| 2/16/2021 | Clough Capital Partners L P | 68,828 | $2.25M | 0.2% | +1.5% | 0.262% | |
| 2/12/2021 | Stifel Financial Corp | 81,845 | $2.67M | 0.0% | +27.3% | 0.312% | |
| 2/12/2021 | Raymond James Financial Services Advisors Inc. | 206,350 | $6.74M | 0.0% | +9.2% | 0.797% | |
| 2/12/2021 | Montag A & Associates Inc. | 2,482 | $81K | 0.0% | N/A | 0.010% | |
| 2/11/2021 | Mraz Amerine & Associates Inc. | 6,840 | $0.22M | 0.1% | -8.8% | 0.026% | |
| 2/11/2021 | Oppenheimer & Co. Inc. | 6,590 | $0.22M | 0.0% | N/A | 0.025% | |
| 2/10/2021 | Quad Cities Investment Group LLC | 9,234 | $0.30M | 0.2% | -19.2% | 0.036% | |
| 2/9/2021 | Wells Fargo & Company MN | 73,720 | $2.41M | 0.0% | -1.0% | 0.285% | |
| 2/9/2021 | Landscape Capital Management L.L.C. | 14,680 | $0.48M | 0.1% | N/A | 0.057% | |
| 2/3/2021 | Shaker Financial Services LLC | 184,363 | $6.02M | 2.5% | +22.1% | 0.712% | |
|
| 2/3/2021 | Meridian Investment Counsel Inc. | 9,685 | $0.32M | 0.1% | -13.4% | 0.037% | |
| 2/2/2021 | First Trust Advisors LP | 56,269 | $1.84M | 0.0% | +0.8% | 0.217% | |
| 2/1/2021 | Institute for Wealth Management LLC. | 28,771 | $0.94M | 0.2% | -1.8% | 0.111% | |
| 1/29/2021 | Colonial Trust Advisors | 22,650 | $0.74M | 0.1% | +36.4% | 0.087% | |
| 1/28/2021 | S&CO Inc. | 25,029 | $0.82M | 0.1% | +4.8% | 0.097% | |
| 1/14/2021 | Uncommon Cents Investing LLC | 25,901 | $0.85M | 0.4% | +5.5% | 0.100% | |
| 1/14/2021 | 6 Meridian | 12,315 | $0.40M | 0.0% | N/A | 0.048% | |
| 12/11/2020 | S&CO Inc. | 23,876 | $0.69M | 0.1% | N/A | 0.092% | |
| 11/17/2020 | Clough Capital Partners L P | 67,838 | $1.97M | 0.1% | +54.0% | 0.262% | |
| 11/16/2020 | CNH Partners LLC | 8,784 | $0.26M | 0.0% | +25.5% | 0.034% | |
| 11/13/2020 | Morgan Stanley | 103,190 | $2.99M | 0.0% | -2.8% | 0.399% | |
| 11/12/2020 | Thomas J. Herzfeld Advisors Inc. | 171,491 | $4.83M | 3.2% | -24.5% | 0.662% | |
| 11/9/2020 | Quad Cities Investment Group LLC | 11,427 | $0.33M | 0.3% | -7.6% | 0.044% | |
| 11/9/2020 | Shaker Financial Services LLC | 150,934 | $4.38M | 2.3% | +82.9% | 0.583% | |
| 11/5/2020 | First Trust Advisors LP | 55,818 | $1.62M | 0.0% | -2.0% | 0.216% | |
| 11/4/2020 | Matisse Capital | 297,040 | $8.61M | 3.4% | +24.1% | 1.147% | |
| 11/4/2020 | Raymond James Financial Services Advisors Inc. | 188,972 | $5.48M | 0.0% | +5.9% | 0.730% | |
| 11/4/2020 | Raymond James & Associates | 314,677 | $9.12M | 0.0% | -2.0% | 1.215% | |
| 11/3/2020 | Mraz Amerine & Associates Inc. | 7,496 | $0.22M | 0.1% | -14.1% | 0.029% | |
| 10/23/2020 | Sippican Capital Advisors | 26,000 | $0.75M | 0.9% | -10.3% | 0.100% | |
| 10/23/2020 | Blue Bell Private Wealth Management LLC | 22,918 | $0.66M | 0.3% | +9.7% | 0.089% | |
| 10/19/2020 | Uncommon Cents Investing LLC | 24,541 | $0.71M | 0.4% | +6.3% | 0.095% | |
| 8/17/2020 | CNH Partners LLC | 6,999 | $0.20M | 0.0% | N/A | 0.027% | |
