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Brookfield Asset Management SEC Filings & 10K Form (NYSE:BAM)

$57.26
-0.90 (-1.55 %)
(As of 12/12/2019 04:00 PM ET)
Today's Range
$57.17
Now: $57.26
$58.32
50-Day Range
$53.74
MA: $56.71
$58.42
52-Week Range
$36.58
Now: $57.26
$58.76
Volume1.74 million shs
Average Volume1.47 million shs
Market Capitalization$60.00 billion
P/E Ratio15.57
Dividend Yield1.10%
Beta1.06

SEC Filings

Brookfield Asset Management (NYSE:BAM) SEC Filings

DateFilerForm TypeView
12/11/2019
8:09 PM
Brookfield Asset Management (Filed by)
Teekay Offshore Partners L.P. (Subject)
Form SC 13E3/A
12/05/2019
7:51 PM
Brookfield Asset Management (Reporting)
Brookfield Asset Management Private Institutional Capital Adviser LP (0001504716) (Reporting)
Brookfield Canada Adviser, LP (Reporting)
Brookfield Holdings Canada Inc. (Reporting)
Brookfield Private Funds Holdings Inc. (Reporting)
Titan Co-Investment-AC, L.P. (Reporting)
Titan Co-Investment-CN, L.P. (Reporting)
Titan Co-Investment-HI, L.P. (Reporting)
Vistra Energy Corp. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/05/2019
7:49 PM
Brookfield Asset Management (Reporting)
Brookfield Capital Partners Ltd. (Reporting)
Brookfield Private Equity Direct Investments Holdings LP (Reporting)
Brookfield Private Equity Group Holdings LP (Reporting)
Brookfield Private Equity Holdings LLC (Reporting)
Brookfield Private Equity Inc. (Reporting)
Brookfield Titan Holdings LP (Reporting)
Brookfield US Inc. (Reporting)
Partners Ltd (Reporting)
Titan Co-Investment GP, LLC (Reporting)
Vistra Energy Corp. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/02/2019
3:32 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/20/2019
8:16 PM
Brookfield Asset Management (Filed by)
Teekay Offshore Partners L.P. (Subject)
Form SC 13E3/A
11/14/2019
8:59 PM
Brookfield Asset Management (Filer)
Form 13F-HR/A
11/14/2019
4:14 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/14/2019
6:00 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/04/2019
7:03 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
10/28/2019
7:07 AM
Brookfield Asset Management (Filed by)
Teekay Offshore Partners L.P. (Subject)
Form SC 13E3
10/10/2019
3:46 PM
Brookfield Asset Management (Filed by)
TerraForm Power, Inc. (Subject)
Form SC 13D/A
10/10/2019
3:41 PM
BBHC Orion Holdco L.P. (Reporting)
Brookfield Asset Management (Reporting)
Brookfield BRP Holdings Inc. (0001533231) (Reporting)
Brookfield Infrastructure Fund III GP LLC (Reporting)
ORION US GP LLC (Reporting)
ORION US HOLDINGS 1 L.P. (Reporting)
Partners Ltd (Reporting)
TerraForm Power, Inc. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
10/10/2019
8:30 AM
Brookfield Asset Management (Reporting)
Oaktree Capital Group Holdings GP, LLC (Reporting)
Oaktree Capital Group, LLC (Reporting)
Vistra Energy Corp. (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
10/10/2019
8:30 AM
BCP Titan Aggregator, L.P. (Reporting)
BCP Titan Sub Aggregator, L.P. (Reporting)
Brookfield Asset Management (Reporting)
OAKTREE CAPITAL MANAGEMENT LP (Reporting)
Oaktree Holdings, Inc. (Reporting)
Titan Co-Investment-HI, L.P. (Reporting)
Titan Co-Investment-ICG L.P. (Reporting)
Titan Co-Investment-LB, L.P. (Reporting)
Titan Co-Investment-MCG, L.P. (Reporting)
Titan Co-Investment-MRS, L.P. (Reporting)
Vistra Energy Corp. (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
10/10/2019
8:27 AM
Brookfield Asset Management (Reporting)
Brookfield Asset Management Private Institutional Capital Adviser LP (0001504716) (Reporting)
Brookfield Canada Adviser, LP (Reporting)
Brookfield Private Funds Holdings Inc. (Reporting)
Titan Co-Investment-AC, L.P. (Reporting)
Titan Co-Investment-CN, L.P. (Reporting)
Titan Co-Investment-DS, L.P. (Reporting)
Titan Co-Investment-FN, L.P. (Reporting)
Titan Co-Investment-GLH, L.P. (Reporting)
Titan Co-Investment-RBS, L.P. (Reporting)
