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Compass Financial Management LLC Top Holdings and 13F Report (2026)

About Compass Financial Management LLC

Investment Activity

  • Compass Financial Management LLC has $926.32 million in total holdings as of September 30, 2026.
  • Compass Financial Management LLC owns shares of 1,688 different stocks, but just 162 companies or ETFs make up 80% of its holdings.
  • Approximately 20.56% of the portfolio was purchased this quarter.
  • About 17.07% of the portfolio was sold this quarter.
  • This quarter, Compass Financial Management LLC has purchased 1,497 new stocks and bought additional shares in 421 stocks.
  • Compass Financial Management LLC sold shares of 510 stocks and completely divested from 75 stocks this quarter.

Largest Holdings

NVIDIA
$37,177,430
Apple
$29,436,072
Microsoft
$25,469,125

Largest New Holdings this Quarter

464288125 - iShares 1-3 Year International Treasury Bond ETF
$10,426,529 Holding
53700T827 - iMGP DBi Managed Futures Strategy ETF
$4,451,275 Holding
22587M106 - Cresco Labs
$3,997,557 Holding
464287572 - iShares Global 100 ETF
$3,223,088 Holding
46817M107 - Jackson Financial
$2,667,096 Holding

Largest Purchases this Quarter

HORIZON FDS ANFIELD UNVL FIXED INCOME ETF
931,153 shares (about $8.59M)
Freeport-McMoRan
98,032 shares (about $6.86M)
Janus Henderson AAA CLO ETF
131,601 shares (about $6.64M)
Vanguard Mega Cap Growth ETF
53,282 shares (about $4.94M)