| 8/17/2020 | Private Advisor Group LLC | 1,073 | $31K | 0.0% | N/A | 0.004% | |
| 8/14/2020 | Bank of America Corp DE | 4,385 | $0.13M | 0.0% | -34.0% | 0.017% | |
| 8/14/2020 | Stifel Financial Corp | 73,658 | $2.13M | 0.0% | -1.7% | 0.285% | |
| 8/12/2020 | Thomas J. Herzfeld Advisors Inc. | 227,034 | $6.57M | 3.2% | -20.2% | 0.877% | |
| 8/12/2020 | King Luther Capital Management Corp | 7,728 | $0.22M | 0.0% | N/A | 0.030% | |
| 8/12/2020 | Twin Focus Capital Partners LLC | 8,628 | $0.25M | 0.1% | N/A | 0.033% | |
| 8/10/2020 | Colonial Trust Advisors | 16,839 | $0.49M | 0.1% | -45.9% | 0.065% | |
| 8/6/2020 | Shaker Financial Services LLC | 82,504 | $2.38M | 1.3% | +169.9% | 0.319% | |
| 8/5/2020 | Meridian Investment Counsel Inc. | 11,185 | $0.32M | 0.2% | -14.1% | 0.043% | |
| 8/5/2020 | Quad Cities Investment Group LLC | 12,366 | $0.36M | 0.4% | -9.3% | 0.048% | |
| 7/31/2020 | UBS Group AG | 16,025 | $0.46M | 0.0% | -7.8% | 0.062% | |
| 7/30/2020 | Blue Bell Private Wealth Management LLC | 20,899 | $0.60M | 0.3% | -7.7% | 0.081% | |
| 7/29/2020 | Mraz Amerine & Associates Inc. | 8,727 | $0.25M | 0.1% | N/A | 0.034% | |
| 7/28/2020 | Matisse Capital | 239,359 | $6.91M | 2.3% | +49.1% | 0.925% | |
| 7/23/2020 | Uncommon Cents Investing LLC | 23,076 | $0.67M | 0.4% | -20.7% | 0.089% | |
| 7/22/2020 | First Trust Advisors LP | 56,941 | $1.64M | 0.0% | +6.0% | 0.220% | |
| 7/17/2020 | Raymond James Financial Services Advisors Inc. | 178,496 | $5.15M | 0.0% | -3.4% | 0.689% | |
| 7/15/2020 | Neville Rodie & Shaw Inc. | 23,500 | $0.68M | 0.1% | -9.4% | 0.091% | |
| 7/15/2020 | Cardan Capital Partners LLC | 7,089 | $0.21M | 0.0% | -31.8% | 0.027% | |
| 6/16/2020 | Royal Bank of Canada | 46,107 | $1.19M | 0.0% | -1.9% | 0.178% | |
| 5/26/2020 | Morgan Stanley | 109,331 | $2.82M | 0.0% | -30.9% | 0.422% | |
| 5/18/2020 | Advisor Group Holdings Inc. | 15,491 | $0.40M | 0.0% | N/A | 0.060% | |
| 5/15/2020 | Morgan Stanley | 109,331 | $2.82M | 0.0% | -30.9% | 0.422% | |
| 5/15/2020 | CIBC World Markets Inc. | 33,247 | $0.86M | 0.0% | -1.4% | 0.128% | |
| 5/14/2020 | Wells Fargo & Company MN | 68,882 | $1.78M | 0.0% | -0.8% | 0.266% | |
| 5/13/2020 | Thomas J. Herzfeld Advisors Inc. | 284,450 | $7.34M | 3.9% | -25.8% | 1.099% | |
| 5/13/2020 | Parametric Portfolio Associates LLC | 43,890 | $1.13M | 0.0% | +120.2% | 0.170% | |
| 5/11/2020 | Roberts Glore & Co. Inc. IL | 23,226 | $0.60M | 0.3% | +21.2% | 0.090% | |
| 5/11/2020 | Cardan Capital Partners LLC | 10,402 | $0.27M | 0.0% | -16.6% | 0.040% | |
| 5/7/2020 | Matisse Capital | 160,522 | $4.15M | 1.6% | +859.5% | 0.620% | |
| 5/6/2020 | First Trust Advisors LP | 53,711 | $1.39M | 0.0% | +22.7% | 0.207% | |
| 5/1/2020 | Shaker Financial Services LLC | 30,568 | $0.79M | 0.5% | -82.6% | 0.118% | |
| 5/1/2020 | UBS Group AG | 17,372 | $0.45M | 0.0% | -13.6% | 0.067% | |
| 4/29/2020 | Institute for Wealth Management LLC. | 29,221 | $0.75M | 0.2% | -6.8% | 0.113% | |
