Sigma Planning Corp Top Holdings and 13F Report (2024)

About Sigma Planning Corp

Investment Activity

  • Sigma Planning Corp has $1.28 billion in total holdings as of December 31, 2023.
  • Sigma Planning Corp owns shares of 844 different stocks, but just 255 companies or ETFs make up 80% of its holdings.
  • Approximately 4.11% of the portfolio was purchased this quarter.
  • About 131.19% of the portfolio was sold this quarter.
  • This quarter, Sigma Planning Corp has purchased 1,191 new stocks and bought additional shares in 30 stocks.
  • Sigma Planning Corp sold shares of 776 stocks and completely divested from 380 stocks this quarter.

Largest Holdings

Apple
$52,662,821
Invesco QQQ
$34,605,019
Microsoft
$31,226,729
Amazon.com
$21,633,348

Largest Purchases this Quarter

FT Vest U.S. Equity Buffer ETF - December
364,811 shares (about $14.22M)
iShares Global 100 ETF
49,485 shares (about $3.98M)
Invesco S&P 500 Top 50 ETF
56,830 shares (about $2.14M)

Largest Sales this Quarter

Apple
522,281 shares (about $100.55M)
iShares Core S&P 500 ETF
173,554 shares (about $82.89M)
Amazon.com
222,167 shares (about $33.76M)
Microsoft
85,817 shares (about $32.27M)
FT Vest U.S. Equity Buffer ETF - August
662,567 shares (about $26.92M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofSigma Planning Corp

