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Hartford Multifactor US Equity ETF (ROUS) Institutional Ownership

Hartford Multifactor US Equity ETF logo
$67.53 +0.31 (+0.46%)
Closing price 04:10 PM Eastern
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$67.46 -0.06 (-0.10%)
As of 07:30 PM Eastern
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Institutional Ownership Changes (13F Filings) for Hartford Multifactor US Equity ETF (NYSEARCA:ROUS)

Number of
Institutional Buyers
(last 12 months)
34
Total
Institutional Inflows
(last 12 months)
$128.15M
Number of
Institutional Sellers
(last 12 months)
27
Total
Institutional Outflows
(last 12 months)
$115.96M
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ROUS Institutional Buying and Selling by Quarter

Hartford Multifactor US Equity ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026NorthRock Partners LLC1,213,197$81.77M1.2%-4.8%11.554%
9/9/2026NewEdge Advisors LLC64,399$4.34M0.0%-7.9%0.613%
9/8/2026Allworth Financial LP2,665$180K0.0%+31.9%0.025%
7/8/2026Thurston Springer Miller Herd & Titak Inc.24,967$1.68M0.6%+21.2%0.248%
7/7/2026Fermata Advisors LLC122,530$8.26M1.7%-1.7%1.234%
6/3/2026NewEdge Advisors LLC69,954$4.13M0.0%+19.1%0.756%
5/19/2026Western Wealth Management LLC150,426$8.88M0.3%+12.4%1.626%
5/19/2026NewEdge Advisors LLC69,954$4.13M0.1%+19.1%0.756%
5/19/2026Bank of America Corp DE197,415$11.66M0.0%-0.6%2.134%
5/19/2026Arkadios Wealth Advisors13,146$776K0.0%N/A0.142%
5/18/2026Royal Bank of Canada181,332$10.71M0.0%+74.0%1.960%
5/15/2026Waverly Advisors LLC51,331$3.03M0.0%-4.9%0.555%
5/13/2026Cetera Investment Advisers99,961$5.90M0.0%+1.1%1.081%
5/2/2026International Assets Investment Management LLC1,572$94K0.0%N/A0.017%
4/22/2026Janney Montgomery Scott LLC38,420$2.27M0.0%+1.7%0.419%
3/17/2026Rockefeller Capital Management L.P.69,948$4.04M0.0%+2,891.8%0.804%
2/18/2026NewEdge Advisors LLC58,715$3.39M0.0%+230.2%0.675%
2/18/2026Main Street Financial Solutions LLC29,436$1.70M0.1%+13.4%0.338%
2/17/2026Cetera Investment Advisers98,890$5.71M0.0%-0.8%1.137%
2/17/2026Osaic Holdings Inc.40,125$2.32M0.0%+118.3%0.461%
2/17/2026Royal Bank of Canada104,192$6.01M0.0%+16.0%1.198%
2/17/2026Harborfront Financial Group LLC5,659$327K2.4%N/A0.065%
2/16/2026Mariner LLC137,290$7.92M0.0%+1.0%1.578%
2/13/2026UMB Bank n.a.2,650$153K0.0%N/A0.030%
2/13/2026Stifel Financial Corp5,864$338K0.0%+4.5%0.067%
2/13/2026Wells Fargo & Company MN67,296$3.88M0.0%-17.2%0.774%
2/13/2026Summit Financial LLC4,700$271K0.0%-36.5%0.054%
2/12/2026Commonwealth Equity Services LLC64,717$3.74M0.0%+19.4%0.744%
2/11/2026Janney Montgomery Scott LLC37,790$2.18M0.0%-6.6%0.434%
2/11/2026LPL Financial LLC675,705$39.00M0.0%+11.0%7.767%
2/11/2026Vista Cima Wealth Management LLC67,637$3.90M3.3%-0.5%0.777%
2/10/2026Lido Advisors LLC3,537$204K0.0%N/A0.041%
2/10/2026WCG Wealth Advisors LLC30,831$1.78M0.0%N/A0.354%
2/10/2026Northwestern Mutual Wealth Management Co.13,459$777K0.0%+8.7%0.155%
2/9/2026Kingsview Wealth Management LLC16,581$957K0.0%+10.2%0.191%
2/9/2026Coldstream Capital Management Inc.52,647$3.04M0.0%-0.3%0.605%
2/6/2026Van Hulzen Asset Management LLC17,384$1.00M0.1%+22.1%0.200%
2/6/2026Global Retirement Partners LLC1,915$110K0.0%-10.5%0.022%
2/6/2026Hartford Funds Management Co LLC866,198$49.99M4.1%-5.3%9.956%
2/5/2026Northwestern Mutual Wealth Management Co.41,078$2.37M0.0%+231.6%0.472%
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2/5/2026Western Wealth Management LLC133,860$7.73M0.4%+6.6%1.539%
2/5/2026Allworth Financial LP2,017$116K0.0%+47.5%0.023%
2/3/2026Golden Bell Financial Planning LLC29,425$1.70M1.4%-1.0%0.331%
1/29/2026UBS Group AG61,256$3.54M0.0%-3.1%0.695%