Largest Sales this Quarter

Microsoft
31,513 shares (about $16.16M)
Invesco QQQ
10,508 shares (about $7.77M)
iShares 0-5 Year TIPS Bond ETF
59,167 shares (about $5.90M)
iShares Floating Rate Bond ETF
112,710 shares (about $5.75M)
First Trust Nasdaq Semiconductor ETF
15,953 shares (about $4.04M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofCompass Financial Management LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
NVIDIA Corporation stock logo
NVDA
NVIDIA
$37,177,430$3,746,793 ▲11.2%162,7884.0%Technology
Apple Inc. stock logo
AAPL
Apple
$29,436,072$647,060 ▲2.2%88,3913.2%Technology
Microsoft Corporation stock logo
MSFT
Microsoft
$25,469,125$16,163,049 ▼-38.8%49,6572.7%Technology
Janus Henderson AAA CLO ETF stock logo
JAAA
Janus Henderson AAA CLO ETF
$24,666,880$6,641,908 ▲36.8%488,7432.7%ETF
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$22,898,706$1,605,938 ▲7.5%116,9792.5%ETF
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$16,354,416$3,016,168 ▼-15.6%21,4451.8%ETF
PALANTIR TECHNOLOGIES INCLASS A
$14,394,749$3,033,004 ▼-17.4%76,9571.6%CL A
Vanguard Information Technology ETF stock logo
VGT
Vanguard Information Technology ETF
$13,984,135$4,010,996 ▲40.2%111,2771.5%ETF
Meta Platforms, Inc. stock logo
META
Meta Platforms
$12,910,040$120,377 ▲0.9%17,8031.4%Communication Services
SPDR Portfolio S&P 500 Growth ETF stock logo
SPYG
SPDR Portfolio S&P 500 Growth ETF
$12,534,891$363,211 ▲3.0%101,8431.4%ETF
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$11,844,637$24,530 ▲0.2%16,9001.3%ETF
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$11,558,517$368,491 ▲3.3%46,3921.2%Consumer Discretionary
HORIZON FDS ANFIELD UNVL FIXED INCOME ETF
$11,399,570$8,585,230 ▲305.1%1,236,3961.2%COM
WisdomTree Floating Rate Treasury Fund stock logo
USFR
WisdomTree Floating Rate Treasury Fund
$10,794,654$2,084,031 ▲23.9%214,2221.2%ETF
VanEck IG Floating Rate ETF stock logo
FLTR
VanEck IG Floating Rate ETF
$10,720,176$2,547,661 ▲31.2%418,9211.2%ETF
iShares 1-3 Year International Treasury Bond ETF stock logo
ISHG
iShares 1-3 Year International Treasury Bond ETF
$10,426,529$10,426,529 ▲New Holding140,7401.1%ETF
Vanguard High Dividend Yield ETF stock logo
VYM
Vanguard High Dividend Yield ETF
$10,039,484$257,168 ▲2.6%64,6871.1%ETF
XLC
Communication Services Select Sector SPDR Fund
$9,764,632$597,909 ▲6.5%87,9931.1%ETF
Micron Technology, Inc. stock logo
MU
Micron Technology
$9,682,368$2,776,890 ▲40.2%9,0901.0%Technology
Invesco QQQ stock logo
QQQ
Invesco QQQ
$9,342,175$7,773,802 ▼-45.4%12,6281.0%ETF
Alphabet Inc. stock logo
GOOG
Alphabet
$9,048,661$827,314 ▼-8.4%26,5561.0%Communication Services
Freeport-McMoRan Inc. stock logo
FCX
Freeport-McMoRan
$7,824,271$6,862,258 ▲713.3%111,7750.8%Materials
Alphabet Inc. stock logo
GOOGL
Alphabet
$7,818,128$2,621,182 ▼-25.1%22,7220.8%Communication Services
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$7,334,863$231,679 ▲3.3%31,4380.8%ETF
Vanguard Mega Cap Growth ETF stock logo
MGK
Vanguard Mega Cap Growth ETF
$7,187,466$4,936,548 ▲219.3%77,5770.8%ETF
Broadcom Inc. stock logo
AVGO
Broadcom
$6,467,033$109,569 ▼-1.7%18,4150.7%Technology
Marvell Technology, Inc. stock logo
MRVL
Marvell Technology
$6,249,541$581,519 ▲10.3%23,6540.7%Technology
Caterpillar Inc. stock logo
CAT
Caterpillar
$5,634,632$160,526 ▲2.9%6,9500.6%Industrials
EXXONMOBIL HOLDINGS CORP COM SHS
$5,523,241$2,235,043 ▲68.0%33,9370.6%COM
Schwab US Dividend Equity ETF stock logo
SCHD
Schwab US Dividend Equity ETF
$5,479,311$244,820 ▲4.7%168,4390.6%ETF
GRAYSCALE ETHEREUM MINI STAKING ETF
$5,300,340$333,588 ▲6.7%207,9380.6%COM
Gladstone Land Corporation stock logo
LAND
Gladstone Land
$5,217,852$881,114 ▼-14.4%551,5700.6%Real Estate
