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First Trust Institutional Preferred Securities and Income ETF (FPEI) Institutional Ownership

First Trust Institutional Preferred Securities and Income ETF logo
$19.19 +0.01 (+0.05%)
As of 08/14/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for First Trust Institutional Preferred Securities and Income ETF (NYSEARCA:FPEI)

Number of
Institutional Buyers
(last 12 months)
146
Total
Institutional Inflows
(last 12 months)
$362.91M
Number of
Institutional Sellers
(last 12 months)
84
Total
Institutional Outflows
(last 12 months)
$116.82M
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FPEI Institutional Buying and Selling by Quarter

First Trust Institutional Preferred Securities and Income ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/12/2026 Compass Financial Management LLC51,485$993K0.1%N/A0.051%
7/12/2026 Walker Asset Management LLC75,712$1.46M0.7%-1.1%0.076%
7/10/2026 Annex Advisory Services LLC1,146,209$22.11M0.4%+11.8%1.150%
7/10/2026 Wealthcare Advisory Partners LLC38,257$738K0.0%-12.6%0.038%
7/9/2026 StoneCrest Wealth Management Inc.103,531$2.00M0.6%-1.9%0.104%
7/9/2026 Adamsbrown Wealth Consultants LLC278,397$5.37M1.0%-38.8%0.279%
7/8/2026 Elevation Wealth Partners LLC31,408$606K0.2%-5.7%0.032%
7/7/2026 Integral Investment Advisors Inc.623,023$12.02M2.6%+1.3%0.628%
6/3/2026 NewEdge Advisors LLC2,190,737$41.62M0.2%-13.1%2.218%
5/19/2026 Winnow Wealth LLC35,848$681K0.5%-13.4%0.036%
5/19/2026 NewEdge Advisors LLC793,314$15.07M0.3%-68.5%0.803%
5/19/2026Bank of America Corp DE6,017,351$114.33M0.0%+29.3%6.094%
5/19/2026 Arkadios Wealth Advisors39,829$757K0.0%+84.6%0.040%
5/18/2026 Core Wealth Advisors Inc.25,804$490K0.1%+60.2%0.026%
5/18/2026Royal Bank of Canada5,375,215$102.13M0.0%+7.0%5.443%
5/15/2026 Gateway Wealth Partners LLC36,873$701K0.0%+111.5%0.037%
5/14/2026 Keebeck Wealth Management117,430$2.23M0.3%+7.0%0.119%
5/13/2026 Cetera Investment Advisers673,855$12.80M0.0%-8.0%0.682%
5/13/2026 First Trust Advisors LP213,500$4.06M0.0%+12.8%0.216%
5/6/2026 Assetmark Inc.43,253$822K0.0%+14.3%0.044%
5/6/2026 Independent Financial Group LLC10,467$199K0.0%N/A0.011%
5/5/2026 D.A. Davidson & CO.13,006$247K0.0%N/A0.013%
5/5/2026 Collaborative Wealth Managment Inc.25,659$488K0.2%-84.5%0.026%
5/5/2026 Geneos Wealth Management Inc.487,681$9.27M0.2%+43.7%0.494%
5/5/2026 LFA Lugano Financial Advisors SA28,400$537K0.3%+18.3%0.029%
5/5/2026 Sanctuary Advisors LLC39,221$745K0.0%+15.5%0.040%
5/5/2026 Sigma Planning Corp67,531$1.28M0.0%+3.8%0.068%
5/5/2026 Flynn Zito Capital Management LLC170,481$3.24M1.0%+52.2%0.173%
5/4/2026 Empirical Financial Services LLC d.b.a. Empirical Wealth Management54,392$1.03M0.0%-8.9%0.055%
5/2/2026 Valmark Advisers Inc.10,085$192K0.0%N/A0.010%
5/1/2026 Welch & Forbes LLC140,771$2.68M0.0%-2.1%0.143%
5/1/2026 Castle Wealth Management LLC12,200$232K0.1%-9.2%0.012%
5/1/2026 Citizens Financial Group Inc. RI996,035$18.93M0.3%+2.8%1.009%
5/1/2026 Fifth Third Bancorp90,174$1.71M0.0%N/A0.091%
5/1/2026 Sovran Advisors LLC53,831$1.03M0.1%+45.3%0.055%
4/30/2026 Elevated Capital Advisors LLC367,491$6.98M1.8%+3.8%0.370%
4/30/2026 Beacon Financial Group107,128$2.04M0.2%-3.6%0.108%
4/30/2026 Kestra Advisory Services LLC45,247$860K0.0%-27.8%0.045%
4/30/2026 Greenwood Capital Associates LLC29,582$562K0.1%+22.8%0.030%
4/29/2026 Integrated Advisors Network LLC35,863$681K0.0%-40.6%0.036%
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4/29/2026 Shelton Wealth Management LLC50,154$953K0.4%-11.2%0.050%
4/28/2026 Integral Investment Advisors Inc.614,923$11.68M2.9%+2.0%0.616%
4/28/2026 Beacon Financial Advisory LLC51,055$970K0.2%-41.6%0.051%
