S&P 500   5,137.08
DOW   39,087.38
QQQ   445.61
Nobel laureate Muhammad Yunus is granted bail in a Bangladesh graft case
This is the #1 Stock to Buy for the AI Tidal Wave (Ad)
The former chairman of the state-owned Bank of Beijing is being investigated for alleged corruption
Trader Joe's chicken soup dumplings recalled for possibly containing permanent marker plastic
This is the #1 Stock to Buy for the AI Tidal Wave (Ad)
Stock market today: Japan's Nikkei tops 40,000, as investors await China political meeting
China seeks ways to revive slowing economy and salvage property market as annual congress convenes
Critical asset just had biggest fall on record (Ad)
OPEC+ production cuts deepen with extensions from Saudi Arabia, Russia and other oil giants
Arkhouse and Brigade up Macy's takeover offer to $6.6 billion following rejection of previous deal
S&P 500   5,137.08
DOW   39,087.38
QQQ   445.61
Nobel laureate Muhammad Yunus is granted bail in a Bangladesh graft case
This is the #1 Stock to Buy for the AI Tidal Wave (Ad)
The former chairman of the state-owned Bank of Beijing is being investigated for alleged corruption
Trader Joe's chicken soup dumplings recalled for possibly containing permanent marker plastic
This is the #1 Stock to Buy for the AI Tidal Wave (Ad)
Stock market today: Japan's Nikkei tops 40,000, as investors await China political meeting
China seeks ways to revive slowing economy and salvage property market as annual congress convenes
Critical asset just had biggest fall on record (Ad)
OPEC+ production cuts deepen with extensions from Saudi Arabia, Russia and other oil giants
Arkhouse and Brigade up Macy's takeover offer to $6.6 billion following rejection of previous deal
S&P 500   5,137.08
DOW   39,087.38
QQQ   445.61
Nobel laureate Muhammad Yunus is granted bail in a Bangladesh graft case
This is the #1 Stock to Buy for the AI Tidal Wave (Ad)
The former chairman of the state-owned Bank of Beijing is being investigated for alleged corruption
Trader Joe's chicken soup dumplings recalled for possibly containing permanent marker plastic
This is the #1 Stock to Buy for the AI Tidal Wave (Ad)
Stock market today: Japan's Nikkei tops 40,000, as investors await China political meeting
China seeks ways to revive slowing economy and salvage property market as annual congress convenes
Critical asset just had biggest fall on record (Ad)
OPEC+ production cuts deepen with extensions from Saudi Arabia, Russia and other oil giants
Arkhouse and Brigade up Macy's takeover offer to $6.6 billion following rejection of previous deal
S&P 500   5,137.08
DOW   39,087.38
QQQ   445.61
Nobel laureate Muhammad Yunus is granted bail in a Bangladesh graft case
This is the #1 Stock to Buy for the AI Tidal Wave (Ad)
The former chairman of the state-owned Bank of Beijing is being investigated for alleged corruption
Trader Joe's chicken soup dumplings recalled for possibly containing permanent marker plastic
This is the #1 Stock to Buy for the AI Tidal Wave (Ad)
Stock market today: Japan's Nikkei tops 40,000, as investors await China political meeting
China seeks ways to revive slowing economy and salvage property market as annual congress convenes
Critical asset just had biggest fall on record (Ad)
OPEC+ production cuts deepen with extensions from Saudi Arabia, Russia and other oil giants
Arkhouse and Brigade up Macy's takeover offer to $6.6 billion following rejection of previous deal

Western Asset Mortgage Opportunity Fund (DMO) Institutional Ownership

$11.50
+0.04 (+0.35%)
(As of 03/1/2024 08:51 PM ET)

Institutional Ownership Changes (13F Filings) for Western Asset Mortgage Opportunity Fund (NYSE:DMO)

Number of
Institutional Buyers
(last 12 months)
24
Total
Institutional Inflows
(last 12 months)
$12.34 M
Number of
Institutional Sellers
(last 12 months)
20
Total
Institutional Outflows
(last 12 months)
$368.70 M
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DMO Institutional Buying and Selling by Quarter


