| 2/26/2020 | Sunbelt Securities Inc. | 10,458 | $0.19M | 0.0% | N/A | 0.011% | |
| 2/17/2020 | Ladenburg Thalmann Financial Services Inc. | 69,323 | $1.26M | 0.0% | -3.7% | 0.072% | |
| 2/14/2020 | First Republic Investment Management Inc. | 97,654 | $1.77M | 0.0% | +8.8% | 0.101% | |
| 2/14/2020 | Bank of America Corp DE | 385,456 | $6.99M | 0.0% | -0.9% | 0.399% | |
| 2/14/2020 | Marshall Wace LLP | 169,444 | $3.07M | 0.0% | N/A | 0.175% | |
| 2/14/2020 | Marshall Wace North America L.P. | 66,653 | $1.21M | 0.0% | N/A | 0.069% | |
| 2/14/2020 | Goldman Sachs Group Inc. | 3,502,902 | $63.54M | 0.0% | -24.2% | 3.626% | |
| 2/14/2020 | Guggenheim Capital LLC | 30,202 | $0.55M | 0.0% | +89.4% | 0.031% | |
| 2/14/2020 | UBS Group AG | 272,841 | $4.95M | 0.0% | +1.9% | 0.282% | |
| 2/13/2020 | Texas Capital Bank Wealth Management Services Inc. | 23,657 | $0.43M | 0.1% | N/A | 0.024% | |
| 2/13/2020 | Renaissance Technologies LLC | 13,737 | $0.25M | 0.0% | N/A | 0.014% | |
| 2/12/2020 | Advisor Group Inc. | 23,387 | $0.42M | 0.0% | +30.9% | 0.024% | |
| 2/12/2020 | Raymond James Financial Services Advisors Inc. | 303,624 | $5.51M | 0.0% | +4.1% | 0.314% | |
| 2/12/2020 | Driehaus Capital Management LLC | 30,700 | $0.56M | 0.0% | N/A | 0.032% | |
| 2/10/2020 | Barclays PLC | 11,274 | $0.21M | 0.0% | +63.7% | 0.012% | |
| 2/10/2020 | Dividend Assets Capital LLC | 288,659 | $5.24M | 0.8% | -14.8% | 0.299% | |
| 2/10/2020 | Cannell Peter B & Co. Inc. | 37,100 | $0.67M | 0.0% | -26.1% | 0.038% | |
| 2/8/2020 | Securian Asset Management Inc | 105,284 | $1.91M | 0.0% | +25.2% | 0.109% | |
| 2/7/2020 | Stockman Wealth Management Inc. | 66,851 | $1.21M | 0.4% | +3.1% | 0.069% | |
| 2/7/2020 | PNC Financial Services Group Inc. | 113,163 | $2.05M | 0.0% | -1.7% | 0.117% | |
| 2/6/2020 | Arrow Investment Advisors LLC | 26,082 | $0.47M | 0.2% | +5.2% | 0.027% | |
| 2/3/2020 | First Trust Advisors LP | 434,791 | $7.89M | 0.0% | -1.2% | 0.450% | |
| 2/3/2020 | Fort Washington Investment Advisors Inc. OH | 25,586 | $0.46M | 0.0% | +26.8% | 0.026% | |
| 1/31/2020 | Seelaus Asset Management LLC | 83,078 | $1.51M | 1.2% | +10.8% | 0.086% | |
| 1/30/2020 | Creative Planning | 92,254 | $1.67M | 0.0% | -1.0% | 0.095% | |
| 1/29/2020 | Russell Investments Group Ltd. | 64,751 | $1.17M | 0.0% | +473.0% | 0.067% | |
| 1/29/2020 | Clear Harbor Asset Management LLC | 1,750 | $32K | 0.0% | N/A | 0.002% | |
| 1/28/2020 | Lucas Capital Management | 25,459 | $0.46M | 0.5% | -18.2% | 0.026% | |
| 1/27/2020 | California Public Employees Retirement System | 44,923 | $0.82M | 0.0% | +167.7% | 0.046% | |
| 1/24/2020 | Duff & Phelps Investment Management Co. | 280,000 | $5.08M | 0.1% | -8.2% | 0.290% | |
| 1/24/2020 | Chicago Partners Investment Group LLC | 70,811 | $1.24M | 0.2% | -3.4% | 0.073% | |
| 1/16/2020 | Penbrook Management LLC | 51,140 | $0.93M | 0.9% | +6.2% | 0.053% | |
| 1/16/2020 | Spirit of America Management Corp NY | 864,382 | $15.68M | 2.7% | -1.4% | 0.895% | |
