| 5/26/2020 | Morgan Stanley | 192,079 | $2.44M | 0.0% | +2.7% | 0.410% | |
| 5/18/2020 | Advisor Group Holdings Inc. | 129,919 | $1.65M | 0.0% | N/A | 0.277% | |
| 5/15/2020 | CNH Partners LLC | 42,170 | $0.54M | 0.0% | N/A | 0.090% | |
| 5/15/2020 | Invesco Ltd. | 122,721 | $1.56M | 0.0% | -26.7% | 0.262% | |
| 5/15/2020 | Morgan Stanley | 192,079 | $2.44M | 0.0% | +2.7% | 0.410% | |
| 5/15/2020 | Cohen & Steers Inc. | 3,987 | $51K | 0.0% | -79.5% | 0.009% | |
| 5/14/2020 | Wells Fargo & Company MN | 244,367 | $3.11M | 0.0% | -12.1% | 0.521% | |
| 5/12/2020 | Van ECK Associates Corp | 156,174 | $1.99M | 0.0% | -9.5% | 0.333% | |
| 5/12/2020 | Citigroup Inc. | 58,042 | $0.74M | 0.0% | -2.4% | 0.124% | |
| 5/12/2020 | Rockefeller Capital Management L.P. | 11,000 | $0.14M | 0.0% | N/A | 0.023% | |
|
| 5/12/2020 | JPMorgan Chase & Co. | 6,292 | $79K | 0.0% | +79.8% | 0.013% | |
| 5/11/2020 | Cornerstone Advisory LLC | 365,886 | $4.65M | 1.4% | -9.9% | 0.780% | |
| 5/11/2020 | RMB Capital Management LLC | 12,742 | $0.16M | 0.0% | N/A | 0.027% | |
| 5/8/2020 | PNC Financial Services Group Inc. | 13,369 | $0.17M | 0.0% | +45.9% | 0.029% | |
| 5/8/2020 | Cambridge Investment Research Advisors Inc. | 50,584 | $0.64M | 0.0% | +10.3% | 0.108% | |
| 5/7/2020 | Dynamic Advisor Solutions LLC | 24,871 | $0.32M | 0.1% | +4.2% | 0.053% | |
| 5/4/2020 | Congress Park Capital LLC | 381,834 | $4.85M | 4.4% | +55.3% | 0.814% | |
| 5/1/2020 | UBS Group AG | 730,975 | $9.29M | 0.0% | -1.7% | 1.559% | |
| 4/30/2020 | Avantax Advisory Services Inc. | 12,869 | $0.16M | 0.0% | N/A | 0.027% | |
| 4/28/2020 | Park Avenue Securities LLC | 35,408 | $0.45M | 0.0% | N/A | 0.076% | |
| 4/23/2020 | Envestnet Asset Management Inc. | 36,452 | $0.46M | 0.0% | N/A | 0.078% | |
| 4/23/2020 | Deroy & Devereaux Private Investment Counsel Inc. | 11,925 | $0.15M | 0.0% | -10.0% | 0.025% | |
| 4/21/2020 | Raymond James & Associates | 71,325 | $0.91M | 0.0% | +21.4% | 0.152% | |
| 4/21/2020 | Raymond James Financial Services Advisors Inc. | 54,519 | $0.69M | 0.0% | N/A | 0.116% | |
| 4/21/2020 | Centaurus Financial Inc. | 18,950 | $0.24M | 0.0% | N/A | 0.040% | |
| 4/16/2020 | OTA Financial Group L.P. | 18,535 | $0.24M | 0.2% | N/A | 0.040% | |
| 4/14/2020 | Robinson Capital Management LLC | 232,131 | $2.95M | 1.4% | +208.1% | 0.495% | |
| 4/14/2020 | Affiance Financial LLC | 127,432 | $1.62M | 1.1% | +3.8% | 0.272% | |
| 4/6/2020 | American National Bank | 3,672 | $47K | 0.0% | N/A | 0.008% | |
| 3/6/2020 | Global Strategic Investment Solutions LLC | 13,500 | $0.20M | 0.1% | N/A | 0.029% | |
| 2/28/2020 | Ackerman Capital Advisors LLC | 34,920 | $0.52M | 0.2% | N/A | 0.074% | |
| 2/26/2020 | Sunbelt Securities Inc. | 4,582 | $16.98M | 0.1% | N/A | 0.010% | |
| 2/17/2020 | Ladenburg Thalmann Financial Services Inc. | 77,028 | $1.14M | 0.0% | -3.1% | 0.164% | |