Western Asset Mortgage Opportunity Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
2/15/2024Baird Financial Group Inc.35,351$0.40M0.0%+86.2%0.000%
2/14/2024Royal Bank of Canada269,874$3.01M0.0%-99.2%0.000%
2/14/2024Pathstone Holdings LLC360,656$4.03M0.0%N/A0.000%
2/13/2024Envestnet Asset Management Inc.281,397$3.14M0.0%+11.8%0.000%
2/13/2024Oppenheimer & Co. Inc.17,300$0.19M0.0%+9.5%0.000%
2/9/2024Advisory Services Network LLC7,533$84K0.0%N/A0.000%
2/9/2024Cambridge Investment Research Advisors Inc.23,763$0.27M0.0%-8.3%0.000%
2/9/2024UBS Group AG30,942$0.35M0.0%+17.6%0.000%
2/6/2024Aviance Capital Partners LLC29,617$0.33M0.1%-7.1%0.000%
1/29/2024Consolidated Portfolio Review Corp248,402$2.78M0.6%+6.1%0.000%
1/24/2024Riverbridge Partners LLC128,022$1.43M0.0%+0.9%0.000%
11/14/2023Thomas J. Herzfeld Advisors Inc.356,340$3.82M1.5%+2.2%0.000%
11/13/2023Consolidated Portfolio Review Corp234,024$2.51M0.6%+0.9%0.000%
11/13/2023LPL Financial LLC62,494$0.67M0.0%+19.0%0.000%
11/13/2023Regal Investment Advisors LLC31,492$0.34M0.0%-4.8%0.000%
11/13/2023Invesco Ltd.36,727$0.39M0.0%-30.8%0.000%
11/13/2023Envestnet Asset Management Inc.251,705$2.70M0.0%+3.4%0.000%
11/9/2023UBS Group AG26,305$0.28M0.0%-34.7%0.000%
11/8/2023Atria Wealth Solutions Inc.10,344$0.11M0.0%N/A0.000%
11/8/2023Moors & Cabot Inc.67,600$0.72M0.0%+14.4%0.000%
11/7/2023Aviance Capital Partners LLC31,891$0.34M0.1%N/A0.000%
10/26/2023Advisor Partners II LLC102,527$1.10M0.0%N/A0.000%
10/24/2023Raymond James Financial Services Advisors Inc.15,502$0.17M0.0%+13.0%0.000%
10/16/2023Riverbridge Partners LLC126,834$1.36M0.0%+14.2%0.000%
10/13/2023Matisse Capital93,538$1M0.7%-28.0%0.000%
10/12/2023SeaCrest Wealth Management LLC19,470$0.21M0.0%-6.0%0.000%
8/24/2023Arlington Capital Management Inc.13,947$0.15M0.1%N/A0.000%
8/16/2023Thomas J. Herzfeld Advisors Inc.348,547$3.69M1.5%+20.9%0.000%
8/15/2023Integrated Wealth Concepts LLC13,946$0.15M0.0%-97.3%0.000%
8/15/2023Royal Bank of Canada209,567$2.22M0.0%+2.2%0.000%
8/11/2023Landscape Capital Management L.L.C.12,971$0.14M0.0%N/A0.000%
8/11/2023Guggenheim Capital LLC134,497$1.42M0.0%-9.3%0.000%
8/10/2023Moors & Cabot Inc.59,100$0.63M0.0%+16.1%0.000%
7/31/2023LPL Financial LLC52,530$0.56M0.0%-2.6%0.000%
7/26/2023Riverbridge Partners LLC111,088$1.18M0.0%-7.2%0.000%
7/25/2023Raymond James Financial Services Advisors Inc.13,716$0.15M0.0%-20.9%0.000%
7/13/2023Mid American Wealth Advisory Group Inc.58,309$0.63M0.5%N/A0.000%
7/10/2023AE Wealth Management LLC46,980$0.50M0.0%+22.4%0.000%
5/16/2023Thomas J. Herzfeld Advisors Inc.288,343$3.01M1.1%+12.1%0.000%
5/16/2023Susquehanna International Group LLP12,292$0.13M0.0%+20.1%0.000%
5/12/2023Bank of America Corp DE94,658$0.99M0.0%-5.9%0.000%
5/12/2023NewEdge Advisors LLC81,287$0.86M0.0%-1.6%0.000%
5/12/2023SeaCrest Wealth Management LLC19,847$0.21M0.0%+9.9%0.000%
5/11/2023Consolidated Portfolio Review Corp216,285$2.26M0.6%N/A0.000%
5/11/2023U.S. Capital Wealth Advisors LLC35,366$0.37M0.0%-49.9%0.000%
5/11/2023Envestnet Asset Management Inc.243,912$2.55M0.0%-2.9%0.000%
5/11/2023Commonwealth Equity Services LLC21,019$0.22M0.0%-23.7%0.000%
5/11/2023Guggenheim Capital LLC148,219$1.55M0.0%+15.3%0.000%
5/8/2023Roberts Glore & Co. Inc. IL32,968$0.35M0.1%+10.0%0.000%
5/5/2023Moors & Cabot Inc.50,900$0.53M0.0%+113.9%0.000%