4/27/2026 Baer Investment Advisory LLC185,938$3.53M0.4%N/A0.186%
4/27/2026 Private Advisor Group LLC177,403$3.37M0.0%-20.4%0.178%
4/27/2026 Platform Technology Partners66,481$1.26M0.2%+3.0%0.067%
4/27/2026 Sound Income Strategies LLC6,714$128K0.0%-20.3%0.007%
4/24/2026 True Blue Financial LLC103,539$1.97M1.6%-7.0%0.104%
4/24/2026 Essex LLC645,831$12.27M2.2%+0.6%0.647%
4/24/2026 Key Financial Inc395,547$7.52M1.3%-0.8%0.397%
4/23/2026 Flagstar Advisors Inc.29,026$551K0.2%-6.4%0.029%
4/22/2026 Princeton Global Asset Management LLC59,271$1.13M0.2%-5.9%0.059%
4/22/2026 Janney Montgomery Scott LLC121,922$2.32M0.0%+14.2%0.122%
4/22/2026 Merkkuri Wealth Advisors LLC76,850$1.46M1.0%-1.6%0.077%
4/21/2026 Maridea Wealth Management LLC40,647$772K0.1%+107.6%0.041%
4/21/2026 Independent Wealth Network Inc.20,330$386K0.1%N/A0.020%
4/20/2026 Kestra Private Wealth Services LLC54,363$1.03M0.0%+1.3%0.054%
4/20/2026 RFG Advisory LLC53,801$1.02M0.0%+67.2%0.054%
4/16/2026 Park National Corp OH135,835$2.58M0.1%+18.2%0.136%
4/15/2026 Nations Financial Group Inc. IA ADV111,677$2.12M0.1%-1.3%0.112%
3/17/2026 Rockefeller Capital Management L.P.235,810$4.57M0.0%+19.0%0.244%
2/19/2026Plotkin Financial Advisors LLC44,601$865K0.4%+19.3%0.046%
2/18/2026 Mercer Global Advisors Inc. ADV17,926$348K0.0%+63.6%0.019%
2/18/2026 NewEdge Advisors LLC2,521,541$48.89M0.2%+1.7%2.605%
2/18/2026 Vista Investment Management274,762$5.33M1.7%+2.5%0.284%
2/18/2026 Maia Wealth LLC23,388$457K0.1%-8.0%0.024%
2/18/2026 Main Street Financial Solutions LLC25,287$490K0.0%+5.6%0.026%
2/17/2026 Integrated Advisors Network LLC60,405$1.17M0.1%+5.5%0.062%
2/17/2026AQR Capital Management LLC10,973$213K0.0%N/A0.011%
2/17/2026 Cetera Investment Advisers732,076$14.20M0.0%+7.6%0.756%
2/17/2026 Kovack Advisors Inc.33,602$652K0.0%N/A0.035%
2/17/2026Osaic Holdings Inc.654,521$12.69M0.0%+1.0%0.676%
2/17/2026 Private Advisor Group LLC222,966$4.32M0.0%+17.2%0.230%
2/17/2026 Clark Capital Management Group Inc.141,743$2.75M0.0%+3.0%0.146%
2/17/2026Royal Bank of Canada5,023,950$97.42M0.0%+5.2%5.190%
2/17/2026 Beacon Financial Advisory LLC87,462$1.70M0.4%+25.2%0.090%
2/16/2026 MML Investors Services LLC43,550$844K0.0%+15.9%0.045%
2/16/2026 Mariner LLC32,127$623K0.0%+3.2%0.033%
2/16/2026 Focus Partners Wealth120,430$2.34M0.0%-13.5%0.124%
2/16/2026 Arax Advisory Partners1,866$36K0.0%N/A0.002%
2/13/2026 Kestra Advisory Services LLC62,695$1.22M0.0%-25.3%0.065%
2/13/2026 Visionary Wealth Advisors96,793$1.88M0.1%-6.3%0.100%
2/13/2026 Stifel Financial Corp335,389$6.50M0.0%-6.2%0.346%
2/13/2026Balanced Rock Investment Advisors LLC27,065$525K0.4%+4.4%0.028%
2/13/2026 Morgan Stanley18,537,923$359.45M0.0%+11.9%19.151%
2/13/2026 Veridan Wealth LLC124,283$2.41M0.8%+2.0%0.128%
2/13/2026 Arkadios Wealth Advisors21,571$418K0.0%-22.8%0.022%
2/13/2026 First Trust Advisors LP189,278$3.67M0.0%+9.1%0.196%
2/13/2026 UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC4,314$84K0.0%N/A0.004%
2/13/2026 Summit Financial LLC28,643$555K0.0%-18.0%0.030%
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2/13/2026 United Capital Management of KS Inc.52,265$1.01M0.1%+2.7%0.054%
2/12/2026 Commonwealth Equity Services LLC382,369$7.41M0.0%+16.5%0.395%
2/12/2026 Ankerstar Wealth LLC7,187$139K0.1%N/A0.007%
2/12/2026 StoneX Group Inc.47,800$927K0.0%-2.5%0.049%
2/12/2026 Leigh Baldwin & CO. LLC12,743$247K0.2%-76.6%0.013%
2/12/2026 Steward Partners Investment Advisory LLC80,618$1.56M0.0%+2.0%0.083%
2/12/2026 Colonial Trust Co SC1,900$37K0.0%+137.5%0.002%
2/12/2026 Principal Securities Inc.83,245$1.61M0.0%+8.9%0.086%
2/12/2026 Kovack Advisors Inc.33,602$640K0.0%N/A0.035%
2/11/2026 Janney Montgomery Scott LLC106,733$2.07M0.0%+7.6%0.110%


