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SPDR Dow Jones Industrial Average ETF Trust (DIA) Institutional Ownership

SPDR Dow Jones Industrial Average ETF Trust logo
$497.14 -0.75 (-0.15%)
Closing price 05/13/2026 04:10 PM Eastern
Extended Trading
$499.45 +2.31 (+0.46%)
As of 04:41 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for SPDR Dow Jones Industrial Average ETF Trust (NYSEARCA:DIA)

Current
Institutional Ownership
Percentage
37.11%
Number of
Institutional Buyers
(last 12 months)
758
Total
Institutional Inflows
(last 12 months)
$2.82B
Number of
Institutional Sellers
(last 12 months)
576
Total
Institutional Outflows
(last 12 months)
$2.30B
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DIA Institutional Buying and Selling by Quarter

SPDR Dow Jones Industrial Average ETF Trust Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/8/2026 Dale Q Rice Investment Management Ltd868$402K0.3%-3.3%0.001%
5/7/2026 Parallel Advisors LLC1,735$804K0.0%+73.8%0.002%
5/7/2026 AIA Group Ltd66,911$30.99M0.5%+3,140.2%0.077%
5/6/2026 MTM Investment Management LLC404$187K0.1%+24.7%0.000%
5/6/2026 Bessemer Group Inc.22,650$10.49M0.0%+28.3%0.026%
5/5/2026 Beaumont Financial Advisors LLC3,044$1.41M0.1%+8.1%0.004%
5/5/2026 Bank of New York Mellon Corp60,236$27.90M0.0%+2.1%0.069%
5/5/2026 Geneos Wealth Management Inc.1,500$695K0.0%+6.7%0.002%
5/5/2026 Mosaic Advisors LLC1,771$872K1.2%N/A0.002%
5/4/2026 Archer Investment Corp334$155K0.0%-10.7%0.000%
5/4/2026 Birinyi Associates Inc.11,521$5.34M1.5%-4.4%0.013%
5/4/2026 HBW Advisory Services LLC525$243K0.0%-40.6%0.001%
5/1/2026 Citizens Financial Group Inc. RI7,576$3.51M0.0%-6.8%0.009%
4/30/2026 First Horizon Corp10,890$5.04M0.2%-1.2%0.012%
4/30/2026 Your Advocates Ltd. LLP192$89K0.0%+35.2%0.000%
4/29/2026 Dumont & Blake Investment Advisors LLC1,450$671K0.2%-3.1%0.002%
4/28/2026 Whittier Trust Co.17,252$8.05M0.1%-6.5%0.019%
4/28/2026 Bogart Wealth LLC342$158K0.0%-28.9%0.000%
4/28/2026 Ascentis Independent Advisors3,536$1.64M0.1%-11.3%0.004%
4/28/2026 GM Advisory Group LLC2,689$1.25M0.0%+3.9%0.003%
4/28/2026 NBT Bank N A NY3,460$1.60M0.1%-8.5%0.004%
4/27/2026 Sound Income Strategies LLC1,624$756K0.0%-4.0%0.002%
4/24/2026 Root Financial Partners LLC1,053$488K0.0%-4.4%0.001%
4/24/2026 Financial Life Planners2,703$1.25M1.0%-6.2%0.003%
4/24/2026 Alexis Investment Partners LLC16,968$7.67M5.3%+19.0%0.018%
4/23/2026 Fairway Wealth LLC108$50K0.0%N/A0.000%
4/23/2026 North Star Investment Management Corp.675$313K0.0%+28.6%0.001%
4/22/2026 Madison Park Capital Advisors LLC5,424$2.51M2.0%-1.5%0.006%
4/22/2026 Union Bancaire Privee UBP SA3,977$1.77M0.0%-10.3%0.004%
4/21/2026 Fairvoy Private Wealth LLC468$217K0.1%-17.3%0.001%
4/21/2026 Fiduciary Alliance LLC7,197$3.49M0.2%+3.4%0.008%
4/20/2026 Fifth Third Wealth Advisors LLC993$460K0.0%+36.0%0.001%
4/18/2026 Murphy & Mullick Capital Management Corp1,569$727K0.5%+47.5%0.002%
4/17/2026 Worth Asset Management LLC24,512$11.35M4.2%N/A0.027%
4/17/2026 AdvisorNet Financial Inc827$383K0.0%+15.3%0.001%
4/17/2026 Intergy Private Wealth LLC16,276$7.54M2.2%+1.9%0.018%
4/15/2026 Nations Financial Group Inc. IA ADV36,701$17M0.9%+1.8%0.041%
3/17/2026Rockefeller Capital Management L.P.82,225$39.52M0.1%+3.8%0.092%
3/16/2026Osbon Capital Management LLC2,801$1.35M1.3%N/A0.003%
3/13/2026Fund Advisors of America Inc FL417$200K0.2%N/A0.000%
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3/13/2026 World Investment Advisors12,803$6.15M0.1%+10.8%0.014%
3/12/2026Nalls Sherbakoff Group LLC120$58K0.0%N/A0.000%
