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First Trust Specialty Finance and Financial Opportunities Fund (FGB) Institutional Ownership

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Institutional Ownership Changes (13F Filings) for First Trust Specialty Finance and Financial Opportunities Fund (NYSE:FGB)

Number of
Institutional Buyers
(last 12 months)
15
Total
Institutional Inflows
(last 12 months)
$6.66M
Number of
Institutional Sellers
(last 12 months)
12
Total
Institutional Outflows
(last 12 months)
$2.01M
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FGB Institutional Buying and Selling by Quarter

First Trust Specialty Finance and Financial Opportunities Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/6/2024 SYM FINANCIAL Corp41,994$158K0.0%-12.6%0.000%
5/4/2024 Csenge Advisory Group31,770$120K0.0%-13.2%0.000%
5/1/2024 Matisse Capital205,217$774K0.4%-17.3%0.000%
4/30/2024 Private Advisor Group LLC337,075$1.27M0.0%+26.0%0.000%
4/30/2024 Consolidated Portfolio Review Corp566,162$2.13M0.6%-1.7%0.000%
4/30/2024 Hartline Investment Corp12,281$46K0.0%N/A0.000%
4/30/2024Commonwealth Equity Services LLC158,660$598K0.0%+7.1%0.000%
4/24/2024 Blue Bell Private Wealth Management LLC9,087$34K0.0%+147.9%0.000%
4/22/2024 PFG Investments LLC554,102$2.09M0.1%N/A0.000%
2/9/2024 L.M. Kohn & Company11,800$42K0.0%N/A0.000%
2/8/2024 Matisse Capital248,189$889K0.5%+2.3%0.000%
2/7/2024Shaker Financial Services LLC121,027$433K0.2%-56.3%0.000%
2/6/2024 Private Advisor Group LLC267,525$958K0.0%+41.4%0.000%
2/6/2024 SYM FINANCIAL Corp48,062$172K0.0%-43.1%0.000%
1/30/2024 Bay Colony Advisory Group Inc d b a Bay Colony Advisors44,650$160K0.0%-9.6%0.000%
1/29/2024 Consolidated Portfolio Review Corp575,664$2.06M0.5%-6.4%0.000%
1/16/2024 Raymond James Financial Services Advisors Inc.142,249$509K0.0%-18.6%0.000%
1/10/2024 Quad Cities Investment Group LLC11,971$43K0.0%-37.7%0.000%
11/21/2023Almitas Capital LLC12,134$41K0.0%N/A0.000%
11/14/2023Alpine Global Management LLC89,346$301K0.1%+19.1%0.000%
11/13/2023 Bay Colony Advisory Group Inc d b a Bay Colony Advisors49,412$167K0.0%+45.3%0.000%
11/13/2023 Consolidated Portfolio Review Corp614,792$2.07M0.5%+0.6%0.000%
11/8/2023Atria Wealth Solutions Inc.15,900$54K0.0%N/A0.000%
11/8/2023Landscape Capital Management L.L.C.18,398$62K0.0%N/A0.000%
11/3/2023 Private Advisor Group LLC189,175$638K0.0%+74.4%0.000%
11/2/2023Shaker Financial Services LLC276,825$933K0.4%+118.6%0.000%
11/1/2023 Csenge Advisory Group44,871$151K0.0%-32.7%0.000%
10/24/2023 Raymond James Financial Services Advisors Inc.174,854$589K0.0%-6.7%0.000%
10/17/2023 Flagship Harbor Advisors LLC114,079$384K0.0%-8.4%0.000%
10/13/2023 Matisse Capital242,712$818K0.6%N/A0.000%
10/12/2023IFP Advisors Inc8,518$29K0.0%-44.0%0.000%
10/5/2023 Quad Cities Investment Group LLC19,223$65K0.0%-31.7%0.000%
8/10/2023 Private Advisor Group LLC108,475$368K0.0%+601.0%0.000%
8/7/2023Shaker Financial Services LLC126,660$413K0.2%-52.1%0.000%
7/31/2023LPL Financial LLC628,980$2.05M0.0%+3.1%0.000%
7/20/2023 Csenge Advisory Group66,690$217K0.0%-7.7%0.000%
7/17/2023Silverhawk Asset Management LLC16,551$54K0.0%-29.0%0.000%
7/11/2023 Flagship Harbor Advisors LLC124,579$406K0.0%-11.1%0.000%
5/11/2023 Consolidated Portfolio Review Corp508,842$1.60M0.4%N/A0.000%
5/10/2023Landscape Capital Management L.L.C.11,459$36K0.0%N/A0.000%
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5/9/2023BDO Wealth Advisors LLC17,624$55K0.0%-38.5%0.000%
5/8/2023Shaker Financial Services LLC264,448$830K0.4%+155.4%0.000%
5/1/2023 Csenge Advisory Group72,261$227K0.0%-4.6%0.000%
4/14/2023 Raymond James Financial Services Advisors Inc.188,620$592K0.0%-2.5%0.000%
