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Pioneer Floating Rate Fund (PHD) Institutional Ownership

$9.93 +0.05 (+0.46%)
Closing price 03:58 PM Eastern
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Institutional Ownership Changes (13F Filings) for Pioneer Floating Rate Fund (NYSE:PHD)

Number of
Institutional Buyers
(last 12 months)
15
Total
Institutional Inflows
(last 12 months)
$6.44M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$2.10M
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PHD Institutional Buying and Selling by Quarter

Pioneer Floating Rate Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/6/2025 Ethos Financial Group LLC213,365$2.10M0.2%-1.0%0.000%
8/4/2025 Wolverine Asset Management LLC8,035$79K0.0%-79.1%0.000%
8/4/2025 Flagship Harbor Advisors LLC15,708$154K0.0%-15.4%0.000%
7/23/2025 Clear Creek Financial Management LLC173,155$1.70M0.2%+20.4%0.000%
7/15/2025 Riverbridge Partners LLC62,293$612K0.0%+4.0%0.000%
7/15/2025 Absolute Investment Advisers LLC71,220$699K0.1%N/A0.000%
5/16/2025Advisors Asset Management Inc.345,387$3.27M0.1%-0.4%0.000%
5/15/2025Royal Bank of Canada99,160$939K0.0%+4.2%0.000%
5/15/2025Landscape Capital Management L.L.C.26,842$254K0.0%N/A0.000%
5/13/2025 Ethos Financial Group LLC215,427$2.04M0.2%N/A0.000%
5/12/2025 Wolverine Asset Management LLC38,425$364K0.0%N/A0.000%
5/9/2025 Shaker Financial Services LLC128,727$1.22M0.5%+19.8%0.000%
5/2/2025 Melfa Wealth Management Inc.19,497$185K0.1%-7.8%0.000%
4/21/2025 Riverbridge Partners LLC59,870$567K0.0%+10.2%0.000%
4/10/2025Lake Street Private Wealth LLC683,600$6.47M1.1%+4.0%0.000%
2/17/2025 Cetera Investment Advisers21,625$209K0.0%-17.2%0.000%
2/17/2025Bank of America Corp DE265,214$2.57M0.0%-8.6%0.000%
2/14/2025Virtus ETF Advisers LLC84,736$820K0.3%+20.6%0.000%
2/14/2025Stifel Financial Corp10,873$105K0.0%-12.2%0.000%
2/14/2025 Shaker Financial Services LLC107,446$1.04M0.4%+13.4%0.000%
2/13/2025Guggenheim Capital LLC305,110$2.95M0.0%-9.0%0.000%
2/13/2025Raymond James Financial Inc.21,627$209K0.0%N/A0.000%
2/13/2025Invesco Ltd.346,491$3.35M0.0%+8.1%0.000%
2/6/2025Raymond James Financial Inc.21,627$209K0.0%N/A0.000%
1/24/2025 Clear Creek Financial Management LLC143,069$1.39M0.1%+4.0%0.000%
1/15/2025Lake Street Private Wealth LLC657,025$6.36M1.0%-6.6%0.000%
11/15/2024Stifel Financial Corp12,381$123K0.0%N/A0.000%
11/15/2024HighTower Advisors LLC12,653$126K0.0%-27.3%0.000%
11/8/2024Advisors Asset Management Inc.347,536$3.44M0.1%-3.2%0.000%
11/6/2024 Kovack Advisors Inc.10,000$99K0.0%N/A0.000%
11/1/2024 Fiera Capital Corp51,360$508K0.0%N/A0.000%
10/31/2024 Shaker Financial Services LLC94,788$938K0.4%-2.1%0.000%
10/29/2024 Clear Creek Financial Management LLC137,527$1.36M0.2%+10.8%0.000%
10/22/2024Lake Street Private Wealth LLC703,350$6.96M1.1%+5.7%0.000%
10/18/2024 Capital Investment Advisors LLC13,031$129K0.0%-15.0%0.000%
8/16/2024Quarry LP5,659$55K0.0%-89.9%0.000%
8/3/2024 Shaker Financial Services LLC96,815$935K0.4%-9.5%0.000%
7/31/2024Rothschild Investment LLC24,800$240K0.0%N/A0.000%
7/25/2024 Clear Creek Financial Management LLC124,103$1.20M0.1%+7.4%0.000%
7/12/2024 Capital Investment Advisors LLC15,323$148K0.0%-9.7%0.000%
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5/14/2024Advisors Asset Management Inc.224,884$2.18M0.0%+72.8%0.000%
5/8/2024 Avantax Advisory Services Inc.10,430$101K0.0%N/A0.000%
4/26/2024 Riverbridge Partners LLC77,957$755K0.0%-21.7%0.000%
4/26/2024 Clear Creek Financial Management LLC115,515$1.12M0.1%-2.8%0.000%
4/19/2024Lake Street Private Wealth LLC598,250$5.79M0.8%+10.4%0.000%
