Simplify US Equity PLUS Upside Convexity ETF (SPUC) Institutional Ownership $50.04 -0.47 (-0.93%) Closing price 04:10 PM EasternExtended Trading$50.04 +0.01 (+0.01%) As of 04:10 PM Eastern Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more. Add Compare Share Share Ownership Stock AnalysisChartDividendHoldingsOwnershipRatingsShort InterestBuy This Stock Institutional Ownership Changes (13F Filings) for Simplify US Equity PLUS Upside Convexity ETF (NYSEARCA:SPUC)Number ofInstitutional Buyers(last 12 months)9TotalInstitutional Inflows(last 12 months)$18.58MNumber ofInstitutional Sellers(last 12 months)3TotalInstitutional Outflows(last 12 months)$18.93M Get SPUC Insider Trade Alerts Want to know when executives and insiders are buying or selling Simplify US Equity PLUS Upside Convexity ETF stock? 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Skip Chart & View Institutional Buying and Selling Data SPUC Institutional Buying and Selling by Quarter Simplify US Equity PLUS Upside Convexity ETF Major Shareholders & Ownership History Export to ExcelReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails9/4/2025 Osaic Holdings Inc.604$27K0.0%-64.3%0.026% 8/7/2025 Simplify Asset Management Inc.1,913,678$85.56M4.3%-18.0%82.309% 8/6/2025 AE Wealth Management LLC104,367$4.67M0.0%N/A4.489% 8/4/2025 Great Lakes Retirement Inc.6,692$299K0.0%N/A0.288% 7/30/2025 LifeWealth Investments LLC5,122$229K0.1%N/A0.220% 7/18/2025 B.O.S.S. Retirement Advisors LLC19,745$883K0.2%N/A0.849% 7/16/2025 Lloyd Advisory Services LLC.34,325$1.54M0.7%N/A1.476% 5/15/2025OLD Mission Capital LLC11,971$457K0.0%-11.1%0.452% 5/9/2025Encompass More Asset Management49,369$1.88M0.6%N/A1.795% 4/21/2025JBR Co Financial Management Inc6,000$229K0.1%N/A0.218% Get the Latest News and Ratings for SPUC and Related StocksEnter your email address below to receive the latest news and analysts' ratings for Simplify US Equity PLUS Upside Convexity ETF and its competitors with MarketBeat's FREE daily newsletter. 2/12/2025OLD Mission Capital LLC13,464$551K0.0%+47.1%7.694% 2/10/2025Commonwealth Equity Services LLC263,264$10.78M0.0%+414.3%150.436% 7/31/2024Commonwealth Equity Services LLC42,447$1.71M0.0%+114.9%24.255% 11/16/2023Wolverine Trading LLC35,931$1.05M0.0%N/A12.833% 8/8/2023Prospera Financial Services Inc18,420$565K0.0%-23.5%6.579% 8/4/2023IFP Advisors Inc1,042$26K0.0%-59.3%0.372% 3/6/2023OLD Mission Capital LLC24,050$631K0.0%-35.5%6.013% 2/13/2023Betterment LLC16,533$434K0.0%+7.8%4.133% 2/8/2023Prospera Financial Services Inc49,809$1.31M0.1%-30.0%12.452% 11/14/2022Wolverine Trading LLC9,424$241K0.0%-14.2%2.192% 11/14/2022OLD Mission Capital LLC37,288$940K0.0%+91.1%8.672% 11/8/2022IFP Advisors Inc2,662$66K0.0%N/A0.619% 11/8/2022Mach 1 Financial Group LLC13,730$346K0.4%N/A3.193% 10/27/2022Prospera Financial Services Inc71,184$1.80M0.1%-6.0%16.554% 10/25/2022AE Wealth Management LLC13,730$346K0.0%+63.5%3.193% 8/8/2022Prospera Financial Services Inc75,700$2.01M0.1%+4.9%16.822% 8/5/2022OLD Mission Capital LLC19,511$518K0.0%+79.9%4.336% 8/3/2022AE Wealth Management LLC8,398$223K0.0%N/A1.953% 5/6/2022Mach 1 Financial Group LLC4,385$142K0.1%+306.0%1.169% 5/4/2022Prospera Financial Services Inc72,144$2.35M0.1%-7.2%19.238% 2/10/2022OLD Mission Capital LLC19,681$696K0.0%+64.5%5.248% 2/4/2022Envestnet Asset Management Inc.16,045$567K0.0%N/A3.378% 