Free Trial

Sigma Planning Corp Top Holdings and 13F Report (2026)

About Sigma Planning Corp

Investment Activity

  • Sigma Planning Corp has $3.88 billion in total holdings as of September 30, 2026.
  • Sigma Planning Corp owns shares of 1,318 different stocks, but just 297 companies or ETFs make up 80% of its holdings.
  • Approximately 5.71% of the portfolio was purchased this quarter.
  • About 8.54% of the portfolio was sold this quarter.
  • This quarter, Sigma Planning Corp has purchased 1,395 new stocks and bought additional shares in 520 stocks.
  • Sigma Planning Corp sold shares of 675 stocks and completely divested from 155 stocks this quarter.

Largest Holdings

Apple
$191,476,826
NVIDIA
$123,740,831
Invesco QQQ
$79,092,436
Amazon.com
$71,312,951

Largest New Holdings this Quarter

30233Q108 - EXXONMOBIL HOLDINGS CORP
$12,755,085 Holding
33740F789 - First Trust Multi-Manager Large Growth ETF
$2,591,508 Holding
89422G107 - Travere Therapeutics
$2,066,099 Holding
33740U208 - FT Vest U.S. Equity Buffer ETF - July
$1,616,128 Holding
70805E109 - The Pennant Group
$1,572,870 Holding

Largest Purchases this Quarter

CrowdStrike
60,945 shares (about $16.46M)
EXXONMOBIL HOLDINGS CORP
78,456 shares (about $12.76M)
Vanguard High Dividend Yield ETF
21,415 shares (about $3.32M)
EA SERIES TRUST
68,455 shares (about $2.93M)

Largest Sales this Quarter

SPDR S&P 500 ETF Trust
39,694 shares (about $23.22M)
NVIDIA
34,549 shares (about $7.84M)
Invesco QQQ
8,473 shares (about $6.25M)
JPMorgan Nasdaq Equity Premium Income ETF
94,527 shares (about $5.79M)
BLACKROCK ETF TRUST
171,039 shares (about $5.34M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofSigma Planning Corp