5/3/2023Integrated Wealth Concepts LLC517,170$5.40M0.1%-2.1%0.000%
4/27/2023Matisse Capital130,000$1.36M0.9%-8.3%0.000%
4/21/2023Riverbridge Partners LLC119,767$1.25M0.0%+2.3%0.000%
4/18/2023Park Avenue Securities LLC78,451$0.82M0.0%-5.3%0.000%
4/14/2023AE Wealth Management LLC38,395$0.40M0.0%N/A0.000%
4/14/2023Raymond James Financial Services Advisors Inc.17,351$0.18M0.0%-74.0%0.000%
3/6/2023Rockefeller Capital Management L.P.24,997$0.27M0.0%-10.5%0.000%
3/1/2023Regal Investment Advisors LLC34,568$0.37M0.0%-2.6%0.000%
2/21/2023Northwestern Mutual Wealth Management Co.22,512$0.24M0.0%-89.4%0.000%
2/15/2023SeaCrest Wealth Management LLC18,067$0.20M0.0%+10.9%0.000%
2/15/2023Logan Stone Capital LLC40,805$0.44M0.2%-44.0%0.000%
2/15/2023Morgan Stanley385,680$4.15M0.0%+11.4%0.000%
2/14/2023Susquehanna International Group LLP10,233$0.11M0.0%-14.0%0.000%
2/13/2023Integrated Wealth Concepts LLC528,245$5.69M0.2%-6.5%0.000%
2/10/2023Bank of America Corp DE100,613$1.08M0.0%+1.9%0.000%
2/10/2023CoreCap Advisors LLC6,655$72K0.0%N/A0.000%
2/10/2023Sit Investment Associates Inc.419,546$4.52M0.1%-10.9%0.000%
2/10/2023Moors & Cabot Inc.23,800$0.26M0.0%N/A0.000%
2/8/2023Raymond James Financial Services Advisors Inc.66,760$0.72M0.0%+8.8%0.000%
2/8/2023Cambridge Investment Research Advisors Inc.27,286$0.29M0.0%-4.0%0.000%
2/8/2023Oppenheimer & Co. Inc.17,281$0.19M0.0%-5.3%0.000%
2/8/2023Stockman Wealth Management Inc.12,100$0.13M0.0%N/A0.000%
2/7/2023Commonwealth Equity Services LLC27,554$0.30M0.0%-4.4%0.000%
2/7/2023LPL Financial LLC51,252$0.55M0.0%-3.8%0.000%
2/7/2023Envestnet Asset Management Inc.251,283$2.71M0.0%+87.2%0.000%
1/24/2023Matisse Capital141,813$1.53M1.4%+9.1%0.000%
1/24/2023Park Avenue Securities LLC82,818$0.89M0.0%+1.2%0.000%
1/20/2023Matisse Capital141,813$1.53M1.6%+9.1%0.000%
1/11/2023Riverbridge Partners LLC117,088$1.26M0.0%+4.7%0.000%
11/15/2022Regal Investment Advisors LLC35,480$0.39M0.0%-3.1%0.000%
11/15/2022Logan Stone Capital LLC72,805$0.81M0.5%-28.4%0.000%
11/14/2022Royal Bank of Canada49,635$0.55M0.0%-99.8%0.000%
11/14/2022Guggenheim Capital LLC162,494$1.81M0.0%-16.0%0.000%
11/14/2022Thomas J. Herzfeld Advisors Inc.182,867$2.03M0.9%+10.5%0.000%
11/14/2022MML Investors Services LLC105,529$1.17M0.0%+2.5%0.000%
11/14/2022Oppenheimer & Co. Inc.18,254$0.20M0.0%+28.2%0.000%
11/10/2022Envestnet Asset Management Inc.134,251$1.49M0.0%+4.1%0.000%
11/10/2022UBS Group AG49,903$0.55M0.0%+165.2%0.000%
11/8/2022Matisse Capital130,000$1.44M1.8%+30.0%0.000%
11/7/2022Roberts Glore & Co. Inc. IL28,768$0.32M0.1%-5.6%0.000%
11/2/2022Landscape Capital Management L.L.C.19,277$0.21M0.0%-31.1%0.000%
11/2/2022Rockefeller Capital Management L.P.27,921$0.31M0.0%-17.7%0.000%
10/26/2022Riverbridge Partners LLC111,796$1.24M0.0%+2.4%0.000%
10/25/2022Raymond James & Associates34,582$0.38M0.0%+5.2%0.000%
10/25/2022Raymond James Financial Services Advisors Inc.61,370$0.68M0.0%-3.9%0.000%
8/29/2022Riverbridge Partners LLC109,142$1.28M0.0%N/A0.000%
8/13/2022NewEdge Advisors LLC88,700$1.04M0.0%-5.5%0.000%
8/13/2022Regal Investment Advisors LLC36,628$0.43M0.0%-12.7%0.000%
8/12/2022LPL Financial LLC53,981$0.63M0.0%+5.3%0.000%
8/12/2022U.S. Capital Wealth Advisors LLC70,638$0.83M0.0%-32.1%0.000%
(Data available from 1/1/2016 forward)