| 4/22/2020 | Blue Bell Private Wealth Management LLC | 22,637 | $0.58M | 0.3% | -30.0% | 0.087% | |
| 4/21/2020 | Raymond James & Associates | 321,470 | $8.30M | 0.0% | -1.1% | 1.242% | |
| 4/21/2020 | Raymond James Financial Services Advisors Inc. | 184,711 | $4.77M | 0.0% | +8.1% | 0.713% | |
| 4/14/2020 | 6 Meridian | 11,443 | $0.30M | 0.0% | -30.9% | 0.044% | |
| 4/10/2020 | Uncommon Cents Investing LLC | 29,083 | $0.75M | 0.5% | +7.0% | 0.112% | |
| 2/20/2020 | Geode Capital Management LLC | 69,126 | $2.29M | 0.0% | -22.8% | 0.267% | |
| 2/17/2020 | Ladenburg Thalmann Financial Services Inc. | 8,934 | $0.30M | 0.0% | +4.4% | 0.035% | |
| 2/14/2020 | UBS Group AG | 20,101 | $0.67M | 0.0% | +8.0% | 0.078% | |
| 2/13/2020 | Stifel Financial Corp | 56,361 | $1.87M | 0.0% | +12.8% | 0.218% | |
| 2/13/2020 | CIBC World Markets Inc. | 33,710 | $1.12M | 0.0% | +6.9% | 0.130% | |
| 2/12/2020 | Matisse Capital | 16,730 | $0.55M | 0.4% | -76.6% | 0.065% | |
| 2/12/2020 | Raymond James & Associates | 325,121 | $10.76M | 0.0% | -4.1% | 1.276% | |
| 2/12/2020 | Raymond James Financial Services Advisors Inc. | 170,938 | $5.66M | 0.0% | +16.2% | 0.671% | |
| 2/10/2020 | Bank of Montreal Can | 11,344 | $0.38M | 0.0% | -7.4% | 0.045% | |
| 2/7/2020 | Oppenheimer & Co. Inc. | 6,286 | $0.21M | 0.0% | N/A | 0.025% | |
| 2/4/2020 | Shaker Financial Services LLC | 175,181 | $5.80M | 2.7% | -13.2% | 0.688% | |
| 2/3/2020 | First Trust Advisors LP | 43,759 | $1.45M | 0.0% | +34.8% | 0.172% | |
| 1/29/2020 | Stratos Wealth Partners LTD. | 8,147 | $0.27M | 0.0% | -3.7% | 0.032% | |
| 1/28/2020 | Quad Cities Investment Group LLC | 16,852 | $0.56M | 0.5% | +3.6% | 0.066% | |
| 1/28/2020 | Enterprise Financial Services Corp | 10,569 | $0.35M | 0.1% | +3.6% | 0.041% | |
| 1/27/2020 | Institute for Wealth Management LLC. | 1,038 | $0.10M | 0.2% | -96.7% | 0.004% | |
| 1/23/2020 | Round Table Services LLC | 6,790 | $0.23M | 0.1% | -12.0% | 0.027% | |
| 1/15/2020 | Uncommon Cents Investing LLC | 27,193 | $0.90M | 0.4% | -9.7% | 0.107% | |
| 1/14/2020 | 6 Meridian | 16,565 | $0.55M | 0.0% | -6.8% | 0.065% | |
| 11/27/2019 | Stifel Financial Corp | 49,953 | $1.57M | 0.0% | +28.5% | 0.196% | |
| 11/4/2019 | First Trust Advisors LP | 32,470 | $1.02M | 0.0% | N/A | 0.127% | |
| 10/31/2019 | 6 Meridian | 17,776 | $0.56M | 0.1% | -9.2% | 0.070% | |
| 10/30/2019 | Shaker Financial Services LLC | 201,876 | $6.34M | 3.2% | -6.2% | 0.792% | |
| 10/29/2019 | S&CO Inc. | 23,897 | $0.75M | 0.1% | N/A | 0.094% | |
| 10/28/2019 | Institute for Wealth Management LLC. | 31,616 | $0.99M | 0.3% | -3.4% | 0.124% | |
| 10/28/2019 | Matisse Capital | 71,457 | $2.24M | 2.8% | +27.5% | 0.280% | |
| 10/22/2019 | 6 Meridian | 17,776 | $0.56M | 0.1% | -9.2% | 0.070% | |
| 10/18/2019 | Park Avenue Securities LLC | 11,674 | $0.37M | 0.0% | N/A | 0.046% | |