2/8/2023 Raymond James Financial Services Advisors Inc.193,546$592K0.0%-34.0%0.000%
2/7/2023Commonwealth Equity Services LLC161,735$494K0.0%-8.8%0.000%
2/7/2023LPL Financial LLC576,460$1.76M0.0%+5.8%0.000%
2/3/2023Shaker Financial Services LLC103,546$317K0.1%-48.5%0.000%
1/18/2023Silverhawk Asset Management LLC23,300$71K0.1%N/A0.000%
11/9/2022Shaker Financial Services LLC201,051$575K0.3%+86.9%0.000%
11/2/2022Landscape Capital Management L.L.C.15,711$45K0.0%+53.5%0.000%
10/25/2022 Nova R Wealth Inc.34,673$99K0.1%-25.7%0.000%
10/25/2022 Raymond James Financial Services Advisors Inc.293,279$839K0.0%-1.6%0.000%
10/13/2022 Flagship Harbor Advisors LLC143,004$409K0.0%-5.3%0.000%
8/8/2022 Quad Cities Investment Group LLC54,312$173K0.1%-7.8%0.000%
8/8/2022 Bay Colony Advisory Group Inc d b a Bay Colony Advisors30,065$106K0.0%N/A0.000%
8/5/2022Landscape Capital Management L.L.C.10,233$33K0.0%N/A0.000%
8/1/2022 Castle Wealth Management LLC15,290$49K0.0%N/A0.000%
8/1/2022Shaker Financial Services LLC107,564$343K0.2%+211.5%0.000%
7/27/2022 Csenge Advisory Group60,597$193K0.0%+84.0%0.000%
7/19/2022Commonwealth Equity Services LLC184,440$588K0.0%+1.7%0.000%
7/19/2022 SYM FINANCIAL Corp84,537$270K0.1%+12.8%0.000%
5/10/2022Strategic Wealth Advisors Group LLC52,500$221K0.0%N/A0.000%
5/10/2022 Nova R Wealth Inc.46,537$195K0.2%-70.2%0.000%
5/9/2022 Csenge Advisory Group32,941$138K0.0%N/A0.000%
5/6/2022Shaker Financial Services LLC34,533$144K0.1%-60.1%0.000%
5/6/2022BDO Wealth Advisors LLC29,404$123K0.0%-8.8%0.000%
5/4/2022Commonwealth Equity Services LLC181,292$757K0.0%+2.9%0.000%
4/22/2022 SYM FINANCIAL Corp74,975$313K0.1%+42.4%0.000%
4/13/2022 Flagship Harbor Advisors LLC151,404$633K0.1%-3.1%0.000%
2/24/2022Logan Stone Capital LLC25,604$105K0.1%N/A0.000%
2/10/2022 Good Life Advisors LLC49,821$204K0.0%-8.9%0.000%
2/9/2022Wolverine Asset Management LLC79,968$327K0.0%+47.4%0.000%
2/8/2022 Raymond James Financial Services Advisors Inc.326,775$1.34M0.0%-5.6%0.000%
2/7/2022Shaker Financial Services LLC86,527$354K0.1%-25.5%0.000%
2/2/2022 Quad Cities Investment Group LLC61,095$250K0.2%-12.8%0.000%
2/1/2022Landscape Capital Management L.L.C.23,987$98K0.0%N/A0.000%
1/27/2022 Nova R Wealth Inc.155,926$638K0.5%N/A0.000%
11/12/2021Wolverine Asset Management LLC54,243$215K0.0%N/A0.000%
11/5/2021 Advisory Services Network LLC20,792$83K0.0%-45.3%0.000%
11/5/2021 Lindbrook Capital LLC7,000$28K0.0%-30.0%0.000%
11/5/2021Advisor Group Holdings Inc.125,473$498K0.0%-2.4%0.000%
11/2/2021Shaker Financial Services LLC116,118$461K0.2%+91.0%0.000%
11/2/2021 Raymond James Financial Services Advisors Inc.346,036$1.38M0.0%-12.8%0.000%
10/20/2021 Csenge Advisory Group25,842$103K0.0%N/A0.000%
10/13/2021 FNY Investment Advisers LLC23,180$92K0.0%-31.8%0.000%
8/16/2021Royal Bank of Canada132,382$535K0.0%+9.6%0.000%
8/13/2021LPL Financial LLC233,903$945K0.0%+7.4%0.000%
8/13/2021Stifel Financial Corp20,917$85K0.0%-34.5%0.000%
8/11/2021Commonwealth Equity Services LLC177,278$716K0.0%+12.8%0.000%
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8/4/2021Shaker Financial Services LLC60,781$246K0.1%N/A0.000%
8/2/2021Advisor Group Holdings Inc.128,617$519K0.0%-31.8%0.000%
7/27/2021 Lindbrook Capital LLC10,000$40K0.0%-44.4%0.000%
5/14/2021BDO Wealth Advisors LLC39,742$159K0.0%N/A0.000%
5/14/2021Stifel Financial Corp31,917$127K0.0%+211.5%0.000%
5/13/2021Wolverine Asset Management LLC81,166$323K0.0%-36.0%0.000%
5/12/2021Mariner Investment Group LLC107,309$428K1.0%-11.8%0.000%
5/11/2021Landscape Capital Management L.L.C.10,745$43K0.0%-80.2%0.000%
5/7/2021Strategic Wealth Advisors Group LLC54,071$216K0.0%N/A0.000%
5/4/2021Commonwealth Equity Services LLC157,129$626K0.0%+51.2%0.000%
(Data available from 1/1/2016 forward)

