Warberg Asset Management LLC Top Holdings and 13F Report (2024) → 41 banks launch ‘crypto dollar’ (From Stansberry Research) (Ad) About Warberg Asset Management LLCInvestment ActivityWarberg Asset Management LLC has $696.54 million in total holdings as of March 31, 2024.Warberg Asset Management LLC owns shares of 213 different stocks, but just 19 companies or ETFs make up 80% of its holdings.Approximately 27.98% of the portfolio was purchased this quarter.About 8.48% of the portfolio was sold this quarter.This quarter, Warberg Asset Management LLC has purchased 232 new stocks and bought additional shares in 65 stocks.Warberg Asset Management LLC sold shares of 47 stocks and completely divested from 66 stocks this quarter.Largest Holdings SPDR S&P 500 ETF TR $224,920,100PALO ALTO NETWORKS INC $54,426,332OCCIDENTAL PETE CORP $43,925,322INVESCO QQQ TR $26,107,788MICROCHIP TECHNOLOGY INC. $21,197,754 Largest New Holdings this Quarter AXON ENTERPRISE INC $9,451,446 HoldingNCL CORP LTD $9,171,990 HoldingGUESS INC $7,884,601 HoldingCYTOKINETICS INC $3,669,852 HoldingFEDEX CORP $2,897,400 Holding Largest Purchases this Quarter SPDR S&P 500 ETF TR 125,000 shares (about $65.38M)PALO ALTO NETWORKS INC 7,455,000 shares (about $21.39M)BLOOMIN BRANDS INC 5,030,000 shares (about $13.04M)AXON ENTERPRISE INC 6,500,000 shares (about $9.45M)NCL CORP LTD 6,000,000 shares (about $9.17M) Largest Sales this Quarter INVESCO QQQ TR 11,200 shares (about $4.97M)ETSY INC 1,330,000 shares (about $1.41M)COINBASE GLOBAL INC 5,000 shares (about $1.33M)MIDDLEBY CORP 950,000 shares (about $1.25M)LIVENT CORP 850,000 shares (about $1.13M) Sector Allocation Over TimeMap of 500 Largest Holdings ofWarberg Asset Management LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorSPDR S&P 500 ETF TR$224,920,100$65,383,750 ▲41.0%430,00032.3%PUTPALO ALTO NETWORKS INC$54,426,332$21,385,564 ▲64.7%18,973,0007.8%NOTE 0.375% 6/0OCCIDENTAL PETE CORP$43,925,322$240,110 ▼-0.5%1,019,1496.3%*W EXP 08/03/202INVESCO QQQ TR$26,107,788$4,972,912 ▼-16.0%58,8003.7%PUTMICROCHIP TECHNOLOGY INC.$21,197,754$4,561,672 ▲27.4%8,239,0003.0%NOTE 1.625% 2/1UNITED STATES STL CORP$20,046,084$18,340 ▲0.1%6,558,0002.9%NOTE 5.000%11/0MICROSTRATEGY INC$19,628,063$1,446,008 ▲8.0%4,588,0002.8%NOTE 0.750%12/1PARSONS CORP DEL$16,856,685$8,185,111 ▲94.4%9,148,0002.4%NOTE 0.250% 8/1BLOOMIN BRANDS INC$16,303,766$13,039,902 ▲399.5%6,289,0002.3%NOTE 5.000% 5/0BOOKING HOLDINGS INC$15,457,850$5,240,833 ▲51.3%8,002,0002.2%NOTE 0.750% 5/0CHART INDS INC$14,377,533$211,021 ▲1.5%5,110,0002.1%NOTE 1.000%11/1ALTAIR ENGR INC$13,263,686$870,932 ▲7.0%7,173,0001.9%NOTE 0.250% 6/0NRG ENERGY INC$12,664,892$2,236,249 ▲21.4%7,640,0001.8%DBCV 2.750% 6/0REPLIGEN CORP$12,411,515$3,103,276 ▲33.3%7,819,0001.8%NOTE 0.375% 7/1INTERDIGITAL INC$12,078,796$40,358 ▲0.3%9,278,0001.7%NOTE 2.000% 6/0RH$9,918,7500.0%6,000,0001.4%NOTE 9/1AXON ENTERPRISE INC$9,451,446$9,451,446 ▲New Holding6,500,0001.4%NOTE 0.500%12/1AKAMAI TECHNOLOGIES INC$9,173,841$1,489,789 ▲19.4%7,765,0001.3%NOTE 0.125% 5/0NCL CORP LTD$9,171,990$9,171,990 ▲New Holding6,000,0001.3%NOTE 6.000% 5/1GUESS INC$7,884,601$7,884,601 ▲New Holding7,067,0001.1%NOTE 2.000% 4/1MONGODB INC$7,472,155$1,070,203 ▲16.7%4,266,0001.1%NOTE 0.250% 1/1PIONEER NAT RES CO$6,989,966$3,801,860 ▲119.3%2,460,0001.0%NOTE 0.250% 5/1ATI INC$6,621,902$83,148 ▲1.3%1,991,0001.0%NOTE 3.500% 6/1PROGRESS SOFTWARE CORP$5,724,897$1,654,804 ▲40.7%5,518,0000.8%NOTE 1.000% 4/1INTERDIGITAL INC$5,648,507$1,439,844 ▲34.2%3,923,0000.8%NOTE 3.500% 6/0BOX INC$4,567,358$4,806 ▲0.1%3,801,0000.7%NOTE 1/1ETSY INC$4,238,021$1,408,438 ▼-24.9%4,002,0000.6%NOTE 0.125%10/0SEA LTD$4,237,1880.0%3,500,0000.6%NOTE 1.000%12/0LIVENT CORP$3,993,750$1,131,563 ▼-22.1%3,000,0000.6%NOTE 4.125% 7/1ON SEMICONDUCTOR CORP$3,741,588$83,833 ▲2.3%2,544,0000.5%NOTE 5/0CYTOKINETICS INC$3,669,852$3,669,852 ▲New Holding2,313,0000.5%NOTE 3.500% 7/0WORKIVA INC$3,327,311$3,636 ▲0.1%2,745,0000.5%NOTE 1.125% 8/1ISHARES TR$3,122,460$283,860 ▲10.0%33,0000.4%PUTFEDEX CORP$2,897,400$2,897,400 ▲New Holding10,0000.4%PUTGRANITE CONSTR INC$2,685,183$2,685,183 ▲New Holding1,484,0000.4%NOTE 2.750%11/0APPLE INC$2,572,200$857,400 ▲50.0%15,0000.4%PUTCHKELChesapeake Energy$2,209,889$518,438 ▲30.7%30,1280.3%EnergyJAZZ INVESTMENTS I LTD$1,986,520$1,986,520 ▲New Holding2,000,0000.3%NOTE 2.000% 6/1MIDDLEBY CORP$1,972,016$1,248,943 ▼-38.8%1,500,0000.3%NOTE 1.000% 9/0NOBLE CORP PLC$1,899,651$155,322 ▲8.9%64,0260.3%*W EXP 02/04/202SAREPTA THERAPEUTICS INC$1,799,264$814,592 ▲82.7%1,005,0000.3%DBCV 1.500%11/1STXSStereotaxis$1,737,446$1,737,446 ▲New Holding665,6880.2%MedicalVANECK ETF TRUST$1,644,2400.0%52,0000.2%CALLNOBLE CORP PLC$1,611,909$191,135 ▲13.5%63,4610.2%*W EXP 02/04/202HTZWWHertz Global$1,413,829$1,052,058 ▼-42.7%318,4300.2%IndustrialsJPMORGAN CHASE & CO$1,402,100$1,402,100 ▲New Holding7,0000.2%CALLRBCPRBC Bearings$1,342,990$725,947 ▲117.6%11,0000.2%IndustrialsGBILGoldman Sachs TreasuryAccess 0-1 Year ETF$1,290,711$1,290,711 ▲New Holding12,8910.2%ETFCHKEZChesapeake Energy$1,218,192$976,038 ▲403.1%15,9220.2%EnergyEXXON MOBIL CORP$1,162,400$1,162,400 ▲New Holding10,0000.2%CALLNENNew England Realty Associates Limited Partnership$1,136,970$162,160 ▲16.6%15,9790.2%Real EstateCOINBASE GLOBAL INC$1,060,480$1,325,600 ▼-55.6%4,0000.2%PUTEPR PPTYS$1,057,138$86,039 ▼-7.5%54,7740.2%PFD C CV 5.75%TESLA INC$878,950$878,950 ▲New Holding5,0000.1%PUTCHKEWChesapeake Energy$863,853$11,011 ▲1.3%10,5130.1%EnergyCLRCClimateRock$846,291$846,291 ▲New Holding75,4270.1%UnclassifiedEQUINIX INC$825,330$825,330 ▲New Holding1,0000.1%PUTACACAcies Acquisition$822,443$89,856 ▲12.3%73,4980.1%UnclassifiedAQUAquaron Acquisition$820,350$428,307 ▲109.3%75,7130.1%UnclassifiedFORLFour Leaf Acquisition$813,611$268,807 ▲49.3%75,9320.1%UnclassifiedGLSTGlobal Star Acquisition$810,908$54,696 ▲7.2%75,7150.1%UnclassifiedPLTNPlutonian Acquisition$807,788$448,288 ▲124.7%75,2130.1%UnclassifiedHUDAHudson Acquisition I$784,806$42,400 ▲5.7%74,0390.1%UnclassifiedAKAMAI TECHNOLOGIES INC$774,935$301,950 ▲63.8%734,0000.1%NOTE 0.375% 9/0NOBLE CORP PLC$761,2930.0%15,7000.1%PUTBLACK HAWK ACQUISITION CORP$752,729$752,729 ▲New Holding74,1240.1%UNIT 99/99/9999VSACVision Sensing Acquisition$749,079$566,568 ▲310.4%67,1790.1%Unclassified99 ACQUISITION GROUP INC$703,8320.0%68,3000.1%CL AQUETTA ACQUISITION CORP$700,0530.0%68,7000.1%COMOAKUOak Woods Acquisition$698,7500.0%65,0000.1%UnclassifiedMCACMountain Crest Acquisition$692,6920.0%62,4610.1%UnclassifiedFORD MTR CO DEL$634,454$190,440 ▲42.9%613,0000.1%NOTE 3/1CMPOWCompoSecure$591,331$49,721 ▲9.2%844,7590.1%IndustrialsISHARES SILVER TR$568,7500.0%25,0000.1%CALLPPHPPHP Ventures Acquisition$519,9820.0%46,7190.1%Financial ServicesCANTALOUPE INC$513,114$198,044 ▲62.9%79,8000.1%CALLIGTAInception Growth Acquisition$502,427$5,126 ▲1.0%46,2640.1%UnclassifiedKEEN VISION ACQUISITION CORP$480,7000.0%46,0000.1%SHSGDSTGoldenstone Acquisition$458,610$248,333 ▲118.1%41,6350.1%UnclassifiedSURGWSurgePays$443,129$193,312 ▼-30.4%764,0160.1%Computer and TechnologyCARVANA CO$439,550$615,370 ▼-58.3%5,0000.1%PUTMODERNA INC$426,240$213,120 ▼-33.3%4,0000.1%PUTTCOAZalatoris Acquisition$404,052$5,456 ▲1.4%37,1030.1%UnclassifiedBLACKSTONE MTG TR INC$398,200$39,820 ▲11.1%20,0000.1%PUTESH ACQUISITION CORP$390,5180.0%37,6040.1%COMHERTZ GLOBAL HLDGS INC$375,840$375,840 ▲New Holding48,0000.1%PUTTBMCTrailblazer Merger Co. I$363,052$120,441 ▲49.6%34,2340.1%UnclassifiedIRON HORSE ACQUISITIONS CORP$332,005$332,005 ▲New Holding33,2670.0%COMQDROQuadro Acquisition One$324,969$324,969 ▲New Holding29,5830.0%UnclassifiedLEN.BLennar$309,0200.0%2,0000.0%ConstructionUNITED STS NAT GAS FD LP$291,400$291,400 ▲New Holding20,0000.0%CALLBLACBellevue Life Sciences Acquisition$288,517$288,517 ▲New Holding27,0400.0%UnclassifiedAIMBUAimfinity Investment Corp. I$269,282$269,282 ▲New Holding24,2160.0%Financial ServicesAPCAAP Acquisition$257,996$1,748 ▼-0.7%22,8720.0%UnclassifiedB. RILEY FINANCIAL INC$254,040$254,040 ▲New Holding12,0000.0%PUTDT CLOUD ACQUISITION CORP$254,000$254,000 ▲New Holding25,0000.0%UNIT 99/99/9999DELCATH SYS INC$252,810$21,942 ▼-8.0%53,0000.0%CALLXFINExcelFin Acquisition$243,520$123,596 ▲103.1%22,2800.0%UnclassifiedPEABODY ENERGY CORP$242,600$242,600 ▲New Holding10,0000.0%CALLDWACWDigital World Acquisition$235,640$235,640 ▲New Holding8,6000.0%Financial ServicesShowing largest 100 holdings. 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