KraneShares Mount Lucas Managed Futures Index Strategy ETF stock logo
KMLM
KraneShares Mount Lucas Managed Futures Index Strategy ETF
$5,118,533$4,812,297 ▲1,571.4%164,6360.6%ETF
WisdomTree U.S. Quality Dividend Growth Fund stock logo
DGRW
WisdomTree U.S. Quality Dividend Growth Fund
$5,110,201$97,727 ▲1.9%52,5520.6%ETF
MARA Holdings stock logo
MARA
MARA
$5,045,022$150,791 ▲3.1%445,2800.5%Technology
Invesco S&P 500 Equal Weight Technology ETF stock logo
RSPT
Invesco S&P 500 Equal Weight Technology ETF
$5,038,923$505,539 ▼-9.1%76,5100.5%ETF
International Business Machines Corporation stock logo
IBM
International Business Machines
$4,928,240$60,481 ▲1.2%22,4080.5%Technology
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$4,788,466$263,681 ▼-5.2%7,8270.5%Technology
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$4,656,750$41,329 ▼-0.9%9,3520.5%Finance
Janus Henderson B-BBB CLO ETF stock logo
JBBB
Janus Henderson B-BBB CLO ETF
$4,650,591$163,960 ▲3.7%98,5090.5%ETF
Schwab U.S. Large-Cap Growth ETF stock logo
SCHG
Schwab U.S. Large-Cap Growth ETF
$4,632,444$58,206 ▲1.3%128,9300.5%ETF
GE Aerospace stock logo
GE
GE Aerospace
$4,614,782$1,935,916 ▼-29.6%14,7770.5%Industrials
Costco Wholesale Corporation stock logo
COST
Costco Wholesale
$4,456,757$99,221 ▲2.3%4,8960.5%Consumer Staples
iMGP DBi Managed Futures Strategy ETF stock logo
DBMF
iMGP DBi Managed Futures Strategy ETF
$4,451,275$4,451,275 ▲New Holding136,8360.5%ETF
iShares Preferred and Income Securities ETF stock logo
PFF
iShares Preferred and Income Securities ETF
$4,397,599$202,547 ▲4.8%149,0710.5%ETF
Invesco S&P 500 Momentum ETF stock logo
SPMO
Invesco S&P 500 Momentum ETF
$4,303,461$301,338 ▲7.5%28,3910.5%ETF
First Trust Low Duration Opportunities ETF stock logo
LMBS
First Trust Low Duration Opportunities ETF
$4,284,704$3,974 ▲0.1%88,4170.5%ETF
Vanguard Growth ETF stock logo
VUG
Vanguard Growth ETF
$4,219,550$37,666 ▼-0.9%46,8270.5%ETF
SPDR Portfolio S&P 500 ETF stock logo
SPLG
SPDR Portfolio S&P 500 ETF
$4,099,222$912,135 ▼-18.2%45,6690.4%ETF
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$4,040,439$157,476 ▲4.1%12,2130.4%Finance
Palo Alto Networks, Inc. stock logo
PANW
Palo Alto Networks
$4,010,123$436,254 ▲12.2%10,0930.4%Technology
Cresco Labs Inc. stock logo
CRLBF
Cresco Labs
$3,997,557$3,997,557 ▲New Holding6,255,9580.4%Healthcare
First Trust Nasdaq Cybersecurity ETF stock logo
CIBR
First Trust Nasdaq Cybersecurity ETF
$3,995,529$2,470,841 ▲162.1%38,7580.4%ETF
Taiwan Semiconductor Manufacturing Company Ltd. stock logo
TSM
Taiwan Semiconductor Manufacturing
$3,959,771$1,233,095 ▼-23.7%8,6800.4%Technology
Dell Technologies Inc. stock logo
DELL
Dell Technologies
$3,857,128$1,702,085 ▲79.0%7,1700.4%Technology
GE VERNOVA INC
$3,838,602$2,518,518 ▼-39.6%4,0390.4%COM
iShares Core MSCI Total International Stock ETF stock logo
IXUS
iShares Core MSCI Total International Stock ETF
$3,766,956$374,549 ▼-9.0%39,6560.4%ETF
Innovative Industrial Properties, Inc. stock logo
IIPR
Innovative Industrial Properties
$3,709,831$93,296 ▼-2.5%70,4220.4%Real Estate
Valero Energy Corporation stock logo
VLO
Valero Energy
$3,694,510$299,220 ▲8.8%9,5320.4%Energy
EMDM
First Trust Bloomberg Emerging Market Democracies ETF
$3,574,258$815,470 ▲29.6%86,0440.4%ETF
Invesco S&P SmallCap Momentum ETF stock logo
XSMO
Invesco S&P SmallCap Momentum ETF
$3,563,699$203,544 ▲6.1%43,6830.4%ETF
iShares 20+ Year Treasury Bond ETF stock logo
TLT
iShares 20+ Year Treasury Bond ETF
$3,525,220$194,917 ▲5.9%45,3230.4%ETF
ISHARES BITCOIN TRUST ETF
$3,486,925$153,382 ▲4.6%73,6570.4%COM
Vanguard International High Dividend Yield ETF stock logo
VYMI
Vanguard International High Dividend Yield ETF