| 1/8/2020 | Ipswich Investment Management Co. Inc. | 12,750 | $0.23M | 0.1% | -8.9% | 0.013% | |
| 1/3/2020 | Walnut Private Equity Partners LLC | 31,035 | $0.56M | 0.4% | +54.9% | 0.032% | |
| 11/27/2019 | Barclays PLC | 6,887 | $0.12M | 0.0% | -10.0% | 0.007% | |
| 11/5/2019 | Arrow Investment Advisors LLC | 24,784 | $0.43M | 0.2% | -3.1% | 0.026% | |
| 11/4/2019 | First Trust Advisors LP | 439,945 | $7.60M | 0.0% | -1.3% | 0.455% | |
| 11/1/2019 | Abacus Planning Group Inc. | 10,000 | $0.17M | 0.1% | N/A | 0.010% | |
| 11/1/2019 | Creative Planning | 93,200 | $1.61M | 0.0% | +252.6% | 0.096% | |
| 11/1/2019 | Russell Investments Group Ltd. | 11,300 | $0.20M | 0.0% | N/A | 0.012% | |
| 10/31/2019 | Chicago Partners Investment Group LLC | 73,309 | $1.31M | 0.2% | +2.6% | 0.076% | |
| 10/31/2019 | California Public Employees Retirement System | 16,780 | $0.29M | 0.0% | +64.6% | 0.017% | |
| 10/28/2019 | Zazove Associates LLC | 162,957 | $2.81M | 0.2% | +6.0% | 0.169% | |
| 10/25/2019 | Dividend Assets Capital LLC | 338,689 | $5.85M | 0.9% | -4.6% | 0.351% | |
| 10/18/2019 | Stephens Inc. AR | 11,074 | $0.19M | 0.0% | +10.5% | 0.011% | |
| 10/16/2019 | Duff & Phelps Investment Management Co. | 305,000 | $5.27M | 0.1% | +10.9% | 0.316% | |
| 10/15/2019 | Spirit of America Management Corp NY | 876,482 | $15.14M | 2.4% | -0.4% | 0.907% | |
| 10/11/2019 | Penbrook Management LLC | 48,140 | $0.83M | 0.9% | +10.4% | 0.050% | |
| 10/10/2019 | First PREMIER Bank | 2,000 | $35K | 0.0% | N/A | 0.002% | |
| 10/4/2019 | Wiley BROS. Aintree Capital LLC | 31,233 | $0.52M | 0.7% | -7.1% | 0.032% | |
| 8/17/2019 | Intrinsic Edge Capital Management LLC | 161,500 | $2.87M | 0.3% | +22.8% | 0.167% | |
| 8/17/2019 | Royal Bank of Canada | 59,062 | $1.05M | 0.0% | +104.5% | 0.061% | |
| 8/17/2019 | Ladenburg Thalmann Financial Services Inc. | 24,183 | $0.43M | 0.0% | +151.7% | 0.025% | |
| 8/15/2019 | Jane Street Group LLC | 10,910 | $0.19M | 0.0% | N/A | 0.011% | |
| 8/14/2019 | Morgan Stanley | 406,323 | $7.22M | 0.0% | -26.8% | 0.421% | |
| 8/14/2019 | Bank of America Corp DE | 423,160 | $7.52M | 0.0% | -1.2% | 0.438% | |
| 8/14/2019 | Invesco Ltd. | 18,727,798 | $332.79M | 0.1% | +9,383.6% | 19.387% | |
| 8/13/2019 | Bard Associates Inc. | 100,800 | $1.79M | 0.9% | -9.0% | 0.104% | |
| 8/13/2019 | HighTower Advisors LLC | 19,706 | $0.35M | 0.0% | +14.0% | 0.020% | |
| 8/12/2019 | Wilen Investment Management CORP. | 10,350 | $0.18M | 0.1% | -14.8% | 0.011% | |
| 8/12/2019 | Fort Washington Investment Advisors Inc. OH | 16,600 | $0.30M | 0.0% | -27.8% | 0.017% | |
| 8/8/2019 | Stockman Wealth Management Inc. | 64,851 | $1.15M | 0.5% | -1.5% | 0.072% | |
| 8/7/2019 | First Republic Investment Management Inc. | 83,580 | $1.49M | 0.0% | +35.7% | 0.093% | |
| 8/7/2019 | Partnervest Advisory Services LLC | 16,950 | $0.30M | 0.1% | -14.7% | 0.019% | |
| 8/7/2019 | Van ECK Associates Corp | 211,434 | $3.76M | 0.0% | +2.3% | 0.235% | |