1/25/2022Ferguson Shapiro LLC185,017$6.54M3.5%+7.0%30.836% 12/8/2021Moors & Cabot Inc.4,755,000$4.14M0.2%N/A792.500% 11/12/2021OLD Mission Capital LLC11,961$375K0.0%-62.5%2.518% 11/12/2021Wolverine Trading LLC28,229$897K0.0%-28.7%5.943% 11/12/2021Prospera Financial Services Inc81,096$2.54M0.1%+1.9%17.073% 11/5/2021Moors & Cabot Inc.4,755,000$4.14M0.3%N/A1,001.053% 11/5/2021Advisor Group Holdings Inc.1,090$34K0.0%+52.4%0.229% 10/13/2021Ferguson Shapiro LLC172,979$5.42M3.2%N/A36.417% 8/13/2021OLD Mission Capital LLC31,855$988K0.0%+67.8%10.618% 8/12/2021Prospera Financial Services Inc79,598$2.47M0.1%-6.8%26.533% (Data available from 1/1/2016 forward) SPUC Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of SPUC shares? During the previous two years, 12 institutional investors and hedge funds held shares of Simplify US Equity PLUS Upside Convexity ETF. The most heavily invested institutionals were Simplify Asset Management Inc. ($85.56M), Commonwealth Equity Services LLC ($10.78M), AE Wealth Management LLC ($4.67M), Encompass More Asset Management ($1.88M), Lloyd Advisory Services LLC. ($1.54M), Wolverine Trading LLC ($1.05M), and B.O.S.S. Retirement Advisors LLC ($883K).Learn more on Simplify US Equity PLUS Upside Convexity ETF's institutional investors. Which institutional investors have been buying Simplify US Equity PLUS Upside Convexity ETF's stock? Of the 10 institutional investors that purchased Simplify US Equity PLUS Upside Convexity ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Commonwealth Equity Services LLC ($234.77K), AE Wealth Management LLC ($104.37K), Encompass More Asset Management ($49.37K), Wolverine Trading LLC ($35.93K), Lloyd Advisory Services LLC. ($34.33K), B.O.S.S. Retirement Advisors LLC ($19.75K), and Great Lakes Retirement Inc. ($6.69K). How much institutional buying is happening at Simplify US Equity PLUS Upside Convexity ETF? Institutional investors have bought a total of 442,008 shares in the last 24 months. This purchase volume represents approximately $18.58M in transactions. Which of Simplify US Equity PLUS Upside Convexity ETF's major shareholders have been selling company stock? The following institutional investors have sold Simplify US Equity PLUS Upside Convexity ETF stock in the last 24 months: Simplify Asset Management Inc. ($421.13K), OLD Mission Capital LLC ($1.49K), and Osaic Holdings Inc. ($1.09K). How much institutional selling is happening at Simplify US Equity PLUS Upside Convexity ETF? Institutional investors have sold a total of 423,715 shares in the last 24 months. This volume of shares sold represents approximately $18.93M in transactions. Related Companies THIR Major Shareholders PHEQ Major Shareholders FEBT Major Shareholders QQQU Major Shareholders STNC Major Shareholders FEBW Major Shareholders ALTL Major Shareholders BRIF Major Shareholders LSAT Major Shareholders HBTA Major Shareholders This page (NYSEARCA:SPUC) was last updated on 9/23/2025 by MarketBeat.com Staff From Our PartnersTrump’s national nightmare is herePorter Stansberry and Jeff Brown say a new U.S. national emergency is already underway — and it could trigger ...Porter & Company | SponsoredHe Called Nvidia at $1.10. Now, He Says THIS Stock Will…The original Magnificent Seven returned 16,894%—turning $7K into $1.18 million. 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