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$216,137,715$188,194 ▼-0.1%282,5275.6%ETF
Apple Inc. stock logo
AAPL
Apple
$191,476,826$737,676 ▼-0.4%577,5384.9%Technology
NVIDIA Corporation stock logo
NVDA
NVIDIA
$123,740,831$7,835,419 ▼-6.0%545,6153.2%Technology
Invesco QQQ stock logo
QQQ
Invesco QQQ
$79,092,436$6,248,254 ▼-7.3%107,2542.0%ETF
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$71,312,951$2,382,435 ▼-3.2%288,6421.8%Consumer Discretionary
Microsoft Corporation stock logo
MSFT
Microsoft
$66,448,054$2,470,125 ▼-3.6%129,4731.7%Technology
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$58,262,424$23,221,663 ▼-28.5%99,5911.5%ETF
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$58,259,561$2,560,013 ▼-4.2%409,6811.5%ETF
iShares Core Dividend Growth ETF stock logo
DGRO
iShares Core Dividend Growth ETF
$54,738,302$348,604 ▲0.6%726,0681.4%ETF
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$47,032,248$3,151,454 ▼-6.3%67,1431.2%ETF
Alphabet Inc. stock logo
GOOG
Alphabet
$46,512,789$14,956 ▼0.0%136,8421.2%Communication Services
iShares iBoxx $ Investment Grade Corporate Bond ETF stock logo
LQD
iShares iBoxx $ Investment Grade Corporate Bond ETF
$36,264,297$1,941,522 ▲5.7%354,9060.9%ETF
Schwab U.S. Large-Cap Growth ETF stock logo
SCHG
Schwab U.S. Large-Cap Growth ETF
$35,293,620$640,437 ▲1.8%983,0840.9%ETF
Alphabet Inc. stock logo
GOOGL
Alphabet
$28,873,188$275,416 ▼-0.9%85,1260.7%Communication Services
Schwab US Dividend Equity ETF stock logo
SCHD
Schwab US Dividend Equity ETF
$28,838,895$1,220,754 ▼-4.1%886,5320.7%ETF
iShares 1-3 Year Treasury Bond ETF stock logo
SHY
iShares 1-3 Year Treasury Bond ETF
$27,273,511$1,265,663 ▲4.9%335,8810.7%ETF
Micron Technology, Inc. stock logo
MU
Micron Technology
$27,039,221$2,207,601 ▲8.9%27,8280.7%Technology
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$24,905,496$666,264 ▼-2.6%66,6500.6%ETF
Meta Platforms, Inc. stock logo
META
Meta Platforms
$24,192,831$2,024,289 ▼-7.7%33,3560.6%Communication Services
CrowdStrike stock logo
CRWD
CrowdStrike
$22,629,886$16,459,351 ▲266.7%83,7930.6%Technology
Capital Group Dividend Value ETF stock logo
CGDV
Capital Group Dividend Value ETF
$22,195,464$281,765 ▼-1.3%458,7740.6%ETF
Broadcom Inc. stock logo
AVGO
Broadcom
$22,084,301$427,338 ▼-1.9%62,8930.6%Technology
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$22,038,078$1,154,731 ▼-5.0%36,5860.6%Technology
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$21,545,019$351,851 ▼-1.6%94,4830.6%ETF
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$21,195,407$37,367 ▲0.2%42,5420.5%Finance
iShares Core S&P Mid-Cap ETF stock logo
IJH
iShares Core S&P Mid-Cap ETF
$20,005,304$97,417 ▼-0.5%278,0550.5%ETF
First Trust Rising Dividend Achievers ETF stock logo
RDVY
First Trust Rising Dividend Achievers ETF
$19,410,467$367,838 ▼-1.9%248,1200.5%ETF
Caterpillar Inc. stock logo
CAT
Caterpillar
$19,192,022$1,133,737 ▼-5.6%23,7840.5%Industrials
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$18,018,176$73,074 ▼-0.4%54,4930.5%Finance
PALANTIR TECHNOLOGIES INC
$17,916,418$1,981,863 ▲12.4%95,8260.5%CL A
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$17,548,677$1,230,157 ▲7.5%66,7050.5%Healthcare
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$16,972,801$106,568 ▼-0.6%86,0040.4%ETF
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$16,889,935$59,975 ▼-0.4%14,6440.4%Healthcare
iShares Floating Rate Bond ETF stock logo
FLOT
iShares Floating Rate Bond ETF
$16,429,617$1,787,362 ▲12.2%321,8340.4%ETF
iShares International Select Dividend ETF stock logo
IDV
iShares International Select Dividend ETF
$16,351,964$786,759 ▲5.1%387,5790.4%ETF
