| 11/6/2019 | Periscope Capital Inc. | 11,000 | $0.11M | 0.0% | -98.1% | 0.136% | |
| 8/30/2019 | Polar Asset Management Partners Inc. | 779,800 | $8.09M | 0.1% | -75.4% | 9.663% | |
| 8/14/2019 | Polar Asset Management Partners Inc. | 779,800 | $8.09M | 0.2% | -75.4% | 2.423% | |
| 8/14/2019 | Weiss Asset Management LP | 886,000 | $9.20M | 0.6% | -73.0% | 2.753% | |
| 8/13/2019 | Shaolin Capital Management LLC | 500,000 | $5.19M | 0.7% | -81.5% | 1.554% | |
| 8/8/2019 | Mizuho Securities USA LLC | 877,030 | $9.16M | 0.4% | -50.2% | 2.725% | |
| 8/2/2019 | Periscope Capital Inc. | 592,900 | $6.16M | 0.9% | -12.2% | 1.842% | |
| 6/16/2019 | Weiss Asset Management LP | 3,285,546 | $33.74M | 2.3% | +78.9% | 9.121% | |
| 5/2/2019 | Periscope Capital Inc. | 675,300 | $6.92M | 1.2% | -32.9% | 1.875% | |
| 4/24/2019 | Mizuho Securities USA LLC | 1,760,000 | $18.08M | 1.4% | +46.6% | 4.887% | |
| 4/15/2019 | Havens Advisors LLC | 35,000 | $0.36M | 0.3% | N/A | 0.097% | |
| 2/15/2019 | Millennium Management LLC | 35,924 | $0.36M | 0.0% | +45.2% | 0.093% | |
| 2/15/2019 | Karpus Management Inc. | 833,625 | $8.45M | 0.3% | -76.7% | 2.148% | |
| 2/14/2019 | Glazer Capital LLC | 400,000 | $4.05M | 0.6% | -47.1% | 1.031% | |
| 2/13/2019 | Longfellow Investment Management Co. LLC | 144,387 | $1.46M | 0.6% | -81.4% | 0.372% | |
| 2/13/2019 | City Financial Investment Co Ltd | 2,400,000 | $24.31M | 4.3% | +20.0% | 6.184% | |
| 2/13/2019 | HGC Investment Management Inc. | 1,915,217 | $19.40M | 4.7% | +34.6% | 4.935% | |
| 2/5/2019 | Levin Capital Strategies L.P. | 11,988 | $0.12M | 0.0% | -60.0% | 0.031% | |
| 2/4/2019 | Mizuho Securities USA LLC | 1,200,500 | $12.16M | 1.6% | +119.8% | 3.093% | |
| 1/22/2019 | Dakota Wealth Management | 30,625 | $0.31M | 0.1% | -81.1% | 0.079% | |
| 11/20/2018 | Bulldog Investors LLC | 232,491 | $2.32M | 0.7% | +11.9% | 0.599% | |
| 11/14/2018 | Glazer Capital LLC | 755,956 | $7.53M | 0.8% | -8.5% | 1.948% | |
| 11/14/2018 | Highland Capital Management LP | 75,000 | $0.75M | 0.0% | N/A | 0.193% | |
| 11/13/2018 | Longfellow Investment Management Co. LLC | 774,401 | $7.71M | 1.9% | -3.3% | 1.995% | |
| 11/7/2018 | Dakota Wealth Management | 162,150 | $1.62M | 0.4% | -7.6% | 0.418% | |
| 10/18/2018 | Mizuho Securities USA LLC | 546,256 | $5.44M | 0.4% | N/A | 1.408% | |
| 8/17/2018 | Cowen Inc. | 95,111 | $0.94M | 0.0% | N/A | 0.245% | |
| 8/10/2018 | City Financial Investment Co Ltd | 2,000,000 | $19.78M | 1.0% | N/A | 5.153% | |
| 8/9/2018 | Dakota Wealth Management | 175,500 | $1.74M | 0.5% | N/A | 0.452% | |
| 7/25/2018 | Periscope Capital Inc. | 1,007,000 | $9.96M | 2.1% | +8.5% | 2.595% | |
| 7/25/2018 | Spearhead Capital Advisors LLC | 17,100 | $0.17M | 0.1% | N/A | 0.044% | |
| 7/16/2018 | Bank of Montreal Can | 1,503,001 | $14.87M | 0.0% | +125.0% | 3.873% | |
| 5/16/2018 | Millennium Management LLC | 16,656 | $0.16M | 0.0% | N/A | 0.043% | |
| 5/14/2018 | Bulldog Investors LLC | 176,141 | $1.71M | 0.5% | +4.3% | 0.454% | |
| 5/9/2018 | GABELLI & Co INVESTMENT ADVISERS INC. | 181,453 | $1.76M | 0.2% | +83.0% | 0.468% | |
| 5/9/2018 | Gabelli Funds LLC | 96,441 | $0.94M | 0.0% | +76.2% | 0.248% | |
| 5/7/2018 | HGC Investment Management Inc. | 1,564,620 | $15.21M | 5.5% | +0.4% | 4.031% | |
| 5/7/2018 | Periscope Capital Inc. | 928,200 | $9.02M | 2.1% | -18.4% | 2.392% | |
| 2/14/2018 | Wolverine Asset Management LLC | 50,000 | $0.48M | 0.0% | N/A | 0.129% | |
| 2/14/2018 | Bulldog Investors LLC | 168,831 | $1.63M | 0.4% | N/A | 0.435% | |
| 2/12/2018 | K2 Principal Fund L.P. | 1,028,507 | $9.94M | 0.7% | +0.8% | 2.650% | |
| 2/7/2018 | HGC Investment Management Inc. | 1,559,120 | $15.06M | 5.6% | +13.4% | 4.017% | |
| 2/2/2018 | GABELLI & Co INVESTMENT ADVISERS INC. | 99,153 | $0.96M | 0.1% | N/A | 0.255% | |
| 2/2/2018 | Gabelli Funds LLC | 54,741 | $0.53M | 0.0% | N/A | 0.141% | |
| 2/2/2018 | Periscope Capital Inc. | 1,137,900 | $11.01M | 2.7% | +48.2% | 2.932% | |
| 1/19/2018 | Longfellow Investment Management Co. LLC | 800,556 | $7.74M | 1.9% | N/A | 2.063% | |
| 12/1/2017 | Karpus Management Inc. | 6,140,375 | $59.38M | 3.0% | N/A | 15.822% | |
| 11/14/2017 | Berkley W R Corp | 967,360 | $9.35M | 1.4% | N/A | 2.493% | |
| 11/14/2017 | Cowen Inc. | 30,800 | $0.30M | 0.0% | N/A | 0.079% | |
| 11/9/2017 | K2 Principal Fund L.P. | 1,020,300 | $9.87M | 0.7% | N/A | 2.629% | |
| 10/30/2017 | Deltec Asset Management LLC | 100,000 | $0.97M | 0.2% | N/A | 0.000% | |
| 10/25/2017 | Periscope Capital Inc. | 767,600 | $7.43M | 2.5% | N/A | 0.000% | |