3/27/2024Nomura Holdings Inc.12,032$110K0.0%N/A0.000%
2/13/20241607 Capital Partners LLC14,336$131K0.0%-83.3%0.000%
2/8/2024Robinson Capital Management LLC15,455$142K0.1%N/A0.000%
2/8/2024 Matisse Capital80,955$742K0.4%-33.5%0.000%
2/7/2024 Shaker Financial Services LLC93,683$868K0.4%+9.7%0.000%
1/24/2024 International Assets Investment Management LLC2,705$25K0.0%+1,703.3%0.000%
1/24/2024 Clear Creek Financial Management LLC118,871$1.09M0.2%+1.1%0.000%
1/19/2024 Wagner Wealth Management LLC157,261$1.44M0.5%-16.7%0.000%
11/14/2023AQR Arbitrage LLC131,106$1.18M0.1%-9.1%0.000%
11/14/2023Saba Capital Management L.P.29,318$264K0.0%-64.2%0.000%
11/14/2023Clough Capital Partners L P243,016$2.19M0.2%+24.8%0.000%
11/8/2023 Janney Montgomery Scott LLC10,158$92K0.0%-44.5%0.000%
11/7/2023Virtus ETF Advisers LLC67,774$611K0.4%+83.5%0.000%
10/31/2023Zazove Associates LLC6,511$59K0.0%N/A0.000%
10/24/2023 Clear Creek Financial Management LLC117,604$1.06M0.2%-1.5%0.000%
10/20/2023Lake Street Financial LLC526,750$4.75M0.9%+3.7%0.000%
10/17/2023 Flagship Harbor Advisors LLC23,538$212K0.0%-17.5%0.000%
10/16/2023 Riverbridge Partners LLC98,350$886K0.0%+18.5%0.000%
8/15/2023Quarry LP36,900$320K0.1%N/A0.000%
8/11/2023Landscape Capital Management L.L.C.23,831$207K0.0%+75.9%0.000%
8/10/2023Sit Investment Associates Inc.102,797$892K0.0%+10.8%0.000%
8/9/2023Robinson Capital Management LLC27,277$237K0.1%N/A0.000%
8/7/2023 Wolverine Asset Management LLC66,830$580K0.0%+511.6%0.000%
8/7/2023 Shaker Financial Services LLC86,286$749K0.3%-4.8%0.000%
7/26/2023 Janney Montgomery Scott LLC18,319$159K0.0%-10.4%0.000%
7/26/2023 Riverbridge Partners LLC82,971$720K0.0%-6.7%0.000%
7/18/2023 Melfa Wealth Management LLC31,558$274K0.3%-3.9%0.000%
7/18/2023Lake Street Financial LLC508,050$4.41M0.8%+5.1%0.000%
7/17/2023 Clear Creek Financial Management LLC119,370$1.04M0.2%+1.9%0.000%
7/11/2023 Flagship Harbor Advisors LLC28,538$248K0.0%-71.8%0.000%
5/17/2023 Wagner Wealth Management LLC187,929$1.64M0.7%-2.0%0.000%
5/11/2023Guggenheim Capital LLC174,954$1.52M0.0%-7.5%0.000%
5/10/2023Landscape Capital Management L.L.C.13,546$118K0.0%N/A0.000%
5/8/2023 Shaker Financial Services LLC90,613$788K0.3%-2.6%0.000%
5/8/2023 Wolverine Asset Management LLC10,927$95K0.0%N/A0.000%
4/28/2023 Janney Montgomery Scott LLC20,437$178K0.0%-73.5%0.000%
4/21/2023 Riverbridge Partners LLC88,955$774K0.0%+4.3%0.000%
4/20/2023 Clear Creek Financial Management LLC117,125$1.02M0.2%+9.1%0.000%
4/17/2023 GPS Wealth Strategies Group LLC3,555$31K0.0%N/A0.000%
4/17/2023Lake Street Financial LLC483,600$4.21M0.8%+26.6%0.000%
4/10/2023 Capital Investment Advisors LLC18,956$165K0.0%-7.4%0.000%
2/10/2023Sit Investment Associates Inc.92,797$814K0.0%+712.6%0.000%
2/9/2023HighTower Advisors LLC29,037$257K0.0%-7.4%0.000%
2/8/2023 Fiera Capital Corp57,915$508K0.0%+5.7%0.000%
2/3/2023 Shaker Financial Services LLC93,031$824K0.4%-51.0%0.000%
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2/1/2023 Janney Montgomery Scott LLC76,987$675K0.0%-37.2%0.000%
1/31/2023 Melfa Wealth Management LLC32,847$288K0.3%N/A0.000%
1/31/2023 Wedbush Securities Inc.14,558$128K0.0%-7.9%0.000%
1/25/2023Lake Street Financial LLC382,100$3.35M0.7%+48.5%0.000%
1/24/2023 Clear Creek Financial Management LLC107,395$942K0.2%+3.8%0.000%
1/13/2023 Flagship Harbor Advisors LLC101,479$890K0.1%-1.7%0.000%
1/11/2023 Riverbridge Partners LLC85,289$748K0.0%+3.0%0.000%
1/5/2023 Capital Investment Advisors LLC20,479$180K0.0%-7.7%0.000%
11/15/2022Logan Stone Capital LLC58,152$501K0.3%+27.8%0.000%
11/15/2022Clough Capital Partners L P33,914$292K0.0%N/A0.000%
(Data available from 1/1/2016 forward)

