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First Trust Institutional Preferred Securities and Income ETF (FPEI) Institutional Ownership

First Trust Institutional Preferred Securities and Income ETF logo
$19.27 +0.03 (+0.16%)
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Institutional Ownership Changes (13F Filings) for First Trust Institutional Preferred Securities and Income ETF (NYSEARCA:FPEI)

Number of
Institutional Buyers
(last 12 months)
130
Total
Institutional Inflows
(last 12 months)
$335.35M
Number of
Institutional Sellers
(last 12 months)
84
Total
Institutional Outflows
(last 12 months)
$141.25M
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FPEI Institutional Buying and Selling by Quarter

First Trust Institutional Preferred Securities and Income ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025Osaic Holdings Inc.722,611$13.70M0.0%+4.2%0.844%
8/18/2025Geneos Wealth Management Inc.324,397$6.16M0.2%+202.3%0.379%
8/15/2025Visionary Wealth Advisors176,044$3.34M0.2%+138.8%0.206%
8/15/2025Snowden Capital Advisors LLC58,534$1.11M0.0%+9.9%0.068%
8/15/2025MML Investors Services LLC38,636$734K0.0%+7.4%0.045%
8/15/2025Balanced Rock Investment Advisors LLC22,755$432K0.3%+19.7%0.027%
8/15/2025Bank of America Corp DE4,344,070$82.49M0.0%-5.9%5.072%
8/14/2025Vista Investment Management265,973$5.05M1.9%+3.6%0.311%
8/14/2025Raymond James Financial Inc.2,006,953$38.11M0.0%+12.4%2.343%
8/14/2025Main Street Financial Solutions LLC14,207$270K0.0%-19.3%0.017%
8/14/2025NewEdge Advisors LLC2,361,031$44.84M0.2%+5.0%2.757%
8/14/2025Marshall Investment Management LLC12,570$239K1.1%-92.0%0.015%
8/13/2025StoneX Group Inc.49,757$945K0.0%-2.1%0.058%
8/13/2025Gateway Wealth Partners LLC17,454$331K0.1%N/A0.020%
8/13/2025Capital Advisors Wealth Management LLC14,760$280K0.0%+27.6%0.017%
8/13/2025Baird Financial Group Inc.795,921$15.12M0.0%+5.1%0.929%
8/13/2025First Trust Advisors LP262,064$4.98M0.0%+7.9%0.306%
8/13/2025Twin Peaks Wealth Advisors LLC50,610$970K0.3%-1.8%0.059%
8/13/2025Trustmark Bank Trust Department65,252$1.24M0.1%+128.2%0.076%
8/13/2025Northwestern Mutual Wealth Management Co.66,478$1.26M0.0%+5.1%0.078%
8/13/2025Maia Wealth LLC27,617$524K0.1%-7.3%0.032%
8/12/2025Viawealth LLC16,434$312K0.2%+8.1%0.019%
8/12/2025J.W. Cole Advisors Inc.151,555$2.88M0.1%+231.8%0.177%
8/12/2025Financial Advocates Investment Management107,361$2.04M0.2%-0.8%0.125%
8/12/2025Jaffetilchin Investment Partners LLC64,257$1.22M0.1%-14.1%0.075%
8/12/2025Forum Private Client Group LLC33,011$627K0.2%-9.1%0.039%
8/12/2025JPMorgan Chase & Co.424,287$8.06M0.0%-71.0%0.495%
8/11/2025Pinnacle Financial Group LLC IL13,891$264K0.1%+33.5%0.016%
8/11/2025Plotkin Financial Advisors LLC29,133$553K0.3%-4.0%0.034%
8/8/2025Rockefeller Capital Management L.P.182,918$3.47M0.0%+0.3%0.214%
8/8/2025Kingsview Wealth Management LLC300,449$5.71M0.1%+9.3%0.351%
8/8/2025Citizens Financial Group Inc. RI951,002$18.06M0.3%+65.6%1.110%
8/8/2025Collaborative Wealth Managment Inc.40,326$766K0.3%N/A0.047%
8/8/2025Cetera Investment Advisers704,006$13.37M0.0%-8.0%0.822%
8/7/2025Lakeridge Wealth Management LLC79,314$1.51M0.7%+2.3%0.093%
8/6/2025Prospera Financial Services Inc264,187$5.02M0.1%+419.4%0.308%
8/6/2025Vestmark Advisory Solutions Inc.67,214$1.28M0.0%+87.6%0.078%
8/6/2025Paladin Advisory Group LLC2,607$50K0.0%-35.3%0.003%
8/5/2025Key Financial Inc403,869$7.67M1.5%-4.9%0.472%
8/5/2025Sigma Planning Corp65,744$1.25M0.0%-10.2%0.077%
8/4/2025Integrity Alliance LLC.102,135$1.94M0.1%-63.8%0.119%
8/4/2025Assetmark Inc.33,739$641K0.0%+7.2%0.039%
8/4/2025Spire Wealth Management24,448$464K0.0%-3.6%0.029%
8/4/2025Arkadios Wealth Advisors38,744$736K0.0%+2.5%0.045%