Vistra Energy Corp. (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
10/10/2019
8:25 AM
Brookfield Asset Management (Reporting)
Brookfield Capital Partners Ltd. (Reporting)
Brookfield Holdings Canada Inc. (Reporting)
Brookfield Private Equity Direct Investments Holdings LP (Reporting)
Brookfield Private Equity Group Holdings LP (Reporting)
Brookfield Private Equity Inc. (Reporting)
Brookfield Titan Holdings LP (Reporting)
Brookfield US Inc. (Reporting)
Partners Ltd (Reporting)
Titan Co-Investment GP, LLC (Reporting)
Vistra Energy Corp. (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
10/02/2019
3:56 PM
Brookfield Asset Management (Filed by)
Teekay Offshore Partners L.P. (Subject)
Form SC 13D/A
10/02/2019
9:57 AM
Brookfield Asset Management (Reporting)
Brookfield Holdings Canada Inc. (Reporting)
Brookfield Property Group LLC (Reporting)
Brookfield Strategic Real Estate Partners II GP L.P (Reporting)
Brookfield Strategic Real Estate Partners II GP of GP LLC (Reporting)
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC (Reporting)
Brookfield US Holdings Inc. (Reporting)
Brookfield US Inc. (Reporting)
BUSC Finance LLC (Reporting)
Hospitality Investors Trust, Inc. (Issuer)
Partners Ltd (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/30/2019
7:20 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
09/20/2019
3:43 PM
Brookfield Asset Management (Filer)
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
09/19/2019
3:31 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
09/18/2019
4:16 PM
Brookfield Asset Management (Filed by)
Oaktree Capital Group, LLC (Subject)
Form 425
09/18/2019
3:35 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
09/06/2019
4:05 PM
Brookfield Asset Management (Filed by)
NESCO HOLDINGS, INC. (Subject)
Form SC 13G
09/03/2019
4:15 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/30/2019
3:32 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/29/2019
3:32 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/20/2019
3:33 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/16/2019
6:00 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/14/2019
3:15 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/14/2019
2:05 PM
Brookfield Asset Management (Filer)
Form 13F-HR
08/08/2019
6:18 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
07/17/2019
7:16 PM
Brookfield Asset Management (Filed by)
Brookfield Infrastructure Partners L.P. (Subject)
Form SC 13D/A
07/02/2019
11:55 AM
Brookfield Asset Management (Reporting)
Brookfield Holdings Canada Inc. (Reporting)
Brookfield Property Group LLC (Reporting)
Brookfield Strategic Real Estate Partners II GP L.P (Reporting)
Brookfield Strategic Real Estate Partners II GP of GP LLC (Reporting)
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC (Reporting)
Brookfield US Holdings Inc. (Reporting)
Brookfield US Inc. (Reporting)
BUSC Finance LLC (Reporting)
Hospitality Investors Trust, Inc. (Issuer)
Partners Ltd (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/28/2019
3:10 PM
Brookfield Asset Management (Filed by)
Brookfield Business Partners L.P. (Subject)
Form SC 13D/A
06/25/2019
8:25 PM
Brookfield Asset Management (Reporting)
Brookfield Asset Management Private Institutional Capital Adviser LP (0001504716) (Reporting)
Brookfield Canada Adviser, LP (Reporting)
Brookfield Holdings Canada Inc. (Reporting)
Brookfield Private Funds Holdings Inc. (Reporting)
Vistra Energy Corp. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/25/2019
8:19 PM
Brookfield Asset Management (Reporting)
Brookfield Capital Partners Ltd. (Reporting)
Brookfield Private Equity Direct Investments Holdings LP (Reporting)
Brookfield Private Equity Group Holdings LP (Reporting)
Brookfield Private Equity Holdings LLC (Reporting)
Brookfield Private Equity Inc. (Reporting)
Brookfield US Inc. (Reporting)
Partners Ltd (Reporting)
Titan Co-Investment GP, LLC (Reporting)