PHD Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PHD shares?

During the previous two years, 39 institutional investors and hedge funds held shares of Pioneer Floating Rate Fund. The most heavily invested institutionals were Lake Street Private Wealth LLC ($6.47M), Lake Street Financial LLC ($4.75M), Advisors Asset Management Inc. ($3.37M), Invesco Ltd. ($3.35M), Guggenheim Capital LLC ($2.95M), Bank of America Corp DE ($2.57M), and Clough Capital Partners L P ($2.19M).Learn more on Pioneer Floating Rate Fund's institutional investors.

Which institutional investors have been buying Pioneer Floating Rate Fund's stock?

Of the 26 institutional investors that purchased Pioneer Floating Rate Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Ethos Financial Group LLC ($215.43K), Lake Street Private Wealth LLC ($120.68K), Advisors Asset Management Inc. ($94.75K), Absolute Investment Advisers LLC ($71.22K), Clear Creek Financial Management LLC ($58.20K), Fiera Capital Corp ($51.36K), and Clough Capital Partners L P ($48.30K).

How much institutional buying is happening at Pioneer Floating Rate Fund?

Institutional investors have bought a total of 680,890 shares in the last 24 months. This purchase volume represents approximately $6.57M in transactions.

Which of Pioneer Floating Rate Fund's major shareholders have been selling company stock?

Of the 14 institutional investors that sold Pioneer Floating Rate Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Quarry LP ($50.11K), Lake Street Private Wealth LLC ($46.33K), Wolverine Asset Management LLC ($30.39K), Guggenheim Capital LLC ($30.33K), Bank of America Corp DE ($24.99K), Advisors Asset Management Inc. ($15.05K), and HighTower Advisors LLC ($4.76K).

How much institutional selling is happening at Pioneer Floating Rate Fund?

Institutional investors have sold a total of 218,866 shares in the last 24 months. This volume of shares sold represents approximately $2.13M in transactions.


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This page (NYSE:PHD) was last updated on 8/12/2025 by MarketBeat.com Staff
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