8/1/2025Winebrenner Capital Management LLC120,914$2.30M1.9%-1.0%0.141%
8/1/2025Integral Investment Advisors Inc.587,075$11.15M3.2%+37.9%0.685%
8/1/2025United Capital Management of KS Inc.48,927$929K0.1%-23.0%0.057%
8/1/2025Brookwood Investment Group LLC23,392$444K0.1%N/A0.027%
8/1/2025Ashton Thomas Private Wealth LLC77,873$1.48M0.1%+20.0%0.091%
8/1/2025Envestnet Asset Management Inc.2,057,676$39.08M0.0%-16.5%2.402%
7/29/2025Flavin Financial Services Inc.19,207$365K0.4%-10.9%0.022%
7/29/2025Stratos Wealth Partners LTD.55,940$1.06M0.0%-5.1%0.065%
7/28/2025Mutual Advisors LLC13,322$253K0.0%-12.8%0.016%
7/28/2025Essex LLC763,618$14.50M2.9%-5.3%0.892%
7/28/2025RFG Advisory LLC158,831$3.02M0.1%+6.5%0.185%
7/25/2025Atria Wealth Solutions Inc.20,405$387K0.0%+6.9%0.024%
7/25/2025Envestnet Portfolio Solutions Inc.46,232$878K0.0%-41.3%0.054%
7/25/2025CWM LLC188,336$3.58M0.0%+14.1%0.220%
7/23/2025Kingswood Wealth Advisors LLC10,700$203K0.0%-73.1%0.012%
7/22/2025Merit Financial Group LLC1,556,456$29.56M0.3%+7.8%1.817%
7/22/2025Beacon Financial Advisory LLC70,163$1.33M0.3%+19.9%0.082%
7/22/2025Sutton Place Investors LLC119,647$2.27M1.4%+3.2%0.140%
7/22/2025Wealthcare Advisory Partners LLC40,020$760K0.0%-3.5%0.047%
7/22/2025Accel Wealth Management17,487$332K0.1%-13.6%0.020%
7/21/2025Ameritas Advisory Services LLC4,046$77K0.0%-74.7%0.005%
7/21/2025Empirical Financial Services LLC d.b.a. Empirical Wealth Management67,867$1.29M0.0%-5.9%0.079%
7/21/2025Greenwood Capital Associates LLC10,626$202K0.0%N/A0.012%
7/21/2025Synergy Asset Management LLC202,340$3.84M0.4%N/A0.236%
7/21/2025Mirae Asset Global Investments Co. Ltd.48,000$912K0.0%+11.2%0.056%
7/18/2025Truist Financial Corp1,209,178$22.96M0.0%+8.7%1.412%
7/17/2025Janney Montgomery Scott LLC98,297$1.87M0.0%+16.6%0.115%
7/17/2025Smith Chas P & Associates PA Cpas2,292,114$43.53M2.4%+2.2%2.676%
7/17/2025Montis Financial LLC10,973$208K0.1%N/A0.013%
7/17/2025Fifth Third Securities Inc.37,087$704K0.1%+4.0%0.043%
7/15/2025McAdam LLC125,133$2.38M0.1%+29.1%0.146%
7/15/2025Financial Partners Group Inc28,238$536K0.1%N/A0.033%
7/14/2025Flagstar Advisors Inc.200,050$3.80M1.1%-44.0%0.234%
7/14/2025Park Avenue Securities LLC66,499$1.26M0.0%-42.7%0.078%
7/11/2025Annex Advisory Services LLC840,952$15.97M0.4%N/A0.982%
7/11/2025Shelton Wealth Management LLC56,668$1.08M0.5%-65.8%0.066%
7/10/2025Wealth Enhancement Advisory Services LLC21,424$408K0.0%-13.5%0.025%
7/10/2025Sovran Advisors LLC54,488$1.04M0.1%-2.1%0.064%
7/9/2025Beacon Financial Group123,016$2.34M0.2%-5.7%0.144%
7/8/2025Elevation Wealth Partners LLC192,208$3.65M1.4%+4.0%0.225%
7/8/2025Adamsbrown Wealth Consultants LLC863,024$16.39M4.8%+4.7%1.009%
7/8/2025NBC Securities Inc.71,759$1.36M0.1%+14.2%0.084%
7/7/2025Nova Wealth Management Inc.11,658$221K0.2%-25.1%0.014%
7/1/2025Park National Corp OH79,570$1.51M0.0%+17.8%0.094%
5/21/2025McAdam LLC96,962$1.81M0.1%+39.0%0.116%
5/21/2025Geneos Wealth Management Inc.107,318$2.01M0.1%+28,826.7%0.128%
5/20/2025Focus Partners Wealth101,718$1.90M0.0%+8.6%0.122%
5/20/2025Integrity Alliance LLC.282,071$5.28M0.2%+165.4%0.337%
5/19/2025Jane Street Group LLC81,300$1.52M0.0%N/A0.100%
5/16/2025Plotkin Financial Advisors LLC30,333$567K0.3%+50.2%0.037%
5/16/2025Clark Capital Management Group Inc.451,904$8.45M0.1%+36.1%0.553%
5/15/2025Royal Bank of Canada3,334,754$62.36M0.0%+11.9%4.082%
5/15/2025Baird Financial Group Inc.757,132$14.16M0.0%-1.2%0.927%
5/14/2025Comerica Bank90,920$1.70M0.0%+19.9%0.111%
5/14/2025Synovus Financial Corp27,981$523K0.0%-24.3%0.034%
5/14/2025Northwestern Mutual Wealth Management Co.63,242$1.18M0.0%+80.8%0.077%
(Data available from 1/1/2016 forward)