3/9/2026Corient Private Wealth LLC36,926$17.75M0.0%+18.4%0.041%
3/6/2026 Union Savings Bank236$113K0.0%N/A0.000%
3/6/2026 Hsbc Holdings PLC2,525$1.21M0.0%-53.7%0.003%
3/6/2026Redwood Family Wealth LLC2,520$1.21M1.2%N/A0.003%
3/5/2026Gunpowder Capital Management LLC dba Oliver Wealth Management105$50K0.0%N/A0.000%
3/4/2026 Pure Financial Advisors LLC543$261K0.0%-8.6%0.001%
3/4/2026 SHP Wealth Management432$207K0.0%N/A0.000%
3/3/2026 Strategic Advisory Partners LLC715$344K0.3%N/A0.001%
3/2/2026 CFO Capital Management LLC1,387$667K0.5%N/A0.002%
2/27/2026 Arwa LLC1,500$721K0.4%N/A0.002%
2/25/2026 KW Wealth Management LLC9,096$4.37M6.6%+2.5%0.010%
2/25/2026MidFirst Bank3,319$1.60M0.1%N/A0.004%
2/24/2026 Stone Wealth Partners2,146$1.03M0.9%N/A0.002%
2/24/2026Lynch Investment Planning LLC9,097$4.38M4.2%N/A0.010%
2/23/2026Wealth Preservation Advisors LLC100$48K0.0%-76.9%0.000%
2/20/2026Kovitz Investment Group Partners LLC1,318$634K0.0%-89.0%0.001%
2/20/2026Capstone Wealth Management Inc.994$478K0.4%N/A0.001%
2/19/2026Mcguire Capital Advisors Inc.3,050$1.47M0.9%N/A0.003%
2/19/2026Compound Planning Inc.8,453$4.06M0.1%-23.3%0.009%
2/19/2026 Axxcess Wealth Management LLC2,562$1.23M0.0%+106.3%0.003%
2/19/2026Corient Private Wealth LLC119,810$57.58M0.0%+284.0%0.135%
2/18/2026Ameriflex Group Inc.286$137K0.1%-39.4%0.000%
2/18/2026Widmann Financial Services Inc.2,138$1.03M0.6%-9.3%0.002%
2/18/2026Mercer Global Advisors Inc. ADV30,340$14.58M0.0%-1.2%0.034%
2/18/2026 Onyx Bridge Wealth Group LLC3,495$1.68M0.2%-1.5%0.004%
2/18/2026Beacon Pointe Advisors LLC18,299$8.79M0.1%+3.2%0.021%
2/18/2026EP Wealth Advisors LLC14,329$6.89M0.0%N/A0.016%
2/18/2026Empowered Funds LLC455$219K0.0%N/A0.001%
2/18/2026XTX Topco Ltd15,471$7.44M0.2%+1,117.2%0.017%
2/18/2026 truNorth Financial Services Inc.2,215$1.07M1.2%N/A0.002%
2/18/2026VestGen Advisors LLC2,521$1.21M0.1%+31.7%0.003%
2/18/2026Toronto Dominion Bank1,514$728K0.0%-29.6%0.002%
2/18/2026 Summit Securities Group LLC55,002$26.43M3.4%+790.0%0.062%
2/18/2026 Prostatis Group LLC634$305K0.1%-29.0%0.001%
2/18/2026Main Street Financial Solutions LLC14,371$6.91M0.5%+0.9%0.016%
2/18/2026 Evolve Private Wealth LLC4,153$2M0.1%N/A0.005%
2/18/2026First Manhattan CO. LLC.821$395K0.0%+2.6%0.001%
2/18/2026Banco Bilbao Vizcaya Argentaria S.A.15,606$7.53M0.1%-44.6%0.018%
2/18/2026 Align Financial LLC209,023$100.45M0.5%N/A0.235%
2/18/2026 American Trust1,321$635K0.1%-1.9%0.001%
2/17/2026 Appalachian Capital Management Ltd672$323K0.3%N/A0.001%
2/17/2026 Integrated Advisors Network LLC6,080$2.92M0.1%-14.4%0.007%
2/17/2026AQR Capital Management LLC24,988$12.01M0.0%-21.3%0.028%
2/17/2026EFG International AG9,170$4.41M0.1%N/A0.010%
2/17/2026Hilltop Holdings Inc.13,293$6.39M0.4%+2.2%0.015%
2/17/2026Capital Wealth Alliance LLC8,959$4.49M2.1%+3.1%0.010%
2/17/2026Equitable Holdings Inc.38,102$18.31M0.1%+35.6%0.043%
2/17/2026Wealth Watch Advisors INC112$54K0.0%N/A0.000%
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2/17/2026Laird Norton Wetherby Trust Company LLC1,447$697K0.0%N/A0.002%
2/17/2026Kovack Advisors Inc.15,271$7.34M0.3%+42.4%0.017%
2/17/2026 MinichMacGregor Wealth Management LLC2,159$1.04M0.2%+8.4%0.002%
2/17/2026Moon Capital Management LP13,978$6.72M4.2%N/A0.016%
2/17/2026Jump Financial LLC66,857$32.13M0.4%+39.9%0.075%
2/17/2026Roehl & Yi Investment Advisors LLC1,545$742K0.1%N/A0.002%
2/17/2026 Tannin Capital LLC2,759$1.33M1.2%N/A0.003%
2/17/2026Osaic Holdings Inc.231,174$111.22M0.2%-3.2%0.260%
2/17/2026Advisory Services Network LLC8,567$4.12M0.1%-1.8%0.010%
2/17/2026American Alpha Advisors LLC2,741$1.32M0.8%+12.2%0.003%