| 2/14/2020 | Bank of America Corp DE | 1,386,318 | $20.55M | 0.0% | +6.5% | 2.956% | |
| 2/14/2020 | Guggenheim Capital LLC | 416,798 | $6.18M | 0.0% | +11.1% | 0.889% | |
| 2/14/2020 | UBS Group AG | 743,297 | $11.02M | 0.0% | +0.9% | 1.585% | |
| 2/14/2020 | Cohen & Steers Inc. | 19,436 | $0.29M | 0.0% | -56.4% | 0.041% | |
| 2/13/2020 | Van ECK Associates Corp | 172,499 | $2.56M | 0.0% | +8.3% | 0.368% | |
| 2/13/2020 | Level Four Advisory Services LLC | 2,893 | $0.43M | 0.0% | N/A | 0.006% | |
| 2/13/2020 | Pacitti Group Inc. | 21,950 | $0.33M | 0.3% | +120.6% | 0.047% | |
| 2/13/2020 | Stifel Financial Corp | 48,426 | $0.71M | 0.0% | -6.6% | 0.103% | |
| 2/12/2020 | Advisor Group Inc. | 27,671 | $0.41M | 0.0% | +31.2% | 0.059% | |
| 2/12/2020 | Raymond James & Associates | 58,765 | $0.87M | 0.0% | -2.6% | 0.125% | |
| 2/12/2020 | Citigroup Inc. | 59,467 | $0.88M | 0.0% | -5.6% | 0.127% | |
| 2/7/2020 | PNC Financial Services Group Inc. | 9,165 | $0.14M | 0.0% | -28.1% | 0.020% | |
| 2/6/2020 | Robinson Capital Management LLC | 75,349 | $1.12M | 0.4% | N/A | 0.161% | |
| 2/4/2020 | Cambridge Investment Research Advisors Inc. | 45,858 | $0.68M | 0.0% | +59.5% | 0.098% | |
| 1/31/2020 | Congress Park Capital LLC | 245,869 | $3.64M | 2.7% | +26.4% | 0.524% | |
| 1/30/2020 | Creative Planning | 10,413 | $0.15M | 0.0% | N/A | 0.022% | |
| 1/27/2020 | Deroy & Devereaux Private Investment Counsel Inc. | 13,250 | $0.20M | 0.0% | -11.7% | 0.028% | |
| 1/16/2020 | Affiance Financial LLC | 122,803 | $1.82M | 1.0% | +2.5% | 0.262% | |
| 11/27/2019 | Pacitti Group Inc. | 9,950 | $0.15M | 0.2% | N/A | 0.021% | |
| 11/27/2019 | Stifel Financial Corp | 51,826 | $0.77M | 0.0% | +22.2% | 0.111% | |
| 11/27/2019 | Ausdal Financial Partners Inc. | 14,118 | $0.21M | 0.1% | +37.1% | 0.030% | |
| 10/24/2019 | Capital Investment Advisors LLC | 13,775 | $0.21M | 0.0% | -4.8% | 0.029% | |
| 10/24/2019 | Congress Park Capital LLC | 194,550 | $2.90M | 2.4% | +96.0% | 0.415% | |
| 10/15/2019 | Camelot Portfolios LLC | 10,000 | $0.15M | 0.1% | -37.5% | 0.021% | |
| 10/11/2019 | Intellectus Partners LLC | 17,500 | $0.26M | 0.1% | -22.2% | 0.037% | |
| 10/11/2019 | Affiance Financial LLC | 119,833 | $1.78M | 1.1% | -18.6% | 0.256% | |
| 8/17/2019 | Royal Bank of Canada | 28,753 | $0.41M | 0.0% | +5.0% | 0.061% | |
| 8/17/2019 | UBS Group AG | 759,832 | $10.93M | 0.0% | -2.3% | 1.620% | |
| 8/17/2019 | Ladenburg Thalmann Financial Services Inc. | 80,639 | $1.16M | 0.0% | +3.9% | 0.172% | |
| 8/15/2019 | Stonebridge Capital Advisors LLC | 27,003 | $0.39M | 0.1% | -10.7% | 0.058% | |
| 8/14/2019 | Morgan Stanley | 173,063 | $2.49M | 0.0% | +7.8% | 0.369% | |
| 8/14/2019 | Bank of America Corp DE | 1,246,859 | $17.93M | 0.0% | +0.5% | 2.659% | |
| 8/14/2019 | Invesco Ltd. | 174,357 | $2.51M | 0.0% | -6.2% | 0.372% | |
| 8/14/2019 | Cohen & Steers Inc. | 48,649 | $0.70M | 0.0% | -38.6% | 0.104% | |