FPEI Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FPEI shares?

During the previous two years, 196 institutional investors and hedge funds held shares of First Trust Institutional Preferred Securities and Income ETF. The most heavily invested institutionals were UBS Group AG ($114.53M), Bank of America Corp DE ($82.49M), LPL Financial LLC ($71.77M), Royal Bank of Canada ($62.36M), NewEdge Advisors LLC ($44.84M), Smith Chas P & Associates PA Cpas ($43.53M), and Envestnet Asset Management Inc. ($39.08M).Learn more on First Trust Institutional Preferred Securities and Income ETF's institutional investors.

Which institutional investors have been buying First Trust Institutional Preferred Securities and Income ETF's stock?

Of the 166 institutional investors that purchased First Trust Institutional Preferred Securities and Income ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($4.16M), GUNN & Co INVESTMENT MANAGEMENT INC. ($2.03M), LPL Financial LLC ($1.64M), UBS Group AG ($1.62M), Merit Financial Group LLC ($1.56M), JPMorgan Chase & Co. ($1.28M), and Citizens Financial Group Inc. RI ($994.74K).

How much institutional buying is happening at First Trust Institutional Preferred Securities and Income ETF?

Institutional investors have bought a total of 17,850,625 shares in the last 24 months. This purchase volume represents approximately $335.35M in transactions.

Which of First Trust Institutional Preferred Securities and Income ETF's major shareholders have been selling company stock?

Of the 84 institutional investors that sold First Trust Institutional Preferred Securities and Income ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: GUNN & Co INVESTMENT MANAGEMENT INC. ($1.99M), JPMorgan Chase & Co. ($1.04M), Bank of America Corp DE ($726.84K), Key Financial Inc ($564.52K), Envestnet Asset Management Inc. ($405.67K), Renaissance Technologies LLC ($393.04K), and Fifth Third Securities Inc. ($312.03K).

How much institutional selling is happening at First Trust Institutional Preferred Securities and Income ETF?

Institutional investors have sold a total of 7,468,980 shares in the last 24 months. This volume of shares sold represents approximately $141.25M in transactions.


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This page (NYSEARCA:FPEI) was last updated on 9/10/2025 by MarketBeat.com Staff
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