1/23/2026Optima Capital LLC1,741$100K0.0%N/A0.020%
1/20/2026Stratos Wealth Partners LTD.36,551$2.11M0.0%-52.2%0.415%
1/20/2026Thurston Springer Miller Herd & Titak Inc.17,949$1.04M0.4%+471.8%0.204%
1/9/2026Marshall Financial Group LLC85,589$4.94M1.0%+12.6%0.986%
1/8/2026Fermata Advisors LLC123,516$7.13M1.7%+0.3%1.423%
12/2/2025Allworth Financial LP1,367$79K0.0%+224.7%0.015%
11/19/2025Coldstream Capital Management Inc.52,827$3.04M0.0%-0.4%0.588%
11/17/2025Keystone Financial Group1,618$93K0.0%N/A0.018%
11/17/2025NewEdge Advisors LLC17,782$1.02M0.0%-20.9%0.198%
11/17/2025Susquehanna International Group LLP6,412$369K0.0%-68.9%0.071%
11/17/2025Northwestern Mutual Wealth Management Co.12,386$712K0.0%+3.5%0.138%
11/17/2025Mariner LLC135,894$7.81M0.0%-9.3%1.513%
11/17/2025Citadel Advisors LLC18,718$1.08M0.0%N/A0.208%
11/17/2025Bank of America Corp DE213,773$12.29M0.0%+7.3%2.381%
11/17/2025Brass Tax Wealth Management Inc.54,254$3.12M0.5%-0.3%0.604%
11/17/2025Ameriprise Financial Inc.581,067$33.41M0.0%-74.7%6.471%
11/14/2025Raymond James Financial Inc.188,475$10.84M0.0%+14.4%2.099%
11/14/2025Vista Cima Wealth Management LLC67,956$3.91M3.3%+7.3%0.757%
11/14/2025NorthRock Partners LLC1,639,891$94.28M1.7%N/A18.262%
11/13/2025UBS Group AG63,222$3.64M0.0%-14.4%0.704%
11/13/2025Private Advisor Group LLC9,937$571K0.0%+49.8%0.111%
11/12/2025Kingsview Wealth Management LLC15,051$865K0.0%+28.6%0.168%
11/6/2025Stratos Wealth Partners LTD.76,431$4.39M0.1%-3.1%0.851%
11/6/2025Western Wealth Management LLC125,560$7.22M0.4%-0.8%1.398%
11/5/2025J.W. Cole Advisors Inc.6,665$383K0.0%-6.8%0.074%
11/5/2025Envestnet Asset Management Inc.69,207$3.98M0.0%-13.4%0.771%
11/4/2025Jones Financial Companies Lllp87,015$4.97M0.0%+54.7%0.969%
11/4/2025Golden Bell Financial Planning LLC29,733$1.71M1.5%-1.6%0.331%
10/29/2025Wealth Enhancement Advisory Services LLC3,817$219K0.0%-12.0%0.043%
10/22/2025Gladstone Institutional Advisory LLC23,259$1.34M0.1%-9.4%0.261%
10/21/2025Wagner Wealth Management LLC19,449$1.12M0.3%-3.7%0.219%
10/9/2025Fermata Advisors LLC123,112$7.08M1.8%-3.9%1.383%
10/8/2025Marshall Financial Group LLC76,010$4.37M0.9%+5.7%0.854%
10/7/2025Thurston Springer Miller Herd & Titak Inc.3,139$180K0.4%-91.3%0.035%
9/4/2025Osaic Holdings Inc.20,829$1.12M0.0%+17.8%0.238%
8/15/2025Bank of America Corp DE199,191$10.70M0.0%+9.5%2.271%
8/15/2025Ameriprise Financial Inc.2,300,774$123.55M0.0%-0.9%26.235%
8/14/2025Raymond James Financial Inc.164,800$8.85M0.0%-17.3%1.879%
8/14/2025Main Street Financial Solutions LLC25,135$1.35M0.1%+32.2%0.287%
8/14/2025NewEdge Advisors LLC22,488$1.21M0.0%+18.4%0.256%
8/13/2025Baird Financial Group Inc.9,000$483K0.0%-8.1%0.103%
8/13/2025Van Hulzen Asset Management LLC12,822$688K0.1%+1.9%0.146%
8/13/2025Northwestern Mutual Wealth Management Co.11,964$642K0.0%+19.3%0.136%
8/12/2025Steward Partners Investment Advisory LLC4,269$229K0.0%-4.2%0.049%
8/12/2025Coldstream Capital Management Inc.53,042$2.85M0.0%-4.1%0.605%
8/11/2025Western Wealth Management LLC126,571$6.80M0.4%+7.1%1.451%
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8/8/2025Kingsview Wealth Management LLC11,705$628K0.0%+25.5%0.134%
8/8/2025Avantax Advisory Services Inc.85,364$4.58M0.0%-7.4%0.978%
8/8/2025Cetera Investment Advisers17,303$929K0.0%-8.4%0.198%
8/8/2025RAM Investment Partners LLC6,681$359K0.1%+51.8%0.077%
8/8/2025Good Life Advisors LLC36,816$1.98M0.1%-2.2%0.422%
8/7/2025Hartford Funds Management Co LLC914,370$49.09M4.7%+0.3%10.426%
8/5/2025Golden Bell Financial Planning LLC30,226$1.62M1.5%-0.9%0.346%
8/4/2025Assetmark Inc.1,000$54K0.0%N/A0.011%
7/29/2025Stratos Wealth Partners LTD.78,892$4.24M0.1%-2.4%0.904%
7/28/2025Harbour Investments Inc.10,525$565K0.0%+103.5%0.121%