Titan Co-Investment-RBS, L.P. (Reporting)
Vistra Energy Corp. (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/20/2019
11:15 PM
Brookfield Asset Management (Filer)
Form EFFECT
06/20/2019
3:47 PM
Brookfield Asset Management (Filer)
Form 424B3
06/17/2019
8:29 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
06/17/2019
5:55 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
06/06/2019
4:10 PM
Brookfield Asset Management (Filer)
Form F-4/A
05/22/2019
5:56 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/20/2019
5:04 AM
Brookfield Asset Management (Filed by)
Teekay Offshore Partners L.P. (Subject)
Form SC 13D/A
05/15/2019
8:32 AM
Brookfield Asset Management (Filer)
Form 13F-HR
05/14/2019
8:02 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/13/2019
4:28 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/13/2019
5:01 AM
Brookfield Asset Management (Filed by)
Teekay Offshore Partners L.P. (Subject)
Form SC 13D/A
05/09/2019
3:53 PM
Brookfield Asset Management (Filer)
Form F-4
Registration statement for securities of certain foreign private issuers issued in certain business combination transactions  
05/09/2019
6:19 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
04/25/2019
7:52 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
04/02/2019
10:28 AM
Brookfield Asset Management (Reporting)
Brookfield Holdings Canada Inc. (Reporting)
Brookfield Property Group LLC (Reporting)
Brookfield Strategic Real Estate Partners II GP L.P (Reporting)
Brookfield Strategic Real Estate Partners II GP of GP LLC (Reporting)
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC (Reporting)
Brookfield US Holdings Inc. (Reporting)
Brookfield US Inc. (Reporting)
BUSC Finance LLC (Reporting)
Hospitality Investors Trust, Inc. (Issuer)
Partners Ltd (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/29/2019
7:30 AM
Brookfield Asset Management (Filer)
Form 40-F
Registration statement pursuant to Section 12 or annual report pursuant to Section 13(a) or 15(d)
03/29/2019
7:04 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/26/2019
4:10 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/26/2019
8:38 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/20/2019
3:30 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/19/2019
3:16 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/13/2019
11:00 AM
Brookfield Asset Management (Filed by)
Oaktree Capital Group, LLC (Subject)
Form 425
03/13/2019
10:57 AM
Brookfield Asset Management (Filed by)
Oaktree Capital Group, LLC (Subject)
Form 425
02/28/2019
10:10 AM
Brookfield Asset Management (Reporting)
Brookfield Holdings Canada Inc. (Reporting)
Brookfield Property Group LLC (Reporting)
Brookfield Strategic Real Estate Partners II GP L.P (Reporting)
Brookfield Strategic Real Estate Partners II GP of GP LLC (Reporting)
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC (Reporting)
Brookfield US Holdings Inc. (Reporting)
Brookfield US Inc. (Reporting)
BUSC Finance LLC (Reporting)
Hospitality Investors Trust, Inc. (Issuer)
Partners Ltd (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/28/2019
10:03 AM
Brookfield Asset Management (Filed by)
Hospitality Investors Trust, Inc. (Subject)
Form SC 13D/A
02/25/2019
11:15 PM
Brookfield Asset Management (Filer)
Brookfield Finance Inc. (Filer)
Form EFFECT
02/14/2019
12:30 PM
Brookfield Asset Management (Filer)
Form 13F-HR
02/14/2019
6:26 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/08/2019
9:23 AM
Brookfield Asset Management (Subject)
COMPUTERSHARE TRUST CO OF CANADA (Filed by)
Form F-X
Appointment of agent for service of process and undertaking  
02/08/2019
9:22 AM
Brookfield Asset Management (Subject)
Brookfield Finance Inc. (Filed by)
Form F-X
Appointment of agent for service of process and undertaking  
02/08/2019
9:21 AM
Brookfield Asset Management (Filed by)
Brookfield Finance Inc. (Subject)
Form F-X