| 8/6/2019 | Wells Fargo & Company MN | 9,708 | $0.17M | 0.0% | +16.9% | 0.011% | |
| 8/5/2019 | Securian Asset Management Inc | 68,998 | $1.23M | 0.0% | -28.1% | 0.077% | |
| 8/2/2019 | Arrow Investment Advisors LLC | 25,564 | $0.45M | 0.2% | -31.1% | 0.028% | |
| 8/1/2019 | Stephens Inc. AR | 10,024 | $0.18M | 0.0% | N/A | 0.011% | |
| 7/31/2019 | Seelaus Asset Management LLC | 41,500 | $0.74M | 0.7% | +166.9% | 0.046% | |
| 7/30/2019 | Zazove Associates LLC | 14,278,000 | $2.73M | 0.2% | +9,183.5% | 15.836% | |
| 7/30/2019 | Barnett & Company Inc. | 22,145 | $0.39M | 0.2% | -5.6% | 0.025% | |
| 7/30/2019 | First Trust Advisors LP | 445,626 | $7.92M | 0.0% | -25.6% | 0.494% | |
| 6/30/2019 | Lucas Capital Management | 31,097 | $0.55M | 0.7% | -12.2% | 0.034% | |
| 6/30/2019 | SG Americas Securities LLC | 8,184 | $0.15M | 0.0% | N/A | 0.009% | |
| 6/30/2019 | Chicago Partners Investment Group LLC | 71,455 | $1.35M | 0.2% | -1.9% | 0.079% | |
| 6/30/2019 | Winslow Evans & Crocker Inc. | 1,810 | $34K | 0.0% | N/A | 0.002% | |
| 6/30/2019 | Penbrook Management LLC | 43,600 | $0.78M | 0.8% | N/A | 0.048% | |
| 6/30/2019 | Dividend Assets Capital LLC | 354,835 | $6.31M | 1.0% | -6.5% | 0.394% | |
| 6/30/2019 | Ipswich Investment Management Co. Inc. | 14,000 | $0.25M | 0.1% | -4.4% | 0.016% | |
| 6/30/2019 | Walnut Private Equity Partners LLC | 20,035 | $0.36M | 0.3% | N/A | 0.022% | |
| 6/16/2019 | Marshall Wace North America L.P. | 57,524 | $0.90M | 0.0% | N/A | 0.064% | |
| 6/16/2019 | Marshall Wace LLP | 77,068 | $1.20M | 0.0% | N/A | 0.085% | |
| 5/13/2019 | OppenheimerFunds Inc. | 18,112,941 | $282.74M | 0.4% | +0.2% | 20.090% | |
| 5/10/2019 | Fort Washington Investment Advisors Inc. OH | 23,000 | $0.36M | 0.0% | -6.1% | 0.026% | |
| 5/9/2019 | First Trust Advisors LP | 599,284 | $9.36M | 0.0% | +13.4% | 0.665% | |
| 5/7/2019 | Stockman Wealth Management Inc. | 65,851 | $1.03M | 0.4% | +11.8% | 0.073% | |
| 5/6/2019 | Seelaus Asset Management LLC | 15,550 | $0.24M | 0.2% | N/A | 0.017% | |
| 5/2/2019 | New England Private Wealth Advisors LLC | 10,000 | $0.16M | 0.0% | N/A | 0.011% | |
| 5/2/2019 | Dividend Assets Capital LLC | 379,623 | $5.94M | 1.0% | +2.0% | 0.422% | |
| 5/1/2019 | Arrow Investment Advisors LLC | 37,125 | $0.58M | 0.2% | +25.9% | 0.041% | |
| 4/30/2019 | First Republic Investment Management Inc. | 61,600 | $0.96M | 0.0% | +71.1% | 0.068% | |
| 4/30/2019 | Albert D Mason Inc. | 32,416 | $0.51M | 0.4% | +4.9% | 0.036% | |
| 4/26/2019 | Securian Asset Management Inc | 95,998 | $1.50M | 0.0% | -6.3% | 0.107% | |
| 4/26/2019 | Barnett & Company Inc. | 23,465 | $0.37M | 0.2% | -16.6% | 0.026% | |
| 4/24/2019 | Creative Planning | 26,050 | $0.41M | 0.0% | -2.6% | 0.029% | |
| 4/24/2019 | Duff & Phelps Investment Management Co. | 275,000 | $4.29M | 0.1% | +25.0% | 0.306% | |
| 4/22/2019 | Chicago Partners Investment Group LLC | 72,851 | $1.27M | 0.2% | +1.5% | 0.081% | |
| 4/17/2019 | Spirit of America Management Corp NY | 880,379 | $13.74M | 2.0% | +8.6% | 0.978% | |