DIA Institutional Ownership - Frequently Asked Questions

During the previous two years, 1,394 institutional investors and hedge funds held shares of SPDR Dow Jones Industrial Average ETF Trust. The most heavily invested institutionals were Morgan Stanley ($1.42B), Goldman Sachs Group Inc. ($1.19B), LPL Financial LLC ($792.94M), Wells Fargo & Company MN ($667.16M), Royal Bank of Canada ($370.84M), Bank of Montreal Can ($363.10M), and Hancock Prospecting Pty Ltd ($356.80M).Learn more on SPDR Dow Jones Industrial Average ETF Trust's institutional investors.

37.11% of SPDR Dow Jones Industrial Average ETF Trust's stock is owned by institutional investors. Learn more on DIA's institutional investor holdings.

Of the 1,149 institutional investors that purchased SPDR Dow Jones Industrial Average ETF Trust's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($3.40M), Goldman Sachs Group Inc. ($904.33K), SG Americas Securities LLC ($712.67K), Focus Partners Wealth ($576.66K), Capital Wealth Planning LLC ($523.31K), Two Sigma Investments LP ($511.43K), and Raymond James Financial Inc. ($469.72K).

Institutional investors have bought a total of 6,410,693 shares in the last 24 months. This purchase volume represents approximately $2.93B in transactions.

Of the 576 institutional investors that sold SPDR Dow Jones Industrial Average ETF Trust's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Morgan Stanley ($1.25M), Capital Wealth Planning LLC ($391.77K), Barclays PLC ($372.99K), USA Financial Formulas ($289.21K), Northwestern Mutual Wealth Management Co. ($283.78K), Pinkerton Wealth LLC ($254.69K), and Modern Wealth Management LLC ($202.61K).

Institutional investors have sold a total of 4,976,435 shares in the last 24 months. This volume of shares sold represents approximately $2.31B in transactions.


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This page (NYSEARCA:DIA) was last updated on 5/14/2026 by MarketBeat.com Staff.
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