FGB Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FGB shares?

During the previous two years, 26 institutional investors and hedge funds held shares of First Trust Specialty Finance and Financial Opportunities Fund. The most heavily invested institutionals were Consolidated Portfolio Review Corp ($2.13M), PFG Investments LLC ($2.09M), LPL Financial LLC ($2.05M), Private Advisor Group LLC ($1.27M), Matisse Capital ($774K), Commonwealth Equity Services LLC ($598K), and Raymond James Financial Services Advisors Inc. ($509K).Learn more on FGB's institutional investors.

Which institutional investors have been buying First Trust Specialty Finance and Financial Opportunities Fund stock?

Of the 20 institutional investors that purchased First Trust Specialty Finance and Financial Opportunities Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: PFG Investments LLC ($554.10K), Consolidated Portfolio Review Corp ($512.34K), Shaker Financial Services LLC ($477.59K), Private Advisor Group LLC ($321.60K), Matisse Capital ($248.19K), Csenge Advisory Group ($60.60K), and Strategic Wealth Advisors Group LLC ($52.50K).

How much institutional buying is happening at First Trust Specialty Finance and Financial Opportunities Fund?

Institutional investors have bought a total of 2,502,206 shares in the last 24 months. This purchase volume represents approximately $8.52M in transactions.

Which First Trust Specialty Finance and Financial Opportunities Fund major shareholders have been selling company stock?

Of the 14 institutional investors that sold First Trust Specialty Finance and Financial Opportunities Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Shaker Financial Services LLC ($391.09K), Raymond James Financial Services Advisors Inc. ($154.38K), Nova R Wealth Inc. ($121.38K), Consolidated Portfolio Review Corp ($48.63K), Matisse Capital ($42.97K), SYM FINANCIAL Corp ($42.54K), and Csenge Advisory Group ($35.67K).

How much institutional selling is happening at First Trust Specialty Finance and Financial Opportunities Fund?

Institutional investors have sold a total of 936,399 shares in the last 24 months. This volume of shares sold represents approximately $3.23M in transactions.


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This page (NYSE:FGB) was last updated on 5/9/2024 by MarketBeat.com Staff

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