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$71,684,445$82,894,394 -53.6%150,0845.6%ETF
Apple Inc. stock logo
AAPL
Apple
$52,662,821$100,554,933 -65.6%273,5304.1%Computer and Technology
Invesco QQQ stock logo
QQQ
Invesco QQQ
$34,605,019$22,373,416 -39.3%84,5012.7%Finance
Microsoft Co. stock logo
MSFT
Microsoft
$31,226,729$32,270,616 -50.8%83,0412.4%Computer and Technology
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$21,633,348$33,756,021 -60.9%142,3811.7%Retail/Wholesale
iShares Core Dividend Growth ETF stock logo
DGRO
iShares Core Dividend Growth ETF
$20,484,399$26,413,163 -56.3%380,6091.6%ETF
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$19,586,910$18,262,230 -48.3%41,2091.5%Finance
NVIDIA Co. stock logo
NVDA
NVIDIA
$18,709,304$13,701,668 -42.3%37,7801.5%Computer and Technology
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$16,574,114$17,156,214 -50.9%220,6941.3%ETF
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$16,396,664$19,041,935 -53.7%37,5381.3%ETF
iShares iBoxx $ Investment Grade Corporate Bond ETF stock logo
LQD
iShares iBoxx $ Investment Grade Corporate Bond ETF
$14,460,139$13,732,329 -48.7%130,6721.1%Finance
FDEC
FT Vest U.S. Equity Buffer ETF - December
$14,223,981$14,223,981 New Holding364,8111.1%ETF
Pacer US Cash Cows 100 ETF stock logo
COWZ
Pacer US Cash Cows 100 ETF
$13,114,482$14,256,911 -52.1%252,2501.0%ETF
Schwab US Dividend Equity ETF stock logo
SCHD
Schwab US Dividend Equity ETF
$12,180,697$17,607,688 -59.1%159,9991.0%ETF
AbbVie Inc. stock logo
ABBV
AbbVie
$11,987,724$7,717,984 -39.2%77,3550.9%Medical
iShares Core S&P Small-Cap ETF stock logo
IJR
iShares Core S&P Small-Cap ETF
$10,457,798$12,230,930 -53.9%96,6080.8%ETF
VanEck Morningstar Wide Moat ETF stock logo
MOAT
VanEck Morningstar Wide Moat ETF
$10,399,593$10,000,281 -49.0%122,5360.8%ETF
iShares Core S&P Mid-Cap ETF stock logo
IJH
iShares Core S&P Mid-Cap ETF
$10,235,685$14,005,750 -57.8%36,9320.8%ETF
Alphabet Inc. stock logo
GOOGL
Alphabet
$9,606,618$6,034,886 -38.6%68,7710.8%Communication Services
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$9,555,610$8,017,696 -45.6%26,7920.7%Finance
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$8,783,341$15,655,739 -64.1%45,9450.7%Finance
iShares Floating Rate Bond ETF stock logo
FLOT
iShares Floating Rate Bond ETF
$8,576,788$9,093,314 -51.5%169,4350.7%ETF
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$8,256,359$9,853,203 -54.4%47,4800.6%ETF
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$7,994,876$4,387,126 -35.4%13,7150.6%Medical
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$7,946,188$9,282,496 -53.9%80,0620.6%Finance
Alphabet Inc. stock logo
GOOG
Alphabet
$7,485,501$15,637,319 -67.6%53,1150.6%Computer and Technology
iShares National Muni Bond ETF stock logo
MUB
iShares National Muni Bond ETF
$7,364,712$6,274,109 -46.0%67,9340.6%ETF
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$6,928,566$6,099,355 -46.8%35,9960.5%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$6,875,341$8,524,230 -55.4%27,6700.5%Auto/Tires/Trucks
Costco Wholesale Co. stock logo
COST
Costco Wholesale
$6,200,296$4,729,599 -43.3%9,3930.5%Retail/Wholesale
iShares Global 100 ETF stock logo
IOO
iShares Global 100 ETF
$5,995,229$3,984,553 198.2%74,4560.5%ETF
JPMorgan Equity Premium Income ETF stock logo
JEPI
JPMorgan Equity Premium Income ETF
$5,905,217$7,225,942 -55.0%107,4070.5%ETF
The Home Depot, Inc. stock logo
HD
Home Depot
$5,765,003$6,356,579 -52.4%16,6350.5%Retail/Wholesale
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$5,745,829$7,712,192 -57.3%33,7790.4%Finance
First Trust Enhanced Short Maturity ETF stock logo
FTSM
First Trust Enhanced Short Maturity ETF
$5,606,634$6,951,019 -55.4%93,9760.4%Manufacturing
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$5,520,510$4,101,716 -42.6%23,2720.4%ETF