DMO Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of DMO shares?

During the previous two years, 48 institutional investors and hedge funds held shares of Western Asset Mortgage Opportunity Fund. The most heavily invested institutionals were Sit Investment Associates Inc. ($4.52M), Morgan Stanley ($4.15M), Pathstone Holdings LLC ($4.03M), Thomas J. Herzfeld Advisors Inc. ($3.82M), Envestnet Asset Management Inc. ($3.14M), Royal Bank of Canada ($3.01M), and Consolidated Portfolio Review Corp ($2.78M).Learn more on DMO's institutional investors.

Which institutional investors have been buying Western Asset Mortgage Opportunity Fund stock?

Of the 38 institutional investors that purchased Western Asset Mortgage Opportunity Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Pathstone Holdings LLC ($0.36M), Consolidated Portfolio Review Corp ($0.23M), Envestnet Asset Management Inc. ($0.17M), Matisse Capital ($0.15M), Mid American Wealth Advisory Group Inc. ($0.14M), Riverbridge Partners LLC ($0.14M), and Thomas J. Herzfeld Advisors Inc. ($0.13M).

How much institutional buying is happening at Western Asset Mortgage Opportunity Fund?

Institutional investors have bought a total of 2,120,266 shares in the last 24 months. This purchase volume represents approximately $23.92M in transactions.

Which Western Asset Mortgage Opportunity Fund major shareholders have been selling company stock?

Of the 31 institutional investors that sold Western Asset Mortgage Opportunity Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Royal Bank of Canada ($61.28M), Integrated Wealth Concepts LLC ($0.56M), Northwestern Mutual Wealth Management Co. ($0.19M), Sit Investment Associates Inc. ($0.13M), Centaurus Financial Inc. ($90.75K), U.S. Capital Wealth Advisors LLC ($68.62K), and Logan Stone Capital LLC ($60.94K).

How much institutional selling is happening at Western Asset Mortgage Opportunity Fund?

Institutional investors have sold a total of 62,687,235 shares in the last 24 months. This volume of shares sold represents approximately $698.28M in transactions.


This page (NYSE:DMO) was last updated on 3/4/2024 by MarketBeat.com Staff