FPEI Institutional Ownership - Frequently Asked Questions

During the previous two years, 228 institutional investors and hedge funds held shares of First Trust Institutional Preferred Securities and Income ETF. The most heavily invested institutionals were Morgan Stanley ($359.45M), UBS Group AG ($174.56M), Bank of America Corp DE ($114.33M), Royal Bank of Canada ($102.13M), LPL Financial LLC ($84.45M), Smith Chas P & Associates PA Cpas ($46.16M), and NewEdge Advisors LLC ($41.62M).Learn more on First Trust Institutional Preferred Securities and Income ETF's institutional investors.

Of the 195 institutional investors that purchased First Trust Institutional Preferred Securities and Income ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Northwestern Mutual Wealth Management Co. ($4.18M), Raymond James Financial Inc. ($4.16M), Morgan Stanley ($1.98M), Merit Financial Group LLC ($1.85M), Montis Financial LLC ($1.74M), Bank of America Corp DE ($1.57M), and JPMorgan Chase & Co. ($1.35M).

Institutional investors have bought a total of 18,785,169 shares in the last 24 months. This purchase volume represents approximately $362.91M in transactions.

Of the 83 institutional investors that sold First Trust Institutional Preferred Securities and Income ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: NewEdge Advisors LLC ($2.06M), Smith Chas P & Associates PA Cpas ($901.44K), Adamsbrown Wealth Consultants LLC ($603.24K), Raymond James Financial Inc. ($359.51K), Envestnet Asset Management Inc. ($251.29K), Synergy Asset Management LLC ($227.33K), and Elevation Wealth Partners LLC ($145.54K).

Institutional investors have sold a total of 6,081,489 shares in the last 24 months. This volume of shares sold represents approximately $116.82M in transactions.


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Institutional ownership data for NYSEARCA:FPEI is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/12/2026. New 13F filings are added each quarter as they're published.
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