Meta Platforms, Inc. stock logo
META
Meta Platforms
$5,492,040$4,989,771 -47.6%15,5160.4%Computer and Technology
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$5,428,393$3,045,627 -35.9%36,8930.4%ETF
iShares MSCI USA Min Vol Factor ETF stock logo
USMV
iShares MSCI USA Min Vol Factor ETF
$5,337,650$8,969,484 -62.7%68,4050.4%ETF
First Trust Capital Strength ETF stock logo
FTCS
First Trust Capital Strength ETF
$5,249,386$6,894,276 -56.8%65,5850.4%ETF
Energy Select Sector SPDR Fund stock logo
XLE
Energy Select Sector SPDR Fund
$5,200,846$7,757,798 -59.9%62,0330.4%ETF
iShares 1-3 Year Treasury Bond ETF stock logo
SHY
iShares 1-3 Year Treasury Bond ETF
$5,194,258$9,078,999 -63.6%63,3140.4%Manufacturing
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$5,096,309$5,156,558 -50.3%34,0890.4%ETF
Abbott Laboratories stock logo
ABT
Abbott Laboratories
$5,083,589$1,249,516 -19.7%46,1850.4%Medical
First Trust TCW Opportunistic Fixed Income ETF stock logo
FIXD
First Trust TCW Opportunistic Fixed Income ETF
$4,988,888$6,245,812 -55.6%111,8460.4%Manufacturing
iShares Core S&P Total U.S. Stock Market ETF stock logo
ITOT
iShares Core S&P Total U.S. Stock Market ETF
$4,939,497$9,138,175 -64.9%46,9400.4%ETF
Exxon Mobil Co. stock logo
XOM
Exxon Mobil
$4,719,117$8,994,226 -65.6%47,2010.4%Oils/Energy
BlackRock Ultra Short-Term Bond ETF stock logo
ICSH
BlackRock Ultra Short-Term Bond ETF
$4,673,434$4,551,563 -49.3%92,8010.4%ETF
First Trust Value Line Dividend Index Fund stock logo
FVD
First Trust Value Line Dividend Index Fund
$4,601,614$4,903,786 -51.6%113,4520.4%ETF
First Trust NASDAQ Rising Dividend Achievers stock logo
RDVY
First Trust NASDAQ Rising Dividend Achievers
$4,592,779$4,874,173 -51.5%88,8870.4%Manufacturing
First Trust Low Duration Opportunities ETF stock logo
LMBS
First Trust Low Duration Opportunities ETF
$4,572,259$5,814,029 -56.0%94,6250.4%Manufacturing
Visa Inc. stock logo
V
Visa
$4,406,427$6,659,758 -60.2%16,9250.3%Business Services
The Procter & Gamble Company stock logo
PG
Procter & Gamble
$4,378,156$6,581,815 -60.1%29,8770.3%Consumer Staples
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$4,376,284$4,193,303 -48.9%62,2070.3%ETF
iShares Broad USD Investment Grade Corporate Bond ETF stock logo
USIG
iShares Broad USD Investment Grade Corporate Bond ETF
$4,350,199$4,350,199 New Holding84,8650.3%Manufacturing
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$4,345,775$7,665,373 -63.8%27,7260.3%Medical
Waste Management, Inc. stock logo
WM
Waste Management
$4,301,608$4,394,919 -50.5%24,0180.3%Business Services
Health Care Select Sector SPDR Fund stock logo
XLV
Health Care Select Sector SPDR Fund
$4,116,613$6,393,058 -60.8%30,1850.3%ETF
Capital Group Dividend Value ETF stock logo
CGDV
Capital Group Dividend Value ETF
$4,093,108$3,192,033 -43.8%137,1690.3%ETF
Caterpillar Inc. stock logo
CAT
Caterpillar
$4,034,962$5,176,826 -56.2%13,6470.3%Industrial Products
iShares 5-10 Year Investment Grade Corporate Bond ETF stock logo
IGIB
iShares 5-10 Year Investment Grade Corporate Bond ETF
$4,006,860$4,006,860 New Holding77,0550.3%Manufacturing
Verizon Communications Inc. stock logo
VZ
Verizon Communications
$3,975,548$5,346,134 -57.4%105,4520.3%Computer and Technology
Invesco S&P 500 Equal Weight ETF stock logo
RSP
Invesco S&P 500 Equal Weight ETF
$3,931,058$2,421,880 -38.1%24,9120.3%ETF
Fidelity MSCI Health Care Index ETF stock logo
FHLC
Fidelity MSCI Health Care Index ETF
$3,879,116$6,815,445 -63.7%59,9650.3%ETF
iShares Russell 2000 ETF stock logo
IWM
iShares Russell 2000 ETF
$3,828,026$2,281,722 -37.3%19,0720.3%Finance
First Trust TCW Unconstrained Plus Bond ETF stock logo
UCON
First Trust TCW Unconstrained Plus Bond ETF
$3,815,157$4,629,771 -54.8%154,2100.3%ETF
First Trust Dorsey Wright Focus 5 ETF stock logo
FV
First Trust Dorsey Wright Focus 5 ETF