Chevron Corporation stock logo
CVX
Chevron
$15,942,779$233,702 ▼-1.4%81,7940.4%Energy
Schwab US Large-Cap ETF stock logo
SCHX
Schwab US Large-Cap ETF
$15,438,504$206,160 ▲1.4%514,6170.4%ETF
iShares Gold Trust stock logo
IAU
iShares Gold Trust
$15,313,394$1,910,827 ▼-11.1%196,1430.4%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$14,847,732$359,705 ▲2.5%41,6490.4%Consumer Discretionary
iShares Core S&P Small-Cap ETF stock logo
IJR
iShares Core S&P Small-Cap ETF
$14,832,510$3,533,215 ▼-19.2%109,0310.4%ETF
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$14,721,033$2,043,933 ▼-12.2%38,6980.4%ETF
Vanguard Information Technology ETF stock logo
VGT
Vanguard Information Technology ETF
$14,458,522$1,323,971 ▲10.1%103,1230.4%ETF
Vanguard Small-Cap ETF stock logo
VB
Vanguard Small-Cap ETF
$14,339,544$2,789,074 ▲24.1%50,4570.4%ETF
AbbVie Inc. stock logo
ABBV
AbbVie
$14,269,148$333,600 ▼-2.3%54,7070.4%Healthcare
iShares 1-5 Year Investment Grade Corporate Bond ETF stock logo
IGSB
iShares 1-5 Year Investment Grade Corporate Bond ETF
$13,861,035$1,342,999 ▲10.7%270,5330.4%ETF
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$13,548,180$1,654,658 ▼-10.9%63,0960.3%ETF
VanEck Semiconductor ETF stock logo
SMH
VanEck Semiconductor ETF
$13,481,813$1,546,834 ▼-10.3%22,1380.3%ETF
Costco Wholesale Corporation stock logo
COST
Costco Wholesale
$13,371,058$968,098 ▼-6.8%14,6680.3%Consumer Staples
First Trust SMID Cap Rising Dividend Achievers ETF stock logo
SDVY
First Trust SMID Cap Rising Dividend Achievers ETF
$12,934,787$20,938 ▲0.2%318,7630.3%ETF
Pacer US Cash Cows 100 ETF stock logo
COWZ
Pacer US Cash Cows 100 ETF
$12,825,407$2,359,449 ▼-15.5%194,1600.3%ETF
EXXONMOBIL HOLDINGS CORP
$12,755,085$12,755,085 ▲New Holding78,4560.3%COM SHS
iShares Morningstar Mid-Cap Growth ETF stock logo
IMCG
iShares Morningstar Mid-Cap Growth ETF
$12,637,764$339,787 ▲2.8%134,6020.3%ETF
FT Vest Laddered Buffer ETF stock logo
BUFR
FT Vest Laddered Buffer ETF
$12,600,246$325,376 ▼-2.5%336,4060.3%ETF
Invesco S&P 500 Equal Weight ETF stock logo
RSP
Invesco S&P 500 Equal Weight ETF
$12,302,337$119,612 ▲1.0%59,1400.3%ETF
Visa Inc. stock logo
V
Visa
$12,247,372$248,248 ▼-2.0%34,1400.3%Finance
WALMART INC
$11,880,316$349,543 ▼-2.9%114,3700.3%COM
iShares 5-10 Year Investment Grade Corporate Bond ETF stock logo
IGIB
iShares 5-10 Year Investment Grade Corporate Bond ETF
$11,769,540$1,229,849 ▲11.7%233,7450.3%ETF
Vanguard Mid-Cap ETF stock logo
VO
Vanguard Mid-Cap ETF
$11,571,524$187,824 ▼-1.6%146,4430.3%ETF
iShares Core S&P U.S. Value ETF stock logo
IUSV
iShares Core S&P U.S. Value ETF
$11,331,846$6,727 ▼-0.1%102,7550.3%ETF
Vanguard Intermediate-Term Bond ETF stock logo
BIV
Vanguard Intermediate-Term Bond ETF
$11,233,106$392,726 ▲3.6%154,0840.3%ETF
Invesco NASDAQ 100 ETF stock logo
QQQM
Invesco NASDAQ 100 ETF
$10,969,681$906,940 ▼-7.6%36,0560.3%ETF
iShares Broad USD Investment Grade Corporate Bond ETF stock logo
USIG
iShares Broad USD Investment Grade Corporate Bond ETF
$10,902,153$1,202,794 ▲12.4%223,8180.3%ETF
iShares U.S. Equity Factor Rotation Active ETF stock logo
DYNF
iShares U.S. Equity Factor Rotation Active ETF
$10,579,945$5,388,427 ▲103.8%153,0240.3%ETF
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$10,549,772$1,113,690 ▼-9.5%149,9640.3%ETF
Avantis U.S. Small Cap Value ETF stock logo
AVUV
Avantis U.S. Small Cap Value ETF
$9,758,589$704,962 ▲7.8%82,9040.3%ETF
International Business Machines Corporation stock logo
IBM
International Business Machines
$9,641,365$12,120 ▼-0.1%41,3650.2%Technology
Vanguard Growth ETF stock logo
VUG
Vanguard Growth ETF
$9,584,658$1,965,502 ▼-17.0%99,6940.2%ETF