Appointment of agent for service of process and undertaking  
02/08/2019
9:21 AM
Brookfield Asset Management (Subject)
Form F-X
Appointment of agent for service of process and undertaking  
02/08/2019
7:53 AM
Brookfield Asset Management (Filer)
Brookfield Finance Inc. (Filer)
Form F-10
Registration statement for securities of certain Canadian issuers  
01/31/2019
7:01 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
01/29/2019
3:14 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
01/25/2019
3:20 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
01/25/2019
3:16 PM
Brookfield Asset Management (Filer)
Brookfield Finance Inc. (Filer)
Form SUPPL
01/24/2019
4:15 PM
Brookfield Asset Management (Subject)
Form FWP
01/24/2019
9:14 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
01/24/2019
7:58 AM
Brookfield Asset Management (Filer)
Brookfield Finance Inc. (Filer)
Form SUPPL
01/16/2019
4:18 PM
Brookfield Asset Management (Filed by)
OI S.A. - In Judicial Reorganization (Subject)
Form SC 13D/A
01/03/2019
2:44 PM
Brookfield Asset Management (Reporting)
Brookfield Holdings Canada Inc. (Reporting)
Brookfield Property Group LLC (Reporting)
Brookfield Strategic Real Estate Partners II GP L.P (Reporting)
Brookfield Strategic Real Estate Partners II GP of GP LLC (Reporting)
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC (Reporting)
Brookfield US Corp (Reporting)
Brookfield US Holdings Inc. (Reporting)
BUSC Finance LLC (Reporting)
Hospitality Investors Trust, Inc. (Issuer)
Partners Ltd (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/03/2019
2:32 PM
Brookfield Asset Management (Filed by)
Hospitality Investors Trust, Inc. (Subject)
Form SC 13D/A
12/31/2018
3:08 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
12/14/2018
4:30 PM
Brookfield Asset Management (Filer)
Form 13F-HR/A
12/07/2018
12:36 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
12/03/2018
3:30 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/21/2018
3:55 PM
Brookfield Asset Management (Filed by)
Brookfield Property Partners L.P. (Subject)
Form SC 13D/A
11/14/2018
7:46 PM
Brookfield Asset Management (Filer)
Form 13F-HR/A
11/14/2018
7:35 PM
Brookfield Asset Management (Filer)
Form 13F-HR/A
11/14/2018
3:50 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/14/2018
3:40 PM
Brookfield Asset Management (Filer)
Form 13F-HR/A
11/14/2018
3:37 PM
Brookfield Asset Management (Filer)
Form 13F-HR/A
11/14/2018
3:35 PM
Brookfield Asset Management (Filer)
Form 13F-HR/A
11/14/2018
3:32 PM
Brookfield Asset Management (Filer)
Form 13F-HR/A
11/14/2018
2:04 PM
Brookfield Asset Management (Filer)
Form 13F-HR
11/08/2018
6:43 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
10/10/2018
3:11 PM
Brookfield Asset Management (Filed by)
Brookfield Property Partners L.P. (Subject)
Form SC 13D/A
10/02/2018
12:20 PM
Brookfield Asset Management (Reporting)
Brookfield Holdings Canada Inc. (Reporting)
Brookfield Property Group LLC (Reporting)
Brookfield Strategic Real Estate Partners II GP L.P (Reporting)
Brookfield Strategic Real Estate Partners II GP of GP LLC (Reporting)
Brookfield Strategic Real Estate Partners II Hospitality REIT II LLC (Reporting)
Brookfield US Corp (Reporting)
Brookfield US Holdings Inc. (Reporting)
BUSC Finance LLC (Reporting)
Hospitality Investors Trust, Inc. (Issuer)
Partners Ltd (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/28/2018
5:07 AM
Brookfield Asset Management (Filed by)
OI S.A. - In Judicial Reorganization (Subject)
Form SC 13D
09/21/2018
4:30 PM
Brookfield Asset Management (Filed by)
Brookfield Property Partners L.P. (Subject)
Form SC 13D/A
09/21/2018
3:30 PM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
09/05/2018
6:32 AM
Brookfield Asset Management (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
This page was last updated on 12/12/2019 by MarketBeat.com Staff

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