$3,773,924$2,223,042 -37.1%73,2090.3%Manufacturing
Walmart Inc. stock logo
WMT
Walmart
$3,734,124$3,177,300 -46.0%23,6860.3%Retail/Wholesale
PepsiCo, Inc. stock logo
PEP
PepsiCo
$3,693,215$2,956,610 -44.5%21,7450.3%Consumer Staples
NextEra Energy, Inc. stock logo
NEE
NextEra Energy
$3,660,568$3,862,225 -51.3%60,2660.3%Utilities
UnitedHealth Group Incorporated stock logo
UNH
UnitedHealth Group
$3,647,473$4,233,448 -53.7%6,9280.3%Medical
First Trust NASDAQ Technology Dividend Index Fund stock logo
TDIV
First Trust NASDAQ Technology Dividend Index Fund
$3,586,355$3,428,116 -48.9%55,9580.3%Manufacturing
iShares Core S&P U.S. Value ETF stock logo
IUSV
iShares Core S&P U.S. Value ETF
$3,538,103$6,704,728 -65.5%41,9550.3%Manufacturing
Intel Co. stock logo
INTC
Intel
$3,436,580$356,924 11.6%68,3900.3%Computer and Technology
BALT
Innovator Defined Wealth Shield ETF
$3,408,557$5,350,782 -61.1%119,3050.3%ETF
Invesco S&P 500 Top 50 ETF stock logo
XLG
Invesco S&P 500 Top 50 ETF
$3,391,800$2,143,639 171.7%89,9200.3%ETF
JPMorgan Ultra-Short Income ETF stock logo
JPST
JPMorgan Ultra-Short Income ETF
$3,339,231$4,105,035 -55.1%66,4790.3%ETF
Chevron Co. stock logo
CVX
Chevron
$3,315,814$3,735,101 -53.0%22,2300.3%Oils/Energy
Utilities Select Sector SPDR Fund stock logo
XLU
Utilities Select Sector SPDR Fund
$3,291,695$1,443,920 -30.5%51,9770.3%ETF
The Boeing Company stock logo
BA
Boeing
$3,131,482$4,371,146 -58.3%12,0140.2%Aerospace
McDonald's Co. stock logo
MCD
McDonald's
$3,082,623$3,505,164 -53.2%10,3960.2%Retail/Wholesale
Salesforce, Inc. stock logo
CRM
Salesforce
$3,040,688$4,634,582 -60.4%11,5550.2%Computer and Technology
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$2,998,757$2,742,982 -47.8%17,5980.2%ETF
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$2,890,979$4,256,140 -59.6%60,3540.2%ETF
Lowe's Companies, Inc. stock logo
LOW
Lowe's Companies
$2,865,227$1,303,650 -31.3%12,8750.2%Retail/Wholesale
Financial Select Sector SPDR Fund stock logo
XLF
Financial Select Sector SPDR Fund
$2,830,783$3,433,998 -54.8%75,2870.2%ETF
Honeywell International Inc. stock logo
HON
Honeywell International
$2,819,863$2,924,093 -50.9%13,4460.2%Multi-Sector Conglomerates
The Coca-Cola Company stock logo
KO
Coca-Cola
$2,799,703$3,081,977 -52.4%47,5090.2%Consumer Staples
Adobe Inc. stock logo
ADBE
Adobe
$2,790,196$396,128 -12.4%4,6770.2%Computer and Technology
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF stock logo
XHLF
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
$2,733,685$507,521 -15.7%54,4560.2%ETF
CMS Energy Co. stock logo
CMS
CMS Energy
$2,689,455$157,776 -5.5%46,3140.2%Utilities
Schwab U.S. Large-Cap Growth ETF stock logo
SCHG
Schwab U.S. Large-Cap Growth ETF
$2,686,100$3,333,608 -55.4%32,3780.2%ETF
Vanguard Mid-Cap ETF stock logo
VO
Vanguard Mid-Cap ETF
$2,662,391$3,706,735 -58.2%11,4440.2%ETF
Fidelity Total Bond ETF stock logo
FBND
Fidelity Total Bond ETF
$2,622,937$2,468,427 -48.5%56,9710.2%ETF
iShares S&P Small-Cap 600 Growth ETF stock logo
IJT
iShares S&P Small-Cap 600 Growth ETF
$2,585,594$4,022,174 -60.9%20,6620.2%ETF
Consumer Staples Select Sector SPDR Fund stock logo
XLP
Consumer Staples Select Sector SPDR Fund
$2,568,051$2,702,817 -51.3%35,6530.2%ETF
First Trust RBA American Industrial Renaissance ETF stock logo
AIRR
First Trust RBA American Industrial Renaissance ETF
$2,539,599$2,464,754 -49.3%43,9070.2%Manufacturing
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$2,525,570$3,444,951 -57.7%32,6430.2%ETF
SPDR EURO STOXX 50 ETF stock logo
FEZ
SPDR EURO STOXX 50 ETF
$2,493,086$2,398,232 -49.0%52,1460.2%ETF
Pacer Trendpilot US Large Cap ETF stock logo
PTLC
Pacer Trendpilot US Large Cap ETF
$2,489,765$3,956,797 -61.4%57,5400.2%ETF

Showing largest 100 holdings. View all holdings.

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