth Management Inc.2,843$103K0.0%+134.6%0.034%
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5/5/2026Sanctuary Advisors LLC8,881$321K0.0%-17.0%0.105%
5/4/2026 HBW Advisory Services LLC16,277$589K0.1%+2.6%0.193%
5/1/2026 Fifth Third Bancorp827$30K0.0%N/A0.010%
4/30/2026 Kestra Advisory Services LLC62,695$2.27M0.0%+0.8%0.742%
4/27/2026World Investment Advisors51,789$1.87M0.0%+47.0%0.613%
4/27/2026 Sound Income Strategies LLC2,045$75K0.0%+1,811.2%0.024%
4/24/2026 Wagner Wealth Management LLC157,014$5.68M1.1%-0.9%1.826%
4/22/2026Janney Montgomery Scott LLC90,289$3.27M0.0%-0.3%1.044%
3/13/2026World Investment Advisors35,228$1.33M0.0%-5.7%0.503%
2/18/2026NewEdge Advisors LLC81,407$3.08M0.0%+220.0%1.163%
2/18/2026 Pacific Excel Wealth Advisors Inc.7,619$288K0.5%N/A0.109%
2/17/2026Cetera Investment Advisers144,993$5.48M0.0%-14.3%2.071%
2/17/2026Osaic Holdings Inc.41,797$1.58M0.0%+31.7%0.597%
2/17/2026Royal Bank of Canada94,058$3.55M0.0%+27.8%1.344%
2/16/2026MML Investors Services LLC5,716$216K0.0%-70.3%0.082%
2/13/2026Stifel Financial Corp39,559$1.50M0.0%+92.6%0.565%
2/13/2026Wells Fargo & Company MN449,085$16.97M0.0%+17.1%6.416%
2/12/2026Orion Porfolio Solutions LLC24,156$913K0.0%-6.9%0.345%
2/12/2026 Commonwealth Equity Services LLC16,047$606K0.0%-16.0%0.229%
2/12/2026 StoneX Group Inc.5,736$217K0.0%N/A0.082%
2/12/2026 Great Valley Advisor Group Inc.9,375$354K0.0%+5.6%0.134%
2/11/2026Gateway Wealth Partners LLC33,103$1.25M0.1%+12.3%0.473%
2/11/2026Janney Montgomery Scott LLC90,603$3.42M0.0%-9.3%1.294%
2/11/2026 LPL Financial LLC716,511$27.08M0.0%-4.4%10.236%
2/11/2026O Shaughnessy Asset Management LLC2,008$76K0.0%N/A0.029%
2/11/2026 OneAscent Financial Services LLC12,175$460K0.0%-49.3%0.174%
2/10/2026Goldman Sachs Group Inc.76,799$2.90M0.0%+282.1%1.097%
2/10/2026Beto Financial Group LLC13,393$526K0.4%N/A0.191%
2/9/2026 TradeWell Securities LLC.176,499$6.67M1.1%-8.2%2.521%
2/9/2026 Harbour Investments Inc.8,309$314K0.0%-24.4%0.119%
2/9/2026 Prospera Financial Services Inc33,308$1.26M0.0%-39.4%0.476%
2/6/2026 IFP Advisors Inc38,241$1.45M0.0%-6.2%0.546%
2/5/2026 Tucker Asset Management LLC2,400$91K0.0%+44.4%0.034%
2/5/2026Stephens Inc. AR9,723$367K0.0%N/A0.139%
2/4/2026World Investment Advisors35,228$1.26M0.0%-5.7%0.503%
2/4/2026 Englebert Financial Advisers LLC10,815$409K0.5%N/A0.155%
2/3/2026NewEdge Wealth LLC18,375$694K0.0%-2.2%0.263%
2/3/2026 International Assets Investment Management LLC9,063$342K0.0%-6.5%0.129%
2/2/2026 Truist Financial Corp103,866$3.93M0.0%-0.9%1.473%
2/2/2026Benjamin Edwards Inc.64,031$2.42M0.0%+24.4%0.908%
2/2/2026 Oppenheimer & Co. Inc.118,163$4.47M0.1%N/A1.676%
1/30/2026 Wagner Wealth Management LLC158,509$5.99M1.3%+0.4%2.248%
1/29/2026 D.A. Davidson & CO.19,532$738K0.0%+7.7%0.277%
1/29/2026 UBS Group AG208,819$7.89M0.0%-10.7%2.962%
1/29/2026Sanctuary Advisors LLC10,696$404K0.0%-9.1%0.152%
1/29/2026 NBC Securities Inc.1,636$62K0.0%+22.5%0.023%
1/27/2026 PFG Advisors71,345$2.70M0.1%-1.9%1.012%
1/26/2026 Iams Wealth Management LLC14,698$555K0.2%-58.1%0.208%
1/23/2026 Assetmark Inc.102,276$3.87M0.0%-29.3%1.451%
1/23/2026 HBW Advisory Services LLC15,863$599K0.1%+177.7%0.225%
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1/20/2026 Thurston Springer Miller Herd & Titak Inc.975$37K0.0%N/A0.014%
1/15/2026 Nilsine Partners LLC32,961$1.25M0.1%-10.4%0.468%
1/8/2026 Wealth Enhancement Advisory Services LLC9,554$377K0.0%-14.3%0.136%
1/7/2026Holistic Financial Partners25,318$957K0.3%N/A0.362%
1/7/2026 Puff Wealth Management LLC22,393$857K1.1%-21.0%0.320%
1/5/2026 Park Avenue Securities LLC15,964$603K0.0%-26.6%0.220%
1/1/2026JPMorgan Chase & Co.1,027$37K0.0%N/A0.015%
12/2/2025 IFP Advisors Inc40,768$1.45M0.0%+2.1%0.587%
11/17/2025NewEdge Advisors LLC25,436$906K0.0%+6.4%0.366%
11/17/2025Susquehanna International Group LLP11,644$415K0.0%+21.6%0.168%


FTXO Institutional Ownership - Frequently Asked Questions

During the previous two years, 103 institutional investors and hedge funds held shares of First Trust Nasdaq Bank ETF. The most heavily invested institutionals were LPL Financial LLC ($27.08M), Wells Fargo & Company MN ($16.97M), Royal Bank of Canada ($10.76M), Bank of America Corp DE ($10.42M), Envestnet Asset Management Inc. ($8.40M), UBS Group AG ($7.89M), and Secure Asset Management LLC ($7.29M).Learn more on First Trust Nasdaq Bank ETF's institutional investors.

Of the 92 institutional investors that purchased First Trust Nasdaq Bank ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($419.34K), Envestnet Asset Management Inc. ($364.85K), LPL Financial LLC ($292.13K), Wells Fargo & Company MN ($280.89K), Oppenheimer & Co. Inc. ($265.09K), Royal Bank of Canada ($223.85K), and NewEdge Advisors LLC ($206.55K).

Institutional investors have bought a total of 1,405,378 shares in the last 24 months. This purchase volume represents approximately $52.26M in transactions.

Of the 30 institutional investors that sold First Trust Nasdaq Bank ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Assetmark Inc. ($64.79K), Citadel Advisors LLC ($50.91K), Cetera Investment Advisers ($40.02K), LPL Financial LLC ($33.24K), UBS Group AG ($30.66K), Prospera Financial Services Inc ($21.70K), and TradeWell Securities LLC. ($20.79K).

Institutional investors have sold a total of 402,469 shares in the last 24 months. This volume of shares sold represents approximately $15.33M in transactions.



Institutional ownership data for NASDAQ:FTXO is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 11/9/2026. New 13F filings are added each quarter as they're published.
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