| 8/13/2019 | MML Investors Services LLC | 10,787 | $0.16M | 0.0% | -13.0% | 0.023% | |
| 8/12/2019 | Fiera Capital Corp | 17,829 | $0.26M | 0.0% | -94.6% | 0.038% | |
| 8/9/2019 | Northeast Financial Consultants Inc | 25,400 | $0.37M | 0.0% | -18.1% | 0.054% | |
| 8/9/2019 | Cornerstone Advisory LLC | 516,054 | $7.42M | 1.6% | -17.8% | 1.101% | |
| 8/7/2019 | Wealthstar Advisors LLC | 11,100 | $0.16M | 0.1% | -28.8% | 0.024% | |
| 8/7/2019 | Van ECK Associates Corp | 155,311 | $2.23M | 0.0% | +4.9% | 0.331% | |
| 8/6/2019 | Wells Fargo & Company MN | 232,033 | $3.34M | 0.0% | +4.4% | 0.495% | |
| 8/5/2019 | Ausdal Financial Partners Inc. | 10,294 | $0.15M | 0.1% | N/A | 0.022% | |
| 8/2/2019 | Congress Park Capital LLC | 99,250 | $1.47M | 1.2% | +443.8% | 0.212% | |
| 7/31/2019 | Advisor Group Inc. | 10,451 | $0.15M | 0.0% | +81.3% | 0.022% | |
| 6/30/2019 | Ackerman Capital Advisors LLC | 14,389 | $0.21M | 0.0% | -78.6% | 0.031% | |
| 6/30/2019 | Deroy & Devereaux Private Investment Counsel Inc. | 15,000 | $0.22M | 0.0% | -17.2% | 0.032% | |
| 6/30/2019 | Commonwealth Equity Services LLC | 22,319 | $0.32M | 0.0% | +17.5% | 0.048% | |
| 6/30/2019 | Camelot Portfolios LLC | 16,000 | $0.23M | 0.1% | -11.1% | 0.034% | |
| 6/30/2019 | Affiance Financial LLC | 147,209 | $2.12M | 1.3% | -2.2% | 0.314% | |
| 5/14/2019 | Stonebridge Capital Advisors LLC | 30,235 | $0.42M | 0.1% | N/A | 0.064% | |
| 5/10/2019 | City of London Investment Management Co. Ltd. | 38,017 | $0.53M | 0.0% | N/A | 0.081% | |
| 5/10/2019 | Fiera Capital Corp | 329,255 | $4.59M | 0.0% | -27.0% | 0.702% | |
| 5/8/2019 | Cornerstone Advisory LLC | 627,452 | $8.75M | 1.9% | -0.3% | 1.338% | |
| 5/7/2019 | Mid Atlantic Financial Management Inc. ADV | 11,034 | $0.15M | 0.0% | -34.8% | 0.024% | |
| 5/6/2019 | Sandy Spring Bank | 5,628 | $78K | 0.0% | N/A | 0.012% | |
| 4/26/2019 | Ackerman Capital Advisors LLC | 67,332 | $0.94M | 0.0% | N/A | 0.144% | |
| 4/18/2019 | Congress Park Capital LLC | 18,250 | $0.25M | 0.2% | N/A | 0.039% | |
| 4/15/2019 | First Command Bank | 6,541 | $91K | 0.0% | N/A | 0.014% | |
| 4/15/2019 | Affiance Financial LLC | 150,534 | $2.10M | 1.3% | +14.6% | 0.321% | |
| 4/2/2019 | Robinson Capital Management LLC | 110,354 | $1.54M | 0.5% | -51.9% | 0.235% | |
| 2/14/2019 | Bank of America Corp DE | 1,190,176 | $14.90M | 0.0% | -1.3% | 2.538% | |
| 2/14/2019 | Cohen & Steers Inc. | 117,859 | $1.48M | 0.0% | +55.5% | 0.251% | |
| 2/13/2019 | RMB Capital Management LLC | 20,700 | $0.26M | 0.0% | N/A | 0.044% | |
| 2/13/2019 | Stifel Financial Corp | 22,781 | $0.29M | 0.0% | -13.0% | 0.049% | |
| 2/12/2019 | Fiera Capital Corp | 450,866 | $5.65M | 0.0% | N/A | 0.962% | |
| 2/12/2019 | Van ECK Associates Corp | 134,427 | $1.68M | 0.0% | +6.4% | 0.287% | |
| 2/12/2019 | Citigroup Inc. | 68,112 | $0.85M | 0.0% | -17.6% | 0.145% | |