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$9,562,978$298,905 ▼-3.0%43,0950.2%ETF
The Home Depot, Inc. stock logo
HD
Home Depot
$9,517,515$592,813 ▼-5.9%33,0890.2%Consumer Discretionary
Fidelity Blue Chip Growth ETF stock logo
FBCG
Fidelity Blue Chip Growth ETF
$9,421,596$1,859,452 ▲24.6%149,0520.2%ETF
First Trust Nasdaq Cybersecurity ETF stock logo
CIBR
First Trust Nasdaq Cybersecurity ETF
$9,359,170$380,507 ▲4.2%90,7860.2%ETF
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$9,332,254$1,264,872 ▼-11.9%40,0110.2%ETF
Energy Select Sector SPDR Fund stock logo
XLE
Energy Select Sector SPDR Fund
$9,228,488$485,642 ▼-5.0%149,9120.2%ETF
Fidelity MSCI Information Technology Index ETF stock logo
FTEC
Fidelity MSCI Information Technology Index ETF
$9,143,698$60,312 ▲0.7%30,4730.2%ETF
Taiwan Semiconductor Manufacturing Company Ltd. stock logo
TSM
Taiwan Semiconductor Manufacturing
$8,932,828$625,514 ▼-6.5%19,8360.2%Technology
Capital Group Growth ETF stock logo
CGGR
Capital Group Growth ETF
$8,691,721$443,558 ▲5.4%184,8440.2%ETF
INNOVATOR ETFS TRUST
$8,632,894$502,833 ▲6.2%249,9390.2%U S EQ 10 BUFFER
iShares Global Energy ETF stock logo
IXC
iShares Global Energy ETF
$8,536,010$417,249 ▲5.1%149,8330.2%ETF
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$8,509,231$16,222 ▲0.2%110,1520.2%ETF
NextEra Energy, Inc. stock logo
NEE
NextEra Energy
$8,489,116$95,191 ▼-1.1%112,0990.2%Utilities
JPMorgan Equity Premium Income ETF stock logo
JEPI
JPMorgan Equity Premium Income ETF
$8,432,651$1,164,547 ▲16.0%149,8120.2%ETF
Verizon Communications Inc. stock logo
VZ
Verizon Communications
$8,421,641$157,018 ▼-1.8%183,6990.2%Communication Services
Procter & Gamble Company (The) stock logo
PG
Procter & Gamble
$8,407,115$72,133 ▼-0.9%57,8090.2%Consumer Staples
FNDB
Schwab Fundamental U.S. Broad Market ETF
$8,400,632$292,264 ▲3.6%274,4410.2%ETF
PSFF
Pacer Swan SOS Fund of Funds ETF
$8,358,755$102,662 ▲1.2%238,0730.2%ETF
iShares S&P Small-Cap 600 Growth ETF stock logo
IJT
iShares S&P Small-Cap 600 Growth ETF
$8,223,628$66,179 ▲0.8%51,3210.2%ETF
iShares Global 100 ETF stock logo
IOO
iShares Global 100 ETF
$8,175,643$313,512 ▼-3.7%56,7710.2%ETF
Innovator Defined Wealth Shield ETF stock logo
BALT
Innovator Defined Wealth Shield ETF
$8,147,824$1,604,659 ▲24.5%233,1280.2%ETF
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$8,042,904$856,228 ▼-9.6%83,0190.2%ETF
FCUS
Pinnacle Focused Opportunities ETF
$7,994,576$334,833 ▼-4.0%189,0290.2%ETF
FIRST TR EXCHANGE-TRADED FD
$7,985,657$999,239 ▲14.3%404,5420.2%CORE INVESTMENT
Vanguard High Dividend Yield ETF stock logo
VYM
Vanguard High Dividend Yield ETF
$7,973,373$3,323,015 ▲71.5%51,3840.2%ETF
Invesco S&P 500 Momentum ETF stock logo
SPMO
Invesco S&P 500 Momentum ETF
$7,966,111$881,435 ▼-10.0%52,5540.2%ETF
Amgen Inc. stock logo
AMGN
Amgen
$7,929,868$2,021,661 ▲34.2%18,8160.2%Healthcare
iShares Core High Dividend ETF stock logo
HDV
iShares Core High Dividend ETF
$7,856,142$55,025 ▲0.7%280,9780.2%ETF
iShares Broad USD High Yield Corporate Bond ETF stock logo
USHY
iShares Broad USD High Yield Corporate Bond ETF
$7,848,171$682,394 ▲9.5%219,7140.2%ETF
iShares Core S&P Total U.S. Stock Market ETF stock logo
ITOT
iShares Core S&P Total U.S. Stock Market ETF
$7,790,721$3,154 ▲0.0%46,9310.2%ETF
iShares Silver Trust stock logo
SLV
iShares Silver Trust
$7,755,916$828,826 ▼-9.7%143,5660.2%ETF
Industrial Select Sector SPDR Fund stock logo
XLI
Industrial Select Sector SPDR Fund
$7,716,927$35,175 ▲0.5%46,2900.2%ETF
The Goldman Sachs Group, Inc. stock logo
GS
The Goldman Sachs Group
$7,710,409$160,202 ▼-2.0%8,5670.2%Finance

Showing largest 100 holdings. View all holdings.
SEC Filings and Trading Data