$3,373,448$126,815 ▲3.9%33,3580.4%ETF
Marathon Petroleum Corporation stock logo
MPC
Marathon Petroleum
$3,341,316$2,271,304 ▲212.3%8,4500.4%Energy
AGNC Investment Corp. stock logo
AGNC
AGNC Investment
$3,288,735$93,738 ▲2.9%362,5950.4%Finance
iShares Global 100 ETF stock logo
IOO
iShares Global 100 ETF
$3,223,088$3,223,088 ▲New Holding22,3810.3%ETF
GOLDMAN SACHS NASDAQ-100PREMIUM INCOME ETF
$3,219,974$171,215 ▲5.6%55,5360.3%COM
AbbVie Inc. stock logo
ABBV
AbbVie
$3,157,972$238,574 ▲8.2%12,0720.3%Healthcare
Capital Group U.S. Multi-Sector Income ETF stock logo
CGMS
Capital Group U.S. Multi-Sector Income ETF
$3,151,601$111,372 ▲3.7%120,1530.3%ETF
First Trust Asia Pacific ex-Japan AlphaDEX Fund stock logo
FPA
First Trust Asia Pacific ex-Japan AlphaDEX Fund
$3,121,988$2,826,951 ▲958.2%63,0350.3%ETF
ClearPoint Neuro, Inc. stock logo
CLPT
ClearPoint Neuro
$3,091,206$519,047 ▼-14.4%253,1700.3%Healthcare
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$3,074,206$494,048 ▲19.1%2,6570.3%Healthcare
COREWEAVE INC CLASS A
$3,071,154$279,917 ▲10.0%35,2520.3%CL A
GraniteShares Gold Trust stock logo
BAR
GraniteShares Gold Trust
$3,049,063$45,737 ▲1.5%74,5310.3%ETF
ARISTA NETWORKS INC
$2,995,216$2,106,749 ▲237.1%14,7120.3%COM
PSFF
Pacer Swan SOS Fund of Funds ETF
$2,992,066$428,867 ▼-12.5%85,2200.3%ETF
Schwab U.S. Aggregate Bond ETF stock logo
SCHZ
Schwab U.S. Aggregate Bond ETF
$2,857,554$109,970 ▼-3.7%129,3010.3%ETF
PRINCIPAL FINL GROUP INC
$2,844,500$2,609,828 ▲1,112.1%25,4060.3%COM
Financial Select Sector SPDR Fund stock logo
XLF
Financial Select Sector SPDR Fund
$2,834,136$175,204 ▲6.6%53,0740.3%ETF
GOLDMAN SACHS S&P 500 PREMIUM INCOME ETF
$2,822,052$108,032 ▲4.0%50,5470.3%COM
Target Corporation stock logo
TGT
Target
$2,821,060$890,630 ▲46.1%18,0040.3%Consumer Staples
Cleanspark, Inc. stock logo
CLSK
Cleanspark
$2,707,106$1,086,776 ▲67.1%210,1790.3%Technology
Chevron Corporation stock logo
CVX
Chevron
$2,704,925$148,254 ▼-5.2%13,2460.3%Energy
Jackson Financial Inc. stock logo
JXN
Jackson Financial
$2,667,096$2,667,096 ▲New Holding20,6240.3%Finance
Toronto Dominion Bank (The) stock logo
TD
Toronto Dominion Bank
$2,566,385$2,566,385 ▲New Holding21,8360.3%Finance
UNLIMITED HFGM GLOBAL MACRO ETF
$2,522,490$161,572 ▲6.8%80,4810.3%COM
First Trust Preferred Securities and Income ETF stock logo
FPE
First Trust Preferred Securities and Income ETF
$2,506,601$88,234 ▲3.6%147,0150.3%ETF
EIGHTCO HLDGS INC EQUITY
$2,487,951$296,859 ▼-10.7%2,126,4540.3%COM
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$2,484,118$339,798 ▲15.8%6,6380.3%ETF
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$2,466,104$1,133,489 ▼-31.5%3,2200.3%ETF
iShares MSCI USA Value Factor ETF stock logo
VLUE
iShares MSCI USA Value Factor ETF
$2,455,640$2,304,563 ▼-48.4%12,4020.3%ETF
F5, Inc. stock logo
FFIV
F5
$2,448,045$1,411,221 ▲136.1%5,4990.3%Technology
Vanguard Real Estate ETF stock logo
VNQ
Vanguard Real Estate ETF
$2,432,258$53,867 ▲2.3%27,1370.3%ETF
BROOKFIELD RENEWABLE FCLASS A
$2,423,788$2,423,788 ▲New Holding85,8890.3%CL A
iShares U.S. Pharmaceuticals ETF stock logo
IHE
iShares U.S. Pharmaceuticals ETF
$2,381,234$1,815,604 ▲321.0%23,6890.3%ETF
Annaly Capital Management Inc stock logo
NLY
Annaly Capital Management
$2,378,161$70,214 ▲3.0%125,8950.3%Finance
Incyte Corporation stock logo
INCY
Incyte
$2,377,732$2,377,732 ▲New Holding19,5940.3%Healthcare
iShares 10-20 Year Treasury Bond ETF stock logo
TLH
iShares 10-20 Year Treasury Bond ETF
$2,365,594$730,988 ▲44.7%25,6660.3%ETF
ISHARES TR
$2,355,647$238,717 ▼-9.2%76,3090.3%COM

Showing largest 100 holdings. View all holdings.
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