ROUS Institutional Ownership - Frequently Asked Questions

During the previous two years, 67 institutional investors and hedge funds held shares of Hartford Multifactor US Equity ETF. The most heavily invested institutionals were NorthRock Partners LLC ($81.77M), Hartford Funds Management Co LLC ($49.99M), LPL Financial LLC ($39.00M), Ameriprise Financial Inc. ($33.41M), Bank of America Corp DE ($11.66M), Raymond James Financial Inc. ($10.84M), and Royal Bank of Canada ($10.71M).Learn more on Hartford Multifactor US Equity ETF's institutional investors.

Of the 58 institutional investors that purchased Hartford Multifactor US Equity ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: NorthRock Partners LLC ($1.64M), Ameriprise Financial Inc. ($327.80K), Raymond James Financial Inc. ($222.90K), LPL Financial LLC ($200.90K), Royal Bank of Canada ($137.95K), Global Retirement Partners LLC ($98.77K), and Private Advisor Group LLC ($90.29K).

Institutional investors have bought a total of 2,223,344 shares in the last 24 months. This purchase volume represents approximately $128.15M in transactions.

Of the 27 institutional investors that sold Hartford Multifactor US Equity ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Ameriprise Financial Inc. ($1.72M), NorthRock Partners LLC ($61.37K), Hartford Funds Management Co LLC ($48.17K), Stratos Wealth Partners LTD. ($42.34K), Thurston Springer Miller Herd & Titak Inc. ($33.04K), Susquehanna International Group LLP ($14.17K), and Wells Fargo & Company MN ($13.99K).

Institutional investors have sold a total of 2,004,584 shares in the last 24 months. This volume of shares sold represents approximately $115.96M in transactions.


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Institutional ownership data for NYSEARCA:ROUS is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
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