Altium Capital Management Lp Top Holdings and 13F Report (2026) About Altium Capital Management LpInvestment ActivityAltium Capital Management Lp has $68.81 million in total holdings as of September 30, 2026.Altium Capital Management Lp owns shares of 20 different stocks, but just 11 companies or ETFs make up 80% of its holdings.Approximately 36.51% of the portfolio was purchased this quarter.About 2.07% of the portfolio was sold this quarter.This quarter, Altium Capital Management Lp has purchased 19 new stocks and bought additional shares in 2 stocks.Altium Capital Management Lp sold shares of 3 stocks and completely divested from 0 stocks this quarter.Largest Holdings Alpha Architect 1-3 Month Box ETF $24,996,983ASA Gold and Precious Metals $3,924,243Royce Otc Micro $3,801,087Royce Small-Cap Trust $3,360,461Neuberger Berman Next Generation Connectivity Fund $3,209,578 Largest New Holdings this Quarter 02072L565 - Alpha Architect 1-3 Month Box ETF $24,996,983 Holding Largest Purchases this Quarter Alpha Architect 1-3 Month Box ETF 211,141 shares (about $25.00M)Royce Otc Micro 4,768 shares (about $64.08K)Royce Small-Cap Trust 3,665 shares (about $62.78K) Largest Sales this Quarter AllianceBernstein National Municipal Income Fund 127,082 shares (about $1.21M)Japan Smaller Capitalization Fund 14,815 shares (about $186.67K)ENDRA LIFE SCIENCES INC 4,744 shares (about $28.27K) Sector Allocation Over TimeMap of 500 Largest Holdings ofAltium Capital Management Lp Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorBOXXAlpha Architect 1-3 Month Box ETF$24,996,983$24,996,983 ▲New Holding211,14136.3%ETFASAASA Gold and Precious Metals$3,924,2430.0%70,3905.7%FinanceRMTRoyce Otc Micro$3,801,087$64,082 ▲1.7%282,8195.5%FinanceRVTRoyce Small-Cap Trust$3,360,461$62,781 ▲1.9%196,1744.9%FinanceNBXGNeuberger Berman Next Generation Connectivity Fund$3,209,5780.0%204,5624.7%PIMCO DYNAMIC INCOME STRATEG$3,201,3100.0%157,7004.7%COM SHS BEN INTGAMGeneral American Investors$3,093,0170.0%48,7554.5%FinanceTYTri Continental$2,968,9680.0%86,4584.3%FinanceSPXXNuveen S&P 500 Dynamic Overwrite Fund$2,910,2340.0%157,3954.2%FinanceCHWCalamos Global Dynamic Income Fund$2,654,2310.0%328,9013.9%FinanceMXFMexico Fund$2,613,6920.0%128,1853.8%FinancePCQPIMCO California Municipal Income Fund$2,568,1470.0%333,0933.7%FinanceLEOBNY Mellon Strategic Municipals$2,439,0390.0%438,6763.5%FinanceHFROHighland Funds I - Highland Opportunities and Income Fund$2,111,5860.0%317,0553.1%FinanceJOFJapan Smaller Capitalization Fund$1,708,522$186,669 ▼-9.8%135,5972.5%FinanceIIFMorgan Stanley India Investment Fund$1,698,3760.0%79,0312.5%FinanceAFBAllianceBernstein National Municipal Income Fund$458,441$1,211,092 ▼-72.5%48,1050.7%FinanceDMADestra Multi-Alternative Fund$412,6110.0%54,7230.6%FinanceGFThe New Germany Fund$352,1630.0%33,0980.5%FinanceENDRA LIFE SCIENCES INC$324,987$28,274 ▼-8.0%54,5280.5%COMShowing largest 100 holdings. View all holdings. More Institutional Buying and Selling Information SEC Filings and Trading Data SEC Filings 13F Filings Top 13F Buys Top 13F Sells Unlock superior investment research and tools. Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools and reports. Get MarketBeat All Access MarketBeat All Access Features Best-in-Class Portfolio Monitoring Get personalized stock ideas. Compare portfolio to indices. Check stock news, ratings, SEC filings, and more. Stock Ideas and Recommendations See daily stock ideas from top analysts. Receive short-term trading ideas from MarketBeat. Identify trending stocks on social media. Advanced Stock Screeners and Research Tools Use our seven stock screeners to find suitable stocks. Stay informed with MarketBeat's real-time news. Export data to Excel for personal analysis. Sign in to your free account to enjoy these benefits In-depth profiles and analysis for 20,000 public companies. Real-time analyst ratings, insider transactions, earnings data, and more. Our daily ratings and market update email newsletter. Sign in to your free account to enjoy all that MarketBeat has to offer. Sign In Create Account Your Email Address: Email Address Required Your Password: Password Required Log In Email Me a Login Link or Sign in with Facebook Sign in with Google Forgot your password? Your Email Address: Please enter your email address. Please enter a valid email address Choose a Password: Please enter your password. Your password must be at least 8 characters long and contain at least 1 number, 1 letter, and 1 special character. Create My Account (Free) or Sign in with Facebook Sign in with Google By creating a free account, you agree to our terms of service. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
